Lobbying Relationship

Client

INVESTMENT COMPANY INSTITUTE

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Lobbying firm

CGCN GROUP, LLC

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  • Financial stability issues related to registered investment companies and asset managers; SEC mandatory swing pricing, hard close, and liquidity risk management proposal; H.R. 2627, Increasing Investor Opportunities Act; H.R. 2799, Expanding Access to Capital Act of 2023.
  • Taxation of registered investment companies; Issues related to retirement security.

Duration: to

General Issues: Financial Institutions/Investments/Securities, Taxation/Internal Revenue Code, Banking, Retirement, Labor Issues/Antitrust/Workplace

Spending: about $1,875,000 (But it's complicated. Here's why.)

Agencies lobbied since 2007: U.S. Senate, House of Representatives, Y Y

Bills mentioned

H.R.10: Financial CHOICE Act of 2017

Sponsor: Jeb Hensarling (R-Texas)

H.R.37: 401Kids Family Savings Act of 2011

Sponsor: Judy Biggert (R-Ill.)

H.R.1424: Federal Acquisition Improvement Act of 2011

Sponsor: Gerald E. Connolly (D-Va.)

H.R.3185: To provide that the rules of the Environmental Protection Agency...

Sponsor: Robert E. Latta (R-Ohio)

H.R.3765: Temporary Payroll Tax Cut Continuation Act of 2011

Sponsor: Dave Camp (R-Mich.)

S.2473: Federal Land Designation Requirements Act of 2011

Sponsor: Mike Lee (R-Utah)

S.3217: Startup Act 2.0

Sponsor: Jerry Moran (R-Kan.)

H.R.3185: To amend title XVIII of the Social Security Act to provide payment to...

Sponsor: Lois Capps (D-Calif.)

H.R.3765: Regulations From the Executive in Need of Scrutiny Act of 2009

Sponsor: Geoff Davis (R-Ky.)

S.2473: A bill to provide for the liquidation or reliquidation of certain...

Sponsor: Lindsey Graham (R-S.C.)

H.R.1424: To name the front circle drive in front of the Oscar G. Johnson...

Sponsor: Bart Stupak (D-Mich.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

S.3217: Restoring American Financial Stability Act of 2010

Sponsor: Christopher J. Dodd (D-Conn.)

H.R.3185: 401(k) Fair Disclosure for Retirement Security Act of 2007

Sponsor: George Miller (D-Calif.)

H.R.3765: Defined Contribution Plan Fee Transparency Act of 2007

Sponsor: Richard E. Neal (D-Mass.)

S.2473: Defined Contribution Fee Disclosure Act of 2007

Sponsor: Tom Harkin (D-Iowa)

H.R.1424: A bill to provide authority for the Federal Government to purchase and...

Sponsor: Patrick J. Kennedy (D-R.I.)

S.601: Simplification Through Additional Reporting Tax Act of 2007

Sponsor: Evan Bayh (D-Ind.)

H.R.878: Simplification Through Additional Reporting Tax Act of 2007

Sponsor: Rahm Emanuel (D-Ill.)

S.2155: Economic Growth, Regulatory Relief, and Consumer Protection Act

Sponsor: Michael D. Crapo (R-Idaho)

H.R.1625: Consolidated Appropriations Act, 2018

Sponsor: Edward Royce (R-Calif.)

H.R.1319: American Rescue Plan Act of 2021

Sponsor: John Yarmuth (D-Ky.)

H.R.3899: Financial Stability Oversight Council Improvement Act of 2021

Sponsor: Bill Foster (D-Ill.)

H.R.5376: Inflation Reduction Act of 2022

Sponsor: John Yarmuth (D-Ky.)

H.R.2617: Consolidated Appropriations Act, 2023

Sponsor: Gerald E. Connolly (D-Va.)

H.R.2617: Choices for Stranded Passengers Act of 2023

Sponsor: Katie Porter (D-Calif.)

H.R.2627: Increasing Investor Opportunities Act

Sponsor: Ann Wagner (R-Mo.)

H.R.2799: Expanding Access to Capital Act of 2023

Sponsor: Patrick T. McHenry (R-N.C.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Sam Geduldig Dir of Coalitions, House Fin Serv Com 2001-03 Sr Advisor, Majority Whip Roy Blunt 2003-06 Sr. Advisor, Majority Whip Roy Blunt 2003-06
Jay Cranford LC, Rep. Bob Barr, Jan 1997- Aug 1997 LA/Comm Dir, Rep Jim Gibbons Aug97-Sep00 Staff Dir Hse SubCom Energy May2004-Mar06 Policy Adv, Maj Leader Boehner Mar06-Dec06 Policy Adv, Min Leader Boehner Jan07-Dec10 Asst Policy Speaker Boehner Jan11-May1,2011
Mike Nielsen Leg. Assistant, Sen. Robert F. Bennett 1999-2001 Staff Dir SubComm Financial Institutions 2002-06 Sr Policy Advisor Sen Robert F. Bennett 2007-10
Amy Wren Staff assistant, Congressman Todd Tiahrt 1997-99 Conf coordinator, House R Conf 1999-2000 Office Mgr, Majority Whip Tom Delay 2000-03 Finance Dir, Majority Leader Tom Delay 2003-05 Cong liaison, US Trade & Dev Agency 2006-10
Michael Catanzaro Deputy Communications Director, House Science Committee; Press Secretary, Rep. Dave Hobson; Communications Director Senate Environment and Public Works; Associate Director for Policy, White House Council on Environmental Protection; Associate Deputy Administrator - Environmental Protection Agency; Deputy Staff Director, Senate Environmental & Public Works Committee; Senior Policy Advisor, Speaker John Boehner
Douglas Schwartz Policy Director/Counsel, Office of Conference Chairman 2009; Deputy Staff Director, Senate Republican Policy Committee 2009-2010; Staff Director, Senate Republican Policy Committee 2010-2012; Chief of Staff, Senate Republican Conference 2012-2014; Senior Advisor, Senator John Thune 2014
John Stipicevic Intern/Staff Assistant, Majority Whip Roy Blunt, 2003-2006 Floor Assistant, Republican Whip Roy Blunt, 2007-2008 Floor Assistant, Republican Whip Eric Cantor, 2009-2010 Director of Floor Operations, Majority Whip Kevin McCarthy, 2011-2014 Deputy Chief of Staff for Floor and Member Services, Majority Leader Kevin McCarthy, 2014-2015
Juliane Sullivan Staff Director, House Committee on Education and the Workforce, 2013-2017 Senior Policy Adviser, Akin Gump Strauss Hauer & Feld, 2005-2013 Policy Director, House Majority Leader Tom DeLay, 2003-2005 Senior Appropriations Adviser, House Majority Whip Tom DeLay, 1999-2003 Senior Legislative Assistant, Appropriations, Rep Anne Northup, 1997-1999 Legislative Assistant, Rep Ed Whitfield 1994-1997
Katie Mitchell Scheduler, Rep. Paul Cook - Jan 2014-Nov 2014 Intern, Rep. Devin Nunes - Aug 2013-Dec 2013
Mike Freeman Counsel for Sen. Mike Lee, Oct. 2011- Jan. 2014; Counsel, House Natural Resources Committee - Jan. 2014 - May 2017
Deborah Pryce U.S. House of Representatives(OH-15)1993-2009 U.S. House of Representatives (OH-15) 1993-2009
John Stipecevic Intern/Staff Assistant, Majority Whip Roy Blunt, 2003-2006 Floor Assistant, Republican Whip Roy Blunt, 2007-2008 Floor Assistant, Republican Whip Eric Cantor, 2009-2010 Director of Floor Operations, Majority Whip Kevin McCarthy, 2011-2014 Deputy Chief of Staff for Floor and Member Services, Majority Leader Kevin McCarthy, 2014-2015
Jay Carnford Policy Adv, Maj Leader Boehner Mar06-Dec06
Aaron Szabo Analyst, Nuclear Regulatory Commission, 2008 - 2014; Policy Analyst, Office of Information and Regulatory Affairs, Office of Management and Budget, 2014-2017; Senior Counsel, Council on Environmental Quality, 2017-2018
Alex Renjel Senior Research Assistant, Senate Environment and Public Works Committee, 2007-2013
Scott Riplinger (1) Legislative Director, Sen. Mike Crapo, 2019- 2020; (2) Legislative Director, Deputy Legislative Director, Senior Legislative Assistant, Legislative Assistant, Sen. Dean Heller, 2011 - 2018; (3) Majority Staff Director of the Securities, Insurance, and Investment Subcommittee, U.S. Senate Banking, Housing & Urban Affairs Committee, 2017 - 2018; (4) Majority and Minority Staff Director of the Economic Policy Subcommittee, U.S. Senate Banking, Housing & Urban Affairs Committee, 2013 - 2016; (5) Legislative Assistant, Rep. Dean Heller, 2007 - 2011; Shared Employee and Staff Assistant, U.S. House Small Business Committee, Rep. Don Manzullo, 2005 - 2007.
Amber Kirchhoefer Professional Staff, Joint Economic Committee 2001-2002; Legislative Assistant, Policy Adviser, Senior Policy Adviser, Legislative Director - Sen. Robert F. Bennett 2002-2010; Legislative Director, Deputy Chief of Staff - Sen. Pat Roberts 2011-2020
Tim Pataki (1) Staff Assistant, Majority Whip Kevin McCarthy (January 2011 - March 2012); Special Assistant to the Chief Deputy Whip (March 2012 - April 2013); Floor Assistant, Majority Leader Eric Cantor (April 2013 - July 2014) (2) Sr. Advisor & Director of Coalitions & Member Services, House Energy & Commerce Committee (August 2014 - Jan. 2017); Special Assistant to the President, Office of Legislative Affairs, Executive Office of the President (Jan. 2017 - May 2018) (3) Special Assistant to the President, Deputy Director, Office of Public Liaison, Executive Office of the President (June 2018 - December 2018) (4) Assistant to the President, Director, Office of Public Liaison, Executive Office of the President (Jan. 2019 - January 2021)
Martha Miller Intern, Rep. John Kline (MN-02), 2014; Staff Assistant, House Committee on Education and the Workforce, 2015-2017; Confidential Assistant, U.S. Department of Education, 2017-2019; Deputy Director of Scheduling, Sen. Ted Cruz (TX), 2019-2020; Scheduler, Rep. Warren Davidson (OH-08), 2020-2022.
Steve Clark n/a
Gary Lytle n/a
Jill Hamaker n/a
Susan Griffiths n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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