- Lobbying
- securities AND industry AND and AND financial AND markets
Lobbying Arrangements Results for 'Securities Industry And Financial Markets'
Former Covered Federal Workers:
Other Lobbyists:
Issue | Client | Firm | Lobbyists | Start Date | Latest Filing Date |
---|---|---|---|---|---|
Details New name for Securities Industry Association. |
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
|
SCHULTE ROTH & ZABEL LLP | |||
Details municipal advisor legislation |
Securities Industry and Financial Markets Association (SIFMA)
|
Bracewell LLP | |||
Details Issues related to labor and employment |
Securities Industry & Financial Markets Association
|
STEPTOE & JOHNSON LLP | |||
Details None |
Securities Industry and Financial Markets Association (SIFMA)
|
Davis Polk & Wardwell LLP | |||
Details Federal tax legislation. |
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
|
SULLIVAN & CROMWELL LLP | |||
Details Regulation of broker-dealers, securities industry and markets. |
Financial Industry Regulatory Authority (FINRA)
|
D.C. Policy Group, LLC | |||
Details Regulation of broker-dealers, securities industry and markets; investor education. |
Financial Industry Regulatory Authority (FINRA)
Regulation of securities firms doing business in the United States. |
DAVIS & HARMAN LLP | |||
Details Deferred compensation tax proposals. |
Securities Industry and Financial Markets Association
Representation of financial service companies |
BUCHANAN INGERSOLL & ROONEY PC | |||
Details Administration's FY2010 international tax proposals; Tax issues related to the standardization of credit default swaps. |
Securities Industry and Financial Markets Association
|
Hunt Group DC | |||
Details Proposed legislation to reform the Committee on Foreign Investment in the United States. |
Securities Industry and Financial Markets Association
Trade association |
COVINGTON & BURLING LLP | |||
Details Issues related to the employment of foreign nationals: employment-based immigrant and nonimmigrant visas, employee verification, H-1B visas. |
Securities Industry and Financial Markets Association
|
Fragomen, Del Rey, Bernsen, & Loewy, LLP | |||
Details Financial services regulatory policy |
Securities Industry and Financial Markets Association (SIFMA)
|
BROWNSTEIN HYATT FARBER SCHRECK, LLP | |||
Details General tax issues Dodd Frank |
Securities Industry and Financial Markets Assn (SIFMA)
|
THE WALTER GROUP | |||
Details Financial services regulatory reform and CSE Reform. General monitoring of tax rate increases, tax reform and financial transaction taxation. |
Securities Industry and Financial Markets Association
|
Prime Policy Group | |||
Details Taxation of asset managers |
Securities Industry and Financial Markets Association (SIFMA)
|
McGuireWoods Consulting (A Subsidiary of McGuireWoods LLP) | |||
Details Dodd-Frank corrections and implementation. Tax and fee issues affecting financial service companies. GSE Reform. Covered Bond Issues. S.3480 - end user exemptions. |
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION - SIFMA
|
JONES WALKER LLP | |||
Details Issues related to the Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. |
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION
|
CLEARY GOTTLIEB STEEN & HAMILTON LLP | |||
Details International tax matters related to Build Back Better Act. |
Securities Industry and Financial Markets Association (SIFMA)
|
Squire Patton Boggs | |||
Details Policy issues affecting the securities industry A bill to amend the Securities Exchange Act of 1934 to prohibit mandatory pre-dispute arbitration agreements, and for other purposes (no bill number) |
Securities Industry and Financial Markets Association (SIFMA)
|
Cogent Strategies, LLC | |||
Details Informing and educating Congress and the Department of Transportation as to financial information technology system solutions to improve transparency in financial markets. |
The Davidsohn Group
|
The Law Office of Norman Levy | |||
Details Consumer Financial Choice and Capital Markets Competitiveness Act of 2015 and related financial industry issues. |
Federated Investors, Inc.
|
BARNES & THORNBURG LLP | |||
Details Issues related to the Department of Labor; issues related to the Fiduciary rule, General Banking & Securities Issues |
Securities Industry and Financial Markets Association (SIFMA)
|
S-3 Group | |||
Details Dodd Frank Reform, CFIUS reform |
Securities Industry and Financial Markets Association
|
TG&C Group | |||
Details Tax issues relating to the financial services industry. |
Securities Industry and Financial Markets Association
|
CAPITOL TAX PARTNERS, LLP | |||
Details Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173). |
Futures Industry Association
|
CLEARY GOTTLIEB STEEN & HAMILTON LLP | |||
Details Regulation of securities industry and markets |
FINRA, Financial Industry Regulatory Authority
|
BAKER & HOSTETLER LLP | |||
Details - HR 2954, Securing a Strong Retirement Act - S. 1770, Retirement Security and Savings Act (Portman-Cardin) - Issues including electronic delivery of benefit statements, emergency savings proposals... |
Securities Industry & Financial Markets Assn.
|
Ernst & Young LLP (Washington Council Ernst & Young) | |||
Details Regulation of securities industry and markets, investor protection and education. |
Financial Industry Regulatory Authority
|
PODESTA GROUP, INC. | |||
Details Legislation impacting capital financial markets, and commodity and swap markets Policies related to capital markets engagement and transparency Short sale transparency ESG rule making at the SEC |
Managed Funds Association
|
ALPINE GROUP PARTNERS, LLC. | |||
Details Legislation and regulation affecting post-trade services for securities markets. Legislation regarding cybersecurity requirements and incident reporting. Legislation and regulation affecting post-t... |
The Depository Trust & Clearing Corporation
|
Rich Feuer Anderson | |||
Details Issues related to SEC proposed rule 30e-3. |
Twin Rivers Paper
|
Clark Hill, PLC | |||
Details Issues related to the Fiduciary rule; Issues related to derivatives; Issues related to housing finance; Issues related to S.2155/Public Law No. 115-174, Economic Growth, Regulatory Relief, and Cons... |
Securities Industry and Financial Markets Association
|
Forbes-Tate | |||
Details Regulation of broker-dealers, securities industry and markets, data security, social media, privacy, including investor protection and education and diversity and inclusion. |
Financial Industry Regulatory Authority
|
in-house lobbying | |||
Details Legislation to protect the investment choices of investors in the United States. Proposed legislation would retore stable value prime and municipal Money Market Funds. H.R. 6783 Capital Markets... |
Coalition For Consumer Choice, Inc.
|
LAVENDER CONSULTANTS | |||
Details Implimentation of the Dodd-Frank Wall Street Reform and Consumer Protection Act- Rules related to the credit ratings industry Legislation pertaining to the Credit Ratings Industry |
FITCH, INC.
|
KSCW, INC. | |||
Details Provide strategy and advice to Forex on legislation that affects them and their industry, including implementation of Dodd-Frank and other potential regulations affecting the retail foreign exchang... |
FOREX CAPITAL MARKETS LLC
|
DUTKO WORLDWIDE, LLC | |||
Details Issues relating to capital markets and the clearance and settlement of securities transactions. Issues related to financial cybersecurity. |
The Depository Trust & Clearing Corporation
|
Arnold & Porter Kaye Scholer LLP | |||
Details Issues related to the internal auditing industry, including corporate governance and SEC disclosure issues |
The Institute of Internal Auditors
|
BROWNSTEIN HYATT FARBER SCHRECK, LLP | |||
Details Issues related to capital formation and capital markets. |
("Bio") Biotechnology Industry Organization
|
PORTERFIELD, FETTIG & SEARS, LLC | |||
Details Monitoring general tax issues and issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; monitoring and advocacy on fiduciary standards for advisors;... |
Securities Industry and Financial Markets Association (SIFMA)
|
Capitol Counsel LLC | |||
Details S.1838/H.R.3881 Credit Card Competition Act (all provisions) H.R.4368 Issues related Food Safety Modernization Act implementation (all provisions) S.1339 Pharmacy Benefit Manager Reform Act (all pr... |
Publix Super Markets
|
BRUMIDI GROUP | |||
Details Health and function of the listed options industry; operational issues related to delisting of securities; Financial Innovation and Technology for the 21st Century Act (H.R.4763) as it pertains to ... |
THE OPTIONS CLEARING CORPORATION
|
in-house lobbying | |||
Details HR 4912, To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts: prepaid derivatives, taxation. HR 3221, Foreclosure Prevention Act of 2008: bankru... |
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
|
THE OB-C GROUP, LLC | |||
Details SME Export Promotion (no specific legislation) Issues related to e-commerce (no specific legislation) Discussions regarding potential legislative and regulatory actions regarding access to U.S. Cap... |
Alibaba Group Holding Limited
|
GREENBERG TRAURIG, LLP | |||
Details Monitor Financial Derivatives Legislation and Regulation. |
Futures Industry Association
|
Stump Strategic LLC | |||
Details Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the "Reforming Access for Investments ... |
NASDAQ (formerly NASDAQ OMX Group)
Stock exchange. |
Ferguson Strategies, LLC | |||
Details General issues related to the regulation of the securities industry, retirement reform, cybersecurity, privacy, and e-commerce. Specific issues included: the regulation of asset managers and Money ... |
FIDELITY INVESTMENTS
|
Mr. GEOFFREY P. GRAY | |||
Details Monitor financial derivatives legislation and regulation and any such laws or rules that impact derivatives market participants. Monitor and ensure that capital rules do not disincentive clearing. ... |
FUTURES INDUSTRY ASSOCIATION
|
in-house lobbying | |||
Details HR 1595: SAFE Banking Act Adopting the principles in the SAFE Act constitutes the beginning of the work necessary to formulate responsible, fair and credible policies enabling states with legal c... |
Acreage Holdings
|
The Liaison Group, LLC | |||
Details Issues related to mortgage finance; mortgage banking issues. |
Mortgage Bankers Association
|
PORTERFIELD, FETTIG & SEARS, LLC |