Represent

Lobbying
Lobbying by CREDIT SUISSE SECURITIES (USA)

Lobbying Relationship

Client

CREDIT SUISSE SECURITIES (USA)

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Lobbying firm

CREDIT SUISSE SECURITIES (USA)

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Implementation of Public Law No. 115-97, Tax Cuts and Jobs Act Implementation of Public Law No. 117-169, Inflation Reduction Act International Taxation H.R. 5376, (117th Cong.) Build Back Better Act
Digital assets
Lending and Credit Products ESG Standards and Climate Risk

Duration: January 1, 2008 to June 30, 2023

General Issues: Taxation/Internal Revenue Code, Banking, Financial Institutions/Investments/Securities, Budget/Appropriations, Agriculture, Energy/Nuclear, Housing, Immigration

Spending: about $23,150,000 (But it's complicated. Here's why.)

Agencies lobbied since 2008: U.S. Senate, House of Representatives, Internal Revenue Service (IRS), Treasury - Dept of, Federal Reserve System, Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Deposit Insurance Commission (FDIC), Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), Treasury - Dept of,, House of Representatives,, Housing & Urban Development - Dept of (HUD), Energy - Dept of, Securities & Exchange Commission (SEC),, State - Dept of (DOS)

Bills mentioned

S.1005: Modernization of Derivatives Tax Act of 2017

Sponsor: Ron Wyden (D-Ore.)

H.R.1309: TSA Administrator Modernization Act of 2017

Sponsor: John Katko (R-N.Y.)

S.1484: ANCSA Admiralty Island Land Exchange Finalization Act of 2017

Sponsor: Lisa Murkowski (R-Alaska)

H.R.3312: Systemic Risk Designation Improvement Act of 2017

Sponsor: Blaine Luetkemeyer (R-Mo.)

H.R.10: Financial CHOICE Act of 2017

Sponsor: Jeb Hensarling (R-Texas)

H.R.238: Commodity End-User Relief Act

Sponsor: K. Michael Conaway (R-Texas)

H.R.1309: Systemic Risk Designation Improvement Act of 2015

Sponsor: Blaine Luetkemeyer (R-Mo.)

H.R.5983: Financial CHOICE Act of 2016

Sponsor: Jeb Hensarling (R-Texas)

S.1484: Financial Regulatory Improvement Act of 2015

Sponsor: Richard C. Shelby (R-Ala.)

H.R.3189: Fed Oversight Reform and Modernization Act of 2015

Sponsor: Bill Huizenga (R-Mich.)

H.R.3049: Agriculture, Rural Development, Food and Drug Administration, and...

Sponsor: Robert B. Aderholt (R-Ala.)

H.R.4413: Customer Protection and End User Relief Act

Sponsor: Frank D. Lucas (R-Okla.)

S.2601: Risk Hedging Protection Act of 2014

Sponsor: Pat Roberts (R-Kan.)

H.R.4697: Small-Cap Access to Capital Act

Sponsor: Kevin McCarthy (R-Calif.)

S.451: Dodd-Frank Wall Street Reform and Consumer Protection Technical...

Sponsor: Richard C. Shelby (R-Ala.)

H.R.2767: Protecting American Taxpayers and Homeowners Act of 2013

Sponsor: Scott Garrett (R-N.J.)

S.2102: A bill to clarify the application of certain leverage and risk-based...

Sponsor: Susan Collins (R-Maine)

S.1369: A bill to provide additional flexibility to the Board of Governors of...

Sponsor: Sherrod Brown (D-Ohio)

S.1217: Housing Finance Reform and Taxpayer Protection Act of 2014

Sponsor: Bob Corker (R-Tenn.)

H.R.4167: Restoring Proven Financing for American Employers Act

Sponsor: Andy Barr (R-Ky.)

S.474: Swaps Regulatory Improvement Act

Sponsor: Kay Hagan (D-N.C.)

H.R.3928: Federal Reserve Accountability and Transparency Act of 2014

Sponsor: Scott Garrett (R-N.J.)

H.R.3448: Small Cap Liquidity Reform Act of 2014

Sponsor: Sean Duffy (R-Wis.)

S.1907: Fairness for Community Job Creators Act

Sponsor: Mark Steven Kirk (R-Ill.)

H.R.742: Swap Data Repository and Clearinghouse Indemnification Correction Act of...

Sponsor: Rick Crawford (R-Ark.)

H.R.992: Swaps Regulatory Improvement Act

Sponsor: Randy Hultgren (R-Ill.)

H.R.1256: Swap Jurisdiction Certainty Act

Sponsor: Scott Garrett (R-N.J.)

H.R.1800: Small Business Credit Availability Act

Sponsor: Mike Grimm (R-N.Y.)

H.R.1952: Spread Pricing Liquidity Act of 2013

Sponsor: David Schweikert (R-Ariz.)

H.J.RES.59: Continuing Appropriations Resolution, 2014

Sponsor: Harold Rogers (R-Ky.)

H.R.677: Inter-Affiliate Swap Clarification Act

Sponsor: Steve Stivers (R-Ohio)

H.R.1003: To improve consideration by the Commodity Futures Trading Commission of...

Sponsor: K. Michael Conaway (R-Texas)

S.7: Extreme Weather Prevention and Resilience Act

Sponsor: Harry Reid (D-Nev.)

S.7: Comprehensive and Fair Tax Reform Act

Sponsor: Harry Reid (D-Nev.)

H.R.1838: Swaps Bailout Prevention Act

Sponsor: Nan Hayworth (R-N.Y.)

H.R.1573: To facilitate implementation of title VII of the Dodd-Frank Wall Street...

Sponsor: Frank D. Lucas (R-Okla.)

H.R.1840: To improve consideration by the Commodity Futures Trading Commission of...

Sponsor: K. Michael Conaway (R-Texas)

H.R.2586: Swap Execution Facility Clarification Act

Sponsor: Scott Garrett (R-N.J.)

H.R.3045: Retirement Income Protection Act of 2011

Sponsor: Francisco Canseco (R-Texas)

S.2112: Space-Available Act of 2012

Sponsor: Mark Begich (D-Alaska)

H.R.3283: Swap Jurisdiction Certainty Act

Sponsor: Jim Himes (D-Conn.)

H.R.4213: To amend title 38, United States Code, to require judges of the United...

Sponsor: Jon Runyan (R-N.J.)

H.R.4213: Unemployment Compensation Extension Act of 2010

Sponsor: Charles B. Rangel (D-N.Y.)

S.7: Education Opportunity Act of 2009

Sponsor: Harry Reid (D-Nev.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

S.272: Derivatives Trading Integrity Act of 2009

Sponsor: Tom Harkin (D-Iowa)

S.447: Prevent Excessive Speculation Act

Sponsor: Carl Levin (D-Mich.)

S.1691: Comprehensive Derivatives Regulation Act of 2009

Sponsor: Jack Reed (D-R.I.)

H.R.977: Derivatives Markets Transparency and Accountability Act of 2009

Sponsor: Collin C. Peterson (D-Minn.)

H.R.3300: Derivative Trading Accountability and Disclosure Act

Sponsor: Michael E. McMahon (D-N.Y.)

S.605: A bill to require the Securities and Exchange Commission to reinstate...

Sponsor: Edward E. Kaufman (D-Del.)

S.3098: PROP Trading Act

Sponsor: Jeff Merkley (D-Ore.)

S.1934: Foreign Account Tax Compliance Act of 2009

Sponsor: Max Baucus (D-Mont.)

H.R.3933: Foreign Account Tax Compliance Act of 2009

Sponsor: Charles B. Rangel (D-N.Y.)

S.506: Stop Tax Haven Abuse Act

Sponsor: Carl Levin (D-Mich.)

H.R.1265: Stop Tax Haven Abuse Act

Sponsor: Lloyd Doggett (D-Texas)

S.672: Natural Gas and Electricity Review and Enforcement Act

Sponsor: Maria Cantwell (D-Wash.)

S.1462: American Clean Energy Leadership Act of 2009

Sponsor: Jeff Bingaman (D-N.M.)

S.1733: Clean Energy Jobs and American Power Act

Sponsor: John Kerry (D-Mass.)

H.R.2454: American Clean Energy and Security Act of 2009

Sponsor: Henry A. Waxman (D-Calif.)

H.R.787: To make improvements in the Hope for Homeowners Program, and for other...

Sponsor: Barney Frank (D-Mass.)

H.R.1106: Helping Families Save Their Homes Act of 2009

Sponsor: John Conyers Jr. (D-Mich.)

H.R.272: Freight Rail Infrastructure Capacity Expansion Act of 2009

Sponsor: Kendrick B. Meek (D-Fla.)

H.R.786: To make permanent the temporary increase in deposit insurance coverage,...

Sponsor: Barney Frank (D-Mass.)

H.R.3923: Offshore Deferred Compensation Reform Act of 2007

Sponsor: Rahm Emanuel (D-Ill.)

H.R.3970: Tax Reduction and Reform Act of 2007

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.3996: Tax Increase Prevention Act of 2007

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.4912: To amend the Internal Revenue Code of 1986 with respect to the treatment...

Sponsor: Richard E. Neal (D-Mass.)

H.R.1424: A bill to provide authority for the Federal Government to purchase and...

Sponsor: Patrick J. Kennedy (D-R.I.)

S.2636: Foreclosure Prevention Act of 2008

Sponsor: Harry Reid (D-Nev.)

H.R.3915: Mortgage Reform and Anti-Predatory Lending Act of 2007

Sponsor: Brad Miller (D-N.C.)

H.R.3012: Fair Mortgage Practices Act of 2007

Sponsor: Spencer Bachus (R-Ala.)

S.2136: Helping Families Save Their Homes in Bankruptcy Act of 2008

Sponsor: Richard J. Durbin (D-Ill.)

H.R.3609: Emergency Home Ownership and Mortgage Equity Protection Act of 2007

Sponsor: Brad Miller (D-N.C.)

H.R.3221: Housing and Economic Recovery Act of 2008

Sponsor: Nancy Pelosi (D-Calif.)

H.R.4626: CFTC Reauthorization Act of 2007

Sponsor: Bob Etheridge (D-N.C.)

H.R.5768: To amend the Commodity Exchange Act to provide the Commodity Futures...

Sponsor: Rodney Frelinghuysen (R-N.J.)

S.3130: Increasing Transparency and Accountability in Oil Prices Act of 2008

Sponsor: Richard J. Durbin (D-Ill.)

H.R.6330: Prevent Unfair Manipulation of Prices Act of 2008

Sponsor: Bart Stupak (D-Mich.)

S.2995: Oil Trading Transparency Act

Sponsor: Carl Levin (D-Mich.)

S.3044: Consumer-First Energy Act of 2008

Sponsor: Harry Reid (D-Nev.)

S.3122: Policing United States Oil Commodities Markets Act of 2008

Sponsor: Maria Cantwell (D-Wash.)

S.3129: Close the London Loophole Act of 2008

Sponsor: Carl Levin (D-Mich.)

S.3131: Oil Speculation Control Act of 2008

Sponsor: Dianne Feinstein (D-Calif.)

H.R.6130: To provide for a study of the effects of speculation in the futures...

Sponsor: Joe L. Barton (R-Texas)

H.R.6264: To prevent excessive speculation in over-the-counter derivatives markets...

Sponsor: John B. Larson (D-Conn.)

H.R.6334: Increasing Transparency and Accountability in Oil Prices Act of 2008

Sponsor: Bob Etheridge (D-N.C.)

S.3134: A bill to amend the Commodity Exchange Act to require energy commodities...

Sponsor: Bill Nelson (D-Fla.)

H.R.6341: Energy Markets Anti-Manipulation and Integrity Restoration Act

Sponsor: Chris Van Hollen (D-Md.)

S.3183: End Oil Speculation Act of 2008

Sponsor: Byron L. Dorgan (D-N.D.)

H.R.6279: Oil Speculation Reduction Act of 2008

Sponsor: Steven J. Chabot (R-Ohio)

H.R.6284: Close the London Loophole Act of 2008

Sponsor: Jim Matheson (D-Utah)

H.R.6372: Commodity Futures Restoration Act

Sponsor: Baron P. Hill (D-Ind.)

H.R.2419: Food, Conservation, and Energy Act of 2008

Sponsor: Collin C. Peterson (D-Minn.)

H.R.1252: Federal Price Gouging Prevention Act

Sponsor: Bart Stupak (D-Mich.)

H.R.6604: Commodity Markets Transparency and Accountability Act of 2008

Sponsor: Collin C. Peterson (D-Minn.)

S.2452: Home Ownership Preservation and Protection Act of 2007

Sponsor: Christopher J. Dodd (D-Conn.)

S.2191: Lieberman-Warner Climate Security Act of 2007

Sponsor: Joseph I. Lieberman (I-Conn.)

S.2821: Clean Energy Tax Stimulus Act of 2008

Sponsor: Maria Cantwell (D-Wash.)

H.R.1: An Act to provide for reconciliation pursuant to titles II and V of the...

Sponsor: Kevin Brady (R-Texas)

S.2155: Economic Growth, Regulatory Relief, and Consumer Protection Act

Sponsor: Michael D. Crapo (R-Idaho)

H.R.4239: SECURE American Energy Act

Sponsor: Steve Scalise (R-La.)

H.R.4790: Volcker Rule Regulatory Harmonization Act

Sponsor: French Hill (R-Ark.)

H.R.4170: Disclosing Foreign Influence Act

Sponsor: Mike Johnson (R-La.)

S.2039: Disclosing Foreign Influence Act

Sponsor: Charles E. Grassley (R-Iowa)

H.R.4311: Foreign Investment Risk Review Modernization Act of 2017

Sponsor: Robert Pittenger (R-N.C.)

H.R.4293: Stress Test Improvement Act of 2017

Sponsor: Lee Zeldin (R-N.Y.)

H.R.4292: Financial Institution Living Will Improvement Act of 2017

Sponsor: Lee Zeldin (R-N.Y.)

H.R.3555: Exchange Regulatory Improvement Act

Sponsor: Barry Loudermilk (R-Ga.)

S.488: JOBS and Investor Confidence Act of 2018

Sponsor: Patrick J. Toomey (R-Pa.)

H.R.6533: CLEAN Politics Act of 2018

Sponsor: John Sarbanes (D-Md.)

S.2039: Greener Transportation for Communities Act

Sponsor: Catherine Cortez Masto (D-Nev.)

H.R.3312: Family Reunification Act of 2019

Sponsor: Adriano Espaillat (D-N.Y.)

S.2155: Stop Wall Street Looting Act

Sponsor: Elizabeth Warren (D-Mass.)

H.R.4170: ENCRYPT Act of 2019

Sponsor: Ted Lieu (D-Calif.)

H.R.4311: End Discriminatory State Taxes for Automobile Renters Act of 2019

Sponsor: Steve Cohen (D-Tenn.)

H.R.4293: United States Commission on an Open Society with Security Act of 2019

Sponsor: Eleanor Holmes Norton (D-D.C.)

S.3533: Securing and Enabling Commerce Using Remote and Electronic Notarization...

Sponsor: Kevin Cramer (R-N.D.)

H.R.748: CARES Act

Sponsor: Joe Courtney (D-Conn.)

H.R.7440: Hong Kong Autonomy Act

Sponsor: Brad Sherman (D-Calif.)

H.R.1319: American Rescue Plan Act of 2021

Sponsor: John Yarmuth (D-Ky.)

H.R.4345: Financial Services and General Government Appropriations Act, 2022.

Sponsor: Mike Quigley (D-Ill.)

H.R.5376: Inflation Reduction Act of 2022

Sponsor: John Yarmuth (D-Ky.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist	Covered positions?
Margaret M. Gage	Sen. Judiciary Com., Leg. Asst. 2004 - 2007 Sen. Judiciary Com., Legislative Asst. 2004 - 2007
Ashlyn Teel	Legislative Aide, Senator Crapo, 1/14-2/15; Legislative Correspondent, Senator Crapo, 8/12-1/14; Staff Assistant, Senator Jim DeMint, 4/10-8/12; Intern, Senator Jim DeMint, 1/08-4/08
Ahmed Samira	Law Clerk/Intern, Senate Homeland Security and Government Affairs Permanent Subcommittee on Investigation (9/13-6/14); Legislative Correspondent, Sen. Peters (6/14-6/15); Legislative Aide, Sen. Peters (6/15-10/15).
Samira Ahmed	Law Clerk/Intern, Senate Homeland Security and Government Affairs Permanent Subcommittee on Investigation (9/13-6/14); Legislative Correspondent, Sen. Peters (6/14-6/15); Legislative Aide, Sen. Peters (6/15-10/15).
Terrence Thompson	Rep. Floyd Flake, Leg. Asst., 1996-98. Sen. Harry Reid, Sr. Dir. DSOC, 2011-12. Rep. Floyd Flake, Leg. Asst., 1996-98.
Jonathan L. Kuhl	Sen. Charles Schumer, Press Secretary, June 2012
Monique M. Michel	Cong. Charles Bass, Counsel 2001- 2002 Cong. Charles F. Bass, Counsel 2001 - 2002 Congres. Charles F. Bass, Counsel 2001 - 2002
John A. Anderson	Sen. Mike Crapo, Senior Policy Advisor&Leg.Asst Hon. Jack Metcalf, Legislative Asst.&Leg.Corres. Sen. Mike Crapo, Senior Policy Advisor&Leg.Asst. Sen. Mike Crapo, Senior Policy Advisor&Leg. Asst. Sen. Mike Crapo, Senior Policy Advisor& Leg.Asst Hon. Jack Metcalf, Legislative Asst & Leg.Corres.
Douglas Lee	Office of U.S. Representative Mike Quigley: Deputy Chief Of Staff, 2019 - Oct 2019; Legislative Director, Jun 2016 - Oct 2019; Senior Policy Advisor, Feb 2016 - Jun 2016; Legislative Assistant, Feb 2015 - Feb 2016 Office of U.S. Senator Chris Coons: Legislative Aide, Nov 2013 - Feb 2015; Legislative Correspondent, Aug 2012 - Nov 2013. Office of the Vice President of the Untied States: Legislative Affairs Intern, June - Aug 2011 Office of U.S. Representative Mike Quigley: Deputy Chief Of Staff, 2019 - Oct 2019; Legislative Director, Jun 2016 - Oct 2019; Senior Policy Advisor, Feb 2016 - Jun 2016; Legislative Assistant, Feb 2015 - Feb 2016
Michael Moran	Sen. Thomas, Legis. Correspondent, 1999-2001, Legis. Aide, 2001-2003, Legis. Assistant, 2003-2006.
Chasseny Lewis	Legis. Correspondent, Rep. Waters, 2006-2007; Legis. Correspondent, Sen. Menendez, 2007-2011; Dist, Director, Rep. Sewell, 2011-2017; Chief of Staff, Rep. Wilson, 2017-2020
Killoran Long	Constituent Liaison (2012-13), Rep. Coble
Randall Ross	Legis. Dir., Rep. Miller (2013-2014); Financial Services Policy Advisor, Rep. Miller, (2011-2014); Legis. Correspondent, Sen. Grassley, (2004-2006)
Georgette Sierra	Chief of Staff, Legis. Director, and Sr. Legis. Assistant, Rep. Carolyn McCarthy, Jan. 2009-April 2014; Sr. Policy Advisor, Rep. Gonzalez, Aug. 2008-Dec. 2008; Legis. Assistant, Rep. Picket, June 1999-Dec. 2000
Joseph L. Seidel	n/a
Jessica A. Mandel	n/a
Joseph L. Sidel	n/a
Michael W. Williams	n/a
Mary L. Whalen	n/a
David M. Landers	n/a
Mary L Whalen	n/a
Joseph L Seidel	n/a
David M Landers	n/a
Michael W Williams	n/a
Samira Fazili (formerly Ahmed)	n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

2nd Quarter, 2023

Termination

CREDIT SUISSE SECURITIES (USA) in-house lobbying effort was terminated on July 20, 2023 Original Filing: 301485421.xml

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1st Quarter, 2023

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 20, 2023. Original Filing: 301460000.xml

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4th Quarter, 2022

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 20, 2023. Original Filing: 301436603.xml

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3rd Quarter, 2022

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 20, 2022. Original Filing: 301418583.xml

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2nd Quarter, 2022

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 20, 2022. Original Filing: 301388934.xml

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1st Quarter, 2022

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 21, 2022. Original Filing: 301372688.xml

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4th Quarter, 2021

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 20, 2022. Original Filing: 301335177.xml

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3rd Quarter, 2021

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 20, 2021. Original Filing: 301311370.xml

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2nd Quarter, 2021

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 20, 2021. Original Filing: 301290329.xml

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1st Quarter, 2021

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 20, 2021. Original Filing: 301260223.xml

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4th Quarter, 2020

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 21, 2021. Original Filing: 301245150.xml

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3rd Quarter, 2020

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 20, 2020. Original Filing: 301222711.xml

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2nd Quarter, 2020

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 20, 2020. Original Filing: 301200686.xml

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1st Quarter, 2020

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 20, 2020. Original Filing: 301177440.xml

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4th Quarter, 2019

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 21, 2020. Original Filing: 301127017.xml

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3rd Quarter, 2019

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 21, 2019. Original Filing: 301076557.xml

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2nd Quarter, 2019

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 22, 2019. Original Filing: 301058153.xml

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1st Quarter, 2019

Amendment

CREDIT SUISSE SECURITIES (USA) amended a lobbying report for in-house lobbying in Q12019 on July 30, 2019 Original Filing: 301060338.xml

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1st Quarter, 2019

Amendment

CREDIT SUISSE SECURITIES (USA) amended a lobbying report for in-house lobbying in Q12019 on June 3, 2019 Original Filing: 301041805.xml

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1st Quarter, 2019

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 22, 2019. Original Filing: 301036604.xml

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4th Quarter, 2018

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 22, 2019. Original Filing: 301016190.xml

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3rd Quarter, 2018

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 22, 2018. Original Filing: 300998184.xml

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2nd Quarter, 2018

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 20, 2018. Original Filing: 300978135.xml

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1st Quarter, 2018

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 20, 2018. Original Filing: 300957541.xml

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Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2017

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 22, 2018. Original Filing: 300935854.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2017

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 24, 2017. Original Filing: 300917532.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2017

Amendment

CREDIT SUISSE SECURITIES (USA) amended a lobbying report for in-house lobbying in Q22017 on Oct. 24, 2017 Original Filing: 300917531.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2017

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 24, 2017. Original Filing: 300898348.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2017

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 24, 2017. Original Filing: 300878956.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2016

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 23, 2017. Original Filing: 300855974.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2016

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 21, 2016. Original Filing: 300840443.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 3189, Fed Oversight Reform and Modernization (FORM) Act of 2015 S. 1484, Financial Regulatory Improvement Act of 2015 House Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2016, and for other purposes Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure Secured Finance Transactions CFTCs proposed rule on Regulation Automated Trading SECs proposed rule on 40 Act Fund Use of Derivatives

Agencies Lobbied

Type of Issue

2nd Quarter, 2016

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 22, 2016. Original Filing: 300822250.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R. 3189, Fed Oversight Reform and Modernization (FORM) Act of 2015 S. 1484, Financial Regulatory Improvement Act of 2015 House Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2016, and for other purposes Commodity Exchange Act Reauthorization Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure Secured Finance Transactions CFTCs proposed rule on Regulation Automated Trading SECs proposed rule on 40 Act Fund Use of Derivatives

Agencies Lobbied

Type of Issue

1st Quarter, 2016

Amendment

CREDIT SUISSE SECURITIES (USA) amended a lobbying report for in-house lobbying in Q12016 on July 21, 2016 Original Filing: 300822105.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2016

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 21, 2016. Original Filing: 300803956.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2015

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 20, 2016. Original Filing: 300782838.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2015

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 22, 2015. Original Filing: 300766269.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2015

Amendment

CREDIT SUISSE SECURITIES (USA) amended a lobbying report for in-house lobbying in Q22015 on Dec. 17, 2015 Original Filing: 300768471.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2015

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 21, 2015. Original Filing: 300747222.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2015

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 23, 2015. Original Filing: 300728623.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2014

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 23, 2015. Original Filing: 300709365.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013 S. 2102, A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act S.1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes S. 1217, Housing Finance Reform and Taxpayer Protection Act H.R. 4167, Restoring Proven Financing for American Employers Act CFTC No Action Letter 14-02 and 14-03 CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940

Agencies Lobbied

Type of Issue

3rd Quarter, 2014

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 20, 2014. Original Filing: 300686499.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013) S. 2102 (A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act) S.1369 (A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes) S. 1217 (Housing Finance Reform and Taxpayer Protection Act) CFTC No Action Letter 14-02 and 14-03 CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) H.R. 4167 (Restoring Proven Financing for American Employers Act) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940

Agencies Lobbied

Type of Issue

2nd Quarter, 2014

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 21, 2014. Original Filing: 300669066.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013) S. 2102 (A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act) S.1369 (A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes) S. 474 (Swaps Regulatory Improvement Act) S. 1217 (Housing Finance Reform and Taxpayer Protection Act) CFTC No Action Letter 14-02 and 14-03 CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) H.R. 4167 (Restoring Proven Financing for American Employers Act) H.R. 3928 (The Federal Reserve Accountability and Transparency Act) H.R. 3448 (Small Cap Liquidity Reform Act of 2014) H.R. 4697 (Small-Cap Access to Capital Act) S. 1907 (Fairness for Community Job Creators Act) The Volcker Rule

Agencies Lobbied

Type of Issue

1st Quarter, 2014

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 25, 2014. Original Filing: 300650252.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R.742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013; H.R. 992, Swaps Regulatory Improvement Act; H.R. 1256, Swap Jurisdiction Certainty Act; H.R. 1800, Small Business Credit Availability Act;H.R.1952, Spread Pricing Liquidity Act of 2013; H.R.3448, Small Cap Liquidity Reform Act of 2013; H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013; S.2102, A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; S.474, Swaps Regulatory Improvement Act; S. 1217, Housing Finance Reform and Taxpayer Protection Act; CFTC No Action Letter 14-02 and 14-03; CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments, Federal Reserve; Proposed Rule, FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies, 77 Fed. Reg. 594 (Jan. 5, 2012) Terrence Thompson lobbied in the House only through 3/4/14

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2013

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 29, 2014. Original Filing: 300629494.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R.742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013; H.R. 992, Swaps Regulatory Improvement Act; H.R. 1256, Swap Jurisdiction Certainty Act; H.R. 1800, Small Business Credit Availability Act;H.R.1952, Spread Pricing Liquidity Act of 2013; H.R.3448, Small Cap Liquidity Reform Act of 2013; H.R. 3448, Small Cap Liquidity Reform Act of 2013; H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013; S.474, Swaps Regulatory Improvement Act; S. 1217, Housing Finance Reform and Taxpayer Protection Act; CFTC No Action Letter 14-02 and 14-03,; CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments, Federal Reserve; Proposed Rule, FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies, 77 Fed. Reg. 594 (Jan. 5, 2012) Terrence Thompson lobbied in the House only.

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2013

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 23, 2013. Original Filing: 300608311.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 992, Swaps Regulatory Improvement Act H.R. 1003, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and ordersH.R. 1256, Swap Jurisdiction Certainty Act Federal Reserve Notice 75 FR 72741, regarding Volcker Rule Conformance Period Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers CFTC Proposed Rule: 78 FR 909 17 CFR Chapter I- Further Proposed Guidance Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41110 17 CFR Chapter I- Exemptive Order Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41213 17 CFR Chapter I- Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other requirements for swap execution facilities (76 FR 1213) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (76 FR 58186) SEC - Proposed rule - Registration of Municipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA-3110; File No. S7-36-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule Terrence Thompson lobbied in the House only.

Agencies Lobbied

Type of Issue

2nd Quarter, 2013

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 22, 2013. Original Filing: 300582091.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 992, Swaps Regulatory Improvement Act H.R. 1003, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders H.R. 1256, Swap Jurisdiction Certainty Act S.1217, Housing Refinance Reform and Taxpayer Protection Act of 2013 Federal Reserve Notice 75 FR 72741 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers CFTC Proposed Rule: 78 FR 909 17 CFR Chapter I- Further Proposed Guidance Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41110 17 CFR Chapter I- Exemptive Order Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41213 17 CFR Chapter I- Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 CFTC - Core principles and other requirements for swap execution facilities (76 FR 1213) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (76 FR 58186) SEC - Proposed rule - Registration of Municipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA-3110; File No. S7-36-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule Terrence Thompson lobbied in the House only.

Agencies Lobbied

Type of Issue

1st Quarter, 2013

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 17, 2013. Original Filing: 300552018.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Federal Resrve Notice 75 FR 72741 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers H.R. 677, the Inter-Affiliate Swap Clarification Act H.R. 992, the Swaps Regulatory Improvement Act H.R. 1003, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders. H.R. 1256, the Swap Jurisdiction Certainty Act CFTC Proposed Rule: 78 FR 909 17 CFR Chapter I- Further Proposed Guidance Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41110 17 CFR Chapter I- Exemptive Order Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41213 17 CFR Chapter I- Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule Terrence Thompson lobbied in the House only.

Agencies Lobbied

Type of Issue

4th Quarter, 2012

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 18, 2013. Original Filing: 300533908.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Proposed rule changes of ATS Rlease No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9917; 34-61858; File No. S7-08-10 PL 111-203 Federal Resrve Notice 75 FR 72741Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of PL 111-203 prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the PL 111-203, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45 H.R. 1840 to improve consideration by the CFTC of the costs and benefits of its regulations and orders H.R .2799 to exempt inter-affiliate swaps from certain regulations H.R. 2586 Swap Execution Facility Clarification Act H.R. 3045 Retirement Income Protection Act Amendment to S. 2112, introduced by Sen. Crapo, to clarify derivatives rulemaking H.R. 3283, Swap Jurisdiction Certainty Act Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule

Agencies Lobbied

Type of Issue

3rd Quarter, 2012

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 10, 2012. Original Filing: 300504791.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Proposed rule changes of ATS Rlease No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9917; 34-61858; File No. S7-08-10 PL 111-203 Federal Resrve Notice 75 FR 72741Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45 H.R. 1840 to improve consideration by the CFTC of the costs and benefits of its regulations and orders H.R .2799 to exempt inter-affiliate swaps from certain regulations H.R. 2586 Swap Execution Facility Clarification Act H.R. 3045 Retirement Income Protection Act Amendment to S. 2112, introduced by Sen. Crapo, to clarify derivatives rulemaking H.R. 3283, Swap Jurisdiction Certainty Act Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule

Agencies Lobbied

Type of Issue

2nd Quarter, 2012

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 12, 2012. Original Filing: 300482869.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45 H.R. 1840 to improve consideration by the CFTC of the costs and benefits of its regulations and orders H.R .2799 to exempt inter-affiliate swaps from certain regulations H.R. 2586 Swap Execution Facility Clarification Act H.R. 3045 Retirement Income Protection Act Amendment to S. 2112, introduced by Sen. Crapo, to clarify derivatives rulemaking H.R. 3283, Swap Jurisdiction Certainty Act Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule

Agencies Lobbied

Type of Issue

1st Quarter, 2012

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 13, 2012. Original Filing: 300460290.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2011

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 10, 2012. Original Filing: 300435543.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45 H.R. 1840 to improve consideration by the CFTC of the costs and benefits of its regulations and orders H.R .2799 to exempt inter-affiliate swaps from certain regulations H.R. 2586 Swap Execution Facility Clarification Act H.R. 3045 Retirement Income Protection Act Amendment to S. 2112, introduced by Sen. Crapo, to clarify derivatives rulemaking H.R. 3283, Swap Jurisdiction Certainty Act Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule

Agencies Lobbied

Type of Issue

3rd Quarter, 2011

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 20, 2011. Original Filing: 300425883.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45 H.R. 1840 to improve consideration by the CFTC of the costs and benefits of its regulations and orders H.R .2799 to exempt inter-affiliate swaps from certain regulations H.R. 2586 Swap execution facility clarification Act H.R. 3045 Retirement Income Protection Act

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2011

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 19, 2011. Original Filing: 300398068.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2011

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 19, 2011. Original Filing: 300373081.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2010

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 20, 2011. Original Filing: 300349721.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2010

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 20, 2010. Original Filing: 300328267.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2010

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 20, 2010. Original Filing: 300297396.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2010

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 19, 2010. Original Filing: 300266852.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2009

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 20, 2010. Original Filing: 300243789.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2009

Amendment

CREDIT SUISSE SECURITIES (USA) amended a lobbying report for in-house lobbying in Q32009 on Oct. 20, 2009 Original Filing: 300220025.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2009

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 20, 2009. Original Filing: 300219848.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2009

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 20, 2009. Original Filing: 300190805.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2009

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 17, 2009. Original Filing: 300153191.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

4th Quarter, 2008

Q4 Report

In Q4, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Jan. 16, 2009. Original Filing: 300124044.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

3rd Quarter, 2008

Q3 Report

In Q3, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on Oct. 17, 2008. Original Filing: 300098670.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

2nd Quarter, 2008

Q2 Report

In Q2, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on July 18, 2008. Original Filing: 300071364.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

1st Quarter, 2008

Q1 Report

In Q1, CREDIT SUISSE SECURITIES (USA) had in-house lobbyists. The report was filed on April 21, 2008. Original Filing: 300049146.xml

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Lobbying Issues

Agencies Lobbied

Type of Issue

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

Legislators

Bills

Statements

Lobbying

Travel

Lobbyists

Disclosures Filed