Lobbying Relationship

Client

FINRA (Formerly NASD)

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Lobbying firm

Ryan, MacKinnon, Vasapoli and Berzok, LLP FKA Ryan,Phillips, Utrecht & MacKinnon

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  • Legislation and policies pertaining to the regulation of the securities industry and structure of the self-regulatory system, investor protection, and financial literacy. Licensing and regulation of mortgage brokers, including S. 2595, S.A.F.E Mortgage Licensing Act of 2008.

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $120,000 (But it's complicated. Here's why.)

Agencies lobbied since 2008: House of Representatives, U.S. Senate, Executive Office of the President (EOP), Securities & Exchange Commission (SEC), Treasury - Dept of

Bills mentioned

S.2595: Secure and Fair Enforcement for Mortgage Licensing Act of 2008

Sponsor: Dianne Feinstein (D-Calif.)

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Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Matthew Berzok LD,Chief Counsel,LA Rep.Stupak, LA Rep.Deutsch LD,Chief Cousnel,LA Rep.Stupak, LA Rep.Deutsch LD,Chief Counsel, LA Rep.Stupak,LA Rep.Deutsch LD, Chief Counsel,LA Rep.Stupak,LA Rep.Deutsch
Jeff MacKinnon LD and LA Rep. Joe Barton (R-Texas) LD and LA Rep. Joe Barton (Rep. Texas)
Joe Vasapoli Min.Counsel, Energy&Comm, Special Assist. DOE Min.Counsel,Energy&Comm, Special Assist. DOE
Doug Nappi Chief Counsel, Senate Banking Committee Chief Cousnel, Senate Banking Committee
Rodney Hoppe Deputy Press Secretary, Energy and Commerce
Thomas Ryan n/a
George O'Connor n/a
William Phillips n/a
William MacKinnon n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Q4 Report
Q3 Report
Amendment
Q2 Report
Amendment
Q2 Report
Q1 Report

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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