Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 11-203): Title VII (Derivatives). Bankruptcy treatment of derivatives.
General background on legislation and regulation pertaining to derivatives.
Duration: November 1, 2009
to
February 28, 2015
General Issues: Banking , Financial Institutions/Investments/Securities , Commodities (Big Ticket) , Taxation/Internal Revenue Code
Spending: about $1,840,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2009: U.S. Senate, House of Representatives, Commodity Futures Trading Commission (CFTC), U.S. Senate,, Treasury - Dept of, Commodity Futures Trading Commission (CFTC),, Securities & Exchange Commission (SEC)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
Jeff Peck
Staff Director, Senate Judiciary Committee
Janet Mullins Grissom
Assistant for Political Affairs, White House
Assist. Sec., Leg. Affairs, State Department
Chief of Staff, Senator Mitch McConnell
Chief of Staff, Senator Bob Packwood
Assist. to the President, Political Affairs
Drew Cantor
Sr. Comms. Advisor, Sen. Republican Conference
Press Secretary, Rep. Sue Kelly
John Michael Gonzalez
Chief of Staff, Rep. Melissa Bean
Chief of Staff, Rep. Chris Bell
CoS, Representative Melissa Bean
Jeff Shapiro
Senior Legislative Assistant, Rep. Lee Terry
Chief of Staff, Rep. Adrian Smith
Sean Richardson
Chief of Staff, Senator Amy Klobuchar
Chief of Staff, Rep. Patrick Kennedy
Dpty Stf. Dir., Dem. Tech. & Com. Committee
Policy Advisor, Rep. Dick Gephardt
Staff Assistant, Rep. Dick Gephardt
Chief of Staff, Senator Klobuchar
Megan Farrell
n/a
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2015
Peck Madigan Jones terminated an engagement in which they represented International Swaps and Derivatives Association, Inc. on May 20, 2015.
Original Filing: 300729830.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 11-203): Title VII (Derivatives). Bankruptcy treatment of derivatives.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Commodity Futures Trading Commission (CFTC)
1st Quarter, 2015
Peck Madigan Jones terminated an engagement in which they represented International Swaps and Derivatives Association, Inc. on April 20, 2015.
Original Filing: 300727533.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 11-203): Title VII (Derivatives). Bankruptcy treatment of derivatives.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Commodity Futures Trading Commission (CFTC)
4th Quarter, 2014
In Q4, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Jan. 20, 2015.
Original Filing: 300706368.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
H.R. 83, Consolidated and Further Continuing Appropriations Act, 2015, specifically the 'swap pushout' provision.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
H.R. 83, Consolidated and Further Continuing Appropriations Act, 2015, specifically the 'swap pushout' provision.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
3rd Quarter, 2014
In Q3, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Oct. 20, 2014.
Original Filing: 300686778.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
2nd Quarter, 2014
In Q2, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on July 21, 2014.
Original Filing: 300667974.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
1st Quarter, 2014
In Q1, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on April 21, 2014.
Original Filing: 300646963.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Reauthorization of the Commodities Futures Trading Commission.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
4th Quarter, 2013
In Q4, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Jan. 21, 2014.
Original Filing: 300623597.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
3rd Quarter, 2013
In Q3, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Oct. 21, 2013.
Original Filing: 300605091.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
2nd Quarter, 2013
In Q2, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on July 22, 2013.
Original Filing: 300583743.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
1st Quarter, 2013
In Q1, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on April 22, 2013.
Original Filing: 300563349.xml
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Lobbying Issues
Legislation affecting the regulation of financial services. General background on legislation and regulation pertaining to derivatives, particularly cross border regulation. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives). H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 677, the Inter-Affiliate Swap Clarification Act. H.R. 742, the Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013.
H.R. 992, the Swaps Regulatory Improvement Act.
H.R. 1062, the SEC Regulatory Accountability Act.
H.R. 1256, the Swap Jurisdiction Certainty Act.
H.R. 1341, the Financial Competitive Act of 2013.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
4th Quarter, 2012
In Q4, Peck Madigan Jones lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Jan. 22, 2013.
Original Filing: 300539186.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives, particularly cross border regulation.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 2223, A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 3480, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives, particularly cross border regulation.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 2223, A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
S. 3480, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
3rd Quarter, 2012
In Q3, Peck Madigan Jones (formerly Peck, Madigan, Jones & Stewart, Inc.) lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Oct. 22, 2012.
Original Filing: 300520609.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 2223, A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
H.R. 2308, SEC Regulatory Accountability Act.
S. 3480, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.
CFTC Reauthorization.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 2223, A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
H.R. 2308, SEC Regulatory Accountability Act.
S. 3480, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.
CFTC Reauthorization.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
2nd Quarter, 2012
In Q2, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on July 20, 2012.
Original Filing: 300495675.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.3045, Retirement Income Protection Act of 2011.
S. 2223, A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
1st Quarter, 2012
In Q1, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on April 20, 2012.
Original Filing: 300475045.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.3045, Retirement Income Protection Act of 2011.
S. 2223, A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate,
4th Quarter, 2011
In Q4, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Jan. 20, 2012.
Original Filing: 300450665.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.3045, Retirement Income Protection Act of 2011.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
3rd Quarter, 2011
In Q3, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Oct. 20, 2011.
Original Filing: 300425130.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R.1838, To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants.
H.R.2586, Swap Execution Facility Clarification Act.
H.R.2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.3045, Retirement Income Protection Act of 2011.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC),
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
2nd Quarter, 2011
In Q2, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on July 20, 2011.
Original Filing: 300402656.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC),
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
1st Quarter, 2011
In Q1, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on April 20, 2011.
Original Filing: 300378198.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203): Title VII (Derivatives).
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC)
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC)
4th Quarter, 2010
In Q4, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Jan. 20, 2011.
Original Filing: 300353699.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203).
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
3rd Quarter, 2010
In Q3, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on Oct. 20, 2010.
Original Filing: 300326887.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments pertaining to derivatives.
The Wall Street Transparency & Accountability Act of 2010; Dodd-Lincoln Substitute Amendment to S. 3217.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives. Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments pertaining to derivatives.
The Wall Street Transparency & Accountability Act of 2010; Dodd-Lincoln Substitute Amendment to S. 3217.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
2nd Quarter, 2010
In Q2, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $90,000. The report was filed on July 20, 2010.
Original Filing: 300299634.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
S. 1691, The Comprehensive Derivatives Regulation Act of 2009; H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009. H.R. 4173, the Wall Street Reform and Consumer Protection Act.
S. 3217, Restoring American Financial Stability Act.
Dodd-Frank Wall Street Reform and Consumer Protection Act, all provisions and amendments pertaining to derivatives.
The Wall Street Transparency & Accountability Act of 2010; Dodd-Lincoln Substitute Amendment to S. 3217.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
S. 1691, The Comprehensive Derivatives Regulation Act of 2009.
H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Issues relating to bearer bonds. H.R. 2847, Division A, Jobs for Main Street Act 2010.
H.R. 4213, the Tax Extenders Act of 2009.
H.R. 3933/S. 1934, the Foreign Account Tax Compliance Act of 2009.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2010
In Q1, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $50,000. The report was filed on April 20, 2010.
Original Filing: 300271195.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
S. 1691, The Comprehensive Derivatives Regulation Act of 2009; H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009. H.R. 4173, the Wall Street Reform and Consumer Protection Act.
S. 3217, Restoring American Financial Stability Act.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
S. 1691, The Comprehensive Derivatives Regulation Act of 2009.
H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Issues relating to bearer bonds. H.R. 2847, Division A, Jobs for Main Street Act 2010.
H.R. 4213, the Tax Extenders Act of 2009.
H.R. 3933/S. 1934, the Foreign Account Tax Compliance Act of 2009.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2009
In Q4, Peck, Madigan, Jones & Stewart, Inc. lobbied for International Swaps and Derivatives Association, Inc. , earning $30,000. The report was filed on Jan. 20, 2010.
Original Filing: 300248107.xml
Lobbying Issues
Legislation affecting the regulation of financial services.
General background on legislation and regulation pertaining to derivatives.
S. 1691, The Comprehensive Derivatives Regulation Act of 2009; H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009. H.R. 4173, the Wall Street Reform and Consumer Protection Act.
Discussion draft, "Restoring American Financial Stability Act," introduced by Senator Dodd.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Banking Financial Institutions/Investments/Securities
Lobbying Issues
General background on legislation and regulation pertaining to derivatives.
S. 1691, The Comprehensive Derivatives Regulation Act of 2009.
H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2009
Peck, Madigan, Jones & Stewart, Inc. filed a lobbying registration on Dec. 13, 2009 to represent International Swaps and Derivatives Association, Inc., effective Nov. 1, 2009.
Original Filing: 300226304.xml
Issue(s) they said they’d lobby about: Financial system modernization and regulatory overhaul.
Legislation affecting the regulation of financial services.
Legislation and regulation pertaining to derivatives. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate