Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues; S.2190, RECOUP Act of 2023.
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury; sanctions affecting financial institutions; Climate Disclosure Proposed Rule; Department of Labor Fiduciary Rule.
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues; H.R.5376, Inflation Reduction Act of 2022 (P.L.117-169) implementation; H.R.3746, Fiscal Responsibility Act of 2023 (P.L.118-5) implementation; H.R.7024, Tax Relief for American Families and Workers Act of 2024.
General issues related to trade and foreign commerce.
Issues related to labor and workforce.
Issues related to privacy; H.R.1165, Data Privacy Act of 2023.
Duration: October 15, 2019
to
present
General Issues: Banking , Financial Institutions/Investments/Securities , Taxation/Internal Revenue Code , Trade (Domestic & Foreign) , Labor Issues/Antitrust/Workplace , Homeland Security , Budget/Appropriations
Spending: about $890,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2019: U.S. Senate, House of Representatives, Executive Office of the President (EOP)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
Rontel Batie Legislative Assistant, Aide, Intern, Rep. Corrine Brown
Alex Gleason Legislative Assistant, Legislative Aide, Legislative Correspondent, Rep. Ed Royce; Intern, Rep. Aaron Schock
Katherine Dapper Staff Assistant, Sen. Patty Murray
Jason Gleason Chief of Staff/Legislative Director, Rep. John Sarbanes; Legislative Director/Legislative Asst/Legislative Correspondent/Staff Asst, Sen. Paul Sarbanes
Chris Miller Chief of Staff/Legislative Director, Rep. Dave Reichert; Senior Legislative Asst, Rep. Gary Miller; Legislative Asst, Rep. Jennifer Dunn; LC, Sen. Tim Hutchinson; Staff Asst, Sen. Gordon Smith
Jason Van Pelt Legislative Director, Senior Legislative Asst, Legislative Asst, Staff Asst: Rep. Ed Whitfield
Salim Alameddin Legislative Asst/Legislative Aide, Rep. Will Hurd; Legislative Correspondent/Staff Asst, Sen. John Cornyn
Brittany Hernandez Senior Legislative Assistant, Legislative Assistant, Legislative Correspondent, Staff Assistant: Rep. Steve Cohen
Stephanie Leger Deputy Projects Director, Sen. Mary Landrieu; Counsel, Sen. John Breaux
Ivelisse Porroa-Garcia Policy Director, Congressional Hispanic Caucus (CHC); Legislative Assistant, Rep. Raul Ruiz; Staff Assistant, Sen. Barbara Boxer
Todd M. Weiss n/a
Mathew Lapinski n/a
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on April 22.
Original Filing: 301573376.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues; S.2190, RECOUP Act of 2023.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury; sanctions affecting financial institutions; Climate Disclosure Proposed Rule; Department of Labor Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues; H.R.5376, Inflation Reduction Act of 2022 (P.L.117-169) implementation; H.R.3746, Fiscal Responsibility Act of 2023 (P.L.118-5) implementation; H.R.7024, Tax Relief for American Families and Workers Act of 2024.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.1165, Data Privacy Act of 2023.
Agencies Lobbied
U.S. Senate
4th Quarter, 2023
In Q4, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Jan. 20.
Original Filing: 301533767.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues; S.2190, RECOUP Act of 2023.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury; sanctions affecting financial institutions; Climate Disclosure Proposed Rule; Department of Labor Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues; H.R.5376, Inflation Reduction Act of 2022 (P.L.117-169) implementation; H.R.3746, Fiscal Responsibility Act of 2023 (P.L.118-5) implementation; H.R.2811, Limit, Save, Grow Act of 2023.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.1165, Data Privacy Act of 2023.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2023
In Q3, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Oct. 20, 2023.
Original Filing: 301514364.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues; S.2190, RECOUP Act of 2023.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury; sanctions affecting financial institutions; Climate Disclosure Proposed Rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues; H.R.5376, Inflation Reduction Act of 2022 (P.L.117-169) implementation; H.R.3746, Fiscal Responsibility Act of 2023; H.R.2811, Limit, Save, Grow Act of 2023.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.1165, Data Privacy Act of 2023.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2023
In Q2, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on July 19, 2023.
Original Filing: 301484446.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues; S.2190, RECOUP Act of 2023.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury; sanctions affecting financial institutions; Climate Disclosure Proposed Rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues; H.R.5376, Inflation Reduction Act of 2022 (P.L.117-169) implementation; H.R.3746, Fiscal Responsibility Act of 2023; H.R.2811, Limit, Save, Grow Act of 2023.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.1165, Data Privacy Act of 2023.
Agencies Lobbied
U.S. Senate
1st Quarter, 2023
In Q1, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on April 19, 2023.
Original Filing: 301457521.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury; sanctions affecting financial institutions; Climate Disclosure Proposed Rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues; H.R.5376, Inflation Reduction Act of 2022 (P.L.117-169) implementation.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.1165, Data Privacy Act of 2023.
Agencies Lobbied
U.S. Senate
4th Quarter, 2022
In Q4, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Jan. 19, 2023.
Original Filing: 301435376.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2) implementation; H.R.1799, PPP Extension Act of 2021 (P.L.117-6) implementation.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues;
H.R.5376, Inflation Reduction Act of 2022 (P.L.117-169) implementation;
H.R.2954, SECURE 2.0 Act of 2022, FY2023 Consolidated Appropriations Act (H.R.2617).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce; H.R.842/S.420, Protecting the Right to Organize Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.8152, American Data Privacy and Protection Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
S.2372, Recovering Americas Wildlife Act of 2022; FY2023 Consolidated Appropriations Act (H.R.2617); PAYGO sequester issues.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2022
In Q3, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Oct. 20, 2022.
Original Filing: 301414198.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2) implementation; H.R.1799, PPP Extension Act of 2021 (P.L.117-6) implementation.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues.
FY2022 Budget Reconciliation (H.R.5376), various tax provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce; S.1260, United States Innovation and Competition Act of 2021; H.R.4521, America COMPETES Act of 2022.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce; H.R.842/S.420, Protecting the Right to Organize Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.8152, American Data Privacy and Protection Act.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2022
In Q2, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on July 20, 2022.
Original Filing: 301390247.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2) implementation; H.R.1799, PPP Extension Act of 2021 (P.L.117-6) implementation.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues.
FY2022 Budget Reconciliation (H.R.5376), various tax provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce; S.1260, United States Innovation and Competition Act of 2021; H.R.4521, America COMPETES Act of 2022.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce; H.R.842/S.420, Protecting the Right to Organize Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Issues related to privacy; H.R.8152, American Data Privacy and Protection Act.
Agencies Lobbied
U.S. Senate
1st Quarter, 2022
In Q1, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on April 19, 2022.
Original Filing: 301361648.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2) implementation; H.R.1799, PPP Extension Act of 2021 (P.L.117-6) implementation.
H.R.4616, Adjustable Interest Rate (LIBOR) Act of 2021, FY2022 Consolidated Appropriations Act (H.R.2471, P.L.117-103).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues.
FY2022 Budget Reconciliation (H.R.5376), various tax provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce; S.1260, United States Innovation and Competition Act of 2021; H.R.4521, America COMPETES Act of 2022.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce; H.R.842/S.420, Protecting the Right to Organize Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Cyber incident reporting provisions; FY2022 Consolidated Appropriations Act (H.R.2471, P.L.117-103).
Agencies Lobbied
U.S. Senate
4th Quarter, 2021
In Q4, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Jan. 19, 2022.
Original Filing: 301328256.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.133, Consolidated Appropriations Act, 2021 (P.L.116-260) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2) implementation; H.R.1799, PPP Extension Act of 2021 (P.L.117-6) implementation.
H.R.4616, Adjustable Interest Rate (LIBOR) Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues.
FY2022 Budget Resolution (S.Con.Res.14)/Budget Reconciliation (H.R.5376), various tax provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce; S.1260, United States Innovation and Competition Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce; H.R.842/S.420, Protecting the Right to Organize Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
3rd Quarter, 2021
In Q3, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Oct. 20, 2021.
Original Filing: 301307563.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.133, Consolidated Appropriations Act, 2021 (P.L.116-260) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2) implementation; H.R.1799, PPP Extension Act of 2021 (P.L.117-6) implementation.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues.
FY2022 Budget Resolution (S.Con.Res.14)/Budget Reconciliation (H.R.5376), various tax provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce; S.1260, United States Innovation and Competition Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
Issues related to labor and workforce; H.R.842/S.420, Protecting the Right to Organize Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
2nd Quarter, 2021
In Q2, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on July 18, 2021.
Original Filing: 301279224.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.133, Consolidated Appropriations Act, 2021 (P.L.116-260) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2); H.R.1799, PPP Extension Act of 2021 (P.L.117-6).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce; S.1260, United States Innovation and Competition Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2021
In Q1, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on April 19, 2021.
Original Filing: 301256438.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers, including cannabis-related banking issues.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
Issues related to sanctions affecting financial institutions.
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: HH.R.748, CARES Act (P.L.116-136) implementation; H.R.133, Consolidated Appropriations Act, 2021 (P.L.116-260) implementation; H.R.1319, American Rescue Plan Act of 2021 (P.L.117-2); H.R.1799, PPP Extension Act of 2021 (117-6).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2020
In Q4, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Jan. 20, 2021.
Original Filing: 301242539.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Issues related to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions affecting financial institutions (including S.482, Defending American Security from Kremlin Aggression Act of 2019).
Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: H.R.6201, Families First Coronavirus Response Act (P.L.116-127), H.R.748, CARES Act (P.L.116-136), H.R.6800, The Heroes Act, H.R.7010, Paycheck Protection Program Flexibility Act of 2020 (P.L.116-142), H.R.266, Paycheck Protection Program and Health Care Enhancement Act (P.L.116-139), S.4117, Paycheck Protection Small Business Forgiveness Act, The HEALS Act, H.R.8337, Continuing Appropriations Act, 2021 and Other Extensions Act, and H.R.133, Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes (P.L.116-260), and H.R.6395, National Defense Authorization Act for Fiscal Year 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings;
S.4129, LOCAL Infrastructure Act;
S.4203, American Infrastructure Bonds Act of 2020.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
H.R.6074, Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 (P.L.116-123); H.R.7617, FY2021 Consolidated Appropriations Act; issues impacting financial institutions.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2020
In Q3, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on Oct. 18, 2020.
Original Filing: 301212852.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury.
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Issues related to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions affecting financial institutions (including S.482, Defending American Security from Kremlin Aggression Act of 2019).
COVID-19 stimulus relief legislation, including: H.R.6201, Families First Coronavirus Response Act (P.L.116-127), H.R.748, CARES Act (P.L.116-136), H.R.6800, The Heroes Act, H.R.7010, Paycheck Protection Program Flexibility Act of 2020 (P.L.116-142), H.R.266, Paycheck Protection Program and Health Care Enhancement Act (P.L.116-139), S.4117, Paycheck Protection Small Business Forgiveness Act, The HEALS Act, and H.R.8337, Continuing Appropriations Act, 2021 and Other Extensions Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings;
S.4129, LOCAL Infrastructure Act;
S.4203, American Infrastructure Bonds Act of 2020.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
H.R.6074, Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 (P.L.116-123); H.R.7617, FY2021 Consolidated Appropriations Act; issues impacting financial institutions.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2020
In Q2, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on July 19, 2020.
Original Filing: 301194096.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Issues related to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions affecting financial institutions (including S.482, Defending American Security from Kremlin Aggression Act of 2019).
H.R.6201, Families First Coronavirus Response Act (P.L.116-127).
H.R.748, CARES Act (P.L.116-136) implementation.
H.R.6800, The Heroes Act.
H.R.266, Paycheck Protection Program and Health Care Enhancement Act (P.L.116-139).
H.R.7010, Paycheck Protection Program Flexibility Act of 2020 (P.L.116-142).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products.
Incentives to encourage retirement savings.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
H.R.6074, Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 (P.L.116-123); issues impacting financial institutions.
Agencies Lobbied
U.S. Senate
1st Quarter, 2020
In Q1, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $50,000. The report was filed on April 19, 2020.
Original Filing: 301172704.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Issues related to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions affecting financial institutions (including S.482, Defending American Security from Kremlin Aggression Act of 2019).
H.R.6201, Families First Coronavirus Response Act (P.L.116-127); H.R.748, CARES Act (P.L.116-136).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
General issues related to trade and foreign commerce.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
H.R.6074, Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 (P.L.116-123); issues impacting financial institutions.
Agencies Lobbied
U.S. Senate
4th Quarter, 2019
In Q4, Crossroads Strategies, LLC lobbied for Securities Industry and Financial Markets Association (SIFMA) , earning $40,000. The report was filed on Jan. 20, 2020.
Original Filing: 301121890.xml
Lobbying Issues
Legislative proposals impacting broker-dealers, investment banks, and asset managers;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury;
H.R.4344, Investor Protection and Capital Markets Fairness Act.
Issues related to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions affecting financial institutions (including S.482, Defending American Security from Kremlin Aggression Act of 2019).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Tax policy impacting investment banks and investment products.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Trade policy issues including the United States-Mexico-Canada Agreement (USMCA).
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
Lobbying Issues
H.R.1158, Consolidated Appropriations Act, 2020 (P.L.116-93); issues impacting financial institutions.
Agencies Lobbied
U.S. Senate
4th Quarter, 2019
Crossroads Strategies, LLC filed a lobbying registration on Nov. 26, 2019 to represent Securities Industry and Financial Markets Association (SIFMA), effective Oct. 15, 2019.
Original Filing: 301091797.xml
Issue(s) they said they’d lobby about: Legislative proposals impacting broker-dealers, investment banks, and asset managers. Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury. Tax policy impacting investment banks and investment products. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate
Searching...