Lobbying Relationship

Client

Financial Industry Regulatory Authority ("FINRA", formerly NASD)

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Lobbying firm

Rich Feuer Anderson

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  • Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $780,000 (But it's complicated. Here's why.)

Agencies lobbied since 2017: U.S. Senate, House of Representatives

Bills mentioned

S.2499: A bill to require the Financial Industry Regulatory Authority to...

Sponsor: Elizabeth Warren (D-Mass.)

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Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Peter Rich Counsel, House Energy and Commerce Committee
Mitchell Feuer Counsel, Senate Banking Committee
John Anderson Sr. Pol. Advsr., Sen. Crapo; Leg. Asst.
Tom Koonce Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal.
Ben Harney Deputy Staff Director, House Oversight Committee; Counsel, House Financial Services Committee; Counsel, Rep. Carolyn B. Maloney

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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