Lobbying Relationship

Client

Securities Industry & Financial Markets Assn.

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Lobbying firm

Ernst & Young LLP (Washington Council Ernst & Young)

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  • Proposed Department of Labor fiduciary rule for retirement plan advisors

Duration: to

General Issues: Retirement, Taxation/Internal Revenue Code, Financial Institutions/Investments/Securities

Spending: about $3,517,500 (But it's complicated. Here's why.)

Agencies lobbied since 2008: House of Representatives, U.S. Senate, Treasury - Dept of, White House Office, U.S. Senate,, Labor - Dept of (DOL), Office of Management & Budget (OMB), Executive Office of the President (EOP)

Bills mentioned

H.R.2029: Consolidated Appropriations Act, 2016

Sponsor: Charlie Dent (R-Pa.)

H.R.647: ABLE Act of 2014

Sponsor: Ander Crenshaw (R-Fla.)

S.313: ABLE Act of 2013

Sponsor: Bob Casey (D-Pa.)

H.R.1: An Act to provide for reconciliation pursuant to titles II and V of the...

Sponsor: Kevin Brady (R-Texas)

S.2526: Retirement Enhancement and Savings Act of 2018

Sponsor: Orrin G. Hatch (R-Utah)

H.R.5282: Retirement Enhancement and Savings Act of 2018

Sponsor: Mike Kelly (R-Pa.)

H.R.88: Shiloh National Military Park Boundary Adjustment and Parker's...

Sponsor: Marsha Blackburn (R-Tenn.)

H.R.1993: Providing Retirement Security to Workers in Small Businesses,...

Sponsor: Ron Kind (D-Wis.)

H.R.1994: Setting Every Community Up for Retirement Enhancement Act of 2019

Sponsor: Richard E. Neal (D-Mass.)

S.972: Retirement Enhancement and Savings Act of 2019

Sponsor: Charles E. Grassley (R-Iowa)

H.R.3351: Financial Services and General Government Appropriations Act, 2020

Sponsor: Mike Quigley (D-Ill.)

S.1431: Retirement Security and Savings Act of 2019

Sponsor: Rob Portman (R-Ohio)

H.R.1865: Further Consolidated Appropriations Act, 2020

Sponsor: Bill Pascrell Jr. (D-N.J.)

H.R.2: Moving Forward Act

Sponsor: Peter A. DeFazio (D-Ore.)

H.R.6800: The Heroes Act

Sponsor: Nita M. Lowey (D-N.Y.)

H.R.3684: Infrastructure Investment and Jobs Act

Sponsor: Peter A. DeFazio (D-Ore.)

H.R.5376: Inflation Reduction Act of 2022

Sponsor: John Yarmuth (D-Ky.)

H.R.2954: Securing a Strong Retirement Act of 2021

Sponsor: Richard E. Neal (D-Mass.)

S.1770: Retirement Security and Savings Act of 2021

Sponsor: Benjamin L. Cardin (D-Md.)

S.4353: RISE & SHINE Act

Sponsor: Patty Murray (D-Wash.)

S.4808: EARN Act

Sponsor: Ron Wyden (D-Ore.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Tara Bradshaw Public Affairs - Treasury Dept.- 2001-04; Communications Dir. - President's Advisory on Fed. Tax Reform - 2005
Nick Giordano 97-99 Chief Tax Counsel, SFC-Dem Staff
Jeff Petrich Counsel-H.Com Nat.Res. (87-08) Counsel-H.Com Nat. Res. (87-08)
Amy Swonger Whip Liaison-Sen.MinWhip Trent Lott 2007 Dep.Asst.Leg.Affairs - VP Cheney (04-06) FloorAsst. Maj.Whip McConnell (03-04) LA-Min.Maj.Leader Trent Lott (01-02) LA - Rep. Walter Jones (96-2000) Intern - Rep. Walter Jones - summer 1995 FLoorAsst. Maj.Whip McConnell (03-04) LA-Min.Maj. Leader Trent Lott (01-02) Intern - Rep. Walter Jones - summer1995 Whip Liaison-Sen.Min.Whip Trent Lott 2007 FloorAsst. Maj.WHip McConnell (03-04)
Weston Coulam '93-'98 Leg. Asst., Office of Director, Sen. Hatch '03-'06 Staff Dir. Senate Comm. on Small Business
Robert Schellhas 91-94 Sr. Leg.Asst & Comm. Dir., Rep. Camp 94-96 Deputy CoS to Rep. John Boehner 99-02 CoS to Rep. Rob Portman 94-99 Deputy CoS to Rep. John Boehner
Stephen Adam Francis 96-00 LD to Rep. John Kasich 01-11 Deputy CoS to Rep. Tiberi
Holly Bode HHS Special Asst. to Asst. Sec. 94-99 Rep. Sander Levin, LA 93-94 Sen. Aging Com., LC 1985-1993
Heather Meade Sen.Murray(Aug'00-Aug'02)DepSc.Asst.toCOS
Ryan Abraham Senate Finance Committee - 2004-09, SFC Tax Counsel - 2010-18
Lauren Soltani Legislative Director - Rep. Suzan DelBene - 2015-2018
Evan Giesemann Acting leg. director, Sen. Thomas Carper, 2023; staff director, Senate Finance Int'l Trade Subcomm., 2021-23; Carper tax policy advisor, 2021-23; Rep. Terri Sewell tax & econ. policy advisor, 2019-21; Rep. Mark Pocan, legislative ass't, 2013-19
John Doney n/a
Donna Steele-Flynn n/a
LaBrenda Garrett-Nelson n/a
Gary Gasper n/a
Francis Grab n/a
Will Heyniger n/a
Dave Koshgarian n/a
Richard Meltzer n/a
Anne Phelps n/a
John Porter n/a
Kurt Ritterpusch n/a
Robert Rozen n/a
Tim Urban n/a
Jeffrey Levey n/a
Jeff Levey n/a
Dave Kosharian n/a
John Taylor n/a
Daniel Esquibel n/a
Ann Phelps n/a
BRUCE GATES n/a
Lauren Rubin n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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