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Lobbying Relationship

Client

Investment Company Institute

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Lobbying firm

Capitol Hill Strategies, LLC

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  • Issues related to the regulation of asset managers Issues related to the electronic delivery of investor materials Possible Legislation regarding the creation of International Regulated Investment Companies (IRICs).
  • Issues relating to retirement security and proposals to enhance and improve retirement savings.

Duration: to

General Issues: Financial Institutions/Investments/Securities, Retirement, Labor Issues/Antitrust/Workplace, Taxation/Internal Revenue Code

Spending: about $1,910,000 (But it's complicated. Here's why.)

Agencies lobbied since 2007: U.S. Senate, House of Representatives, Y Y

Bills mentioned

H.J.RES.66: Disapproving the rule submitted by the Department of Labor relating to...

Sponsor: Tim Walberg (R-Mich.)

H.J.RES.67: Disapproving the rule submitted by the Department of Labor relating to...

Sponsor: Francis Rooney (R-Fla.)

H.R.1550: Financial Stability Oversight Council Improvement Act of 2015

Sponsor: Dennis Ross (R-Fla.)

H.R.4294: SAVERS Act of 2015

Sponsor: Peter Roskam (R-Ill.)

H.R.2298: Medicare Patient Safety and Drug Abuse Prevention Act

Sponsor: Gus Bilirakis (R-Fla.)

H.R.2029: Consolidated Appropriations Act, 2016

Sponsor: Charlie Dent (R-Pa.)

H.R.5180: Financial Stability Oversight Council Improvement Act of 2014

Sponsor: Dennis Ross (R-Fla.)

H.R.4413: Customer Protection and End User Relief Act

Sponsor: Frank D. Lucas (R-Okla.)

H.R.4337: Regulated Investment Company Modernization Act of 2010

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.4853: Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act...

Sponsor: James L. Oberstar (D-Minn.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

H.R.2779: Defined Contribution Plan Fee Transparency Act of 2009

Sponsor: Richard E. Neal (D-Mass.)

H.R.2989: 401(k) Fair Disclosure and Pension Security Act of 2009

Sponsor: George Miller (D-Calif.)

H.R.4849: Small Business and Infrastructure Jobs Tax Act of 2010

Sponsor: Sander M. Levin (D-Mich.)

H.R.1424: A bill to provide authority for the Federal Government to purchase and...

Sponsor: Patrick J. Kennedy (D-R.I.)

H.R.6049: Energy Improvement and Extension Act of 2008

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.5720: Housing Assistance Tax Act of 2008

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.3221: Housing and Economic Recovery Act of 2008

Sponsor: Nancy Pelosi (D-Calif.)

H.R.3765: Defined Contribution Plan Fee Transparency Act of 2007

Sponsor: Richard E. Neal (D-Mass.)

S.2473: Defined Contribution Fee Disclosure Act of 2007

Sponsor: Tom Harkin (D-Iowa)

H.R.3185: 401(k) Fair Disclosure for Retirement Security Act of 2007

Sponsor: George Miller (D-Calif.)

H.R.1: An Act to provide for reconciliation pursuant to titles II and V of the...

Sponsor: Kevin Brady (R-Texas)

H.R.4204: International Regulated Investment Company Act of 2017

Sponsor: Kenny Marchant (R-Texas)

H.R.4566: Alleviating Stress Test Burdens to Help Investors Act

Sponsor: Bruce Poliquin (R-Maine)

H.R.4263: Regulation A+ Improvement Act of 2017

Sponsor: Tom MacArthur (R-N.J.)

H.R.4545: Financial Institutions Examination Fairness and Reform Act

Sponsor: Scott Tipton (R-Colo.)

H.R.4061: Financial Stability Oversight Council Improvement Act of 2017

Sponsor: Dennis Ross (R-Fla.)

H.R.1994: Setting Every Community Up for Retirement Enhancement Act of 2019

Sponsor: Richard E. Neal (D-Mass.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Charles Brain Asst. to the President, Dp.Chief Staff W&M Cmte Asst. to the President, Dp. Chief Staff W&M Cmte. Asst. to the President, Dp Chief Staff W&M Cmte Asst. to the President, Dp.Chief Staff W&M Cmte. NA
Beau Schuyler LD-CongTanner, LD CongMcIntyre,SA-CongRose ​LD-Cong. Tanner, LD.-Cong. McIntyre, SA-Cong. Rose LD Cong. Tanner, LD Cong. McIntyre, SA Cong Rose LD-Cong. Tanner, LD-Cong. McIntyre, SA-Cong.Rose LD-CongTanner, LD-CongMcIntyre,SA-CongRose LD-Cong. John Tanner, LD Cong. Mike McIntyre LD-Cong. John Tanner, LD-Cong. Mike McIntyre
Heather McHugh Legislative Director, Sen. Chuck Schumer ​Legislative Director, Sen. Chuck Schumer
A.J. Wojciak ​Senior Legislative Asst., Cong. Earl Pomeroy NA
Paul Bock Chief of Staff, Sen. Kohl
A. J. Wojciak Senior Legislative Asst., Cong. Earl Pomeroy

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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