| March 12, 2020 |
H.R.6269 |
To amend the Federal Deposit Insurance Act to require business continuity planning for insured depository institutions, and for other purposes. |
10 |
All Republicans |
Referred to the House Committee on Financial Services. |
| March 5, 2020 |
H.R.6127 |
To amend the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. |
1 |
All Democrats |
Referred to the House Committee on Financial Services. |
| July 25, 2019 |
H.R.4076 |
To require the Securities and Exchange Commission to implement rules simplifying the quarterly financial reporting regime. |
1 |
All Republicans |
Referred to the House Committee on Financial Services. |
| Sept. 27, 2017 |
H.R.3857 |
To amend the Securities Exchange Act of 1934 to establish standards of conduct for brokers and dealers that are in the best interest of their retail customers. |
15 |
All Republicans |
Placed on the Union Calendar, Calendar No. 865. |
| Sept. 6, 2018 |
H.R.6729 |
To allow nonprofit organizations to register with the Secretary of the Treasury and share information on activities that may involve human trafficking or money laundering with financial institutions and regulatory authorities, under a safe harbor that offers protections from liability, in order to better identify and report potential human trafficking or money laundering activities. |
7 |
Bipartisan |
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| May 24, 2018 |
H.R.5970 |
To require the Securities and Exchange Commission to implement rules simplifying the quarterly financial reporting regime. |
0 |
|
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| Dec. 1, 2017 |
H.R.4529 |
To direct the Securities and Exchange Commission to revise Form S-3 so as to add listing and registration of a class of common equity securities on a national securities exchange as an additional basis for satisfying the requirements of General Instruction I.B.1. of such form and to remove such listing and registration as a requirement of General Instruction I.B.6. of such form. |
0 |
|
Placed on the Union Calendar, Calendar No. 436. |
| Oct. 2, 2017 |
H.R.3911 |
To amend the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. |
1 |
All Democrats |
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| Jan. 3, 2017 |
H.R.78 |
To improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and orders. |
3 |
All Republicans |
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| May 15, 2015 |
H.R.2357 |
To direct the Securities and Exchange Commission to revise Form S-3 so as to add listing and registration of a class of common equity securities on a national securities exchange as an additional basis for satisfying the requirements of General Instruction I.B.1. of such form and to remove such listing and registration as a requirement of General Instruction I.B.6. of such form. |
0 |
|
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| Sept. 9, 2016 |
H.R.5991 |
To amend the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. |
1 |
All Democrats |
Referred to the House Committee on Financial Services. |
| June 21, 2016 |
H.R.5553 |
To amend the Securities Exchange Act of 1934 to require fines collected for violations of the rules of the Municipal Rulemaking Board to be deposited into the Treasury and to amend the Sarbanes-Oxley Act of 2002 to remove a requirement on the use of certain funds. |
0 |
|
Referred to the House Committee on Financial Services. |
| Feb. 25, 2015 |
H.R.1090 |
To amend the Securities Exchange Act of 1934 to provide protections for retail customers, and for other purposes. |
34 |
All Republicans |
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| March 26, 2015 |
H.R.1723 |
To direct the Securities and Exchange Commission to revise Form S-1 so as to permit smaller reporting companies to use forward incorporation by reference for such form. |
1 |
All Democrats |
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| May 6, 2014 |
H.R.4568 |
To enhance the ability of smaller reporting companies to access the public securities markets by allowing forward incorporation by reference on Form S-1, to add listing and registration of a class of common equity securities on a national securities exchange as an additional basis for satisfying the requirements of General Instruction I.B.1. of Form S-3, and to remove such listing and registration as a requirement of General Instruction I.B.6. of such form. |
1 |
All Republicans |
Ordered to be Reported by the Yeas and Nays: 32 - 26. |
| June 14, 2013 |
H.R.2374 |
To amend the Securities Exchange Act of 1934 to provide protections for retail customers, and for other purposes. |
1 |
All Democrats |
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
| April 18, 2013 |
H.R.1626 |
To amend the Securities Exchange Act of 1934 to prohibit the Securities and Exchange Commission from issuing rules requiring the disclosure of an issuer's expenditures for political activities. |
8 |
All Republicans |
Referred to the House Committee on Financial Services. |
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