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Lobbying Relationship

Client

UBS AMERICAS INC.

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Lobbying firm

UBS AMERICAS INC.

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  • Regulatory Implementation of Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues and fiduciary/best interest standards for brokers. Legislation on industrial loan company charters.
  • Proposals to implement a financial transaction tax. Issues related to the taxation of bonds, Net Operating Loss, Base-Erosion Anti-Abuse Tax (BEAT), Corporate Alternative Minimum Tax (CAMT), and Donor Advised Funds.

Duration: to

General Issues: Financial Institutions/Investments/Securities, Taxation/Internal Revenue Code, Government Issues, Retirement, Agriculture, Energy/Nuclear, Education, Bankruptcy, Immigration, Banking, Trade (Domestic & Foreign)

Spending: about $8,565,000 (But it's complicated. Here's why.)

Agencies lobbied since 2007: U.S. Senate, House of Representatives, Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC), Treasury - Dept of, Federal Reserve System, Labor - Dept of (DOL), Internal Revenue Service (IRS), Treasury - Dept of,, U.S. Senate,, Education - Dept of, Transportation - Dept of (DOT), House of Representatives,, White House Office, Homeland Security - Dept of (DHS), Executive Office of the President (EOP), Y Y Dept. of Treasury, Y Y SEC, N Y, Y Y, Y Y Dept. of Treasury, Y Y Office of the United States Trade Representative (USTR)

Bills mentioned

H.R.4173: Veterans Crisis Line Study Act of 2017

Sponsor: Jim Banks (R-Ind.)

H.R.4173: To provide that an alien who has traveled to Iraq or Syria during the...

Sponsor: Brendan Boyle (D-Pa.)

H.R.4173: Brownfield Redevelopment and Economic Development Innovative Financing...

Sponsor: Janice Hahn (D-Calif.)

H.R.4173: Prevent Iran from Acquiring Nuclear Weapons and Stop War Through...

Sponsor: Barbara Lee (D-Calif.)

H.R.2847: American Specialty Agriculture Act

Sponsor: Lamar Smith (R-Texas)

H.R.940: United States Covered Bond Act of 2011

Sponsor: Scott Garrett (R-N.J.)

S.1835: United States Covered Bond Act

Sponsor: Kay Hagan (D-N.C.)

S.652: Building and Upgrading Infrastructure for Long-Term Development

Sponsor: John Kerry (D-Mass.)

H.R.402: National Infrastructure Development Bank Act of 2011

Sponsor: Rosa DeLauro (D-Conn.)

S.936: American Infrastructure Investment Fund Act of 2011

Sponsor: John D. Rockefeller IV (D-W.Va.)

H.R.2586: Swap Execution Facility Clarification Act

Sponsor: Scott Garrett (R-N.J.)

H.R.3283: Swap Jurisdiction Certainty Act

Sponsor: Jim Himes (D-Conn.)

H.R.3606: Jumpstart Our Business Startups

Sponsor: Stephen Fincher (R-Tenn.)

H.R.2779: To exempt inter-affiliate swaps from certain regulatory requirements put...

Sponsor: Steve Stivers (R-Ohio)

H.R.2682: Business Risk Mitigation and Price Stabilization Act of 2012

Sponsor: Mike Grimm (R-N.Y.)

S.2132: Highway Investment, Job Creation, and Economic Growth Act of 2012

Sponsor: Max Baucus (D-Mont.)

S.1813: MAP-21

Sponsor: Barbara Boxer (D-Calif.)

H.R.5901: Catching Up To 1968 Act of 2012

Sponsor: Jesse L. Jackson Jr. (D-Ill.)

S.963: Reducing Federal Energy Dollars Act of 2011

Sponsor: Thomas R. Carper (D-Del.)

H.R.5042: Liability for Aiding and Abetting Securities Violations Act of 2010

Sponsor: Maxine Waters (D-Calif.)

H.R.5901: An act to amend the Internal Revenue Code of 1986 to authorize the tax...

Sponsor: Joseph Crowley (D-N.Y.)

S.3217: Restoring American Financial Stability Act of 2010

Sponsor: Christopher J. Dodd (D-Conn.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

H.R.5043: Private Student Loan Bankruptcy Fairness Act of 2010

Sponsor: Steve Cohen (D-Tenn.)

H.R.5175: DISCLOSE Act

Sponsor: Chris Van Hollen (D-Md.)

H.R.2989: 401(k) Fair Disclosure and Pension Security Act of 2009

Sponsor: George Miller (D-Calif.)

H.R.4126: Retirement Fairness Act of 2009

Sponsor: Lloyd Doggett (D-Texas)

H.R.4191: Let Wall Street Pay for the Restoration of Main Street Act of 2009

Sponsor: Peter A. DeFazio (D-Ore.)

S.1541: Private Student Loan Debt Swap Act of 2009

Sponsor: Sherrod Brown (D-Ohio)

H.R.3795: Over-the-Counter Derivatives Markets Act of 2009

Sponsor: Barney Frank (D-Mass.)

H.R.3817: Investor Protection Act of 2009

Sponsor: Paul E. Kanjorski (D-Pa.)

H.R.1984: 401(k) Fair Disclosure for Retirement Security Act of 2009

Sponsor: George Miller (D-Calif.)

H.R.977: Derivatives Markets Transparency and Accountability Act of 2009

Sponsor: Collin C. Peterson (D-Minn.)

H.R.1: American Recovery and Reinvestment Act of 2009

Sponsor: David R. Obey (D-Wis.)

S.61: Helping Families Save Their Homes in Bankruptcy Act of 2009

Sponsor: Richard J. Durbin (D-Ill.)

H.R.1106: Helping Families Save Their Homes Act of 2009

Sponsor: John Conyers Jr. (D-Mich.)

H.R.5715: Ensuring Continued Access to Student Loans Act of 2008

Sponsor: George Miller (D-Calif.)

S.2636: Foreclosure Prevention Act of 2008

Sponsor: Harry Reid (D-Nev.)

H.R.3221: Housing and Economic Recovery Act of 2008

Sponsor: Nancy Pelosi (D-Calif.)

H.R.1424: A bill to provide authority for the Federal Government to purchase and...

Sponsor: Patrick J. Kennedy (D-R.I.)

H.R.6604: Commodity Markets Transparency and Accountability Act of 2008

Sponsor: Collin C. Peterson (D-Minn.)

S.3131: Oil Speculation Control Act of 2008

Sponsor: Dianne Feinstein (D-Calif.)

H.R.1427: Federal Housing Finance Reform Act of 2007

Sponsor: Barney Frank (D-Mass.)

S.1100: Federal Housing Enterprise Regulatory Reform Act of 2007

Sponsor: Chuck T. Hagel (R-Neb.)

H.R.3012: Fair Mortgage Practices Act of 2007

Sponsor: Spencer Bachus (R-Ala.)

S.1299: Borrower's Protection Act of 2007

Sponsor: Charles E. Schumer (D-N.Y.)

H.R.5579: Emergency Mortgage Loan Modification Act of 2008

Sponsor: Michael N. Castle (R-Del.)

H.R.4912: To amend the Internal Revenue Code of 1986 with respect to the treatment...

Sponsor: Richard E. Neal (D-Mass.)

H.R.6049: Energy Improvement and Extension Act of 2008

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.3609: Emergency Home Ownership and Mortgage Equity Protection Act of 2007

Sponsor: Brad Miller (D-N.C.)

S.2136: Helping Families Save Their Homes in Bankruptcy Act of 2008

Sponsor: Richard J. Durbin (D-Ill.)

H.R.6603: Local Officials Tax Relief Act of 2008

Sponsor: Earl Pomeroy (D-N.D.)

S.3130: Increasing Transparency and Accountability in Oil Prices Act of 2008

Sponsor: Richard J. Durbin (D-Ill.)

H.R.6334: Increasing Transparency and Accountability in Oil Prices Act of 2008

Sponsor: Bob Etheridge (D-N.C.)

H.R.6330: Prevent Unfair Manipulation of Prices Act of 2008

Sponsor: Bart Stupak (D-Mich.)

H.R.2419: Food, Conservation, and Energy Act of 2008

Sponsor: Collin C. Peterson (D-Minn.)

H.R.6: Energy Independence and Security Act of 2007

Sponsor: Nick J. Rahall II (D-W.Va.)

S.3044: Consumer-First Energy Act of 2008

Sponsor: Harry Reid (D-Nev.)

S.3129: Close the London Loophole Act of 2008

Sponsor: Carl Levin (D-Mich.)

H.R.3185: 401(k) Fair Disclosure for Retirement Security Act of 2007

Sponsor: George Miller (D-Calif.)

H.R.3765: Defined Contribution Plan Fee Transparency Act of 2007

Sponsor: Richard E. Neal (D-Mass.)

H.R.698: Industrial Bank Holding Company Act of 2007

Sponsor: Paul E. Gillmor (R-Ohio)

S.1356: Industrial Bank Holding Company Act of 2007

Sponsor: Sherrod Brown (D-Ohio)

H.R.3915: Mortgage Reform and Anti-Predatory Lending Act of 2007

Sponsor: Brad Miller (D-N.C.)

H.R.5140: Economic Stimulus Act of 2008

Sponsor: Nancy Pelosi (D-Calif.)

H.R.1852: Expanding American Homeownership Act of 2007

Sponsor: Maxine Waters (D-Calif.)

S.2338: FHA Modernization Act of 2007

Sponsor: Christopher J. Dodd (D-Conn.)

H.R.1908: Patent Reform Act of 2007

Sponsor: Howard L. Berman (D-Calif.)

S.1145: Patent Reform Act of 2007

Sponsor: Patrick J. Leahy (D-Vt.)

H.R.878: Simplification Through Additional Reporting Tax Act of 2007

Sponsor: Rahm Emanuel (D-Ill.)

S.601: Simplification Through Additional Reporting Tax Act of 2007

Sponsor: Evan Bayh (D-Ind.)

H.R.2136: Stop Tax Haven Abuse Act

Sponsor: Lloyd Doggett (D-Texas)

S.681: Stop Tax Haven Abuse Act

Sponsor: Carl Levin (D-Mich.)

H.R.4351: AMT Relief Act of 2007

Sponsor: Charles B. Rangel (D-N.Y.)

S.1419: Renewable Fuels, Consumer Protection, and Energy Efficiency Act of 2007

Sponsor: Harry Reid (D-Nev.)

H.R.948: Social Security Number Protection Act of 2007

Sponsor: Edward J. Markey (D-Mass.)

H.R.958: Data Accountability and Trust Act

Sponsor: Bobby L. Rush (D-Ill.)

H.R.3046: Social Security Number Privacy and Identity Theft Prevention Act of 2007

Sponsor: Michael R. McNulty (D-N.Y.)

S.1260: Data Security Act of 2007

Sponsor: Thomas R. Carper (D-Del.)

S.1348: Comprehensive Immigration Reform Act of 2007

Sponsor: Harry Reid (D-Nev.)

H.R.1527: Rural Veterans Access to Care Act

Sponsor: Jerry Moran (R-Kan.)

S.190: A bill to provide a technical correction to the Pension Protection Act...

Sponsor: Kay Bailey Hutchison (R-Texas)

S.1624: A bill to amend the Internal Revenue Code of 1986 to provide that the...

Sponsor: Max Baucus (D-Mont.)

H.R.2785: To amend the Internal Revenue Code of 1986 to provide that the exception...

Sponsor: Peter Welch (D-Vt.)

H.R.556: Foreign Investment and National Security Act of 2007

Sponsor: Carolyn B. Maloney (D-N.Y.)

H.R.2834: To amend the Internal Revenue Code of 1986 to treat income received by...

Sponsor: Sander M. Levin (D-Mich.)

H.R.2: Fair Minimum Wage Act of 2007

Sponsor: George Miller (D-Calif.)

S.2: Fair Minimum Wage Act of 2007

Sponsor: Harry Reid (D-Nev.)

H.R.1672: To amend the Internal Revenue Code of 1986 to deny qualified dividend...

Sponsor: Richard E. Neal (D-Mass.)

H.R.2470: America's Better Classrooms Act of 2007

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.4172: Give A HAND Act

Sponsor: Richard E. Neal (D-Mass.)

H.R.1: For the People Act of 2019

Sponsor: John Sarbanes (D-Md.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
William Gramm Former US Senator (R-TX)
John Savercool n/a
John Nolan n/a
Shane Lieberman n/a
Laura Froehlich n/a
Andy Blocker n/a
Peter Rowan n/a
Ananias Blocker n/a
Richard Ribbentrop n/a
Dick Ribbentrop n/a
Jason Cole n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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