Lobbying Relationship

Client

Investment Company Institute

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Lobbying firm

RESOLUTION PUBLIC AFFAIRS, LLC

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  • FY 2024 FSGG Appropriations bill, request report language regarding publication of economic analysis and transparency surrounding the implications on mutual fund investors of the SECs swing pricing proposal before it is finalized and implemented. HR 2799 - The Expanding Access to Capital Act of 2023 (issues related to Closed End Funds; 403(b)/CIT; eDelivery) Proposed SEC Swing Pricing rule, generally.

Duration: to

General Issues: Financial Institutions/Investments/Securities, Labor Issues/Antitrust/Workplace, Taxation/Internal Revenue Code, Consumer Issues/Safety/Protection, Budget/Appropriations

Spending: about $620,000 (But it's complicated. Here's why.)

Agencies lobbied since 2019: House of Representatives, U.S. Senate, Federal Trade Commission (FTC)

Bills mentioned

S.306: Merger Enforcement Improvement Act

Sponsor: Amy Klobuchar (D-Minn.)

H.R.1319: American Rescue Plan Act of 2021

Sponsor: John Yarmuth (D-Ky.)

H.R.2799: Expanding Access to Capital Act of 2023

Sponsor: Patrick T. McHenry (R-N.C.)

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Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Heather McHugh Legislative Director, Senator Schumer; Legislative Director, Congressman Israel; Legislative Assistant, Congresswoman Velazquez. ​Legislative Director, Senator Schumer (2010-2013); Legislative Director, Congressman Israel (2003-2007); Legislative Assistant, Congresswoman Velazquez (2000-2003).
Lea Fisher Sulkala Chief of Staff, Congresswoman Linda Sanchez; Legislative Assistant, Congressman Etheridge Chief of Staff, Congresswoman Linda Sanchez; Legislative Assistant, Congressman Etheridge. ​Chief of Staff, Congresswoman Linda Sanchez (2014-2019); Legislative Assistant, Congressman Etheridge (2001-2005)
Elizabeth Stanley Part time employee, Congressman Morelle; Chief of Staff, Congresswoman Nita Lowey; Communications Director/Press Secretary, Congresswoman Nita Lowey; Special Asst/Scheduler, Senator Schumer ​Part time employee, Congressman Joe Morelle (2021); Chief of Staff, Congresswoman Lowey (2005-2019); Communications Dir/Press Sec, Congresswoman Lowey (2001-2004); Special Assistant/Scheduler, Senator Schumer (1999-2000).
Ashli Palmer ​Floor Director, Majority Whip Clyburn (2019); Policy Director, Assistant Democratic Leader Clyburn (2014-2017); Chief of Staff, Rural Business Agency of USDA (2012-2014); Sr Legislative Assistant Congressman John Spratt (2002-2011).

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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