Support inflation adjuster for SEC registered investment advisors.
Support inflation adjuster for SBIC leverage
Farm bill changes to allow RBIC access to leverage at the USDA
Engage Congress on expired small business tax provisions
Support modernization of Business Development Company regulation
Support technical changes to SBIC program to increase investment in national security focused, manufacturing and underserved businesses
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support the passage of the Investing in Main Street Act.
Regulatory changes to the SBIC program at SBA
Engage with Treasury Department on technical corrections to the Corporate Transparency Act.
Engage with Congress and regulators on impact of Basel 3 proposal
Duration: January 1, 2008
to
present
General Issues: Small Business , Taxation/Internal Revenue Code
Spending: about $6,982,100 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2008: U.S. Senate, House of Representatives, Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Small Business Administration (SBA), Treasury - Dept of, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Internal Revenue Service (IRS), Labor - Dept of (DOL), Natl Economic Council (NEC), Agriculture - Dept of (USDA), Small Business Adminstration (SBA), Federal Deposit Insurance Commission (FDIC)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 16.
Original Filing: 301550954.xml
Lobbying Issues
Support inflation adjuster for SEC registered investment advisors.
Support inflation adjuster for SBIC leverage
Farm bill changes to allow RBIC access to leverage at the USDA
Engage Congress on expired small business tax provisions
Support modernization of Business Development Company regulation
Support technical changes to SBIC program to increase investment in national security focused, manufacturing and underserved businesses
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support the passage of the Investing in Main Street Act.
Regulatory changes to the SBIC program at SBA
Engage with Treasury Department on technical corrections to the Corporate Transparency Act.
Engage with Congress and regulators on impact of Basel 3 proposal
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
4th Quarter, 2023
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 18.
Original Filing: 301528458.xml
Lobbying Issues
Support inflation adjuster for SEC registered investment advisors.
Support inflation adjuster for SBIC leverage
Farm bill changes to allow RBIC access to leverage at the USDA
Engage Congress on expired small business tax provisions
Support modernization of Business Development Company regulation
Support technical changes to SBIC program to increase investment in national security focused, manufacturing and underserved businesses
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support the passage of the Investing in Main Street Act.
Regulatory changes to the SBIC program at SBA
Engage with Treasury Department on technical corrections to the Corporate Transparency Act.
Engage with Congress and regulators on impact of Basel 3 proposal
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
3rd Quarter, 2023
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 19, 2023.
Original Filing: 301507267.xml
Lobbying Issues
Support inflation adjuster for SEC registered investment advisors.
Farm bill changes to allow RBIC access to leverage at the USDA
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support technical changes to SBIC program to increase investment in national security focused, manufacturing and underseved businessed
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Support the passage of the Investing in Main Street Act.
Regulatory changes to the SBIC program at SBA
Engage with Treasury Department on technical corrections to the Corporate Transparency Act.
Support inflation adjuster legislation for threshold for SEC registered investment advisor.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
2nd Quarter, 2023
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 19, 2023.
Original Filing: 301482128.xml
Lobbying Issues
Support inflation adjuster for SEC registered investment advisors.
Farm bill changes to allow RBIC access to leverage at the USDA
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support technical changes to SBIC program to increase investment in national security focused, manufacturing and underseved businessed
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Support the passage of the Investing in Main Street Act.
Regulatory changes to the SBIC program at SBA
Engage with Treasury Department on technical corrections to the Corporate Transparency Act.
Support inflation adjuster legislation for threshold for SEC registered investment advisor.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
1st Quarter, 2023
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 19, 2023.
Original Filing: 301459408.xml
Lobbying Issues
Support inflation adjuster for SEC registered investment advisors.
Farm bill changes to allow RBIC access to leverage at the USDA
Support changes to the Federal Reserve CCAR review to increase SBIC investment
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Support the passage of the Investing in Main Street Act.
Regulatory changes to the SBIC program at SBA
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
4th Quarter, 2022
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 22, 2023.
Original Filing: 301444137.xml
Lobbying Issues
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Tax treatment for small businesses and small business investors.
Support the passage of the Investing in Main Street Act.
Regulatory changes to the SBIC program at SBA
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
3rd Quarter, 2022
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 17, 2022.
Original Filing: 301406005.xml
Lobbying Issues
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Tax treatment for small businesses and small business investors.
Support the passage of the Investing in Main Street Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
2nd Quarter, 2022
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 5, 2022.
Original Filing: 301377404.xml
Lobbying Issues
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Tax treatment for small businesses and small business investors.
Support the passage of the Investing in Main Street Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
1st Quarter, 2022
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 20, 2022.
Original Filing: 301371168.xml
Lobbying Issues
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Tax treatment for small businesses and small business investors.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
4th Quarter, 2021
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 18, 2022.
Original Filing: 301325268.xml
Lobbying Issues
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Tax treatment for small businesses and small business investors.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
3rd Quarter, 2021
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 19, 2021.
Original Filing: 301306569.xml
Lobbying Issues
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Tax treatment for small businesses and small business investors.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
2nd Quarter, 2021
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 19, 2021.
Original Filing: 301281274.xml
Lobbying Issues
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Tax treatment for small businesses and small business investors.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
1st Quarter, 2021
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 20, 2021.
Original Filing: 301261210.xml
Lobbying Issues
CARES Act Small Business lending provisions
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
4th Quarter, 2020
SMALL BUSINESS INVESTOR ALLIANCE amended a lobbying report for in-house lobbying in Q42020 on April 20, 2021
Original Filing: 301261238.xml
Lobbying Issues
CARES Act Small Business lending provisions
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
4th Quarter, 2020
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 20, 2021.
Original Filing: 301239165.xml
Lobbying Issues
CARES Act Small Business lending provisions
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Support regulatory updates to Rural Business Development Companies.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC) Agriculture - Dept of (USDA)
3rd Quarter, 2020
SMALL BUSINESS INVESTOR ALLIANCE amended a lobbying report for in-house lobbying in Q32020 on April 20, 2021
Original Filing: 301261230.xml
Lobbying Issues
CARES Act Small Business lending provisions
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
3rd Quarter, 2020
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 19, 2020.
Original Filing: 301213888.xml
Lobbying Issues
CARES Act Small Business lending provisions
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicly-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
2nd Quarter, 2020
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 20, 2020.
Original Filing: 301199270.xml
Lobbying Issues
CARES Act Small Business lending provisions
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicy-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
1st Quarter, 2020
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 20, 2020.
Original Filing: 301174734.xml
Lobbying Issues
CARES Act Small Business lending provisions
SEC Regulatory Relief for Business Development Companies
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicy-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
4th Quarter, 2019
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 21, 2020.
Original Filing: 301125391.xml
Lobbying Issues
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicy-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Implementation of Opportunity Zones
Authorization and appropriation legislation for small business investment programs
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
3rd Quarter, 2019
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 21, 2019.
Original Filing: 301078688.xml
Lobbying Issues
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicy-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Implementation of Opportunity Zones
Authorization and appropriation legislation for small business investment programs
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
2nd Quarter, 2019
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 22, 2019.
Original Filing: 301055430.xml
Lobbying Issues
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
Support OCC and SBA regulatory partiy for bank investments in SBICs
Support technical changes to SBIC program to increase investment in manufacturing and minority/women owned business
Tax treatment parity of BDCs, REITs, and publicy-traded partnerships
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Implementation of Opportunity Zones
Authorization and appropriation legislation for small business investment programs
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
1st Quarter, 2019
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 22, 2019.
Original Filing: 301035825.xml
Lobbying Issues
Support pro-growth tax reform
Support modernization of Business Development Company regulation
Support technical improvements to SBIC program
DoL Fiduciary Rule
Tax treatment parity of BDCs, REITs, and publicy-traded partnerships
Preserving deductibility of interest paid on debt as an ordinary business expense
SEC's acquired fund fees and expenses rule
Volcker Rule
Community Reinvestment Act
Implementation of Opportunity Zones
Authorization and appropriation legislation for small business investment programs
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
4th Quarter, 2018
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 21, 2019.
Original Filing: 301012256.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
Maintaining parity in the tax treatment of BDCs, REITs, and Publicly Traded Partnerships
Preserving the full deductibility of interest paid on debt as an ordinary business expense
H.R. 2333, the Small Business Investment Opportunity Act of 2017
H.R. 2364, the Investing in Main Street Act of 2017
S. 1995, the Spurring Business in Communities Act of 2018
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act
S. 2324, the Small Business Credit Availability Act
S. 2527, the Small Business Investment Opportunity Act of 2018
SECs Acquired fund fees and expenses rule
H.R. 1625- Consolidated Appropriations Act, 2018
S. 3107- Financial Services and General Government Appropriations Act, 2019
H.R. 6258- Financial Services and General Government Appropriations Act, 2019
H.R. 5515- John S. McCain National Defense Authorization Act for Fiscal Year 2019
S. 2987- John S. McCain National Defense Authorization Act for Fiscal Year 2019
S. 488- JOBS and Investor Confidence Act
Volcker Rule
Community Reinvestment Act
H.R. 4111 - the Spurring Business in Communities Act of 2017
Implementation of Opportunity Zones
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
3rd Quarter, 2018
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 21, 2018.
Original Filing: 300994001.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
Maintaining parity in the tax treatment of BDCs, REITs, and Publicly Traded Partnerships
Preserving the full deductibility of interest paid on debt as an ordinary business expense
H.R. 2333, the Small Business Investment Opportunity Act of 2017
H.R. 2364, the Investing in Main Street Act of 2017
S. 1995, the Spurring Business in Communities Act of 2018
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act
S. 2324, the Small Business Credit Availability Act
S. 2527, the Small Business Investment Opportunity Act of 2018
SECs Acquired fund fees and expenses rule
H.R. 1625- Consolidated Appropriations Act, 2018
S. 3107- Financial Services and General Government Appropriations Act, 2019
H.R. 6258- Financial Services and General Government Appropriations Act, 2019
H.R. 5515- John S. McCain National Defense Authorization Act for Fiscal Year 2019
S. 2987- John S. McCain National Defense Authorization Act for Fiscal Year 2019
S. 488- JOBS and Investor Confidence Act
Volcker Rule
Community Reinvestment Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
2nd Quarter, 2018
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 20, 2018.
Original Filing: 300977034.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
Maintaining parity in the tax treatment of BDCs, REITs, and Publicly Traded Partnerships
Preserving the full deductibility of interest paid on debt as an ordinary business expense
H.R. 2333, the Small Business Investment Opportunity Act of 2017
H.R. 2364, the Investing in Main Street Act of 2017
S. 1995, the Spurring Business in Communities Act of 2018
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act
S. 2324, the Small Business Credit Availability Act
S. 2527, the Small Business Investment Opportunity Act of 2018
SECs Acquired fund fees and expenses rule
H.R. 1625- Consolidated Appropriations Act, 2018
S. 2155- Economic Growth, Regulatory Relief, and Consumer Protection Act
S. 3107- Financial Services and General Government Appropriations Act, 2019
H.R. 6258- Financial Services and General Government Appropriations Act, 2019
H.R. 5515- John S. McCain National Defense Authorization Act for Fiscal Year 2019
S. 2987- John S. McCain National Defense Authorization Act for Fiscal Year 2019
S. 488- JOBS and Investor Confidence Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
1st Quarter, 2018
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 17, 2018.
Original Filing: 300946689.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
Maintaining parity in the tax treatment of BDCs, REITs, and Publicly Traded Partnerships
Preserving the full deductibility of interest paid on debt as an ordinary business expense
H.R. 2333, the Small Business Investment Opportunity Act of 2017
H.R. 2364, the Investing in Main Street Act of 2017
H.R. 10, the "Financial CHOICE Act of 2017"
S. 1995, the Spurring Business in Communities Act of 2018
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act
S. 2324, the Small Business Credit Availability Act
S. 2527, the Small Business Investment Opportunity Act of 2018
SECs Acquired fund fees and expenses rule
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
4th Quarter, 2017
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 22, 2018.
Original Filing: 300935350.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
Maintaining parity in the tax treatment of BDCs, REITs, and Publicly Traded Partnerships
Preserving the full deductibility of interest paid on debt as an ordinary business expense
H.R. 2333, the Small Business Investment Opportunity Act of 2017
H.R. 2364, the Investing in Main Street Act of 2017
H.R. 10, the "Financial CHOICE Act of 2017"
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
3rd Quarter, 2017
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 21, 2017.
Original Filing: 300917031.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
H.R. 2333, the Small Business Investment Opportunity Act of 2017
H.R. 2364, the Investing in Main Street Act of 2017
H.R. 10, the "Financial CHOICE Act of 2017"
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL) Natl Economic Council (NEC)
2nd Quarter, 2017
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 20, 2017.
Original Filing: 300894828.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
H.R. 2333, the Small Business Investment Opportunity Act of 2017
H.R. 2364, the Investing in Main Street Act of 2017
H.R. 10, the "Financial CHOICE Act of 2017"
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
1st Quarter, 2017
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 20, 2017.
Original Filing: 300876655.xml
Lobbying Issues
Support pro-growth tax reform
Support Modernization of Business Development Company regulation
Support technical improvements to the SBIC program
DoL Fiduciary Rule
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
4th Quarter, 2016
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 18, 2017.
Original Filing: 300848670.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
H.R. 3868 - The Small Business Credit Availability Act
H.R. 3784 - The SEC Small Business Advocate Act
H.R. 22 - FAST Act, pro SBIC Advisers Relief Act
H.R. 2029 - the Protecting Americans from Tax Hikes Act - pro small business tax provisions
H.R. 4498/S 978, the Helping Our Angels Lead Our Startups Act (HALOS)
H.R. 3868 The Small business Credit Availability Act
H.R. 3784/S 2867 Small business Advocate Act
H.R. 5424 Investment Advisers Modernization
Issues dealing with capital gains exclusion for investments in qualified small businesses
Issues dealing with increasing investments by banks in Small Business Investment Companies
Issues dealing with data, information technology at SBA for SBICs, modernizing regulations for Business Development Companies
General SBIC Program Improvements
Pro-Small Business Investor Tax Provisions
HR 5968 the Small Business Investment Opportunity Act
HR 5969 Investing in Main Street Act of 2016
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
3rd Quarter, 2016
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 20, 2016.
Original Filing: 300839536.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
H.R. 3868 - The Small Business Credit Availability Act
H.R. 3784 - The SEC Small Business Advocate Act
H.R. 22 - FAST Act, pro SBIC Advisers Relief Act
H.R. 2029 - the Protecting Americans from Tax Hikes Act - pro small business tax provisions
H.R. 4498/S 978, the Helping Our Angels Lead Our Startups Act (HALOS)
H.R. 3868 The Small business Credit Availability Act
H.R. 3784/S 2867 Small business Advocate Act
H.R. 5424 Investment Advisers Modernization
Issues dealing with capital gains exclusion for investments in qualified small businesses
Issues dealing with increasing investments by banks in Small Business Investment Companies
Issues dealing with data, information technology at SBA for SBICs, modernizing regulations for Business Development Companies
General SBIC Program Improvements
Pro-Small Business Investor Tax Provisions
HR 5968 the Small Business Investment Opportunity Act
HR 5969 Investing in Main Street Act of 2016
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
2nd Quarter, 2016
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 20, 2016.
Original Filing: 300817901.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
H.R. 3868 - The Small Business Credit Availability Act
H.R. 3784 - The SEC Small Business Advocate Act
H.R. 22 - FAST Act, pro SBIC Advisers Relief Act
H.R. 2029 - the Protecting Americans from Tax Hikes Act - pro small business tax provisions
H.R. 4498/S 978, the Helping Our Angels Lead Our Startups Act (HALOS)
H.R. 3868 The Small business Credit Availability Act
H.R. 3784/S 2867 Small business Advocate Act
H.R. 5424 Investment Advisers Modernization
Issues dealing with capital gains exclusion for investments in qualified small businesses
Issues dealing with increasing investments by banks in Small Business Investment Companies
Issues dealing with data, information technology at SBA for SBICs, modernizing regulations for Business Development Companies
General SBIC Program Improvements
Pro-Small Business Investor Tax Provisions
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
1st Quarter, 2016
SMALL BUSINESS INVESTOR ALLIANCE amended a lobbying report for in-house lobbying in Q12016 on March 27, 2017
Original Filing: 300861925.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
H.R. 3868 - The Small Business Credit Availability Act
H.R. 3784 - The SEC Small Business Advocate Act
H.R. 22 - FAST Act, pro SBIC Advisers Relief Act
H.R. 2029 - the Protecting Americans from Tax Hikes Act - pro small business tax provisions
H.R. 4498, the Helping Our Angels Lead Our Startups Act (HALOS)
H.R. 3868 The Small business Credit Availability Act
H.R. 3784 Small business Advocate Act
Issues dealing with capital gains exclusion for investments in qualified small businesses
Issues dealing with increasing investments by banks in Small Business Investment Companies
Issues dealing with data, information technology at SBA for SBICs, modernizing regulations for Business Development Companies
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
1st Quarter, 2016
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 20, 2016.
Original Filing: 300801767.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
H.R. 3868 - The Small Business Credit Availability Act
H.R. 3784 - The SEC Small Business Advocate Act
H.R. 22 - FAST Act, pro SBIC Advisers Relief Act
H.R. 2029 - the Protecting Americans from Tax Hikes Act - pro small business tax provisions
H.R. 4498, the Helping Our Angels Lead Our Startups Act (HALOS)
H.R. 3868 The Small business Credit Availability Act
H.R. 3784 Small business Advocate Act
Issues dealing with capital gains exclusion for investments in qualified small businesses
Issues dealing with increasing investments by banks in Small Business Investment Companies
Issues dealing with data, information technology at SBA for SBICs, modernizing regulations for Business Development Companies
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
4th Quarter, 2015
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 19, 2016.
Original Filing: 300777041.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
H.R. 3868 - The Small Business Credit Availability Act
H.R. 3784 - The SEC Small Business Advocate Act
H.R. 22 - FAST Act, pro SBIC Advisers Relief Act
H.R. 2029 - the Protecting Americans from Tax Hikes Act - pro small business tax provisions
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
3rd Quarter, 2015
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 21, 2015.
Original Filing: 300766103.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
2nd Quarter, 2015
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 20, 2015.
Original Filing: 300742276.xml
Lobbying Issues
H.R. 37 Promoting Job Creation and Reducing Small Business Burdens Act (Support)
H.R. 1023 - Small Business Investment Company Capital Act (Support)
S. 552 - Small Business Investment Company Capital Act (Support)
H.R. 432 - SBIC Advisers Relief Act (Support)
S. 1686 - Carried Interest Fairness Act (Oppose)
H.R. 2889 - Carried Interest Fairness Act (Oppose)
Pro Small business investment tax incentives (support)
Business Development Company (BDC) modernization provisions (support)
H.R. 2115 To make permanent rules related to investment by nonresident aliens in business development companies (support)
H.R. 686 Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act (Support)
Financial Services Appropriations bills covering SBA and SEC
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC) Internal Revenue Service (IRS) Labor - Dept of (DOL)
1st Quarter, 2015
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 22, 2015.
Original Filing: 300728478.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1023 - Raise SBA Leverage Limit for SBICs
S 552 - Adjusting leverage limits
Promoting pro-small business investor tax policy
Business Development Company Modernization (no bill number)
HR 432 the SBIC Advisers Relief Act of 2015
Tax reform small business investors
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Corporation (FDIC) Federal Reserve System Small Business Administration (SBA) Treasury - Dept of Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
4th Quarter, 2014
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 20, 2015.
Original Filing: 300703999.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
HR 1800 - Small Business Credit Availability Act
HR 1973 - Business Development Company Modernization Act
S 1498 - Small Business Tax Fairness Act
HR 1062 SEC Regulatory Accountability Act
Volcker Rule Changes
HR 4200 the SBIC Advisers Relief Act of 2014
Support Tax Extenders EXPIRE ACT of 2014
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
3rd Quarter, 2014
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 21, 2014.
Original Filing: 300689497.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
HR 1800 - Small Business Credit Availability Act
HR 1973 - Business Development Company Modernization Act
S 1498 - Small Business Tax Fairness Act
HR 1062 SEC Regulatory Accountability Act
Volcker Rule Changes
HR 4200 the SBIC Advisers Relief Act of 2014
Support Tax Extenders EXPIRE ACT of 2014
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
2nd Quarter, 2014
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 21, 2014.
Original Filing: 300669882.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
HR 1800 - Small Business Credit Availability Act
HR 1973 - Business Development Company Modernization Act
S 1498 - Small Business Tax Fairness Act
HR 1062 SEC Regulatory Accountability Act
Volcker Rule Changes
HR 4200 the SBIC Advisers Relief Act of 2014
Support Tax Extenders EXPIRE ACT of 2014
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
1st Quarter, 2014
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 9, 2014.
Original Filing: 300633424.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
HR 1800 - Small Business Credit Availability Act
HR 1973 - Business Development Company Modernization Act
S 1498 - Small Business Tax Fairness Act
HR 1062 SEC Regulatory Accountability Act
Volcker Rule Changes
HR 4200 the SBIC Advisers Relief Act of 2014
Support Tax Extenders EXPIRE ACT of 2014
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
4th Quarter, 2013
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 21, 2014.
Original Filing: 300624187.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
HR 1800 - Small Business Credit Availability Act
HR 1973 - Business Development Company Modernization Act
S 1498 - Small Business Tax Fairness Act
HR 1062 SEC Regulatory Accountability Act
Volcker Rule Changes
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
3rd Quarter, 2013
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 21, 2013.
Original Filing: 300604317.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
HR 1800 - Small Business Credit Availability Act
HR 1973 - Business Development Company Modernization Act
S 1498 - Small Business Tax Fairness Act
HR 1062 SEC Regulatory Accountability Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
2nd Quarter, 2013
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 22, 2013.
Original Filing: 300582710.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
HR 1800 - Small Business Credit Availability Act
HR 1973 - Business Development Company Modernization Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
1st Quarter, 2013
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 16, 2013.
Original Filing: 300551105.xml
Lobbying Issues
SBIC Debenture Program - General improvements
HR 1106 - Raise SBA Leverage Limit for SBICs
S 550 - Adjusting leverage limits
Promoting pro-small business investor tax policyS 511 - EXCEL Act to raise leverage limits for SBICs and other changes
HR 31 - Business Development Company legislation
HR 1105 - exempt private equity form SEC regulation
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
4th Quarter, 2012
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 18, 2013.
Original Filing: 300535862.xml
Lobbying Issues
HR 108s Dodd-Frank Implementation--Volcker Rule, custodial documents, advisor registration and compliance
SBIC Debenture Program--General improvements
HR 3219--Raise SBA Leverage Limits fro SBICs
S 2136--Adjusting leverage limitsPromoting pro--small business investor tax policy
Stock Act--supporting passage with reasonable treatment of small business investors
HR 3606--JOBS Act--supporting pro-small business and SBIC provisions
S 3253 EXCEL Act to raise leverage limits for SBICs and other changes
HR 6504 adjusting leverage limits
HR 5929--Business Development Company legislation
HR 1082--exempt private equity from SEC regulation
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC) Office of the Comptroller of the Currency (OCC)
3rd Quarter, 2012
In Q3, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Oct. 11, 2012.
Original Filing: 300505177.xml
Lobbying Issues
HR 108s Dodd-Frank Implementation--Volcker Rule, custodial documents, advisor registration and compliance
SBIC Debenture Program--General improvements
HR 3219--Raise SBA Leverage Limits fro SBICs
S 2136--Adjusting leverage limitsPromoting pro--small business investor tax policy
Stock Act--supporting passage with reasonable treatment of small business investors
HR 3606--JOBS Act--supporting pro-small business and SBIC provisions
S 3253 EXCEL Act to raise leverage limits for SBICs and other changes
HR 6504 adjusting leverage limits
Additional Lobbying Contact--Consumer Financial Protection Bureau (Not available on form for Line 17)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System Federal Deposit Insurance Commission (FDIC)
2nd Quarter, 2012
In Q2, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on July 18, 2012.
Original Filing: 300487471.xml
Lobbying Issues
HR 108s Dodd-Frank Implementation--Volcker Rule, custodial documents, advisor registration and compliance
SBIC Debenture Program--General improvements
HR 3219--Raise SBA Leverage Limits fro SBICs
S 2136--Adjusting leverage limitsPromoting pro--small business investor tax policy
Stock Act--supporting passage with reasonable treatment of small business investors
HR 3606--JOBS Act--supporting pro-small business and SBIC provisions
S 3253 EXCEL Act to raise leverage limits for SBICs and other changes
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of
1st Quarter, 2012
In Q1, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on April 16, 2012.
Original Filing: 300461325.xml
Lobbying Issues
HR 108s Dodd-Frank Implementation--Volcker Rule, custodial documents, advisor registration and compliance
SBIC Debenture Program--General improvements
HR 3219--Raise SBA Leverage Limits fro SBICs
S 2136--Adjusting leverage limitsPromoting pro--small business investor tax policy
Stock Act--supporting passage with reasonable treatment of small business investors
HR 3606--JOBS Act--supporting pro-small business and SBIC provisions
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of
4th Quarter, 2011
SMALL BUSINESS INVESTOR ALLIANCE F/K/A NAT'L ASSOC OF SMALL BUSINESS COS. filed a lobbying registration on Jan. 23, 2012 for in-house lobbying efforts, effective Dec. 31, 2011.
Original Filing: 300453757.xml
Issue(s) they said they’d lobby about: HR 1082 Dodd-Frank Implementation (exempt small funds from SEC registration requirements)
SBIC Debenture Program--general provisions, revised financial reporting form (Form 468)
Protecting the current tax treatment of carried interest
New Markets Tax Credit Program .
4th Quarter, 2011
SMALL BUSINESS INVESTOR ALLIANCE filed a lobbying registration on Jan. 22, 2012 for in-house lobbying efforts, effective Dec. 31, 2011.
Original Filing: 300453313.xml
Issue(s) they said they’d lobby about: HR 1082 Dodd-Frank Implementation (exempt small funds from SEC registration requirements)
SBIC Debenture Program--general provisions, revised financial reporting form (Form 468)
Protecting the current tax treatment of carried interest
New Markets Tax Credit Program .
4th Quarter, 2011
In Q4, SMALL BUSINESS INVESTOR ALLIANCE had in-house lobbyists. The report was filed on Jan. 23, 2012.
Original Filing: 300453412.xml
Lobbying Issues
HR 1082 Dodd-Frank Implementation (exempt small business funds from SEC registration requirements)
SBIC Debenture Program-general provisions, investments in SBICs eligible for CRA Credit (OCC), revised financial reporting form (Form 486-SBA)
HR 3219-Raise SBA Leverage Limits for SBICsProtecting the current tax treatment of carried interest
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of
3rd Quarter, 2011
In Q3, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on Oct. 17, 2011.
Original Filing: 300415156.xml
Lobbying Issues
HR 1082 Dodd-Frank Implementation (exempt small funds from SEC registration requirements)
SBIC Debenture Program--general provisions, revised financial reporting form (Form 468)
Protecting the current tax treatment of carried interest
New Markets Tax Credit Program
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC) Treasury - Dept of
2nd Quarter, 2011
In Q2, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on July 20, 2011.
Original Filing: 300403056.xml
Lobbying Issues
HR 1082 Dodd-Frank Implementation (exempt small funds from SEC registration requirements)
SBIC Debenture Program--authorization, general provisions
Protecting the tax treatment of carried interests
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA) Securities & Exchange Commission (SEC)
1st Quarter, 2011
In Q1, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on April 20, 2011.
Original Filing: 300373194.xml
Lobbying Issues
Dodd-Frank Implementation (delaying implementation of SEC registration requirement for small funds)
SBIC Debenture Program--authorization, general provisions
Protecting the tax treatment of carried interests
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
4th Quarter, 2010
In Q4, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on Jan. 19, 2011.
Original Filing: 300345753.xml
Lobbying Issues
SBIC Program--HR 711, S 344 (Avoid Duplicative Regulation); HR 3740, HR 3854 (Reform)
Small Business Investment--HR 4236 (Temporary tax exemption for qualified investments); HR 3738 (facilitate at early stage);
--HR 5297 (Small Business Early-Stage Investment Program (Equity Program))
Small Business Taxation--HR 4211 (Supporting beneficial tax provisions)Financial Regulatory Reform--S 3217 (Regulation impacting SBICs and middle market funds); HR 4137 (Regulations impacting SBICs and middle market funds)
Carried Interest--HR 4213, S 3793 (Protect treatment of carried interest)
Capital Gains Exclusion for small business--HR 4853 and Senate Amendment #4753 thereto.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
3rd Quarter, 2010
In Q3, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on Oct. 20, 2010.
Original Filing: 300329423.xml
Lobbying Issues
SBIC Program--HR 711, S 344 (Avoid Duplicative Regulation); HR 3740, HR 3854 (Reform)
Small Business Investment--HR 4236 (Temporary tax exemption for qualified investments); HR 3738 (facilitate at early stage);
--HR 5297 (Small Business Early-Stage Investment Program (Equity Program))
Small Business Taxation--HR 4211 (Supporting beneficial tax provisions)Financial Regulatory Reform--S 3217 (Regulation impacting SBICs and middle market funds); HR 4137 (Regulations impacting SBICs and middle market funds)
Carried Interest--HR 4213, S 3793 (Protect treatment of carried interest)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
2nd Quarter, 2010
In Q2, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on July 19, 2010.
Original Filing: 300295019.xml
Lobbying Issues
SBIC Program--HR 711, S 344 (Avoid Duplicative Regulation); HR 3740, HR 3854 (Reform)
Small Business Investment--HR 4236 (Temporary tax exemption for qualified investments); HR 3738 (facilitate at early stage);
--HR 5297 (Small Business Early-Stage Investment Program (Equity Program))
Small Business Taxation--HR 4211 (Supporting beneficial tax provisions)Financial Regulatory Reform--S 3217 (Regulation impacting SBICs); HR 4137 (Regulations impacting SBICs)
Carried Interest--HR 4213 (Protect treatment of carried interest)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
1st Quarter, 2010
In Q1, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on April 19, 2010.
Original Filing: 300266570.xml
Lobbying Issues
SBIC Program--HR 711, S 344 (Avoid Duplicative Regulation); HR 3740, HR 3854 (Reform)
Small Business Investment--HR 4236 (Temporary tax exemption for qualified investments); HR 3738 (facilitate at early stage)
Small Business Taxation--HR 4211 (Supporting beneficial tax provisions)
Financial Regulatory Reform--S 3217 (Regulation impacting SBICs)Carried Interest--HR 4213 (Protect treatment of carried interest)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
4th Quarter, 2009
In Q4, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on Jan. 19, 2010.
Original Filing: 300235332.xml
Lobbying Issues
SBIC Program--HR 711, S 344 (Avoid Duplicative Regulation); HR 3740, HR 3854 (Reform)
Small Business Investment--HR 4236 (Temporary tax exemption for qualified investments); HR 3738 (facilitate at early stage)
Small Business Taxation--HR 4211 (Supporting beneficial tax provisions)
Carried Interest--HR 4213 (Protect treatment of carried interest)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
3rd Quarter, 2009
In Q3, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on Oct. 20, 2009.
Original Filing: 300221164.xml
Lobbying Issues
1. H.R. 711, S. 344, No Bill Number (Draft legislation). Exempting from SEC Registration requirements investment funds already regulated by another federal agency, specifically, Small Business Investment Company (SBIC) funds regulated by the Small Business Administration (SBA).
2. No Bill Number. Reauthorization of the Small Business Investment Act, specifically improving, streamlining, and extending the Small Business Investment Company (SBIC) program.
3. No Bill Number. Supporting tax provisions beneficial to small business investing, particularly as it relates to capital gains for small business investing.
4. No Bill Number. Creation of a new equity program for small business investment companies at the Small Business Administration.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
2nd Quarter, 2009
In Q2, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on July 20, 2009.
Original Filing: 300189028.xml
Lobbying Issues
HR711 "Hedge Fund Adviser Registration Act of 2009" and S344 "Hedge Fund Transparency Act"- Both supporting an exemption for funds that are already regulated by other federal agencies, specifically Small Business Investment Company (SBIC) funds regulated by the U.S. Small Business Administration.
No Bill Number: Reauthorization and reform of the Small Business Investment Act as it relates to the Small Business Investment Company (SBIC) program. Specifically to support the improving, streamlining, and extending the SBIC program.
No Bill Number: Supporting tax provisions beneficial to small business investing, particularly as it relates to capital gains for small business investing.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
1st Quarter, 2009
In Q1, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on April 20, 2009.
Original Filing: 300160812.xml
Lobbying Issues
HR1-American Recovery and Reinvestment Act of 2009, Title VI, Section 6206 as pertaining to the reforms to the Small Business Investment Company Program.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
4th Quarter, 2008
NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES amended a lobbying report for in-house lobbying in Q42008 on June 8, 2010
Original Filing: 300279911.xml
Lobbying Issues
S.1662, Small Business Venture Capital Act of 2007, Title I as pertaining to the Small Business Investment Company program.
H.R. 3567, Small Business Investment Expansion Act of 2007, Title I as pertaining to the Small Business Investment Company
program provision.
H.E. 3866, Small Business Program Act, Section 1, Reauthorization of programs.S.2920, SBA Reauthorization and Improvement Act of 2008, Title II as pertaining to the Small
Business Investment Company program.
H.R. 7175, Small Business Financing Improvement Act of 2008, Title III as pertaining to the Small
Business Investment Company program.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
Lobbying Issues
H.R. 3970, Tax Reduction and Reform Act of 2007, provisions relating to the treatment of partnership carried interest.
H.R. 6275, Alternative Minimum Tax Relief Act of 2008, Title II, Section 201, as relating to the treatment of partnership
carried interest.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2008
In Q4, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on Jan. 21, 2009.
Original Filing: 300132058.xml
Lobbying Issues
S.1662, Small Business Venture Capital Act of 2007, Title I as pertaining to the Small Business Investment Company program.
H.R. 3567, Small Business Investment Expansion Act of 2007, Title I as pertaining to the Small Business Investment Company program provision.
H.E. 3866, Small Business Program Act, Section 1, Reauthorization of programs.S.2920, SBA Reauthorization and Improvement Act of 2008, Title II as pertaining to the Small Business Investment Company program.
H.R. 7175, Small Business Financing Improvement Act of 2008, Title III as pertaining to the Small Business Investment Company program.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
Lobbying Issues
H.R. 3970, Tax Reduction and Reform Act of 2007, provisions relating to the treatment of partnership carried interest.
H.R. 6275, Alternative Minimum Tax Relief Act of 2008, Title II, Section 201, as relating to the treatment of partnership carried interest.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2008
In Q3, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on Oct. 20, 2008.
Original Filing: 300105616.xml
Lobbying Issues
S. 1662 Small Business Venture Capital Act of 2007, Title I as pertaining to the Small Business Investment Company Program
HR 3567 Small Business Expansion Ace of 2007, Title I as pertaining to the Small Business Investment Company Program provisions.
HR 3866 Small Business Program Act, Section 2, Reauthorization of programs.HR 7175 Small Business Financing Investments Act of 2008, Title III as it pertains to the Small Business Investment Company program.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
2nd Quarter, 2008
In Q2, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on July 16, 2008.
Original Filing: 300066624.xml
Lobbying Issues
S.1662 Small Business Venture Capital Act of 2007, Title I as pertaining to the Small Business Investment Company Program.
HR.3567 Small Business Investment Expansion Act of 2007, Title I as pertaining to the Small Business Investment Company Program provision.
HR.3866 Small Business Program Act, Section 2, Reauthorization of Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
1st Quarter, 2008
In Q1, NATIONAL ASSOCIATION OF SMALL BUSINESS INVESTMENT COMPANIES had in-house lobbyists. The report was filed on April 17, 2008.
Original Filing: 300040338.xml
Lobbying Issues
S.1662, Small Business Venture Capital Act of 2007, Title I, Small Business Investment Company Program
HR. 3567, Small Business Investment Expansion Act of 2007, Title I, Small Business Investment Company Program Provision
HR.3866, Small Business Program Act, Section 2, Reauthorization of Programs
Agencies Lobbied
U.S. House of Representatives U.S. Senate Small Business Adminstration (SBA)
Lobbying Issues
HR.3970, Tax Reduction and Reform Act of 2007, provisions related to the treatment of partnership carried interest.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate