Lobbying Relationship

Client

Financial Services Institute

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Lobbying firm

Holland & Knight, LLP

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  • Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security; regulation through enforcement at the Securities and Exchange Commission.

Duration: to

General Issues: Banking, Financial Institutions/Investments/Securities, Taxation/Internal Revenue Code

Spending: about $270,000 (But it's complicated. Here's why.)

Agencies lobbied since 2019: U.S. Senate, House of Representatives

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Paul Bock Counsel, Senate Judiciary Committee; Chief of Staff, Sen. Herb Kohl
Karl Koch Chief of Staff, Rep. Jim Davis
Kathryn Lehman ​Special Assistant to Speaker of the House; Policy Director, House Majority Whip; Director of Coalition Outreach, Speaker of House; Chief of Staff, House Republican Conference
Kerry Feehery Staff Asst., Special Asst., Dep. Press Sec., Sen. Connie Mac; Press Sec., Joint Econ. Cmte.; Policy Analyst, Sen. Budget Cmte.; Comm. Dir., Sen. Mel Martinez; Dir., State Office of Sen. George Lemieux; Chief of Staff, Sen. George Lemieux.
Shawna Francis Watley ​L.A., Sen. J. Robert Kerrey
Norma Krayem ​​​Deputy Chief of Staff, U.S. Dept. of Transportation; Deputy Administrator, Federal Railroad Administration; Director of Special Projects, U.S. Department of State; Special Asst., Office of the Secretary, U.S. Dept. of Commerce

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Q2 Report
Q1 Report
Q4 Report
Q3 Report
Q2 Report
Q1 Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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