Issues related to crypto & digital assets including digital assets market structure (H.R.4763, the Financial Innovation and Technology for the 21st Century Act and S. 2281, the Responsible Financial Innovation Act) and Stablecoins legislation including H.R. 4766, the Clarity for Payment Stablecoins Act
Money Market Fund (MMF) regulation
Retail investor access to alternative investments & private markets, including H.R. 2627, the Increasing Investor Opportunities Act and draft Senate legislation
Accredited investor reform initiatives including H.R.835, the Fair Investment Opportunities for Professional Experts Act, H.R. 2797, the Equal Opportunity for All Investors Act, and H.R. 1579, the Accredited Investor Definition Review Act
Capital formation initiatives including H.R. 2799, the Expanding Access to Capital Act and draft Senate proposals
E-delivery initiatives including H.R. 1807 the Improving Disclosure for Investors Act
Retirement security initiatives, including H.R. 3063, the Retirement Fairness for Charities and Educational Institutions Act and Securing a Strong Retirement Act (SECURE Act) 2.0 implementation and modifications
Legislation and oversight of ESG investing including proxy voting by asset managers
Congressional oversight of SEC rulemakings such as mandatory swing pricing, hard close, liquidity risk management proposal, and predictive data analytics
Congressional oversight of the DOL Fiduciary rule proposal
Basel III proposal and bank capital standards impact on asset managers
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2023: U.S. Senate, House of Representatives
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
Q1 Report
Q4 Report
Q3 Report
Q2 Report
Registration
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate
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