H.R. 4763, Financial Innovation and Technology for the 21st Century Act
H.R. 4766, Clarity for Payment Stablecoins Act of 2023
H.R. 6349, Preventing Adversaries from Developing Critical Capabilities Act
H.R. 7092, Protecting Private Job Creators Act
S. 3286, Disclosing Investments in Foreign Adversaries Act of 2023
S. 3554, Financial Artificial Intelligence Risk Reduction (FAIRR) Act
Predictive Data Analytics proposal.
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Nonbank regulation.
Private fund adviser rule.
Dealer definition rule.
Form PF rule.
AML issues.
Financial Stability Oversight Council (FSOC) interpretive guidance regarding authority to require supervision and regulation of certain nonbankfinancial companies.
Artificial Intelligence.
Credit risk transfers.
Consolidated audit trail.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
Short selling.
Digital assets and cryptocurrencies.
Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328).
Custody proposal.
Securities lending.
Private credit regulation.
Syndicated loans regulation.
Treasury market structure.
Section 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Section 174 of the Internal Revenue Code - Research and experimental expenditures expensing.
Implementation of the Inflation Reduction Act (P.L. 117-169), including the Corporate Alternative Minimum Tax and Stock Repurchase Excise Tax.
Carried interest.
H.R. 4763, Financial Innovation and Technology for the 21st Century Act
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Custody proposal.
Duration: January 1, 2007
to
present
General Issues: Financial Institutions/Investments/Securities , Taxation/Internal Revenue Code , Agriculture , Labor Issues/Antitrust/Workplace , Bankruptcy , Immigration , Retirement , Commodities (Big Ticket) , Small Business
Spending: about $62,510,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2007: U.S. Senate, House of Representatives, Securities & Exchange Commission (SEC), Treasury - Dept of, Federal Reserve System, Commodity Futures Trading Commission (CFTC), Treasury - Dept of,, Labor - Dept of (DOL), Internal Revenue Service (IRS), Agriculture - Dept of (USDA)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
Richard Baker Member of Congress
Roger Hollingsworth Policy Dir./Dpty Staff Dir., Senate Banking Comm.
LA/LD/Dpty COS, Senator John Corzine
LA, Senator Charles Schumer
David Landers Leg. Counsel, Senator Lauch Faircloth
Leg. Counsel, Rep. Fred Heineman
LA, Rep. Elton Gallegly
Sarah Morgan Asst. Dir. Comm., House Financial Services Comm
Sr. LA, Congressman Jim Leach
Off. Mgr./Sched., Congressman Jim Leach
Lara Driscoe Legislative Director, Representative Frank Guinta(R-NH);
Senior Legislative Assistant, Representative Ann Wagner(R-MO);
Legislative Assistant, Representative Kevin Yoder(R-KS).
STUART KASWELL Min. Counsel, House Comm. on Energy and Com.
Andrew Lowenthal Chief of Staff, Office of US Rep Carolyn B Maloney, 05/2019 to 12/2020.
Jillien Flores Staff, Office of Rep. Jo Bonner, 2004-2005.
Ryan Hedgepeth Office of Norman Sisisky, LC 97-99; Office of Brian Baird, LA 99-00,LD 00-01, COS 01-04; Office Brad Miller, Deputy COS/LD 05-07,COS 07-12; Dept. of Commerce and VA 12-17; Office of Madeleine Bordallo, COS 17-18;Office of Brenda Lawrence, COS 18-19.
Jennifer Deci Sen. Shelby, Staff Assistant/LC/Press Assistant, 2012-2015 ; US Senate Banking Committee, PSM/S.PSM, 2015-2021, US Senate Finance Committee, S. PSM, Senior Counsel January 2021 - June 2021.
Sen. Shelby, Staff Assistant/LC/Press Assistant, 2012-2015 ; US Senate Banking Committee, PSM/S.PSM, 2015-2021, US Senate Finance Committee, S. PSM, Senior Counsel January 2021 - June 2021.
Erik Johnson Legis. Aide, Sen. Voinovich, (2006-2010); Legis. Assistant, Rep. Neugebauer, (2010-2012)
Georgette Sierra Chief of Staff, Legis. Director, and Sr. Legis. Assistant, Rep. Carolyn McCarthy, Jan. 2009-April 2014; Sr. Policy Advisor, Rep. Gonzalez, Aug. 2008-Dec. 2008; Legis. Assistant, Rep. Picket, June 1999-Dec. 2000
John Gaine n/a
Lisa McGreevy n/a
Stephanie Pries n/a
Jennifer Han n/a
Robert Clark n/a
Bejamin Allensworth n/a
Louis Costantino n/a
Benjamin Allensworth n/a
Sara Vargo n/a
Richard Policastro n/a
Carl Kennedy n/a
Roger Hollingworth n/a
Matthew Newell n/a
Joseph Schwartz n/a
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 22.
Original Filing: 301571444.xml
Lobbying Issues
H.R. 4763, Financial Innovation and Technology for the 21st Century Act
H.R. 4766, Clarity for Payment Stablecoins Act of 2023
H.R. 6349, Preventing Adversaries from Developing Critical Capabilities Act
H.R. 7092, Protecting Private Job Creators Act
S. 3286, Disclosing Investments in Foreign Adversaries Act of 2023
S. 3554, Financial Artificial Intelligence Risk Reduction (FAIRR) Act
Predictive Data Analytics proposal.
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Nonbank regulation.
Private fund adviser rule.
Dealer definition rule.
Form PF rule.
AML issues.
Financial Stability Oversight Council (FSOC) interpretive guidance regarding authority to require supervision and regulation of certain nonbankfinancial companies.
Artificial Intelligence.
Credit risk transfers.
Consolidated audit trail.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
Short selling.
Digital assets and cryptocurrencies.
Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328).
Custody proposal.
Securities lending.
Private credit regulation.
Syndicated loans regulation.
Treasury market structure.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Section 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Section 174 of the Internal Revenue Code - Research and experimental expenditures expensing.
Implementation of the Inflation Reduction Act (P.L. 117-169), including the Corporate Alternative Minimum Tax and Stock Repurchase Excise Tax.
Carried interest.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
H.R. 4763, Financial Innovation and Technology for the 21st Century Act
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Custody proposal.
Agencies Lobbied
U.S. Senate
4th Quarter, 2023
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 22.
Original Filing: 301536687.xml
Lobbying Issues
H.R. 2670/S. 2226, National Defense Authorization Act for Fiscal Year 2024
H.R. 4664/S. 2309, Financial Services and General Government Appropriations Act, 2024
H.R. 4763, Financial Innovation and Technology for the 21st Century Act
H.R. 4766, Clarity for Payment Stablecoins Act of 2023
H.R. 6349, Preventing Adversaries from Developing Critical Capabilities Act
S. 3286, Disclosing Investments in Foreign Adversaries Act of 2023
S. 3554, Financial Artificial Intelligence Risk Reduction (FAIRR) Act
Artificial Intelligence.
Predictive Data Analytics proposal.
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Nonbank regulation.
Private fund adviser proposal.
Dealer definition proposal.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
Short selling.
Digital assets and cryptocurrencies.
Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328).
Custody proposal.
Securities lending.
Private credit regulation.
Syndicated loans regulation.
Treasury market structure.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Section 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Section 174 of the Internal Revenue Code - Research and experimental expenditures expensing.
Implementation of the Inflation Reduction Act (P.L. 117-169), including the Corporate Alternative Minimum Tax and Stock Repurchase Excise Tax.
Carried interest.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
H.R. 4763, Financial Innovation and Technology for the 21st Century Act
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Custody proposal.
Swaps regulation.
International energy market issues.
Agencies Lobbied
U.S. Senate
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
3rd Quarter, 2023
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2023.
Original Filing: 301514143.xml
Lobbying Issues
H.R. 4763, Financial Innovation and Technology for the 21st Century Act
H.R. 4766, Clarity for Payment Stablecoins Act of 2023
Artificial Intelligence.
Predictive Data Analytics proposal.
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Nonbank regulation.
Private fund adviser proposal.
Dealer definition proposal.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
Short selling.
Digital assets and cryptocurrencies.
Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328).
Custody proposal.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Section 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Section 174 of the Internal Revenue Code - Research and experimental expenditures expensing.
Implementation of the Inflation Reduction Act (P.L. 117-169), including the Corporate Alternative Minimum Tax and Stock Repurchase Excise Tax.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
H.R. 4763, Financial Innovation and Technology for the 21st Century Act
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Custody proposal.
Swaps regulation.
Agencies Lobbied
U.S. Senate
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
2nd Quarter, 2023
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2023.
Original Filing: 301485694.xml
Lobbying Issues
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Capital markets regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Nonbank regulation.
Private fund adviser proposal.
Dealer definition proposal.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
Short selling.
Digital assets and cryptocurrencies.
Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328).
Custody proposal.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Section 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Section 174 of the Internal Revenue Code - Research and experimental expenditures expensing.
Implementation of the Inflation Reduction Act (P.L. 117-169), including the Corporate Alternative Minimum Tax and Stock Repurchase Excise Tax.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Custody proposal.
Security-based swaps regulation.
Agencies Lobbied
U.S. Senate
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
1st Quarter, 2023
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q12023 on July 20, 2023
Original Filing: 301485647.xml
Lobbying Issues
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Capital markets regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Activities-based rules for non-bank financial institutions.
Private fund adviser proposal.
Dealer definition proposal.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
Short selling.
Digital assets and cryptocurrencies.
Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328)
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax.
Research and development expensing.
Implementation of the Inflation Reduction Act (P.L. 117-169), including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Agencies Lobbied
U.S. Senate
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
1st Quarter, 2023
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2023.
Original Filing: 301466364.xml
Lobbying Issues
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Capital markets regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Activities-based rules for non-bank financial institutions.
Private fund adviser proposal.
Dealer definition proposal.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
Short selling.
Digital assets and cryptocurrencies.
Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328)
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax.
Research and development expensing.
Implementation of the Inflation Reduction Act (P.L. 117-169), including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Agencies Lobbied
U.S. Senate
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
4th Quarter, 2022
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2023.
Original Filing: 301436685.xml
Lobbying Issues
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Capital markets regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Activities-based rules for non-bank financial institutions.
Private fund adviser proposal.
Dealer definition proposal.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information
H.R. 4618, Short Sale Transparency and Market Fairness Act
H.R. 7900, National Defense Authorization Act for Fiscal Year 2023
H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax.
Research and development expensing.
H.R. 5376, the Inflation Reduction Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2022
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2022.
Original Filing: 301418648.xml
Lobbying Issues
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Capital markets regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies.
Activities-based rules for non-bank financial institutions.
Private fund adviser proposal.
Dealer definition proposal.
Beneficial ownership.
Investment limitations on foreign assets.
Outbound investment review process.
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information
H.R. 4618, Short Sale Transparency and Market Fairness Act
H.R. 7900, National Defense Authorization Act for Fiscal Year 2023
H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax.
H.R. 5376, the Inflation Reduction Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Data protection.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2022
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2022.
Original Filing: 301391776.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives.
Impacts of Pandemic on Credit Markets.
Activities-based rules for nonbank financial institutions.
SEC proposed regulations on private fund advisers.
SEC proposed regulations on dealer definition.
Beneficial ownership.
Investment limitations on foreign assets.
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information
H.R. 4618, Short Sale Transparency and Market Fairness Act
H.R. 7900, National Defense Authorization Act for Fiscal Year 2023
H.R. 8254, Financial Services and General Government Appropriations Act, 2023
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax.
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. Senate
1st Quarter, 2022
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2022.
Original Filing: 301368190.xml
Lobbying Issues
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information
H.R. 4618, Short Sale Transparency and Market Fairness Act
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives.
Impacts of Pandemic on Credit Markets.
Activities-based rules for nonbank financial institutions.
SEC proposed regulations on private fund advisers.
Beneficial ownership.
Investment limitations on foreign assets.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. Senate
4th Quarter, 2021
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2022.
Original Filing: 301336584.xml
Lobbying Issues
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information
H.R. 4618, Short Sale Transparency and Market Fairness Act
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Protection for sensitive and proprietary data.
Security-based swaps regulation.
Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives.
Impacts of Pandemic on Credit Markets.
Activities-based rules for nonbank financial institutions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2021
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2021.
Original Filing: 301307363.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Protection for sensitive and proprietary data.
Legislation and Regulation Concerning Short Sale Disclosure and Bans, including proposal to expand 13F reports
Security-based swaps regulation
SEC Climate risk disclosure initiatives
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information
Impacts of Pandemic on Credit Markets
Activities-based rules for nonbank financial institutions
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2021
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2021.
Original Filing: 301290799.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Protection for sensitive and proprietary data.
Legislation and Regulation Concerning Short Sale Disclosure and Bans, including proposal to expand 13F reports
Security-based swaps regulation
SEC Climate risk disclosure initiatives
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information
Impacts of Pandemic on Credit Markets
Activities-based rules for nonbank financial institutions
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Financial Transaction Tax
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. Senate
1st Quarter, 2021
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2021.
Original Filing: 301267197.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
Legislation and Regulation Concerning Short Sale Disclosure and Bans
Securities and Exchange Commission Investment Adviser Advertising Rule.
Impacts of Pandemic on Credit Markets
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Financial Transaction Tax
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
Agencies Lobbied
U.S. Senate
4th Quarter, 2020
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2021.
Original Filing: 301242516.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
H.R. 7564 - To amend the Investment Advisers Act of 1940 to require the Securities and Exchange Commission to adopt data protection policies for information the Commission receives from investment advisers, and for other purposes.
Legislation and Regulation Concerning Short Sale Disclosure and Bans
H.R. 2534 - to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information.
Securities and Exchange Commission Investment Adviser Advertising Rule.
Keeping the U.S. Capital Markets Open
Impacts of Pandemic on Credit Markets
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
S.1639 - Ending the Carried Interest Loophole Act
H.R. 1735 - Carried Interest Fairness Act of 2019
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Financial Transaction Tax
S. 2589 - to amend the Internal Revenue Code of 1986 to restore the limitation on downward attribution of stock ownership in applying the constructive ownership rules to controlled foreign corporations.
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or the CARES Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak and its impact on the economy, public health, state and local governments, individuals, and businesses. (Tax Titles)
H.R. 6201 - Families First Coronavirus Response Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak by providing paid sick leave, tax credits, and free COVID-19 testing; expanding food assistance and unemployment benefits; and increasing Medicaid funding. (Tax Titles)
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Post-trade name give up.
Legislation to amend the Commodity Exchange Act to require the CFTC to adopt data protection policies for information the agency receives from registrants.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2020
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2020.
Original Filing: 301223303.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
H.R. 7564 - To amend the Investment Advisers Act of 1940 to require the Securities and Exchange Commission to adopt data protection policies for information the Commission receives from investment advisers, and for other purposes.
Legislation and Regulation Concerning Short Sale Disclosure and Bans
H.R. 2534 - to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information.
Securities and Exchange Commission Investment Adviser Advertising Rule.
Keeping the U.S. Capital Markets Open
Impacts of Pandemic on Credit Markets
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
S.1639 - Ending the Carried Interest Loophole Act
H.R. 1735 - Carried Interest Fairness Act of 2019
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Financial Transaction Tax
S. 2589 - to amend the Internal Revenue Code of 1986 to restore the limitation on downward attribution of stock ownership in applying the constructive ownership rules to controlled foreign corporations.
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or the CARES Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak and its impact on the economy, public health, state and local governments, individuals, and businesses. (Tax Titles)
H.R. 6201 - Families First Coronavirus Response Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak by providing paid sick leave, tax credits, and free COVID-19 testing; expanding food assistance and unemployment benefits; and increasing Medicaid funding. (Tax Titles)
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Post-trade name give up.
Legislation to amend the Commodity Exchange Act to require the CFTC to adopt data protection policies for information the agency receives from registrants.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2020
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2020.
Original Filing: 301201755.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
H.R. 7564 - To amend the Investment Advisers Act of 1940 to require the Securities and Exchange Commission to adopt data protection policies for information the Commission receives from investment advisers, and for other purposes.
Legislation and Regulation Concerning Short Sale Disclosure and Bans
H.R. 2534 - to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information.
Securities and Exchange Commission Investment Adviser Advertising Rule.
Keeping the U.S. Capital Markets Open
Impacts of Pandemic on Credit Markets
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
S.1639 - Ending the Carried Interest Loophole Act
H.R. 1735 - Carried Interest Fairness Act of 2019
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Financial Transaction Tax
S. 2589 - to amend the Internal Revenue Code of 1986 to restore the limitation on downward attribution of stock ownership in applying the constructive ownership rules to controlled foreign corporations.
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or the CARES Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak and its impact on the economy, public health, state and local governments, individuals, and businesses. (Tax Titles)
H.R. 6201 - Families First Coronavirus Response Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak by providing paid sick leave, tax credits, and free COVID-19 testing; expanding food assistance and unemployment benefits; and increasing Medicaid funding. (Tax Titles)
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Post-trade name give up.
Legislation to amend the Commodity Exchange Act to require the CFTC to adopt data protection policies for information the agency receives from registrants.
Agencies Lobbied
U.S. Senate
1st Quarter, 2020
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2020.
Original Filing: 301178566.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
Legislation to prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena.
Legislation and Regulation Concerning Short Sale Disclosure and Bans
H.R. 2534 - to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information.
Keeping the U.S. Capital Markets Open
Impacts of Pandemic on Credit Markets
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
S.1639 - Ending the Carried Interest Loophole Act
H.R. 1735 - Carried Interest Fairness Act of 2019
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Financial Transaction Tax
S. 2589 - to amend the Internal Revenue Code of 1986 to restore the limitation on downward attribution of stock ownership in applying the constructive ownership rules to controlled foreign corporations.
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or the CARES Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak and its impact on the economy, public health, state and local governments, individuals, and businesses. (Tax Titles)
H.R. 6201 - Families First Coronavirus Response Act to respond to the COVID-19 (i.e., coronavirus disease 2019) outbreak by providing paid sick leave, tax credits, and free COVID-19 testing; expanding food assistance and unemployment benefits; and increasing Medicaid funding. (Tax Titles)
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to prohibit the Commodity Futures Trading Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to that agency unless the agency first issues a subpoena.
Agencies Lobbied
U.S. Senate
4th Quarter, 2019
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 21, 2020.
Original Filing: 301128079.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
Legislation to prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena.
Legislation concerning short sale disclosure.
H.R. 2534 - to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
S.1639 - Ending the Carried Interest Loophole Act
H.R. 1735 - Carried Interest Fairness Act of 2019
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Financial Transaction Tax
S. 2589 - to amend the Internal Revenue Code of 1986 to restore the limitation on downward attribution of stock ownership in applying the constructive ownership rules to controlled foreign corporations.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to prohibit the Commodity Futures Trading Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to that agency unless the agency first issues a subpoena.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2019
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 21, 2019.
Original Filing: 301077620.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
Legislation to prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena.
Legislation concerning short sale disclosure.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
S.1639 - Ending the Carried Interest Loophole Act
H.R. 1735 - Carried Interest Fairness Act of 2019
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Financial Transaction Tax
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
Legislation to prohibit the Commodity Futures Trading Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to that agency unless the agency first issues a subpoena.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2019
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 19, 2019.
Original Filing: 301052232.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
Legislation to prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena.
Legislation concerning short sale disclosure.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value
S.1639 - Ending the Carried Interest Loophole Act
H.R. 1735 - Carried Interest Fairness Act of 2019
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
Legislation to prohibit the Commodity Futures Trading Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to that agency unless the agency first issues a subpoena.
Agencies Lobbied
U.S. Senate
1st Quarter, 2019
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 22, 2019.
Original Filing: 301038137.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Hart-Scott-Rodino modernization.
Protection for sensitive and proprietary data.
Legislation to prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena.
Legislation concerning short sale disclosure.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of The Tax Cuts and Jobs Act.
Carried Interest/Enterprise Value.
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions including interest expense.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
Legislation to prohibit the Commodity Futures Trading Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to that agency unless the agency first issues a subpoena.
Agencies Lobbied
U.S. Senate
4th Quarter, 2018
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 22, 2019.
Original Filing: 301015850.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
Hart-Scott-Rodino modernization.
H.R. 10 - To create hope and opportunity for investors, consumers, and entrepreneurs by ending bailouts and Too Big to Fail, holding Washington and Wall Street accountable, eliminating red tape to increase access to capital and credit, and repealing the provisions of the Dodd-Frank Act that make America less prosperous, less stable, and less free, and for other purposes. (Protection for sensitive and proprietary data.)
H.R. 3948 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
H.R. 4659 - To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.
S. 3682 - To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.
S. 2155 - To promote economic growth, provide tailored regulatory relief, and enhance consumer protections, and for other purposes.
S. 1744 - To require the Securities and Exchange Commission to amend certain regulations, and for other purposes. (Provisions concerning short sale disclosure.)
S. 3733 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act.
H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.)
Carried Interest/Enterprise Value.
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
H.R. 238 - To reauthorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
S. 3732 - To amend the Commodity Exchange Act to prohibit the Commodity Futures Trading Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to that agency unless the agency first issues a subpoena.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2018
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 16, 2018.
Original Filing: 300986281.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
Hart-Scott-Rodino modernization.
H.R. 10 - To create hope and opportunity for investors, consumers, and entrepreneurs by ending bailouts and Too Big to Fail, holding Washington and Wall Street accountable, eliminating red tape to increase access to capital and credit, and repealing the provisions of the Dodd-Frank Act that make America less prosperous, less stable, and less free, and for other purposes. (Protection for sensitive and proprietary data.)
H.R. 3948 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
H.R. 4659 - To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.
S. 2155 - To promote economic growth, provide tailored regulatory relief, and enhance consumer protections, and for other purposes.
S. 1744 - To require the Securities and Exchange Commission to amend certain regulations, and for other purposes. (Provisions concerning short sale disclosure.)
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act.
H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.)
Carried Interest/Enterprise Value.
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions.
864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors
Unrelated Business Income Tax (UBIT)
Section 451(b) of the Internal Revenue Code.
Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
H.R. 238 - To reauthorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2018
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2018.
Original Filing: 300976712.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
Hart-Scott-Rodino modernization.
H.R. 10 - To create hope and opportunity for investors, consumers, and entrepreneurs by ending bailouts and Too Big to Fail, holding Washington and Wall Street accountable, eliminating red tape to increase access to capital and credit, and repealing the provisions of the Dodd-Frank Act that make America less prosperous, less stable, and less free, and for other purposes. (Protection for sensitive and proprietary data.)
H.R. 3948 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
H.R. 4659 - To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.
S. 2155 - To promote economic growth, provide tailored regulatory relief, and enhance consumer protections, and for other purposes.
S. 1744 - To require the Securities and Exchange Commission to amend certain regulations, and for other purposes. (Provisions concerning short sale disclosure.)
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act.
H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.)
Carried Interest/Enterprise Value.
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions.
864(b) safe harbor for investment in U.S. securities and other assets by non-U.S. investors
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
H.R. 238 - To reauthorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
1st Quarter, 2018
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 16, 2018.
Original Filing: 300945391.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
Hart-Scott-Rodino modernization.
H.R. 10 - To create hope and opportunity for investors, consumers, and entrepreneurs by ending bailouts and Too Big to Fail, holding Washington and Wall Street accountable, eliminating red tape to increase access to capital and credit, and repealing the provisions of the Dodd-Frank Act that make America less prosperous, less stable, and less free, and for other purposes. (Protection for sensitive and proprietary data.)
H.R. 3948 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
H.R. 4659 - To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.
S. 2155 - To promote economic growth, provide tailored regulatory relief, and enhance consumer protections, and for other purposes.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act.
H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.)
Carried Interest/Enterprise Value.
International tax reform.
Taxation of pass-through entities.
Taxation of financial products.
Limitations on deductions.
864(b) safe harbor for investment in U.S. securities and other assets by non-U.S. investors
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code.
Oversight of 305(c) implementation.
OECD BEPS Tax Treaty Project.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
H.R. 238 - To reauthorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
4th Quarter, 2017
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 22, 2018.
Original Filing: 300936482.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
H.R. 10 - To create hope and opportunity for investors, consumers, and entrepreneurs by ending bailouts and Too Big to Fail, holding Washington and Wall Street accountable, eliminating red tape to increase access to capital and credit, and repealing the provisions of the Dodd-Frank Act that make America less prosperous, less stable, and less free, and for other purposes. (Protection for sensitive and proprietary data.)
H.R. 3948 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 1 - To provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018:
-Carried Interest/Enterprise Value;
-International tax reform;
-Taxation of pass-through entities;
-Taxation of financial products;
-Limitations on deductions;
-Net operating loss carryback;
-First In, first out (FIFO) accounting change.
864(b) safe harbor for investment in U.S. securities and other assets by non-U.S. investors
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code.
Oversight of 305(c) implementation.
OECD BEPS Tax Treaty Project.
Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.
H.R. 3948 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of pf investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
H.R. 238 - To reauthorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
H.R. 3948 - To prohibit the Securities and Exchange Commission from compelling a person to produce or furnish algorithmic trading source code or similar intellectual property to the Commission unless the Commission first issues a subpoena, and for other purposes.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2017
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2017.
Original Filing: 300916353.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
H.R. 10 - To create hope and opportunity for investors, consumers, and entrepreneurs by ending bailouts and Too Big to Fail, holding Washington and Wall Street accountable, eliminating red tape to increase access to capital and credit, and repealing the provisions of the Dodd-Frank Act that make America less prosperous, less stable, and less free, and for other purposes. (Protection for sensitive and proprietary data.)
S.1744 - To require the Securities and Exchange Commission to amend certain regulations, and for other purposes.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
864(b) safe harbor for investment in U.S. securities and other assets by non-U.S. investors.
Tax Reform:
-International tax reform;
-Taxation of pass-through entities;
-Taxation of financial products;
-Limitations on deductions;
-Net operating loss carryback.
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code.
Oversight of 305(c) implementation.
OECD BEPS Tax Treaty Project.
Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of pf investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups (JOBS) Act of 2012.
H.R. 238 - To reauthorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2017
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2017.
Original Filing: 300895511.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
The Financial Creating Hope and Opportunity for Investors, Consumers, and Entrepreneurs (CHOICE) Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax Reform:
-International tax reform;
-Taxation of pass-through entities;
-Taxation of financial products;
-Limitations on deductions;
-Net operating loss carryback.
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code.
Oversight of 305(c) implementation.
OECD BEPS Tax Treaty Project.
Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation of pf investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act of 2012.
H.R. 238, The Commodity End-User Relief Act - To reauthorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
1st Quarter, 2017
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2017.
Original Filing: 300877170.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital formation legislation.
Self Regulatory Organization (SRO) governance.
The Financial Creating Hope and Opportunity for Investors, Consumers, and Entrepreneurs (CHOICE) Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform on non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and control.
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code.
Oversight of 305(c) implementation.
OECD BEPS Tax Treaty Project.
Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodities and derivatives regulatory reform issues, including:
-Protection of customer collateral;
-Oversight of commodity pool operators;
-Protections for sensitive and proprietary data;
-Position limits;
-International coordination;
-CFTC/SEC coordination of CTA, CPO oversight and data collection.
Legislation to align exemptions for general solicitation pf investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act of 2012.
Legislation to authorize the Commodity Futures Trading Commission to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Legislation to reauthorize the Commodity Futures Trading Commission to ensure protections of futures, to provide relief for farmers, and end-users that manage risk to help keep consumer costs love, and for other purposes.
Agencies Lobbied
U.S. Senate
4th Quarter, 2016
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 23, 2017.
Original Filing: 300857749.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
H.R. 5983 - The Financial Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs (CHOICE) Act
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
Oversight of 305(c) Implementation
H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
H.R. 1314 - the Bipartisan Budget Act of 2015 - To amend the Internal Revenue Code of 1986 to provide for a right to an administrative appeal relating to adverse determinations of tax-exempt status of certain organizations. (partnership audit provisions)
An Amendment to H.R. 2029 - the Consolidated Appropriations Act, 2016 (omnibus appropriations - partnership audit provisions)
OECD BEPS Tax Treaty Project.
H.R.6439 - the Tax Technical Corrections Act of 2016
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
S. 2917 - To reauthorize the Commodity Futures Trading Commission, to ensure protections of futures customers, to provide relief for farmers, ranchers, and end-users that manage risk to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
3rd Quarter, 2016
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2016.
Original Filing: 300839199.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
H.R. 5983 - The Financial Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs (CHOICE) Act
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
Oversight of 305(c) Implementation
H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
H.R. 1314 - the Bipartisan Budget Act of 2015 - To amend the Internal Revenue Code of 1986 to provide for a right to an administrative appeal relating to adverse determinations of tax-exempt status of certain organizations. (partnership audit provisions)
An Amendment to H.R. 2029 - the Consolidated Appropriations Act, 2016 (omnibus appropriations - partnership audit provisions)
OECD BEPS Tax Treaty Project.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
S. 2917 - To reauthorize the Commodity Futures Trading Commission, to ensure protections of futures customers, to provide relief for farmers, ranchers, and end-users that manage risk to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
2nd Quarter, 2016
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2016.
Original Filing: 300821307.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
The Financial Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs (CHOICE) Act
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
H.R. 2821 - To amend the Internal Revenue Code of 1986 to reform partnership audit rules.
H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
H.R. 1314 - the Bipartisan Budget Act of 2015 - To amend the Internal Revenue Code of 1986 to provide for a right to an administrative appeal relating to adverse determinations of tax-exempt status of certain organizations. (partnership audit provisions)
An Amendment to H.R. 2029 - the Consolidated Appropriations Act, 2016 (omnibus appropriations - partnership audit provisions)
OECD BEPS Tax Treaty Project.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
S. 2917 - To reauthorize the Commodity Futures Trading Commission, to ensure protections of futures customers, to provide relief for farmers, ranchers, and end-users that manage risk to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
1st Quarter, 2016
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2016.
Original Filing: 300802831.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Issues related to securities regulation.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
H.R. 2821 - To amend the Internal Revenue Code of 1986 to reform partnership audit rules.
H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
H.R. 1314 - the Bipartisan Budget Act of 2015 - To amend the Internal Revenue Code of 1986 to provide for a right to an administrative appeal relating to adverse determinations of tax-exempt status of certain organizations. (partnership audit provisions)
An Amendment to H.R. 2029 - the Protecting Americans from Tax Hikes (PATH) Act of 2015 (tax extenders)
An Amendment to H.R. 2029 - the Consolidated Appropriations Act, 2016 (omnibus appropriations - partnership audit provisions)
OECD BEPS Tax Treaty Project.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
4th Quarter, 2015
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2016.
Original Filing: 300783473.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
H.R. 2821 - To amend the Internal Revenue Code of 1986 to reform partnership audit rules.
H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
H.R. 1314 - the Bipartisan Budget Act of 2015 - To amend the Internal Revenue Code of 1986 to provide for a right to an administrative appeal relating to adverse determinations of tax-exempt status of certain organizations. (partnership audit provisions)
An Amendment to H.R. 2029 - the Protecting Americans from Tax Hikes (PATH) Act of 2015 (tax extenders)
An Amendment to H.R. 2029 - the Consolidated Appropriations Act, 2016 (omnibus appropriations - partnership audit provisions)
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
3rd Quarter, 2015
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2015.
Original Filing: 300764789.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
H.R. 2821 - To amend the Internal Revenue Code of 1986 to reform partnership audit rules.
H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
2nd Quarter, 2015
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2015.
Original Filing: 300746114.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
S.Con.Res.11 - Establishes the congressional budget for the federal government for FY2016 and sets forth budgetary levels for FY2017-FY2025.
H.Con.Res.27 - Establishing the budget for the United States Government for fiscal year 2016 and setting forth appropriate budgetary levels for fiscal years 2017 through 2025.
H.R. 2821 - To amend the Internal Revenue Code of 1986 to reform partnership audit rules.
H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
1st Quarter, 2015
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2015.
Original Filing: 300726843.xml
Lobbying Issues
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Capital Formation Legislation.
Self Regulatory Organization Governance.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Carried Interest/Enterprise Value
Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Management and Control
Unrelated Business Income Tax (UBIT)
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
S.Con.Res.11 - Establishes the congressional budget for the federal government for FY2016 and sets forth budgetary levels for FY2017-FY2025
H.Con.Res.27 - Establishing the budget for the United States Government for fiscal year 2016 and setting forth appropriate budgetary levels for fiscal years 2017 through 2025
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
Agencies Lobbied
U.S. Senate
Lobbying Issues
Bankruptcy Reform Legislation
Agencies Lobbied
U.S. Senate
4th Quarter, 2014
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2015.
Original Filing: 300706845.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading and algorithmic trading.
Oversight of regulatory proposals on repo and securities lending markets.
H.R. 3448 -- To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to the increase tick size of their stocks.
H.R. 4570 -- To direct the Securities and Exchange Commission to revise Regulation D relating to exemptions from registration requirements for certain sales of securities.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Pending Tax Reform Legislation:
Tax Reform Act of 2013, Titles II, IV
Tax Reform Act of 2014
Management and Control
Unrelated Business Income Tax (UBIT)
H.R.1579 -- Inclusive Prosperity Act of 2013 - to impose a tax on certain trading transactions to strengthen our financial security, reduce market volatility, expand opportunity, and stop shrinking the middle class.
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 4392 -- Energize Emerging Opportunities Act - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 4413 -- CFTC Reauthorization
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.5421 - Financial Institution Bankruptcy Act of 2014 - To amend title 11 of the United States Code in order to facilitate the resolution of an insolvent financial institution in bankruptcy.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2014
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2014.
Original Filing: 300688254.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading, algorithmic trading, and high frequency trading.
Oversight of regulatory proposals on repo and securities lending markets.
H.R. 3448 -- To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to the increase tick size of their stocks.
H.R. 4570 -- To direct the Securities and Exchange Commission to revise Regulation D relating to exemptions from registration requirements for certain sales of securities.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Pending Tax Reform Legislation:
Tax Reform Act of 2013, Titles II, IV
Tax Reform Act of 2014
Management and Control
Unrelated Business Income Tax (UBIT)
H.R.1579 -- Inclusive Prosperity Act of 2013 - to impose a tax on certain trading transactions to strengthen our financial security, reduce market volatility, expand opportunity, and stop shrinking the middle class.
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 4392 -- Energize Emerging Opportunities Act - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 4413 -- CFTC Reauthorization
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.5421 - Financial Institution Bankruptcy Act of 2014 - To amend title 11 of the United States Code in order to facilitate the resolution of an insolvent financial institution in bankruptcy.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2014
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 21, 2014.
Original Filing: 300669015.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading, algorithmic trading, and high frequency trading.
Oversight of regulatory proposals on repo and securities lending markets.
H.R. 3448 -- To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to the increase tick size of their stocks.
H.R. 4570 -- To direct the Securities and Exchange Commission to revise Regulation D relating to exemptions from registration requirements for certain sales of securities.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Pending Tax Reform Legislation:
Tax Reform Act of 2013, Titles II, IV
Tax Reform Act of 2014
Management and Control
Unrelated Business Income Tax (UBIT)
H.R.1579 -- Inclusive Prosperity Act of 2013 - to impose a tax on certain trading transactions to strengthen our financial security, reduce market volatility, expand opportunity, and stop shrinking the middle class.
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
-CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection
H.R. 4392 -- Energize Emerging Opportunities Act - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 4413 -- CFTC Reauthorization
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2014
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 21, 2014.
Original Filing: 300648044.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading, algorithmic trading, and high frequency trading.
Oversight of regulatory proposals on repo and securities lending markets.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 3448 -- To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to the increase tick size of their stocks.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Pending Tax Reform Legislation:
Tax Reform Act of 2013, Titles II, IV
Tax Reform Act of 2014
H.R.1579 -- Inclusive Prosperity Act of 2013 - to impose a tax on certain trading transactions to strengthen our financial security, reduce market volatility, expand opportunity, and stop shrinking the middle class.
Legislative oversight of implementation of rules under 871(m) of the Tax Code.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Protections for Sensitive and Proprietary Data
-Position Limits
-International Coordination
H.R. 4392 -- Energize Emerging Opportunities Act - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 744 -- The Border Security, Economic Opportunity, and Immigration Modernization Act. Specific issues include provisions relating to the H-1B visa program and the Unrelated Business Income Tax (UBIT).
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2013
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 21, 2014.
Original Filing: 300625757.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading, algorithmic trading, and high frequency trading.
Oversight of regulatory proposals on repo and securities lending markets.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1627 -- To amend the Investment Advisers Act of 1940 to require certain investment advisers to pay fees to help cover the costs of inspecting and examining investments advisers under such Act.
H.R. 3448 -- To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to the increase tick size of their stocks.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Tax Reform Act of 2013, Titles II, IV
H.R.1579 -- Inclusive Prosperity Act of 2013 - to impose a tax on certain trading transactions to strengthen our financial security, reduce market volatility, expand opportunity, and stop shrinking the middle class.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Harmonization of legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Strengthening Protections for Confidential/Proprietary Information
-Position Limits
-International Coordination
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 744 -- The Border Security, Economic Opportunity, and Immigration Modernization Act. Specific issues include provisions relating to the H-1B visa program and the Unrelated Business Income Tax (UBIT).
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2013
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 21, 2013.
Original Filing: 300607252.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Equity market structure issues including electronic trading, algorithmic trading, and high frequency trading.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1627 -- To amend the Investment Advisers Act of 1940 to require certain investment advisers to pay fees to help cover the costs of inspecting and examining investments advisers under such Act.
Discussion Draft -- To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to the increase tick size of their stocks.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Tax Reform Act of 2013, Titles II, IV
H.R.1579 -- Inclusive Prosperity Act of 2013 - to impose a tax on certain trading transactions to strengthen our financial security, reduce market volatility, expand opportunity, and stop shrinking the middle class.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Harmonization of legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Commodity Exchange Act Reauthorization issues, including:
-Protection of Customer Collateral
-Oversight of Commodity Pool Operators
-Strengthening Protections for Confidential/Proprietary Information
-Position Limits
-International Coordination
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 744 -- The Border Security, Economic Opportunity, and Immigration Modernization Act. Specific issues include provisions relating to the H-1B visa program and the Unrelated Business Income Tax (UBIT).
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2013
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 22, 2013.
Original Filing: 300585607.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of major swap participant and swap dealer.
Equity market structure issues including electronic trading, algorithmic trading, and high frequency trading.
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1627 -- To amend the Investment Advisers Act of 1940 to require certain investment advisers to pay fees to help cover the costs of inspecting and examining investments advisers under such Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Tax Reform Act of 2013, Titles II, IV
S. 410/ H.R. 880 -- Wall Street Trading and Speculators Tax Act - A bill to amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
S. 268 -- Cut Unjustified Tax Loopholes Act - A bill to reduce the deficit and protect important programs by ending tax loopholes.
H.R. 1554 -- Stop Tax Haven Abuse Act - to restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R.1579 -- Inclusive Prosperity Act of 2013 - to impose a tax on certain trading transactions to strengthen our financial security, reduce market volatility, expand opportunity, and stop shrinking the middle class.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act regarding the definition of major swap participant and swap dealer.
Harmonization of legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Commodity Exchange Act Reauthorization issues, including:
Customer Protection
International Coordination
Commodity Pool Regulation
Futurization of Swaps
Position Limits
H.R. 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2013
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 22, 2013.
Original Filing: 300564197.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of major swap participant and swap dealer.
H.R 1256 -- Swap Jurisdiction Certainty Act - To direct the Securities and Exchange Commission and the Commodity Futures Trading Commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
Tax Reform Act of 2013, Titles II, IV
S. 410/ H.R. 880 -- Wall Street Trading and Speculators Tax Act - A bill to amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
S. 268 -- Cut Unjustified Tax Loopholes Act - A bill to reduce the deficit and protect important programs by ending tax loopholes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act regarding the definition of major swap participant and swap dealer.
Harmonization of legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Commodity Exchange Act Reauthorization issues, including:
Customer Protection
International Coordination
Commodity Pool Regulation
Futurization of Swaps
Position Limits
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2012
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 22, 2013.
Original Filing: 300542191.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2682 --- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 3283 --- To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to provide an exemption for certain swaps and security-based swaps involving Non-U.S. persons, and for other purposes.
H.R. 3606 -- To increase American job creation and economic growth by improving access to the public capital markets for emerging growth companies.
H.R. 4624 --- Amends the Investment Advisers Act of 1940 to require investment advisers to register with a registered national investment adviser association, unless exempted according to specified criteria.
S. 746 - To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 6204 -- To amend the Investment Advisers Act of 1940 to require certain investment advisers to pay fees to help cover the costs of inspecting and examining investment advisers under such Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
H.R. 8 -- To extend certain tax relief provisions enacted in 2001 and 2003, and to provide for expedited consideration of a bill providing for comprehensive tax reform, and for other purposes.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2669 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R. 3313 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
H.R. 4016 -- To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
H.R. 6411 -- To impose a tax on certain trading transactions to strengthen our financial security, expand opportunity, and stop shrinking the middle class.
H.R. 6166 -- To protest securities transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes.
S. 1346 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
S. 1549 -- To provide tax relief for American workers and businesses, to put workers back on the job while rebuilding and modernizing America, and to provide pathways back to work for Americans looking for jobs.
S. 1787 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
S. 2075 -- To close unjustified corporate tax loopholes, and for other purposes.
S. 3412 -- A bill to amend the Internal Revenue Code of 1986 to provide tax relief to middle-class families.
S. 3521 -- Amends the Internal Revenue Code to extend through 2013 expiring tax expenditures for individuals, businesses, and the energy sector.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act regarding the definition of major swap participant and swap dealer.
Harmonization of legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2328 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2682 --- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 3283 --- To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to provide an exemption for certain swaps and security-based swaps involving Non-U.S. persons, and for other purposes.
S. 746 To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1200 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2012
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 22, 2012.
Original Filing: 300521054.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
Regulation and oversight of investment advisers.
Financial services regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2682 --- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 3283 --- To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to provide an exemption for certain swaps and security-based swaps involving Non-U.S. persons, and for other purposes.
H.R. 3606 -- To increase American job creation and economic growth by improving access to the public capital markets for emerging growth companies.
H.R. 4624 --- Amends the Investment Advisers Act of 1940 to require investment advisers to register with a registered national investment adviser association, unless exempted according to specified criteria.
S. 746 - To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 6204 -- To amend the Investment Advisers Act of 1940 to require certain investment advisers to pay fees to help cover the costs of inspecting and examining investment advisers under such Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
H.R. 8 -- To extend certain tax relief provisions enacted in 2001 and 2003, and to provide for expedited consideration of a bill providing for comprehensive tax reform, and for other purposes.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2669 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R. 3313 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
H.R. 4016 -- To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
H.R. 6411 -- To impose a tax on certain trading transactions to strengthen our financial security, expand opportunity, and stop shrinking the middle class.
S. 1346 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
S. 1549 -- To provide tax relief for American workers and businesses, to put workers back on the job while rebuilding and modernizing America, and to provide pathways back to work for Americans looking for jobs.
S. 1787 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
S. 2075 -- To close unjustified corporate tax loopholes, and for other purposes.
S. 3412 -- A bill to amend the Internal Revenue Code of 1986 to provide tax relief to middle-class families.
S. 3521 -- Amends the Internal Revenue Code to extend through 2013 expiring tax expenditures for individuals, businesses, and the energy sector.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act regarding the definition of major swap participant and swap dealer.
Harmonization of legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2328 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2682 --- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 3283 --- To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to provide an exemption for certain swaps and security-based swaps involving Non-U.S. persons, and for other purposes.
S. 746 To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1200 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2012
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2012.
Original Filing: 300498134.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisors.
Financial services regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2112 -- An act making consolidated appropriations for the Departments of Agriculture, Commerce, Justice, Transportation, and Housing and Urban Development, and related programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R. 2167 -- To amend the Securities Exchange Act of 1934, allowing private companies to have 1,000 shareholders instead of the current 500 before they're required to publicly disclose their finances.
H.R. 2682 --- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2940 -- To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
H.R. 3283 --- To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to provide an exemption for certain swaps and security-based swaps involving Non-U.S. persons, and for other purposes.
H.R. 3606 -- To increase American job creation and economic growth by improving access to the public capital markets for emerging growth companies.
H.R. 4088 -- To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes.
H.R. 4624 --- Amends the Investment Advisers Act of 1940 to require investment advisers to register with a registered national investment adviser association, unless exempted according to specified criteria.
S. 746 - To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1831 -- To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
S. 2038 -- To prohibit Members of Congress and employees of Congress from using nonpublic information derived from their official positions for personal benefit, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2669 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R. 3313 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
H.R. 4016 -- To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S. 1346 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
S. 1549 -- To provide tax relief for American workers and businesses, to put workers back on the job while rebuilding and modernizing America, and to provide pathways back to work for Americans looking for jobs.
S. 1787 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
S. 2075 -- To close unjustified corporate tax loopholes, and for other purposes.
S. 2343 --- Amends title IV (Student Assistance) of the Higher Education Act of 1965 to make the 3.4% interest rate on Direct Stafford loans first disbursed to undergraduate students between July 1, 2011, and July 1, 2012, applicable to Direct Stafford loans first disbursed to undergraduate students between July 1, 2011, and July 1, 2013.
S.A. 1931 --- Amendment to H.R. 3606 --- To amend the definition of the term `held of record' pursuant to section 12(g)(5) of the Securities Exchange Act of 1934 (15. U.S.C. 781(g)(5)) to include beneficial owners of such class of securities.
Amendment #2 Budget Reconciliation Legislative Recommendations of the Committee on Financial Services. To impose a risk-based tax on hedge funds with $10 billion or more in assets under management on a consolidated basis and on other financial companies with $50 billion or more in total consolidated assets.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act regarding the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2112 -- An act making consolidated appropriations for the Departments of Agriculture, Commerce, Justice, Transportation, and Housing and Urban Development, and related programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R. 2328 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2682 --- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 3283 --- To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to provide an exemption for certain swaps and security-based swaps involving Non-U.S. persons, and for other purposes.
S. 746 To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1200 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2012
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2012.
Original Filing: 300473646.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisors.
Financial services regulatory reform in non-U.S. jurisdictions.
Pending legislation on a Self Regulatory Organization for investment advisors.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1070 -- To amend the Securities Act of 1933 to authorize the Securities and Exchange Commission to exempt a certain class of securities from such Act.
H.R. 1151 -- To require the Secretary of the Treasury to make risk-based assessments on financial companies to recoup the amount of assistance made available for unemployed homeowners under the Emergency Mortgage Relief Program and for States and communities under the Neighborhood Stabilization Program.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2112 -- An act making consolidated appropriations for the Departments of Agriculture, Commerce, Justice, Transportation, and Housing and Urban Development, and related programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R. 2167 -- To amend the Securities Exchange Act of 1934, allowing private companies to have 1,000 shareholders instead of the current 500 before they're required to publicly disclose their finances.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2940 -- To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
H.R. 3045 -- To amend the Employee Retirement Income Security Act of 1974, the Commodity Exchange Act, and the Securities Exchange Act of 1934 to ensure that pension plans can use swaps to hedge risks, and for other purposes.
H.R. 3606 -- To increase American job creation and economic growth by improving access to the public capital markets for emerging growth companies.
H.R. 4088 -- To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes.
S. 746 To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1831 -- To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
S. 2038 -- To prohibit Members of Congress and employees of Congress from using nonpublic information derived from their official positions for personal benefit, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2669 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R. 3313 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
H.R. 3630 -- To extend the payroll tax holiday, unemployment compensation, Medicare physician payment, provide for the consideration of the Keystone XL pipeline, and for other purposes.
H.R. 4016 -- To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S. 1346 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
S. 1549 -- To provide tax relief for American workers and businesses, to put workers back on the job while rebuilding and modernizing America, and to provide pathways back to work for Americans looking for jobs.
S. 1787 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
S. 1813 -- To reauthorize Federal-aid highway and highway safety construction programs, and for other purposes.
S. 2075 -- To close unjustified corporate tax loopholes, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act regarding the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 1840 To direct the CFTC to comply with President Obama's Executive Order which calls for certain federal agencies and departments to evaluate the cost of regulations on economic growth, innovation, competitiveness, and job creation.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2112 -- An act making consolidated appropriations for the Departments of Agriculture, Commerce, Justice, Transportation, and Housing and Urban Development, and related programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R. 2328 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 3045 -- To amend the Employee Retirement Income Security Act of 1974, the Commodity Exchange Act, and the Securities Exchange Act of 1934 to ensure that pension plans can use swaps to hedge risks, and for other purposes.
S. 746 To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1200 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
S. 1619 To provide for identification of misaligned currency, require action to correct the misalignment, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2012
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q12012 on April 20, 2012
Original Filing: 300473996.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation and oversight of investment advisors.
Financial services regulatory reform in non-U.S. jurisdictions.
Pending legislation on a Self Regulatory Organization for investment advisors.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1070 -- To amend the Securities Act of 1933 to authorize the Securities and Exchange Commission to exempt a certain class of securities from such Act.
H.R. 1151 -- To require the Secretary of the Treasury to make risk-based assessments on financial companies to recoup the amount of assistance made available for unemployed homeowners under the Emergency Mortgage Relief Program and for States and communities under the Neighborhood Stabilization Program.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 2112 -- An act making consolidated appropriations for the Departments of Agriculture, Commerce, Justice, Transportation, and Housing and Urban Development, and related programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R. 2167 -- To amend the Securities Exchange Act of 1934, allowing private companies to have 1,000 shareholders instead of the current 500 before they're required to publicly disclose their finances.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2940 -- To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
H.R. 3045 -- To amend the Employee Retirement Income Security Act of 1974, the Commodity Exchange Act, and the Securities Exchange Act of 1934 to ensure that pension plans can use swaps to hedge risks, and for other purposes.
H.R. 3606 -- To increase American job creation and economic growth by improving access to the public capital markets for emerging growth companies.
H.R. 4088 -- To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes.
S. 746 To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1831 -- To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
S. 2038 -- To prohibit Members of Congress and employees of Congress from using nonpublic information derived from their official positions for personal benefit, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Pending legislation on international tax reform.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2669 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R. 3313 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
H.R. 3630 -- To extend the payroll tax holiday, unemployment compensation, Medicare physician payment, provide for the consideration of the Keystone XL pipeline, and for other purposes.
H.R. 4016 -- To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.
S. 1346 -- To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
S. 1549 -- To provide tax relief for American workers and businesses, to put workers back on the job while rebuilding and modernizing America, and to provide pathways back to work for Americans looking for jobs.
S. 1787 -- To amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
S. 1813 -- To reauthorize Federal-aid highway and highway safety construction programs, and for other purposes.
S. 2075 -- To close unjustified corporate tax loopholes, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
Pending legislation to amend the Commodity Exchange Act regarding the definition of major swap participant and swap dealer.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 1840 To direct the CFTC to comply with President Obama's Executive Order which calls for certain federal agencies and departments to evaluate the cost of regulations on economic growth, innovation, competitiveness, and job creation.
H.R. 2003 -- To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
H.R. 2112 -- An act making consolidated appropriations for the Departments of Agriculture, Commerce, Justice, Transportation, and Housing and Urban Development, and related programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R. 2328 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R. 2586 -- To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 3045 -- To amend the Employee Retirement Income Security Act of 1974, the Commodity Exchange Act, and the Securities Exchange Act of 1934 to ensure that pension plans can use swaps to hedge risks, and for other purposes.
S. 746 To repeal provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 1200 -- To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
S. 1619 To provide for identification of misaligned currency, require action to correct the misalignment, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2011
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2012.
Original Filing: 300451039.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation of non-bank lending activities.
Regulation and oversight of investment advisors.
Financial services regulatory reform in non-U.S. jurisdictions.
H.R.87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
S.712 -- Financial Takeover Repeal Act of 2011. To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S.746 -- Dodd-Frank Repeal Act of 2011
H.R.2167 -- Private Company Flexibility Act. To amend the Securities Exchange Act of 1934, allowing private companies to have 1,000 shareholders instead of the current 500 before they're required to publicly disclose their finances.
S.1615 -- Financial Regulatory Responsibility Act of 2011. A bill to require enhanced economic analysis and justification of regulations proposed by certain Federal banking, housing, securities, and commodity regulators, and for other purposes.
H.R.2940 -- Access to Capital for Job Creators Act. To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
Pending legislation on a Self Regulatory Organization for investment advisors.
Amendment authored by Senator Mike Crapo to modify Title VII of PL 111-203 -- the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S.1831 -- Access to Capital for Job Creators Act. A bill to direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
S.1871, S.1903 -- Stop Trading on Congressional Knowledge Act. A bill to prohibit commodities and securities trading based on nonpublic information relating to Congress, to require additional reporting by Members and employees of Congress of securities transactions, and for other purposes.
H.R. 3644 -- Private Mortgage Market Investment Act. To increase standardization, transparency, and to ensure the rule of law in the mortgage-backed security system, and for other purposes.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of swap dealer.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
H.R.2003 -- Taxing Speculators out of the Oil Market Act. To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
S. 1346 -- Stop Tax Haven Abuse Act. A bill to restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R.2669 -- Stop Tax Haven Abuse Act. To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
S.1549 -- American Jobs Act of 2011. A bill to provide tax relief for American workers and businesses, to put workers back on the job while rebuilding and modernizing America, and to provide pathways back to work for Americans looking for jobs.
PL No: 112-25 -- The Budget Control Act of 2011. A bill to create the Joint Select Committee on Deficit Reduction to address U.S. deficit issues.
S.1483 -- Incorporation Transparency and Law Enforcement Assistance Act. A bill to ensure that persons who form corporations in the United States disclose the beneficial owners of those corporations, in order to prevent wrongdoers from exploiting United States corporations in ways that threaten homeland security, to assist law enforcement in detecting, preventing, and punishing terrorism, money laundering, and other misconduct involving United States corporations, and for other purposes.
H.R. 3313, S.1787 -- Wall Street Trading and Speculators Tax Act. A bill to amend the Internal Revenue Code of 1986 to impose a tax on certain trading transactions.
PL No: 112-55 -- Consolidated and Further Continuing Appropriations Act, 2012. An act making consolidated appropriations for the Departments of Agriculture, Commerce, Justice, Transportation, and Housing and Urban Development, and related programs for the fiscal year ending September 30, 2012, and for other purposes.
PL No. 112-78 -- Temporary Payroll Tax Cut Continuation Act of 2011. An act to extend the payroll tax holiday, unemployment compensation, Medicare physician payment, provide for the consideration of the Keystone XL pipeline, and for other purposes.
Pending legislation on international tax reform.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S.. jurisdictions.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1840 -- Would direct the CFTC to comply with President Obama's Executive Order which calls for certain federal agencies and departments to evaluate the cost of regulations on economic growth, innovation, competitiveness, and job creation.
H.R.2112 -- Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2012. Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R.2328 -- End Excessive Oil Speculation Now Act of 2011. To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R.2003 -- Taxing Speculators out of the Oil Market Act. To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
S.1200 -- End Excessive Oil Speculation Now Act of 2011. A bill to require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
S.1598 -- Anti-Excessive Speculation Act of 2011. A bill to amend the Commodity Exchange Act to prevent excessive speculation in commodity markets and excessive speculative position limits on energy contracts, and for other purposes.
H.R.3006 -- Anti-Excessive Speculation Act of 2011. To amend the Commodity Exchange Act to prevent excessive speculation in commodity markets and excessive speculative position limits on energy contracts, and for other purposes.
H.R.2779 -- To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.2586 -- Swap Execution Facility Clarification Act. To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S.1619 -- Currency Exchange Rate Oversight Reform Act of 2011. A bill to provide for identification of misaligned currency, require action to correct the misalignment, and for other purposes.
Pending legislation regarding the definition of swap dealers.
Amendment authored by Senator Mike Crapo to modify Title VII of PL 111-203 -- the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Pending legislation to amend the Commodity Exchange Act to clarify the definition of swap dealer.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2011
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 19, 2011.
Original Filing: 300421724.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation of non-bank lending activities.
Regulation and oversight of investment advisors.
Financial services regulatory reform in non-U.S. jurisdictions.
H.R.87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.1082 -- Small Business Capital Access and Job Preservation Act. To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposes.
H.R.1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R.1151 -- Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011. To require the Secretary of the Treasury to make risk-based assessments on financial companies to recoup the amount of assistance made available for unemployed homeowners under the Emergency Mortgage Relief Program and for States and communities under the Neighborhood Stabilization Program.
S.712 -- Financial Takeover Repeal Act of 2011. To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S.746 -- Dodd-Frank Repeal Act of 2011
H.R.2167 -- Private Company Flexibility Act. To amend the Securities Exchange Act of 1934, allowing private companies to have 1,000 shareholders instead of the current 500 before they're required to publicly disclose their finances.
S.1615 -- Financial Regulatory Responsibility Act of 2011. A bill to require enhanced economic analysis and justification of regulations proposed by certain Federal banking, housing, securities, and commodity regulators, and for other purposes.
H.R.2940 -- Access to Capital for Job Creators Act. To direct the Securities and Exchange Commission to eliminate the prohibition against general solicitation as a requirement for a certain exemption under Regulation D.
Pending legislation on a Self Regulatory Organization for investment advisors.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
H.R.2003 -- Taxing Speculators out of the Oil Market Act. To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
S. 1346 -- Stop Tax Haven Abuse Act. A bill to restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
H.R.2669 -- Stop Tax Haven Abuse Act. To restrict the use of offshore tax havens and abusive tax shelters to inappropriately avoid Federal taxation, and for other purposes.
S.1549 -- American Jobs Act of 2011. A bill to provide tax relief for American workers and businesses, to put workers back on the job while rebuilding and modernizing America, and to provide pathways back to work for Americans looking for jobs.
PL No: 112-25 -- The Budget Control Act of 2011. A bill to create the Joint Select Committee on Deficit Reduction to address U.S. deficit issues.
S.1483 -- Incorporation Transparency and Law Enforcement Assistance Act. A bill to ensure that persons who form corporations in the United States disclose the beneficial owners of those corporations, in order to prevent wrongdoers from exploiting United States corporations in ways that threaten homeland security, to assist law enforcement in detecting, preventing, and punishing terrorism, money laundering, and other misconduct involving United States corporations, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S.. jurisdictions.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1840 -- Would direct the CFTC to comply with President Obama's Executive Order which calls for certain federal agencies and departments to evaluate the cost of regulations on economic growth, innovation, competitiveness, and job creation.
H.R.2112 -- Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2012. Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R.2328 -- End Excessive Oil Speculation Now Act of 2011. To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R.2003 -- Taxing Speculators out of the Oil Market Act. To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
S.1200 -- End Excessive Oil Speculation Now Act of 2011. A bill to require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
S.1598 -- Anti-Excessive Speculation Act of 2011. A bill to amend the Commodity Exchange Act to prevent excessive speculation in commodity markets and excessive speculative position limits on energy contracts, and for other purposes.
H.R.3006 -- Anti-Excessive Speculation Act of 2011. To amend the Commodity Exchange Act to prevent excessive speculation in commodity markets and excessive speculative position limits on energy contracts, and for other purposes.
H.R.2779 -- To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R.2586 -- Swap Execution Facility Clarification Act. To refine the definition of swap execution facility in the provisions regulating swap markets added by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S.1619 -- Currency Exchange Rate Oversight Reform Act of 2011. A bill to provide for identification of misaligned currency, require action to correct the misalignment, and for other purposes.
Pending legislation regarding the definition of swap dealers.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2011
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2011.
Original Filing: 300404976.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Regulation of non-bank lending activities.
Regulation and oversight of investment advisors.
Financial services regulatory reform in non-U.S. jurisdictions.
H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1082 -- Small Business Capital Access and Job Preservation Act. To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposes.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 1151 -- Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011. To require the Secretary of the Treasury to make risk-based assessments on financial companies to recoup the amount of assistance made available for unemployed homeowners under the Emergency Mortgage Relief Program and for States and communities under the Neighborhood Stabilization Program.
S.712 -- Financial Takeover Repeal Act of 2011. To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
S. 746 -- Dodd-Frank Repeal Act of 2011
H.R.1070 -- Small Company Capital Formation Act of 2011. To amend the Securities Act of 1933 to authorize the Securities and Exchange Commission to exempt a certain class of securities from such Act.
H.R. 2167 -- Private Company Flexibility Act. To amend the Securities Exchange Act of 1934, allowing private companies to have 1,000 shareholders instead of the current 500 before they're required to publicly disclose their finances.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.Regulation of passive investment in U.S. securities and other assets by non-U.S. investors.
Tax reform in non-U.S. jurisdictions.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Commodities and derivatives regulatory reform in non-U.S. jurisdictions.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 1573 -- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
H.R. 1840 -- Would direct the CFTC to comply with President Obama's Executive Order which calls for certain federal agencies and departments to evaluate the cost of regulations on economic growth, innovation, competitiveness, and job creation.
H.R.2112 -- Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2012. Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2012, and for other purposes.
H.R.2328 -- End Excessive Oil Speculation Now Act of 2011. To require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
H.R.2003 -- Taxing Speculators out of the Oil Market Act. To amend the Internal Revenue Code of 1986 to impose a tax on transactions in oil futures, options, and swaps, and for other purposes.
S.1200 -- End Excessive Oil Speculation Now Act of 2011. A bill to require the Chairman of the Commodity Futures Trading Commission to impose unilaterally position limits and margin requirements to eliminate excessive oil speculation, and to take other actions to ensure that the price of crude oil, gasoline, diesel fuel, jet fuel, and heating oil accurately reflects the fundamentals of supply and demand, to remain in effect until the date on which the Commission establishes position limits to diminish, eliminate, or prevent excessive speculation as required by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2011
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2011.
Original Filing: 300378578.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.H.R. 87 -- To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 1082 -- Small Business Capital Access and Job Preservation Act
To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposes.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
H.R. 1151 -- Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011
To require the Secretary of the Treasury to make risk-based assessments on financial companies to recoup the amount of assistance made available for unemployed homeowners under the Emergency Mortgage Relief Program and for States and communities under the Neighborhood Stabilization Program.
S.712 -- Financial Takeover Repeal Act of 2011
A bill to repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation, regulatory measures, and Congressional studies on tax reform issues affecting hedge funds and other alternative investments, including: enterprise value, carried interest, and pass-through entities.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.
H.R. 1610 -- To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes.
Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2010
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2011.
Original Filing: 300353270.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
Let Wall Street Pay for Wall Street's Bailout Act
S. 1588
Stop Tax Breaks for Oil Profiteering Act
H.R. 3933
Foreign Account Tax Compliance Act
H.R. 4191
Let Wall Street Pay for the Restoration of Main Street Act
S. 3816
Creating American Jobs and Ending Offshoring Act
H.R. 4853
Tax Relief, Unemployments Insurance Reauthorization, and Job Creation Act of 2010
H.R. 6467
Middle Class Tax Relief Act of 2010
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2010
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2010.
Original Filing: 300329108.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
Prevent Excessive Speculation Act
S. 344
Hedge Fund Transparency Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.711
Hedge Fund Adviser Registration Act
H.R.713
Hedge Fund Study Act
S. 1276
Private Fund Transparency Act
H.R. 3269
Corporate and Financial Institution Compensation Act
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
H.R. 4173
Dodd-Frank Wall Street Reform and Consumer Protection Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
H.R. 3996
Financial Stability Improvement Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
S. 2927
Wall Street Fair Share Act
S. 3217
Restoring American Financial Stability Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
Let Wall Street Pay for Wall Street's Bailout Act
S. 1588
Stop Tax Breaks for Oil Profiteering Act
H.R. 3933
Foreign Account Tax Compliance Act
H.R. 4191
Let Wall Street Pay for the Restoration of Main Street Act
H.R.4213
American Workers, State, and Business Relief Act
H.R. 4213
American Jobs and Closing Tax Loopholes Act
H.R. 2847
Hiring Incentives to Restore Employment Act
H.R. 1586
FAA Air Transportation Modernization and Safety Improvement Act
H.R. 5297
Small Business Jobs and Credit Act
S. 3816
Creating American Jobs and Ending Offshoring Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
Prevent Excessive Speculation Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.713
Hedge Fund Study Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
H.R. 4173
Dodd-Frank Wall Street Reform and Consumer Protection Act
S._____
The Wall Street Transparency and Accountability Act
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2010
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q22010 on April 20, 2011
Original Filing: 300378115.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
Prevent Excessive Speculation Act
S. 344
Hedge Fund Transparency Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.711
Hedge Fund Adviser Registration Act
H.R.713
Hedge Fund Study Act
S. 1276
Private Fund Transparency Act
H.R. 3269
Corporate and Financial Institution Compensation Act
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
H.R. 3996
Financial Stability Improvement Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
S. 2927
Wall Street Fair Share Act
S. 3217
Restoring American Financial Stability Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
Let Wall Street Pay for Wall Street's Bailout Act
S. 1588
Stop Tax Breaks for Oil Profiteering Act
H.R. 3933
Foreign Account Tax Compliance Act
H.R. 4191
Let Wall Street Pay for the Restoration of Main Street Act
H.R.4213
American Workers, State, and Business Relief Act
H.R. 2847
Hiring Incentives to Restore Employment Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
Pension Security Act
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
Prevent Excessive Speculation Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.713
Hedge Fund Study Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
S._____
The Wall Street Transparency and Accountability Act
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2010
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q22010 on Feb. 11, 2011
Original Filing: 300357903.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
Prevent Excessive Speculation Act
S. 344
Hedge Fund Transparency Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.711
Hedge Fund Adviser Registration Act
H.R.713
Hedge Fund Study Act
S. 1276
Private Fund Transparency Act
H.R. 3269
Corporate and Financial Institution Compensation Act
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
H.R. 3996
Financial Stability Improvement Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
S. 2927
Wall Street Fair Share Act
S. 3217
Restoring American Financial Stability Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
Let Wall Street Pay for Wall Street's Bailout Act
S. 1588
Stop Tax Breaks for Oil Profiteering Act
H.R. 3933
Foreign Account Tax Compliance Act
H.R. 4191
Let Wall Street Pay for the Restoration of Main Street Act
H.R.4213
American Workers, State, and Business Relief Act
H.R. 2847
Hiring Incentives to Restore Employment Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
Pension Security Act
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
Prevent Excessive Speculation Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.713
Hedge Fund Study Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
S._____
The Wall Street Transparency and Accountability Act
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2010
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2010.
Original Filing: 300302589.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
Prevent Excessive Speculation Act
S. 344
Hedge Fund Transparency Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.711
Hedge Fund Adviser Registration Act
H.R.713
Hedge Fund Study Act
S. 1276
Private Fund Transparency Act
H.R. 3269
Corporate and Financial Institution Compensation Act
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
H.R. 3996
Financial Stability Improvement Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
S. 2927
Wall Street Fair Share Act
S. 3217
Restoring American Financial Stability Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
Let Wall Street Pay for Wall Street's Bailout Act
S. 1588
Stop Tax Breaks for Oil Profiteering Act
H.R. 3933
Foreign Account Tax Compliance Act
H.R. 4191
Let Wall Street Pay for the Restoration of Main Street Act
H.R.4213
American Workers, State, and Business Relief Act
H.R. 2847
Hiring Incentives to Restore Employment Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
Pension Security Act
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
Prevent Excessive Speculation Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act
H.R.713
Hedge Fund Study Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act
S. 1961
Comprehensive Derivatives Regulation Act
H.R. 3795
Over-the-Counter Derivatives Markets Act
H.R.4173
The Wall Street Reform and Consumer Protection Act
S._____
The Wall Street Transparency and Accountability Act
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2010
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q12010 on Feb. 11, 2011
Original Filing: 300357901.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
Prevent Excessive Speculation Act
S. 344
Hedge Fund Transparency Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2009
H.R.711
Hedge Fund Advisor Registration Act of 2009
H.R.713
Hedge Fund Study Act
S. 1276
Private Fund Transparency Act of 2009
H.R. 3269
Corporate and Financial Institution Compensation Act of 2009
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
The Wall Street Reform and Consumer Protection Act of 2009
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
H.R. 3996
Financial Stability Improvement Act
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
S. 2927
Wall Street Fair Share Act
S. 3217
Restoring American Financial Stability Act of 2010
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
Let Wall Street Pay for Wall Street's Bailout Act of 2009
S. 1588
Stop Tax Breaks for Oil Profiteering Act of 2009
H.R. 3933
Foreign Account Tax Compliance Act of 2009
H.R. 4191
Let Wall Street Pay for the Restoration of Main Street Act of 2009
H.R.4213
American Workers, State, and Business Relief Act of 2010
H.R. 2847
Hiring Incentives to Restore Employment Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
Pension Security Act of 2009
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
Prevent Excessive Speculation Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2009
H.R.713
Hedge Fund Study Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
H.R.4173
The Wall Street Reform and Consumer Protection Act of 2009
S._____
The Wall Street Transparency and Accountability Act of 2010
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2010
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2010.
Original Filing: 300275092.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
Prevent Excessive Speculation Act
S. 344
Hedge Fund Transparency Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2009
H.R.711
Hedge Fund Advisor Registration Act of 2009
H.R.713
Hedge Fund Study Act
S. 1276
Private Fund Transparency Act of 2009
H.R. 3269
Corporate and Financial Institution Compensation Act of 2009
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
The Wall Street Reform and Consumer Protection Act of 2009
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
H.R. 3996
Financial Stability Improvement Act
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
S. 2927
Wall Street Fair Share Act
S. 3217
Restoring American Financial Stability Act of 2010
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
Let Wall Street Pay for Wall Street's Bailout Act of 2009
S. 1588
Stop Tax Breaks for Oil Profiteering Act of 2009
H.R. 3933
Foreign Account Tax Compliance Act of 2009
H.R. 4191
Let Wall Street Pay for the Restoration of Main Street Act of 2009
H.R.4213
American Workers, State, and Business Relief Act of 2010
H.R. 2847
Hiring Incentives to Restore Employment Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
Pension Security Act of 2009
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
Prevent Excessive Speculation Act
S.298
Financial Markets Commission Act
S. 272
Derivatives Trading Integrity Act
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2009
H.R.713
Hedge Fund Study Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
H.R.4173
The Wall Street Reform and Consumer Protection Act of 2009
S._____
The Wall Street Transparency and Accountability Act of 2010
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2009
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q42009 on Feb. 11, 2011
Original Filing: 300357895.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
Private Fund Transparency Act of 2009
H.R. 3269
Corporate and Financial Institution Compensation Act of 2009
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
To provide for financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
S. 1588
Stop Tax Breaks for Oil Profiteering Act of 2009
H.R.4213
To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
H.R.4173
To provide for financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2009
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 20, 2010.
Original Filing: 300247686.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
Private Fund Transparency Act of 2009
H.R. 3269
Corporate and Financial Institution Compensation Act of 2009
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
H.R.4173
To provide for financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
S. 1588
Stop Tax Breaks for Oil Profiteering Act of 2009
H.R.4213
To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
H.R.4173
To provide for financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2009
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q32009 on Feb. 11, 2011
Original Filing: 300357892.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
Private Fund Transparency Act of 2009
H.R. 3269
Corporate and Financial Institution Compensation Act of 2009
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
S. 1588
Stop Tax Breaks for Oil Profiteering Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2009
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q32009 on April 21, 2010
Original Filing: 300276626.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
Private Fund Transparency Act of 2009
H.R. 3269
Corporate and Financial Institution Compensation Act of 2009
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
S. 1588
Stop Tax Breaks for Oil Profiteering Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2009
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2009.
Original Filing: 300221813.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
Private Fund Transparency Act of 2009
H.R. 3269
Corporate and Financial Institution Compensation Act of 2009
H.R. 3126
Consumer Financial Protection Agency
H.R. 3817
Investor Protection Act
H.R. 3818
Private Fund Investment Advisers Registration Act
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
S. 1588
Stop Tax Breaks for Oil Profiteering Act of 2009
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 961
Authorizing the Regulation of Swaps Act
H.R. 3145
Credit Default Swap Prohibition Act of 2009
H.R. 3300
The Derivatives Trading Accountability and Disclosure Act of 2009
S. 1961
Comprehensive Derivatives Regulation Act of 2009
H.R. 3795
Over-the-Counter Derivatives Markets Act of 2009
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2009
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q22009 on Feb. 11, 2011
Original Filing: 300357890.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
To require investment advisers to private funds, including hedge funds, private equity funds, venture capital funds, and others to register with the Securities and Exchange Commission, and for other purposes
H.R 74
To establish the Financial Oversight Commission, and for other purposes
H.R. 3145
To amend the securities laws to prohibit credit default swaps and to provide the Securities and Exchange Commission with authority to regulate swap agreements
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
H.R. 1265
To restrict the use of offshore tax havens and abusive tax shelters
H.R. 768
To establish a commission on the tax and fiscal implications of the regulation of financial products and arrangements and to study the current financial crisis, its causes and impact on Federal deficit and tax revenues
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investmentsS. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2009
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q22009 on Oct. 21, 2009
Original Filing: 300222778.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
To require investment advisers to private funds, including hedge funds, private equity funds, venture capital funds, and others to register with the Securities and Exchange Commission, and for other purposes
H.R 74
To establish the Financial Oversight Commission, and for other purposes
H.R. 3145
To amend the securities laws to prohibit credit default swaps and to provide the Securities and Exchange Commission with authority to regulate swap agreements
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
H.R. 1265
To restrict the use of offshore tax havens and abusive tax shelters
H.R. 768
To establish a commission on the tax and fiscal implications of the regulation of financial products and arrangements and to study the current financial crisis, its causes and impact on Federal deficit and tax revenues
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investmentsS. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2009
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 20, 2009.
Original Filing: 300193183.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
S. 1276
To require investment advisers to private funds, including hedge funds, private equity funds, venture capital funds, and others to register with the Securities and Exchange Commission, and for other purposes
H.R 74
To establish the Financial Oversight Commission, and for other purposes
H.R. 3145
To amend the securities laws to prohibit credit default swaps and to provide the Securities and Exchange Commission with authority to regulate swap agreements
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H.R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
H.R. 1265
To restrict the use of offshore tax havens and abusive tax shelters
H.R. 768
To establish a commission on the tax and fiscal implications of the regulation of financial products and arrangements and to study the current financial crisis, its causes and impact on Federal deficit and tax revenues
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investmentsS. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2009
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q12009 on Oct. 21, 2009
Original Filing: 300222774.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H. R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.
H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.
S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2009
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 20, 2009.
Original Filing: 300164578.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S. 344
To require hedge funds to register with the SEC
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.711
To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.S. 506
Stop Tax Haven Abuse Act
S. 31
To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes
H.R.1935
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
H. R. 1068
To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.
H.R.712
To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments.
S. 447
To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes
S.298
To establish a Financial Markets Commission, and for other purposes
S. 272
Derivatives Trading Integrity Act of 2009
To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading
H.R. 977
Derivatives Markets Transparency and Accountability Act of 2008
H.R.713
To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2008
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q42008 on April 20, 2009
Original Filing: 300164569.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments.Securities and Exchange Commission registration amendment to S. 4
S. 1402 Hedge Fund Registration Act
H.R. 2586 Securities and Exchange Commission Authority Restoration Act
S. 3691 To amend the Commodity Exchange Act to require reporting and recordkeeping for positions involving credit-default swaps, to grant the Federal Reserve Board authority over investment-bank holding companies, and for other purposes
S. 3714 To amend the Commodity Exchange Act to ensure that all agreements, contracts, and transactions with respect to commodities are carried out on a regulated exchange, and for other purposes.
S. 3739 To address the regulation of derivatives and unregistered hedge funds, and for other purposes
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R. 2834 To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
H.R. 2785 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
H.R. 3501 To amend the Internal Revenue Code of 1986 to provide that indebtedness incurred by a partnership in acquiring securities and commodities is not treated as acquisition indebtedness by organizations which are limited partners for purposes of the unrelated business income tax.
H.R. 3923 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
H.R. 3996 To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
H.R. 3970 To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes.
S. 55 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax
S. 681 Stop Tax Haven Abuse Act
S. 1624 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services
S. 2199 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
S. 2293 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax, and for other purposes.
S. 2318 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax and to permanently extend the reductions in income tax rates, and for other purposes.
Section 409A of the Internal Revenue Code
H.R. 6049, the Renewable Energy and Job Creation Act of 2008
H.R.6275 Alternative Minimum Tax Relief Act of 2008
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles.H.R 2683 To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles. H.R. 3161 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2008.
S. 3122 To amend the Commodity Exchange Act to provide for the regulation of oil commodities markets, and for other purposes.
S. 3130 To provide energy price relief by authorizing greater resources and authority for the Commodity Futures Trading Commission, and for other purposes.
S. 3131 To amend the Commodity Exchange Act to ensure the application of speculation limits to speculators in energy markets, and for other purposes.
H.R.6264 To prevent excessive speculation in over-the-counter derivatives markets for certain energy commodities by limiting participation in those markets to persons who are capable of producing, manufacturing, or taking physical delivery of the commodities.
H. R. 6341 To amend the Commodity Exchange Act to provide for regulation of energy derivatives, and for other purposes.
H.R.6604 Commodity Markets Transparency and Accountability Act of 2008, to amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2008
In Q4, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Jan. 21, 2009.
Original Filing: 300132592.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments.Securities and Exchange Commission registration amendment to S. 4
S. 1402 Hedge Fund Registration Act
H.R. 2586 Securities and Exchange Commission Authority Restoration Act
S. 3691 To amend the Commodity Exchange Act to require reporting and recordkeeping for positions involving credit-default swaps, to grant the Federal Reserve Board authority over investment-bank holding companies, and for other purposes
S. 3714 To amend the Commodity Exchange Act to ensure that all agreements, contracts, and transactions with respect to commodities are carried out on a regulated exchange, and for other purposes.
S. 3739 To address the regulation of derivatives and unregistered hedge funds, and for other purposes
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R. 2834 To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
H.R. 2785 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
H.R. 3501 To amend the Internal Revenue Code of 1986 to provide that indebtedness incurred by a partnership in acquiring securities and commodities is not treated as acquisition indebtedness by organizations which are limited partners for purposes of the unrelated business income tax.
H.R. 3923 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
H.R. 3996 To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
H.R. 3970 To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes.
S. 55 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax
S. 681 Stop Tax Haven Abuse Act
S. 1624 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services
S. 2199 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
S. 2293 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax, and for other purposes.
S. 2318 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax and to permanently extend the reductions in income tax rates, and for other purposes.
Section 409A of the Internal Revenue Code
H.R. 6049, the Renewable Energy and Job Creation Act of 2008
H.R.6275 Alternative Minimum Tax Relief Act of 2008
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles.H.R 2683 To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles. H.R. 3161 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2008.
S. 3122 To amend the Commodity Exchange Act to provide for the regulation of oil commodities markets, and for other purposes.
S. 3130 To provide energy price relief by authorizing greater resources and authority for the Commodity Futures Trading Commission, and for other purposes.
S. 3131 To amend the Commodity Exchange Act to ensure the application of speculation limits to speculators in energy markets, and for other purposes.
H.R.6264 To prevent excessive speculation in over-the-counter derivatives markets for certain energy commodities by limiting participation in those markets to persons who are capable of producing, manufacturing, or taking physical delivery of the commodities.
H. R. 6341 To amend the Commodity Exchange Act to provide for regulation of energy derivatives, and for other purposes.
H.R.6604 Commodity Markets Transparency and Accountability Act of 2008, to amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2008
MANAGED FUNDS ASSOCIATION amended a lobbying report for in-house lobbying in Q32008 on April 20, 2009
Original Filing: 300164545.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments.Securities and Exchange Commission registration amendment to S. 4
S. 1402 Hedge Fund Registration Act
H.R. 2586 Securities and Exchange Commission Authority Restoration Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R. 2834 To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
H.R. 2785 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
H.R. 3501 To amend the Internal Revenue Code of 1986 to provide that indebtedness incurred by a partnership in acquiring securities and commodities is not treated as acquisition indebtedness by organizations which are limited partners for purposes of the unrelated business income tax.
H.R. 3923 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
H.R. 3996 To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
H.R. 3970 To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes.
S. 55 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax
S. 681 Stop Tax Haven Abuse Act
S. 1624 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services
S. 2199 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
S. 2293 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax, and for other purposes.
S. 2318 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax and to permanently extend the reductions in income tax rates, and for other purposes.
Section 409A of the Internal Revenue Code
H.R. 6049, the Renewable Energy and Job Creation Act of 2008
H.R.6275 Alternative Minimum Tax Relief Act of 2008
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles.H.R 2683 To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles. H.R. 3161 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2008.
S. 3122 To amend the Commodity Exchange Act to provide for the regulation of oil commodities markets, and for other purposes.
S. 3130 To provide energy price relief by authorizing greater resources and authority for the Commodity Futures Trading Commission, and for other purposes.
S. 3131 To amend the Commodity Exchange Act to ensure the application of speculation limits to speculators in energy markets, and for other purposes.
H.R.6264 To prevent excessive speculation in over-the-counter derivatives markets for certain energy commodities by limiting participation in those markets to persons who are capable of producing, manufacturing, or taking physical delivery of the commodities.
H. R. 6341 To amend the Commodity Exchange Act to provide for regulation of energy derivatives, and for other purposes.
H.R.6604 Commodity Markets Transparency and Accountability Act of 2008, to amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2008
In Q3, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on Oct. 20, 2008.
Original Filing: 300107181.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments.Securities and Exchange Commission registration amendment to S. 4
S. 1402 Hedge Fund Registration Act
H.R. 2586 Securities and Exchange Commission Authority Restoration Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R. 2834 To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
H.R. 2785 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
H.R. 3501 To amend the Internal Revenue Code of 1986 to provide that indebtedness incurred by a partnership in acquiring securities and commodities is not treated as acquisition indebtedness by organizations which are limited partners for purposes of the unrelated business income tax.
H.R. 3923 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
H.R. 3996 To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
H.R. 3970 To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes.
S. 55 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax
S. 681 Stop Tax Haven Abuse Act
S. 1624 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services
S. 2199 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
S. 2293 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax, and for other purposes.
S. 2318 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax and to permanently extend the reductions in income tax rates, and for other purposes.
Section 409A of the Internal Revenue Code
H.R. 6049, the Renewable Energy and Job Creation Act of 2008
H.R.6275 Alternative Minimum Tax Relief Act of 2008
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles.H.R 2683 To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles. H.R. 3161 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2008.
S. 3122 To amend the Commodity Exchange Act to provide for the regulation of oil commodities markets, and for other purposes.
S. 3130 To provide energy price relief by authorizing greater resources and authority for the Commodity Futures Trading Commission, and for other purposes.
S. 3131 To amend the Commodity Exchange Act to ensure the application of speculation limits to speculators in energy markets, and for other purposes.
H.R.6264 To prevent excessive speculation in over-the-counter derivatives markets for certain energy commodities by limiting participation in those markets to persons who are capable of producing, manufacturing, or taking physical delivery of the commodities.
H. R. 6341 To amend the Commodity Exchange Act to provide for regulation of energy derivatives, and for other purposes.
H.R.6604 Commodity Markets Transparency and Accountability Act of 2008, to amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2008
In Q2, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on July 21, 2008.
Original Filing: 300082340.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments.Securities and Exchange Commission registration amendment to S. 4
S. 1402 Hedge Fund Registration Act
H.R. 2586 Securities and Exchange Commission Authority Restoration Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R. 2834 To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
H.R. 2785 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
H.R. 3501 To amend the Internal Revenue Code of 1986 to provide that indebtedness incurred by a partnership in acquiring securities and commodities is not treated as acquisition indebtedness by organizations which are limited partners for purposes of the unrelated business income tax.
H.R. 3923 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
H.R. 3996 To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
H.R. 3970 To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes.
S. 55 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax
S. 681 Stop Tax Haven Abuse Act
S. 1624 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services
S. 2199 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
S. 2293 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax, and for other purposes.
S. 2318 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax and to permanently extend the reductions in income tax rates, and for other purposes.
Section 409A of the Internal Revenue Code
H.R. 6049, the Energy and Tax Extenders Act of 2008
H.R.6275 Alternative Minimum Tax Relief Act of 2008
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles.H.R 2683 To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles. H.R. 3161 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2008.
S. 3122 To amend the Commodity Exchange Act to provide for the regulation of oil commodities markets, and for other purposes.
S. 3130 To provide energy price relief by authorizing greater resources and authority for the Commodity Futures Trading Commission, and for other purposes.
S. 3131 To amend the Commodity Exchange Act to ensure the application of speculation limits to speculators in energy markets, and for other purposes.
H.R.6264 To prevent excessive speculation in over-the-counter derivatives markets for certain energy commodities by limiting participation in those markets to persons who are capable of producing, manufacturing, or taking physical delivery of the commodities.
H. R. 6341 To amend the Commodity Exchange Act to provide for regulation of energy derivatives, and for other purposes.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2008
In Q1, MANAGED FUNDS ASSOCIATION had in-house lobbyists. The report was filed on April 21, 2008.
Original Filing: 300052179.xml
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments.Securities and Exchange Commission registration amendment to S. 4
S. 1402 Hedge Fund Registration Act
H.R. 2586 Securities and Exchange Commission Authority Restoration Act
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments.H.R. 2834 To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
H.R. 2785 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
H.R. 3501 To amend the Internal Revenue Code of 1986 to provide that indebtedness incurred by a partnership in acquiring securities and commodities is not treated as acquisition indebtedness by organizations which are limited partners for purposes of the unrelated business income tax.
H.R. 3923 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
H.R. 3996 To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, and for other purposes.
H.R. 3970 To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes.
S. 55 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax
S. 681 Stop Tax Haven Abuse Act
S. 1624 To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services
S. 2199 To amend the Internal Revenue Code of 1986 to provide for the treatment of certain foreign nonqualified deferred compensation.
S. 2293 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax, and for other purposes.
S. 2318 To amend the Internal Revenue Code of 1986 to repeal the individual alternative minimum tax and to permanently extend the reductions in income tax rates, and for other purposes.
Section 409A of the Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles.H.R 2683 To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting hedge funds and other alternative investment vehicles. H.R. 3161 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2008.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2007
Managed Funds Association filed a lobbying registration on Jan. 3, 2007 for in-house lobbying efforts, effective Jan. 1, 2007.
Original Filing: 100052515.xml
Issue(s) they said they’d lobby about: Possible legislative and regulatory actions affecting hedge funds. Reauthorization of the Commodity Exchange Act. Possible legislation and regulation affecting the U.S. capital markets, securities and commodities exchanges and self-regulatory organizations. Possible tax and pension legislation. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate
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