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- Lobbying by Financial Industry Regulatory Authority
Lobbying Relationship
Bills mentioned
H.R.4624: Investment Adviser Oversight Act of 2012
Sponsor: Spencer Bachus (R-Ala.)
H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act
Sponsor: Barney Frank (D-Mass.)
S.3217: Restoring American Financial Stability Act of 2010
Sponsor: Christopher J. Dodd (D-Conn.)
H.R.3817: Investor Protection Act of 2009
Sponsor: Paul E. Kanjorski (D-Pa.)
S.2595: Secure and Fair Enforcement for Mortgage Licensing Act of 2008
Sponsor: Dianne Feinstein (D-Calif.)
S.2155: Economic Growth, Regulatory Relief, and Consumer Protection Act
Sponsor: Michael D. Crapo (R-Idaho)
S.2499: A bill to require the Financial Industry Regulatory Authority to...
Sponsor: Elizabeth Warren (D-Mass.)
H.R.10: Financial CHOICE Act of 2017
Sponsor: Jeb Hensarling (R-Texas)
H.R.8152: American Data Privacy and Protection Act
Sponsor: Frank Pallone (D-N.J.)
H.R.2799: Expanding Access to Capital Act of 2023
Sponsor: Patrick T. McHenry (R-N.C.)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
| Lobbyist | Covered positions? |
|---|---|
| Gregory Dean | Chief Counsel Sen. Cmtes on Budget, Banking, HELP; Staff Director Banking Sub-Cmte on Securities and Investment; Finance Counsel House Cmte on Small Business; Banking Counsel Sen. Cmte on Small Business; Small Bus. Admin. Office of Advocacy |
| Cory Claussen | Director of the Office of Legislative Affairs at the CFTC; Senior Professional Staff, Professional Staff, Legislative Correspondent for the Senate Agriculture Committee; Staff Assistant for Senator Harkin. |
| Matthew Shimkus | Senior Advisor, SEC; U.S. Senate staff |
| Kristy Croushore | n/a |
| Julie Bauer | n/a |
| Bauer Julie | n/a |
| Howard Schloss | n/a |
| Schloss Howard | n/a |
| Susan Collet | n/a |
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate