SEC proposals related to market structure
Legislation related to technology, artificial intelligence
Legislation related to national securities exchange liabilities
Trade-related proposals
Duration: September 15, 2007
to
present
General Issues: Financial Institutions/Investments/Securities , Trade (Domestic & Foreign) , Intelligence and Surveillance , Taxation/Internal Revenue Code , Immigration , Budget/Appropriations , Energy/Nuclear , Banking , Environmental/Superfund
Spending: about $4,225,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2007: U.S. Senate, House of Representatives
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
Tom Nagle
Chief of Staff, U.S. Senator Tom Udall;
Chief of Staff, U.S. Representative Tom Udall;
Associate Staff, U.S. House Committee on Appropriations
Chief of Staff, U.S. Senator Tom Udall; Chief of Staff, U.S. Representative Tom Udall; Associate Staff, U.S. House Committee on Appropriations
Chris Vieson
House Majority Leader, Floor Director; House Majority Leader, Deputy Floor Director; House Republican Whip, Appropriations Policy Advisor; House Republican Whip, Floor Assistant; House Republican Conference, Policy Advisor
Nathan Miller
Sen. Lincoln Chafee, Legislative Aide
Joe O'Neill
n/a
Paul Snyder
n/a
Steve Eichenauer
n/a
Patrick O'Neill
n/a
Greg Jacobs
n/a
Colton Hotary
n/a
Joseph O'Neill
n/a
Joe O'Neall
n/a
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 18.
Original Filing: 301553916.xml
Lobbying Issues
SEC proposals related to market structure
Legislation related to technology, artificial intelligence
Legislation related to national securities exchange liabilities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2023
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 22.
Original Filing: 301538743.xml
Lobbying Issues
SEC proposals related to market structure
Legislation related to technology, artificial intelligence
Legislation related to national securities exchange liabilities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2023
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 20, 2023.
Original Filing: 301515296.xml
Lobbying Issues
Proposals related to market structure
Proposals related to artificial intelligence
Proposal relating to cloud infrastructure
Proposals related to anti-financial crime
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2023
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 19, 2023.
Original Filing: 301481543.xml
Lobbying Issues
Proposals related to market structure
SEC proposals related to artificial intelligence
Issues relating to proxy
Legislation related to national securities exchange liabilities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2023
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 12, 2023.
Original Filing: 301450774.xml
Lobbying Issues
Proposals related to carried interest
SEC proposals related to cybersecurity and ESG disclosures
Issues relating to proxy
Legislation related to national securities exchange liabilities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2022
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 18, 2023.
Original Filing: 301430840.xml
Lobbying Issues
Antitrust proposals
Proposals related to carried interest
SEC proposals related cybersecurity and ESG disclosures
Immigration reform
Proposals relating to ESG and DEI initiatives
Issues relating to proxy
Legislation related to national securities exchange liabilities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2022
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 20, 2022.
Original Filing: 301416381.xml
Lobbying Issues
Antitrust proposals
Monitor the consideration of reconciliation proposals
Proposals related to carried interest
SEC proposals related cybersecurity and ESG disclosures
Immigration reform
Proposals relating to ESG and DEI initiatives
Issues relating to proxy
Legislation related ot national securities exchange liabilities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade related proposals including USICA/COMPETES
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2022
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 20, 2022.
Original Filing: 301392834.xml
Lobbying Issues
Antitrust proposals
Monitor the consideration of reconciliation proposals
Proposals related to carried interest
SEC proposals related cybersecurity and ESG disclosures
Immigration reform
Proposals relating to ESG and DEI initiatives
Issues relating to proxy
Legislation related ot national securities exchange liabilities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade related proposals including USICA/COMPETES
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2022
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 20, 2022.
Original Filing: 301368666.xml
Lobbying Issues
COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place;
Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic;
Provisions in the American Rescue Plan;
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives;
Legislation on 10-Q optionality;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Support for Nasdaq Board Diversity filing with the SEC;
Defend dual class structures;
Federal financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and
Requiring transparency of short positions that match existing requirements on long position holders.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2021
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 20, 2022.
Original Filing: 301335818.xml
Lobbying Issues
COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place;
Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic;
Provisions in the American Rescue Plan;
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives;
Legislation on 10-Q optionality;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Support for Nasdaq Board Diversity filing with the SEC;
Defend dual class structures;
Federal financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and
Requiring transparency of short positions that match existing requirements on long position holders.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2021
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 20, 2021.
Original Filing: 301312062.xml
Lobbying Issues
COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place;
Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic;
Provisions in the American Rescue Plan;
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives;
Legislation on 10-Q optionality;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Support for Nasdaq Board Diversity filing with the SEC;
Defend dual class structures;
Federal financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and
Requiring transparency of short positions that match existing requirements on long position holders.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2021
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 20, 2021.
Original Filing: 301286865.xml
Lobbying Issues
COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place;
Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic;
Provisions in the American Rescue Plan;
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives;
Legislation on 10-Q optionality;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Support for Nasdaq Board Diversity filing with the SEC;
Defend dual class structures;
Federal financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and
Requiring transparency of short positions that match existing requirements on long position holders.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2021
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 20, 2021.
Original Filing: 301261693.xml
Lobbying Issues
COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place;
Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic;
Provisions in the American Rescue Plan;
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives;
Legislation on 10-Q optionality;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Support for Nasdaq Board Diversity filing with the SEC;
Defend dual class structures;
Federal financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and
Requiring transparency of short positions that match existing requirements on long position holders.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2020
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 19, 2021.
Original Filing: 301235658.xml
Lobbying Issues
legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019;
Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act;
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2019;
Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019;
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Defend dual class structures;
Stock buybacks;
Financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and Requiring transparency of short positions that match existing requirements on long position holders.
Legislative proposals and implementation related to COVID-19 economic relief.
SEC rules on board diversity disclosure
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2020
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 20, 2020.
Original Filing: 301219813.xml
Lobbying Issues
egislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019;
Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act;
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2019;
Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019;
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Defend dual class structures;
Stock buybacks;
Financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and Requiring transparency of short positions that match existing requirements on long position holders.
Legislative proposals and implementation related to COVID-19 economic relief
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2020
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 20, 2020.
Original Filing: 301199645.xml
Lobbying Issues
egislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019;
Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act;
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2019;
Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019;
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Defend dual class structures;
Stock buybacks;
Financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities; and Requiring transparency of short positions that match existing requirements on long position holders.
Legislative proposals and implementation related to COVID-19 economic relief
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2020
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 17, 2020.
Original Filing: 301170789.xml
Lobbying Issues
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019;
Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act;
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018;
Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act;
Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019;
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Defend dual class structures;
Stock buybacks;
Financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and
Requiring transparency of short positions that match existing requirements on long position holders.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2019
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 16, 2020.
Original Filing: 301107626.xml
Lobbying Issues
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016
Legislation on confidential filing and test the waters, Encouraging Public Offerings Act of 2017
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017
Section 31 Fee Overpayments, Section 31 Fee Overpayments of 2017 (Senate), Section 31 Fee Overpayments of 2017 (House)
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs
Financial transaction tax; Tax treatment of buybacks and dividends
Equity, fixed income market structure/Regulation NMS
Proprietary ownership and distribution of market data
Requiring transparency of short positions that match existing requirements on long position holders
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation related to short-sale transparency.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2019
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 17, 2019.
Original Filing: 301067610.xml
Lobbying Issues
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016
Legislation on confidential filing and test the waters, Encouraging Public Offerings Act of 2017
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017
Section 31 Fee Overpayments, Section 31 Fee Overpayments of 2017 (Senate), Section 31 Fee Overpayments of 2017 (House)
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs
Financial transaction tax; Tax treatment of buybacks and dividends
Equity, fixed income market structure/Regulation NMS
Proprietary ownership and distribution of market data
Requiring transparency of short positions that match existing requirements on long position holders
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation related to short-sale transparency.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2019
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 19, 2019.
Original Filing: 301051214.xml
Lobbying Issues
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016
Legislation on confidential filing and test the waters, Encouraging Public Offerings Act of 2017
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017
Section 31 Fee Overpayments, Section 31 Fee Overpayments of 2017 (Senate), Section 31 Fee Overpayments of 2017 (House)
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs
Financial transaction tax; Tax treatment of buybacks and dividends
Equity, fixed income market structure/Regulation NMS
Proprietary ownership and distribution of market data
Requiring transparency of short positions that match existing requirements on long position holders
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation related to short-sale transparency.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2019
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 17, 2019.
Original Filing: 301026900.xml
Lobbying Issues
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016
Legislation on confidential filing and test the waters, Encouraging Public Offerings Act of 2017
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018
Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017
Section 31 Fee Overpayments, Section 31 Fee Overpayments of 2017 (Senate), Section 31 Fee Overpayments of 2017 (House)
Incentives for the trading of small cap stocks/ETFs
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs
Financial transaction tax; Tax treatment of buybacks and dividends
Equity, fixed income market structure/Regulation NMS
Proprietary ownership and distribution of market data
Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017
Requiring transparency of short positions that match existing requirements on long position holders
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry
Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018
Legislation related to short-sale transparency.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2018
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 18, 2019.
Original Filing: 301008113.xml
Lobbying Issues
Capital Market structure issues
Technology and market surveillance
H.R.4015 - Corporate Governance Reform and Transparency Act of 2017
H.R. 6139 - Improving Investment Research for Small and Emerging Issuers Act
H.R. 5749 - Options Markets Stability Act
H.R. 5877 - Main Street Growth Act, as amended
H.R. 5970 - Modernizing Disclosures for Investors Act
H.R. 5054- Small Company Disclosure Simplification Act of 2018
H.R. 2864- Improving Access to Capital Act
H.R. 4263- Regulation A+ Improvement Act of 2017
S. 488- JOBS and Investor Confidence Act of 2018
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2018
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 18, 2018.
Original Filing: 300989233.xml
Lobbying Issues
Capital Market structure issues
Technology and market surveillance
H.R.4015 - Corporate Governance Reform and Transparency Act of 2017
S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
H.R. 5877 - Main Street Growth Act, as amended
H.R. 5970 - Modernizing Disclosures for Investors Act
H.R.5970- Simplifying Disclosures for Investors Act
H.R. 2864- Improving Access to Capital Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2018
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 19, 2018.
Original Filing: 300971044.xml
Lobbying Issues
Capital Market structure issues
Technology and market surveillance
H.R.4015 - Corporate Governance Reform and Transparency Act of 2017
S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
H.R. 6139 - Improving Investment Research for Small and Emerging Issuers Act
H.R. 5749 - Options Markets Stability Act
H.R. 5877 - Main Street Growth Act, as amended
H.R. 5970 - Modernizing Disclosures for Investors Act
H.R.5970- Simplifying Disclosures for Investors Act
H.R. 5054- Small Company Disclosure Simplification Act of 2018
H.R. 2864- Improving Access to Capital Act
H.R. 4263
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2018
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 19, 2018.
Original Filing: 300949140.xml
Lobbying Issues
Capital Market structure issues
Technology and market surveillance
H.R.4015 - Corporate Governance Reform and Transparency Act of 2017
S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2017
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 19, 2018.
Original Filing: 300930506.xml
Lobbying Issues
Cybersecurity-related policy proposals
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Capital Market structure issues
Technology and market surveillance
H.R.4015 - Corporate Governance Reform and Transparency Act of 2017
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Comprehensive Tax Reform Proposals
HR 1 - Tax Cuts and Jobs Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2017
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 19, 2017.
Original Filing: 300910128.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity-related policy proposals
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Capital Market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Comprehensive Tax Reform Proposals
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2017
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 19, 2017.
Original Filing: 300891343.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity-related policy proposals
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Capital Market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2017
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 20, 2017.
Original Filing: 300874397.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity-related policy proposals
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Capital Market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2016
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 23, 2017.
Original Filing: 300855049.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade-related legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2016
PUBLIC STRATEGIES WASHINGTON, INC. amended a lobbying report for representation of Nasdaq OMX Group (formerly "The Nasdaq Stock Market") in Q32016 on Dec. 7, 2016.
Original Filing: 300842537.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade-related legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2016
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 19, 2016.
Original Filing: 300833543.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade-related legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2016
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 19, 2016.
Original Filing: 300813782.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade-related legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2016
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 20, 2016.
Original Filing: 300797850.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade Promotion Authority
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2015
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Jan. 19, 2016.
Original Filing: 300775520.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade Promotion Authority
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2015
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on Oct. 19, 2015.
Original Filing: 300758212.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade Promotion Authority
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2015
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on July 20, 2015.
Original Filing: 300746807.xml
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Trade Promotion Authority
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2015
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq OMX Group (formerly "The Nasdaq Stock Market") , earning $60,000. The report was filed on April 20, 2015.
Original Filing: 300727013.xml
Lobbying Issues
Monitor immigration reform proposals
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Lobbying Issues
Technology and market surveillance
Cybersecurity Information Sharing Act and Cyber Intelligence Sharing and Protection Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
JOBS Act implementation
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2014
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $60,000. The report was filed on Jan. 20, 2015.
Original Filing: 300705811.xml
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Lobbying Issues
Technology and market surveillance
H.R.624 Cyber Intelligence Sharing and Protection Act
S.21 Cybersecurity and American Cyber Competitiveness Act of 2013
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2014
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $60,000. The report was filed on Oct. 20, 2014.
Original Filing: 300687078.xml
Lobbying Issues
Technology and market surveillance
H.R.624 Cyber Intelligence Sharing and Protection Act
S.21 Cybersecurity and American Cyber Competitiveness Act of 2013
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Capital market structure issues
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2014
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $60,000. The report was filed on July 21, 2014.
Original Filing: 300668240.xml
Lobbying Issues
H.R.624 Cyber Intelligence Sharing and Protection Act
S.21 Cybersecurity and American Cyber Competitiveness Act of 2013
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Monitor Senate Tax Extenders
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2014
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $60,000. The report was filed on April 21, 2014.
Original Filing: 300648475.xml
Lobbying Issues
Capital market structure issues
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
H.R.624 Cyber Intelligence Sharing and Protection Act
S.21 Cybersecurity and American Cyber Competitiveness Act of 2013
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Monitor Senate Tax Extenders
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2013
PUBLIC STRATEGIES WASHINGTON, INC. amended a lobbying report for representation of Nasdaq OMX Group (formerly "The Nasdaq Stock Market") in Q42013 on July 13, 2015.
Original Filing: 300733341.xml
Lobbying Issues
Capital market structure issues
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Technology and market surveillance
H.R.624 Cyber Intelligence Sharing and Protection Act
S.21 Cybersecurity and American Cyber Competitiveness Act of 2013
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2013
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $60,000. The report was filed on Jan. 21, 2014.
Original Filing: 300624644.xml
Lobbying Issues
H.R.624 Cyber Intelligence Sharing and Protection Act
S.21 Cybersecurity and American Cyber Competitiveness Act of 2013
Technology and market surveillance
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Capital market structure issues
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2013
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on Oct. 21, 2013.
Original Filing: 300603157.xml
Lobbying Issues
H.R.624 Cyber Intelligence Sharing and Protection Act
S.21 Cybersecurity and American Cyber Competitiveness Act of 2013
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Capital market structure issues
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2013
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on July 22, 2013.
Original Filing: 300582652.xml
Lobbying Issues
H.R. 624 Cyber Intelligence Sharing and Protection Act
S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Intelligence and Surveillance
Lobbying Issues
Border Security, Economic Opportunity, and Immigration Modernization Act (S.744)
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Capital market structure issues
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2013
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on April 22, 2013.
Original Filing: 300563605.xml
Lobbying Issues
Reopening American Capital Markets to Emerging Growth Companies Act / implementation
Exchange consolidation and market structure issues
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Intelligence and Surveillance
4th Quarter, 2012
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on Jan. 22, 2013.
Original Filing: 300542303.xml
Lobbying Issues
H.R.3606 / S.1933 Reopening American Capital Markets to Emerging Growth Companies Act / implementation
Exchange consolidation and market structure issues
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2012
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on Oct. 22, 2012.
Original Filing: 300516697.xml
Lobbying Issues
Exchange consolidation and market structure issues
Technology and market surveillance
H.R.3606 / S.1933 Reopening American Capital Markets to Emerging Growth Companies Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2012
In Q2, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on July 16, 2012.
Original Filing: 300490008.xml
Lobbying Issues
Market Quality Incentives Act
Exchange consolidation and market structure issues
Technology and market surveillance
H.R.3606 / S.1933 Reopening American Capital Markets to Emerging Growth Companies Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2012
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on April 17, 2012.
Original Filing: 300463200.xml
Lobbying Issues
Exchange consolidation and market structure issues
Technology and market surveillance
H.R.3606 / S.1933 Reopening American Capital Markets to Emerging Growth Companies Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2011
In Q4, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on Jan. 19, 2012.
Original Filing: 300449214.xml
Lobbying Issues
Exchange consolidation and market structure issues
Technology and market surveillance
H.R.3606 / S.1933 Reopening American Capital Markets to Emerging Growth Companies Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2011
In Q3, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on Oct. 20, 2011.
Original Filing: 300427128.xml
Lobbying Issues
Exchange consolidation and market structure issues
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2011
In Q2, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on July 19, 2011.
Original Filing: 300399236.xml
Lobbying Issues
Exchange consolidation and market structure issues
Technology and market surveillance
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2011
In Q1, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $80,000. The report was filed on April 19, 2011.
Original Filing: 300370402.xml
Lobbying Issues
High-speed trading surveillance technology
Exchange consolidation and market structure issues
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2010
In Q4, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $75,000. The report was filed on Jan. 20, 2011.
Original Filing: 300350684.xml
Lobbying Issues
Monitor FY2011 Financial Services Appropriations bill
Agencies Lobbied
U.S. House of Representatives U.S. Senate
3rd Quarter, 2010
In Q3, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $75,000. The report was filed on Oct. 19, 2010.
Original Filing: 300319980.xml
Lobbying Issues
HR 4173 Restoring American Financial Stability Act of 2010
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2010
In Q2, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $120,000. The report was filed on July 15, 2010.
Original Filing: 300296199.xml
Lobbying Issues
HR 4173 / S.3217 Restoring American Financial Stability Act of 2010
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2010
In Q1, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $75,000. The report was filed on April 16, 2010.
Original Filing: 300260173.xml
Lobbying Issues
Restoring American Financial Stability Act of 2010
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Monitor Kerry/Graham/Lieberman Climate legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2009
In Q4, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $40,000. The report was filed on Jan. 19, 2010.
Original Filing: 300243092.xml
Lobbying Issues
H.R.4173 Wall Street Reform and Consumer Protection Act of 2009.
Senate financial services regulatory reform legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2009
In Q3, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc , earning $120,000. The report was filed on Oct. 15, 2009.
Original Filing: 300214805.xml
Lobbying Issues
H.R. 977 To amend the Commodity Exchange Act
Financial services regulatory reform legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
S.1462 The American Clean Energy Leadership Act of 2009
H.R.2454 The American Clean Energy and Security Act of 2009
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2009
In Q2, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $100,000. The report was filed on July 20, 2009.
Original Filing: 300191347.xml
Lobbying Issues
H.R. 977 To amend the Commodity Exchange Act
Financial services regulatory reform legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
American Clean Energy Leadership Act of 2009
H.R.2454 American Clean Energy and Security Act of 2009
H.R. 2448 Prevent Unfair Manipulation of Prices (PUMP) Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate
1st Quarter, 2009
In Q1, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $20,000. The report was filed on April 7, 2009.
Original Filing: 300144693.xml
Lobbying Issues
H.R. 977 To amend the Commodity Exchange Act
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2008
In Q4, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $40,000. The report was filed on Jan. 13, 2009.
Original Filing: 300116959.xml
Lobbying Issues
Monitor Securities and Exchange Commission proposals and regulations
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Monitor regulations issues pertaining to CFTC
H.R. 1424 Troubled Assets Relief Program
H.R. 3997 Emergency Economic Stabilization Act of 2008
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2008
In Q3, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $60,000. The report was filed on Oct. 20, 2008.
Original Filing: 300109127.xml
Lobbying Issues
Monitor climate change legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Monitor Securities and Exchange Commission proposals and regulations
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Monitored:
H.R. 1424 Troubled Assets Relief Program
H.R. 3997 Emergency Economic Stabilization Act of 2008
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2008
In Q2, Public Strategies Washington lobbied for Nasdaq Stock Market, Inc , earning $100,000. The report was filed on July 14, 2008.
Original Filing: 300064573.xml
Lobbying Issues
Monitor climate change legislation
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Lobbying Issues
Monitor Securities and Exchange Commission proposals and regulations
Agencies Lobbied
U.S. House of Representatives U.S. Senate
1st Quarter, 2008
In Q1, PUBLIC STRATEGIES WASHINGTON, INC. lobbied for Nasdaq Stock Market, Inc . The report was filed on April 16, 2008.
Original Filing: 300039466.xml
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate