Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"y Assessed Clean Energy Programs
Duration: July 1, 2011
to
June 30, 2013
General Issues: Banking , Financial Institutions/Investments/Securities , Housing , Accounting
Spending: about $604,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2011: House of Representatives, U.S. Senate, Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Commission (FDIC), Federal Reserve System, Housing & Urban Development - Dept of (HUD), Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Treasury - Dept of, Ginnie Mae, U.S. Senate,, Securities & Exchange Commission (SEC),, Federal Housing Finance Board (FHFB)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
James Johnson
Senior Counsel, United States Senate Banking Committee
Senior Counsel, U.S. Senate Banking (08-11)
Counsel, U.S. Senate Banking (05-08)
Senior Counsel, U.S. Banking (08-11)
Counsel, U.S. Banking (05-08)
Johnson James
Senior Counsel, U.S. Senate Banking (08-11)
Counsel, U.S. Senate Banking (05-08)
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
2nd Quarter, 2013
American Securitization Forum, Inc. in-house lobbying effort was terminated on July 24, 2013
Original Filing: 300587087.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"y Assessed Clean Energy Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Treasury - Dept of Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2013
In Q2, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on July 11, 2013.
Original Filing: 300570812.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"y Assessed Clean Energy Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Treasury - Dept of Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2013
In Q1, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on April 18, 2013.
Original Filing: 300553037.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Treasury - Dept of Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2012
In Q4, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on Jan. 18, 2013.
Original Filing: 300534999.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Backed Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Backed Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
CFTC Commodity Pool definitional issues
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2012
In Q3, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on Oct. 16, 2012.
Original Filing: 300508055.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Backed Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Backed Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
CFTC Commodity Pool definitional issues
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Treasury - Dept of Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2012
In Q2, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on July 19, 2012.
Original Filing: 300492870.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Back Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Agencies Lobbied
Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Ginnie Mae Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of U.S. House of Representatives U.S. Senate,
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Back Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Ginnie Mae Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC),
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2012
In Q1, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on April 17, 2012.
Original Filing: 300461959.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Back Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Treasury - Dept of Securities & Exchange Commission (SEC)
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Back Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
H.R. 3606 Jumpstart Our Business Startups Act of 2012
H.R. 1223 GSE Credit Risk Equitable Treatment Act of 2011
H.R. 2112 Consolidated and Further Continuing Appropriations Act, 2012
S. 2223 A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 1102 Fairness for Struggling Students Act of 2011
S. 1963 Mortgage Finance Act of 2011
S. 1835 United States Covered Bond Act of 2011
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Reserve System Federal Deposit Insurance Commission (FDIC) Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2011
In Q4, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on Jan. 20, 2012.
Original Filing: 300448178.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Back Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Housing Finance Board (FHFB) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539 "Asset-Back Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Reform Act"
H.R. 1121 "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 122 "The GSE subsidy Elimination Act"
H.R. 1309 "The Flood Insurance Reform Act of 2011"
H.R. 3644 "Private Mortgage Market Investment Act"
S. 1834 "Residential Mortgage Market Privatization and Standardization Act of 2011"
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2011
In Q3, American Securitization Forum, Inc. had in-house lobbyists. The report was filed on Oct. 20, 2011.
Original Filing: 300424487.xml
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 7, Wall Street Transparency and AccountabilityDodd-Frank Act (continued)
Title 9, Investor Protections and Improvements to the Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539, "Asset-Backed Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Form Act"
H.R. 1121, "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 1222, "The GSE subsidy Elimination Act"
H.R. 1309, "Flood Insurance Reform Act of 2011"
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Federal Housing Finance Board (FHFB) Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC) Federal Reserve System
Lobbying Issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 7, Wall Street Transparency and AccountabilityDodd-Frank Act (continued)
Title 9, Investor Protections and Improvements to the Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
H.R. 940 "U.S. Covered Bond Act of 2011"
H.R. 1539, "Asset-Backed Stabilization Act of 2011"
H.R. 1573 "To facilitate implementation of Dodd-Frank Wall Street Form Act"
H.R. 1121, "The Responsible Consumer Financial Protection Regulation Act of 2011"
H.R. 1222, "The GSE subsidy Elimination Act"
H.R. 1309, "Flood Insurance Reform Act of 2011"
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Housing & Urban Development - Dept of (HUD) Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2011
American Securitization Forum, Inc. filed a lobbying registration on July 17, 2011 for in-house lobbying efforts, effective July 1, 2011.
Original Filing: 300410321.xml
Issue(s) they said they’d lobby about: All aspects of the securitization and capital markets activities for issuers, investors, and dealers including legal, regulatory, and accounting aspects. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate