Lobbying Relationship

Client

National Association of Insurance and Financial Advisors

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Lobbying firm

Steptoe LLP

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  • Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.

Duration: to

General Issues: Insurance, Financial Institutions/Investments/Securities, Banking

Spending: about $5,090,000 (But it's complicated. Here's why.)

Agencies lobbied since 2007: U.S. Senate, House of Representatives, Securities & Exchange Commission (SEC)

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Nick Sutter ​Professional Staff Member, Senate Energy Committee; Professional Staff Member, Senate Small Business Committee; Legislative Correspondent, Senator Maria Cantwell; Intern, Senate Rules Committee
R. Timothy Columbus n/a
Mr. Thomas J. Bliley Jr. n/a
Scott Sinder n/a
Douglas Kantor n/a
James Barnette n/a
Leslie Belcher n/a
John Fielding n/a
John Collins n/a
Kate Jensen n/a
Jessica Frend n/a
Ashelen Vicuna n/a
Carisa McLaney n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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