Lobbying Relationship

Client

Broadridge Financial Solutions, Inc.

More records

Lobbying firm

Capitol Counsel LLC

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  • Issues regarding digital asset regulatory disclosure.

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $140,000 (But it's complicated. Here's why.)

Agencies lobbied since 2023: U.S. Senate, House of Representatives, Commodity Futures Trading Commission (CFTC)

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
DeAna Dow Staff Assistant to Sen. Walter Huddleston; Counsel to Chairman William Rainer (CFTC); and Special Advisor to Chairman James Newsome (CFTC).
MONIQUE FRAZIER Legislative Director, Rep. Mike Ross (D-AR).
Warren Tryon Deputy Staff Director, House Financial Services Committee; Deputy Chief of Staff & LD, Rep. Spencer Bachus; Senior Policy Advisor, Rep. Spencer Bachus; Senior Legislative Assistant, Rep. Spencer Bachus; Senior Policy Aide, Rep. Rick Hill.
Joseph Eannello Legislative Dir., Rep. Kevin Yoder; Sr. Legislative Assist., Rep. Yoder; Legislative Asst., Rep. Yoder; Legislative Corresp., Rep. Yoder; Legislative Asst., Rep. Jerry Weller; Legislative Corresp., Rep. Jerry Weller; Staff Asst., Rep. Jerry Weller.
Nick Bouknight Deputy Chief of Staff, Rep. Kevin McCarthy; Deputy Chief of Staff/ Communications Dir., Rep. Kevin McCarthy; Press Sec., Rep. Kevin McCarthy; Press Sec., Rep. Bill Thomas; Deputy Press Sec., Ways and Means Cmte.; Press Asst., Ways and Means Cmte.
David Bridges Tax Counsel, Sen. John Barrasso; Tax Counsel, Rep. Tom Reed.
De'Ana Dow n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Q1 Report
Q4 Report
Q3 Report
Q2 Report
Amendment
Q1 Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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