- Lobbying
- Lobbying by Financial Industry Regulatory Authority ("FINRA")
Lobbying Relationship
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist | Covered positions? |
---|---|
Oscar Ramirez | Special Asst. to the Secretary, Dept. of Labor // Chief of Staff, Rep. Hilda Solis // Leg. Director/Deputy CoS, Rep. Al Green // Leg. Asst./Asst. LD/LD, Rep. Joe Baca Special Asst. to the Secretary, Dept. of Labor // Chief of Staff, Rep. Hilda Solis // Leg. Director/Deputy CoS, Rep. Al Green // Leg. Asst./Asst. LD/LD, Rep. Joe Baca Special Asst. to the Secretary, Department of Labor // Chief of Staff, Rep. Hilda Solis (D-CA-32) // Legislative Director/Deputy Chief of Staff, Rep. Al Green (D-TX-09) // Legislative Assistant / Legislative Director, Rep. Joe Baca (D-CA-43) |
Andrea Mares | Staff Assistant, Sen. Heinrich// Legislative Correspondent, Sen. Heinrich// Legislative Aid, Sen. Heinrich// Legislative Assistant, Sen. Heinrich |
Miya Patel | Leg. Assistant, Rep. Joe Neguse // Leg. Counsel, Rep. John Delaney // Legal Fellow, House Financial Services Comm. Legislative Assistant, Rep. Joe Neguse (D-CO-02) // Legislative Counsel, Rep. John Delaney (D-MD-06) // Legal Fellow, House Financial Services Committee |
Margaret Franklin | Leg. Director, Rep. Al Lawson // Sr. Leg. Assistant/Acting Leg. Dir./Leg. Assistant, Rep. Alma Adams // Leg. Aide, Sen. Kirsten Gillibrand Legislative Director, Rep. Al Lawson (D-FL-05) // Senior Legislative Assistant / Acting Legislative Director / Legislative Assistant, Rep. Alma Adams (D-NC-12) // Leg. Aide, Sen. Kirsten Gillibrand (D-NY) LD, Rep. Al Lawson (D-FL-05) // Senior Leg. Assistant / Acting LD / Legislative Assistant, Rep. Alma Adams (D-NC-12) // Leg. Aide, Sen. Kirsten Gillibrand (D-NY) / Associate, Senate Finance Committee // Intern, Rep. Danny Davis (D-IL-07) |
Dana Thompson | LD/Chf. Counsel, Rep. Maxine Waters // L. Cnsl/C. Cnsl/Dpty COS/COS, Rep. Sheila Jackson Lee Legislative Director / Chief Counsel, Rep. Maxine Waters (D-CA-43) // Legislative Counsel / Chief Counsel / Deputy Chief of Staff / Chief of Staff, Rep. Sheila Jackson Lee (D-TX-18) |
Emily Lavery | Legislative Correspondent / Deputy Legislative Assistant, Legislative Assistant, Sen. Tim Scott (R-SC) // Staff Director, Senate Finance Subcommittee on Energy, Natural Resources, and Infrastructure |
Sasha Bernhard | Senior Policy Advisor, Rep. Suzan DelBene (D-WA-01) // Legislative Aide, Sen. Maria Cantwell (D-WA) |
Zachary Laven | Staff Assistant / Legislative Correspondent / Legislative Aide / Legislative Assistant / Senior Legislative Assistant / Legislative Director / Deputy Chief of Staff, Rep. David Schweikert (R-AZ) |
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
Q1 Report
Q4 Report
Lobbying Issues
Agencies Lobbied
U.S. Senate
Type of Issue
Q3 Report
Lobbying Issues
Agencies Lobbied
U.S. Senate
Type of Issue
Q2 Report
Lobbying Issues
Agencies Lobbied
U.S. Senate
Type of Issue
Q1 Report
Lobbying Issues
Agencies Lobbied
U.S. Senate
Type of Issue
Q4 Report
Lobbying Issues
Agencies Lobbied
Type of Issue
Q3 Report
Lobbying Issues
Agencies Lobbied
Type of Issue
Q2 Report
Lobbying Issues
Agencies Lobbied
Type of Issue
Q1 Report
Lobbying Issues
Agencies Lobbied
Type of Issue
Q4 Report
Lobbying Issues
Agencies Lobbied
Type of Issue
Q3 Report
Lobbying Issues
Agencies Lobbied
Type of Issue
Q2 Report
Lobbying Issues
Agencies Lobbied
Type of Issue
Registration
Issue(s) they said they’d lobby about: Regulation of broker-dealers, securities industry and markets.
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate