Represent

Lobbying
Lobbying by NYSE Group, Inc.

Lobbying Relationship

Client

NYSE Group, Inc.

More records

Lobbying firm

NYSE Group, Inc.

More records

Derivatives regulation; capital markets; market structure
Chairman Camp's discussion draft of taxation of financial derivatives

Duration: January 1, 2008 to December 31, 2013

General Issues: Banking, Financial Institutions/Investments/Securities, Taxation/Internal Revenue Code, Small Business, Labor Issues/Antitrust/Workplace, Environmental/Superfund, Homeland Security, Bankruptcy, Budget/Appropriations, Copyright/Patent/Trademark, Foreign Relations, Government Issues, Telecommunications, Travel/Tourism

Spending: about $10,030,000 (But it's complicated. Here's why.)

Agencies lobbied since 2008: House of Representatives, U.S. Senate, Securities & Exchange Commission (SEC), U.S. Senate,, Commodity Futures Trading Commission (CFTC),, Commodity Futures Trading Commission (CFTC), Treasury - Dept of, Executive Office of the President (EOP), Environmental Protection Agency (EPA), Homeland Security - Dept of (DHS), Federal Reserve System

Bills mentioned

H.R.3091: To make permanent the individual income tax rates for capital gains and...

Sponsor: Peter Roskam (R-Ill.)

S.1647: A bill to repeal the sunset on the reduction of capital gains rates for...

Sponsor: Michael D. Crapo (R-Idaho)

H.R.1070: Small Company Capital Formation Act of 2011

Sponsor: David Schweikert (R-Ariz.)

H.R.1062: Burdensome Data Collection Relief Act

Sponsor: Nan Hayworth (R-N.Y.)

H.R.2167: Private Company Flexibility and Growth Act

Sponsor: David Schweikert (R-Ariz.)

H.R.2940: Access to Capital for Job Creators Act

Sponsor: Kevin McCarthy (R-Calif.)

H.R.2930: Entrepreneur Access to Capital Act

Sponsor: Patrick T. McHenry (R-N.C.)

S.1831: Access to Capital for Job Creators Act

Sponsor: John Thune (R-S.D.)

S.1544: Small Company Capital Formation Act of 2011

Sponsor: Jon Tester (D-Mont.)

S.1791: Democratizing Access to Capital Act of 2011

Sponsor: Scott Brown (R-Mass.)

S.1824: Private Company Flexibility and Growth Act

Sponsor: Patrick J. Toomey (R-Pa.)

S.1933: Reopening American Capital Markets to Emerging Growth Companies Act of 2011

Sponsor: Charles E. Schumer (D-N.Y.)

H.R.3606: Jumpstart Our Business Startups

Sponsor: Stephen Fincher (R-Tenn.)

H.R.3213: Small Company Job Growth and Regulatory Relief Act of 2011

Sponsor: Stephen Fincher (R-Tenn.)

H.R.4191: Let Wall Street Pay for the Restoration of Main Street Act of 2009

Sponsor: Peter A. DeFazio (D-Ore.)

S.2927: Wall Street Fair Share Act

Sponsor: Tom Harkin (D-Iowa)

S.1074: Shareholder Bill of Rights Act of 2009

Sponsor: Charles E. Schumer (D-N.Y.)

H.R.2861: Shareholder Empowerment Act of 2009

Sponsor: Gary Peters (D-Mich.)

H.R.3126: Consumer Financial Protection Agency Act of 2009

Sponsor: Barney Frank (D-Mass.)

H.R.3795: Over-the-Counter Derivatives Markets Act of 2009

Sponsor: Barney Frank (D-Mass.)

H.R.977: Derivatives Markets Transparency and Accountability Act of 2009

Sponsor: Collin C. Peterson (D-Minn.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

S.3217: Restoring American Financial Stability Act of 2010

Sponsor: Christopher J. Dodd (D-Conn.)

H.R.2454: American Clean Energy and Security Act of 2009

Sponsor: Henry A. Waxman (D-Calif.)

S.2877: Carbon Limits and Energy for America's Renewal (CLEAR) Act

Sponsor: Maria Cantwell (D-Wash.)

S.1733: Clean Energy Jobs and American Power Act

Sponsor: John Kerry (D-Mass.)

H.R.4194: Law Student Clinic Participation Act of 2009

Sponsor: Dan Lungren (R-Calif.)

H.R.4912: To amend the Internal Revenue Code of 1986 with respect to the treatment...

Sponsor: Richard E. Neal (D-Mass.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist	Covered positions?
Clarke Camper	Budget Associate, US Congressman C. Schumer
Reagan Anderson	Legis. Asst., Sen. Mel Martinez
Dawn Stump	Sr. Prof. Staff - S. Cmte Ag, Nutrition & Forestry
Charles Jones Jr.	Sr. Legis. Asst., Sen. Thomas Carper Special Asst., Allan Mendelowitz White House Liaison, Dept. of State Dep. Assoc. Dir., WH Off. of Pres. Personnel Cong. Liaison, Off. of Sec'y, Dept of Ag. Dir., Legis. Affairs, Dept. of Ag Legis. Asst., Sen David Pryor
KEVIN EDGAR	n/a
ANANIAS "ANDY" BLOCKER	n/a
VERONICA SULLIVAN	n/a
LINDA DALLAS RICH	n/a
ALLEN B. GREENWOOD	n/a
HOWARD M. SCHLOSS	n/a
Douglas R. Nappi	n/a
HARRY DAY	n/a
RICHARD L. RIBBENTROP	n/a
CECILE SRODES	n/a
Susan Milligan	n/a
DAVID P. LAMBERT	n/a
SHEILA C. BAIR	n/a
Brendon Weiss	n/a
Brendan Weiss	n/a
Linda Rich	n/a
Charles Jones	n/a
Raegan Anderson	n/a
Ananias Blocker III	n/a
Ananias Blocker	n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

0th Quarter, 2004

Registration

0th Quarter, 2004

Registration

4th Quarter, 2013

Termination

NYSE Group, Inc. in-house lobbying effort was terminated on April 21, 2014 Original Filing: 300645774.xml

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4th Quarter, 2013

Termination

NYSE Group, Inc. in-house lobbying effort was terminated on April 21, 2014 Original Filing: 300645786.xml

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4th Quarter, 2013

Q4 Report

In Q4, NYSE Group, Inc. had in-house lobbyists. The report was filed on Jan. 21, 2014. Original Filing: 300624338.xml

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3rd Quarter, 2013

Q3 Report

In Q3, NYSE Group, Inc. had in-house lobbyists. The report was filed on Oct. 21, 2013. Original Filing: 300605815.xml

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2nd Quarter, 2013

Q2 Report

In Q2, NYSE Group, Inc. had in-house lobbyists. The report was filed on July 22, 2013. Original Filing: 300582135.xml

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1st Quarter, 2013

Q1 Report

In Q1, NYSE Group, Inc. had in-house lobbyists. The report was filed on April 22, 2013. Original Filing: 300561719.xml

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4th Quarter, 2012

Q4 Report

In Q4, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Jan. 22, 2013. Original Filing: 300542564.xml

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3rd Quarter, 2012

Q3 Report

In Q3, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Oct. 22, 2012. Original Filing: 300519930.xml

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2nd Quarter, 2012

Q2 Report

In Q2, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on July 20, 2012. Original Filing: 300498637.xml

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1st Quarter, 2012

Q1 Report

In Q1, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on April 20, 2012. Original Filing: 300475292.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011

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4th Quarter, 2011

Q4 Report

In Q4, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Jan. 20, 2012. Original Filing: 300451166.xml

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3rd Quarter, 2011

Q3 Report

In Q3, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Oct. 19, 2011. Original Filing: 300422085.xml

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2nd Quarter, 2011

Q2 Report

In Q2, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on July 20, 2011. Original Filing: 300401908.xml

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1st Quarter, 2011

Q1 Report

In Q1, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on April 20, 2011. Original Filing: 300376049.xml

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4th Quarter, 2010

Q4 Report

In Q4, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Jan. 20, 2011. Original Filing: 300354982.xml

Lobbying Issues

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3rd Quarter, 2010

Q3 Report

In Q3, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Oct. 20, 2010. Original Filing: 300329232.xml

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisionsH.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives titleH.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure

Agencies Lobbied

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Type of Issue

2nd Quarter, 2010

Q2 Report

In Q2, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on July 20, 2010. Original Filing: 300302094.xml

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisionsH.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, systemic risk, clearinghouse ownership limits, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions S. 2927, Wall Street Fair Share Act; all provisions

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives titleH.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, systemic risk, clearinghouse ownership limits, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions

Agencies Lobbied

Type of Issue

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Type of Issue

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Type of Issue

1st Quarter, 2010

Amendment

NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) amended a lobbying report for in-house lobbying in Q12010 on July 20, 2010 Original Filing: 300302056.xml

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; H.R 2861, Shareholder Empowerment Act of 2009; H.R. 2454, American Clean Energy and Security Act, derivative title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; Obama Administration Consumer Financial Protection Agency Act of 2009 proposed legislation.H.R. 3795, The Over-the-Counter Derivatives Markets Act of 2009 H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009 H.R. 4173, The Wall Street Reform and Consumer Protection Act Discussion Draft, "Restoring American Financial Stability Act," introduced by Senator Dodd H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009 S, 2927, Wall Street Fair Share Act

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; H.R. 2861, Shareholder Empowerment Act of 2009; H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; Obama Administration Consumer Financial Protection Agency Act of 2009 proposed legislation.H.R. 3795, The Over-the-Counter Derivatives Markets Act of 2009 H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009 H.R. 4173, The Wall Street Reform and Consumer Protection Act Discussion draft, "Restoring American Financial Stability Act," introduced by Senator Dodd H.R. 4194, Let Wall Street Pay for the Restoration of Main Street Act of 2009

Agencies Lobbied

Type of Issue

Lobbying Issues

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Type of Issue

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Agencies Lobbied

Type of Issue

1st Quarter, 2010

Q1 Report

In Q1, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on April 20, 2010. Original Filing: 300274731.xml

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation S. 1074, Shareholder Bill of Rights Act H.R 2861, Shareholder Empowerment Act of 2009 H.R. 2454, American Clean Energy and Security Act, derivatives titleH.R. 3126, The Consumer Financial Protection Agency Act of 2009 Obama Administration Consumer Financial Protection Agency Act of 2009 proposed legislation. H.R. 3795, The Over-the-Counter Derivatives Markets Act of 2009 H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009 H.R. 4173, The Wall Street Reform and Consumer Protection Act Discussion Draft, "Restoring American Financial Stability Act," introduced by Senator Dodd H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009 S, 2927, Wall Street Fair Share Act

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation S.1074, Shareholder Bill of Rights Act H.R. 2861, Shareholder Empowerment Act of 2009 H.R. 2454, American Clean Energy and Security Act, derivatives titleH.R. 3126, The Consumer Financial Protection Agency Act of 2009 Obama Administration Consumer Financial Protection Agency Act of 2009 proposed legislation H.R. 3795, The Over-the-Counter Derivatives Markets Act of 2009 H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009 H.R. 4173, The Wall Street Reform and Consumer Protection Act Discussion draft, "Restoring American Financial Stability Act," introduced by Senator Dodd H.R. 4194, Let Wall Street Pay for the Restoration of Main Street Act of 2009

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2009

Q4 Report

In Q4, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Jan. 20, 2010. Original Filing: 300247156.xml

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; H.R. 2861, Shareholder Empowerment Act of 2009; H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; Obama Administration Consumer Financial Protection Agency Act of 2009 proposed legislation.H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009 H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009 H.R. 4173, The Wall Street Reform and Consumer Protection Act Discussion draft, "Restoring American Financial Stability Act," introduced by Senator Dodd H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009 S. 2927, Wall Street Fair Share Act

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; H.R. 2861, Shareholder Empowerment Act of 2009; H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; Obama Administration Consumer Financial Protection Agency Act of 2009 proposed legislation.H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009 H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009 H.R. 4173, The Wall Street Reform and Consumer Protection Act Discussion draft, "Restoring American Financial Stability Act," introduced by Senator Dodd H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2009

Q3 Report

In Q3, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Oct. 20, 2009. Original Filing: 300220143.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2009

Q2 Report

In Q2, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on July 20, 2009. Original Filing: 300190643.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2009

Q1 Report

In Q1, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on April 20, 2009. Original Filing: 300157625.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2008

Q4 Report

In Q4, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Jan. 21, 2009. Original Filing: 300135999.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2008

Q3 Report

In Q3, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on Oct. 20, 2008. Original Filing: 300107119.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2008

Amendment

NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) amended a lobbying report for in-house lobbying in Q22008 on Sept. 4, 2009 Original Filing: 300198610.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2008

Q2 Report

In Q2, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on July 21, 2008. Original Filing: 300080701.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2008

Q1 Report

In Q1, NYSE Group, Inc. (formerly New York Stock Exchange, Inc.) had in-house lobbyists. The report was filed on April 21, 2008. Original Filing: 300049863.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

Legislators

Bills

Statements

Lobbying

Travel

Lobbyists

Disclosures Filed