David Eisner
Status
Withdrawn
Reported Asset Values
$12M–$43M+
The data on this page comes from a financial disclosure filed by David Eisner, who was picked to be: Counselor to the Secretary, Department of the Treasury in January, 2025. It is part of a collection of thousands of ethics documents ProPublica has been collecting from across the Trump administration.
Roles Outside Government
Officials are required to disclose paid or unpaid positions they hold or recently held outside the federal government, including roles as officer, director, trustee or employee. (Form 278e, Part 1)
| Organization | Position held | Endnote | Line No. |
|---|---|---|---|
| Family trust #1 | Trustee, 12/2012 - Present | 1 | |
| Family trust #2 | Trustee, 4/1994 - Present | 2 | |
| K1x, Inc. | Chairman, 4/2023 - Present | 3 | |
| Fnality, Ltd. | Chair of the Board, 3/2024 - Present | 4 | |
| Edison Partners Management, LLC | Operating Partner, 5/2022 - Present | 5 | |
| Roko Holdings, LLC | Advisor, 10/2023 - Present | 6 | |
| Council for a Secure America | Vice Chairman, 11/2023 - Present | 7 |
Employment Assets
Officials are required to disclose assets associated with their employment, including salary, retirement accounts, stocks, intellectual property and awards or prizes. (Form 278e, Part 2)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| K1x, Inc. (Tax preparation technology company) | $87,500 | Chairman of the Board Fees | 1 | ||
| K1x, Inc., vested stock options | $15,001 - $50,000 | None (or less than $201) | 2 | ||
| Fnality, Ltd. (Financial technology (wholesale payments) company) | $218K | Chair of the Board Fees | 3 | ||
| Roko Holdings LLC (Software development company) unvested profit units (value not readily ascertainable): 150,000 unvested units | None (or less than $201) | 4 | |||
| Edison Partners Management, LLC (Private equity firm) | $62,500 | Operating Partner Fees | 5 | ||
| IRA #1 | 6 | ||||
| GOOG - ALPHABET INC CL C | $15,001 - $50,000 | None (or less than $201) | 6.1 | ||
| AMZN - Amazon Com Inc | $15,001 - $50,000 | None (or less than $201) | 6.2 | ||
| APO - APOLLO GLOBAL MGMT INC CL A | $15,001 - $50,000 | None (or less than $201) | 6.3 | ||
| MSFT - Microsoft Corp | $15,001 - $50,000 | None (or less than $201) | 6.4 | ||
| NEE - Nextera Energy Inc | $15,001 - $50,000 | None (or less than $201) | 6.5 | ||
| UBER - UBER TECHNOLOGIES INC | $15,001 - $50,000 | None (or less than $201) | 6.6 | ||
| SPGP - INVESCO S&P 500 GARP ETF | $50,001 - $100K | None (or less than $201) | 6.7 | ||
| IVE - ISHARES S&P 500 VAL ETF | $15,001 - $50,000 | None (or less than $201) | 6.8 | ||
| IJH - ISHARES S&P MIDCAP 400 INDEX | $15,001 - $50,000 | None (or less than $201) | 6.9 | ||
| IGV - ISHARES N AMERICAN TECH SOFT | $15,001 - $50,000 | None (or less than $201) | 6.10 | ||
| IUSG - ISHARES CORE S&P U.S. GROWTH | $50,001 - $100K | None (or less than $201) | 6.11 | ||
| USMV - ISHARES EDGE MSCI MIN VOL USA | $15,001 - $50,000 | None (or less than $201) | 6.12 | ||
| QUAL - ISHARES EDGE MSCI US QLTY FAC | $50,001 - $100K | None (or less than $201) | 6.13 | ||
| NOBL - PROSHARES TR S&P 500 DV ARIST | $15,001 - $50,000 | None (or less than $201) | 6.14 | ||
| VGT - VANGUARD INFO TECH ETF | $15,001 - $50,000 | None (or less than $201) | 6.15 | ||
| VOO - Vanguard S&P 500 ETF | $100K - $250K | None (or less than $201) | 6.16 | ||
| EES - WISDOMTREE TR US SMALLCAP FUND | $15,001 - $50,000 | None (or less than $201) | 6.17 | ||
| DNL - WISDOMTREE TR GLB US QTLY DIV | $1,001 - $15,000 | None (or less than $201) | 6.18 | ||
| GQGIX - GQG PARTNERS EMRG MKTS EQ INS | $15,001 - $50,000 | None (or less than $201) | 6.19 | ||
| APDKX - ARTISAN INTL VALUE ADV | $15,001 - $50,000 | None (or less than $201) | 6.20 | ||
| BGRIX - BARON GROWTH INSTITUTIONAL | $15,001 - $50,000 | None (or less than $201) | 6.21 | ||
| GSIMX - GOLDMAN SACHS GQG INTL OPP I | $15,001 - $50,000 | None (or less than $201) | 6.22 | ||
| WCMIX - WCM FOCUSED INTL GWTH INST | $15,001 - $50,000 | None (or less than $201) | 6.23 | ||
| GOVXX - FEDERATED HERMES GOVT OBL AVR | $100K - $250K | None (or less than $201) | 6.24 | ||
| NINLX - NEUBERGER INTRINSIC VALUE INST | $15,001 - $50,000 | None (or less than $201) | 6.25 | ||
| VIMCX - VIRTUS KAR MID-CAP CORE I | $15,001 - $50,000 | None (or less than $201) | 6.26 | ||
| Vistra Energy Corp. (VST) | $15,001 - $50,000 | None (or less than $201) | 6.27 | ||
| Trane Technologies PLC (TT) | $15,001 - $50,000 | None (or less than $201) | 6.28 | ||
| Roth IRA | 7 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 7.1 | ||
| VOO - Vanguard S&P 500 ETF | $50,001 - $100K | None (or less than $201) | 7.2 | ||
| IRA #2 | 8 | ||||
| U.S. Bank (Cash) | $15,001 - $50,000 | None (or less than $201) | 8.1 | ||
| 00206RMM1 - AT&T INCCoupon 2.55% Mature 12/01/2033(G1GN4) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.2 | ||
| 01748NAE4 - ALLEGION US HOLDING CO INCCoupon 3.55% Mature 10/01/2027(FU13J) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.3 | ||
| 01748TAC5 - ALLEGION US HOLDING CO INCCoupon 5.41% Mature 07/01/2032(FRF83) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.4 | ||
| 02209SBD4 - ALTRIA GROUP INCCoupon 4.80% Mature 02/14/2029(DW89X) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.5 | ||
| 03027XAR1 - AMERICAN TOWER CORPCoupon 3.60% Mature 01/15/2028(CY93S) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.6 | ||
| 03027XCH1 - AMERICAN TOWER CORPCoupon 5.45% Mature 02/15/2034(F544G) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.7 | ||
| 054989AB4 - BAT CAPITAL CORPCoupon 6.42% Mature 08/02/2033(D96ND) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.8 | ||
| 08576PAH4 - BERRY GLOBAL INCCoupon 1.57% Mature 01/15/2026(A378A) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.9 | ||
| 093662AH7 - BLOCK FINANCIAL LLCCoupon 3.88% Mature 08/15/2030(D029E) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.10 | ||
| 093662AJ3 - BLOCK FINANCIAL LLCCoupon 2.50% Mature 07/15/2028(D7JQ1) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.11 | ||
| 103304BU4 - BOYD GAMING CORPCoupon 4.75% Mature 12/01/2027(G38QP) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.12 | ||
| 11135FAQ4 - BROADCOM INCCoupon 4.15% Mature 11/15/2030(E8H5P) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.13 | ||
| 11135FCD1 - BROADCOM INCCoupon 4.80% Mature 10/15/2034(H5C2S) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.14 | ||
| 12513GBD0 - CDW LLC / CDW FINANCE CORPCoupon 4.25% Mature 04/01/2028(FY4V9) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.15 | ||
| 142339AH3 - CARLISLE COS INCCoupon 3.75% Mature 12/01/2027(FD4N3) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.16 | ||
| 142339AJ9 - CARLISLE COS INCCoupon 2.75% Mature 03/01/2030(GS24L) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.17 | ||
| 205887CC4 - CONAGRA BRANDS INCCoupon 4.85% Mature 11/01/2028(CB8Y6) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.18 | ||
| 22822VBD2 - CROWN CASTLE INCCoupon 5.60% Mature 06/01/2029(G2MJ3) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.19 | ||
| 22822VBE0 - CROWN CASTLE INCCoupon 5.80% Mature 03/01/2034(F5X7Y) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.20 | ||
| 253393AF9 - DICK'S SPORTING GOODS INCCoupon 3.15% Mature 01/15/2032(C77KZ) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.21 | ||
| 26969PAB4 - EAGLE MATERIALS INCCoupon 2.50% Mature 07/01/2031(J4V51) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.22 | ||
| 29261AAA8 - ENCOMPASS HEALTH CORPCoupon 4.50% Mature 02/01/2028(CE0W4) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.23 | ||
| 29261AAB6 - ENCOMPASS HEALTH CORPCoupon 4.75% Mature 02/01/2030(D906H) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.24 | ||
| 30212PAP0 - EXPEDIA INCCoupon 3.80% Mature 02/15/2028(C72SK) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.25 | ||
| 337738BH0 - FISERV INCCoupon 5.63% Mature 08/21/2033(EV7F9) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.26 | ||
| 33938XAE5 - FLEX LTDCoupon 6.00% Mature 01/15/2028(D72D1) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.27 | ||
| 34964CAA4 - FORTUNE BRANDS INNOVATIONS INCCoupon 4.00% Mature 06/15/2025(DK9K7) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.28 | ||
| 372460AD7 - GENUINE PARTS COCoupon 6.88% Mature 11/01/2033(FLB94) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.29 | ||
| 404119CA5 - HCA INCCoupon 3.50% Mature 09/01/2030(F1KL8) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.30 | ||
| 404121AJ4 - HCA INCCoupon 5.63% Mature 09/01/2028(EPS52) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.31 | ||
| 40434LAK1 - HP INCCoupon 4.00% Mature 04/15/2029(A92NU) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.32 | ||
| 46266TAF5 - IQVIA INCCoupon 6.25% Mature 02/01/2029(B9YJ1) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.33 | ||
| 501797AR5 - BATH & BODY WORKS INCCoupon 7.50% Mature 06/15/2029(F8UW8) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.34 | ||
| 501889AF6 - LKQ CORPCoupon 6.25% Mature 06/15/2033(EQ8D5) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.35 | ||
| 595017BA1 - MICROCHIP TECHNOLOGY INCCoupon 4.25% Mature 09/01/2025(GN0A9) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.36 | ||
| 60871RAG5 - MOLSON COORS BEVERAGE COCoupon 3.00% Mature 07/15/2026(BA4G8) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.37 | ||
| 620076BL2 - MOTOROLA SOLUTIONS INCCoupon 4.60% Mature 02/23/2028(F88DM) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.38 | ||
| 620076BN8 - MOTOROLA SOLUTIONS INCCoupon 4.60% Mature 05/23/2029(E2X18) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.39 | ||
| 680665AL0 - OLIN CORPCoupon 5.63% Mature 08/01/2029(E468A) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.40 | ||
| 68389XCJ2 - ORACLE CORPCoupon 6.25% Mature 11/09/2032(FG315) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.41 | ||
| 718172DB2 - PHILIP MORRIS INTERNATIONAL INCCoupon 5.38% Mature 02/15/2033(FNX26) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.42 | ||
| 74736KAH4 - QORVO INCCoupon 4.38% Mature 10/15/2029(E7WH3) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.43 | ||
| 74762EAF9 - QUANTA SERVICES INCCoupon 2.90% Mature 10/01/2030(H5H8L) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.44 | ||
| 78410GAG9 - SBA COMMUNICATIONS CORPCoupon 3.13% Mature 02/01/2029(J13VP) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.45 | ||
| 817565CE2 - SERVICE CORP INTERNATIONAL/USCoupon 5.13% Mature 06/01/2029(BBQ95) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.46 | ||
| 817565CH5 - SERVICE CORP INTERNATIONAL/USCoupon 5.75% Mature 10/15/2032(HP26A) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.47 | ||
| 858119BN9 - STEEL DYNAMICS INCCoupon 1.65% Mature 10/15/2027(ELR34) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.48 | ||
| 88033GDK3 - TENET HEALTHCARE CORPCoupon 6.13% Mature 10/01/2028(KBS33) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.49 | ||
| 893647BL0 - TRANSDIGM INCCoupon 5.50% Mature 11/15/2027(GG59Y) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.50 | ||
| 896239AC4 - TRIMBLE INCCoupon 4.90% Mature 06/15/2028(ER37K) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.51 | ||
| 92343VGJ7 - VERIZON COMMUNICATIONS INCCoupon 2.55% Mature 03/21/2031(H06LD) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.52 | ||
| 960386AM2 - WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPCoupon 4.70% Mature 09/15/2028(EPV93) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.53 | ||
| 970648AM3 - WILLIS NORTH AMERICA INCCoupon 5.35% Mature 05/15/2033(GJ96Y) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.54 | ||
| 988498AR2 - YUM! BRANDS INCCoupon 5.38% Mature 04/01/2032(A20MB) (bond) | $15,001 - $50,000 | None (or less than $201) | 8.55 | ||
| 98956PAF9 - ZIMMER BIOMET HOLDINGS INCCoupon 3.55% Mature 04/01/2025(C5V4G) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.56 | ||
| 98956PAS1 - ZIMMER BIOMET HOLDINGS INCCoupon 3.05% Mature 01/15/2026(H5BU2) (bond) | $1,001 - $15,000 | None (or less than $201) | 8.57 | ||
| CROWN CASTLE INC 5.200% DUE:2034-09- 01 (note) | $1,001 - $15,000 | None (or less than $201) | 8.58 | ||
| GLOBAL PAYMENTS INC 5.400% DUE:2032- 08-15 (note) | $15,001 - $50,000 | None (or less than $201) | 8.59 | ||
| UNITED STATES TREASURY NOTE 4.125% DUE:2027-01-31 (note) | $15,001 - $50,000 | None (or less than $201) | 8.60 | ||
| Sep IRA | 9 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 9.1 | ||
| QQQE - DIREXION NASDAQ-100 EQ WEIGH | $15,001 - $50,000 | None (or less than $201) | 9.2 | ||
| QTEC - FIRST TRUST NASDAQ-100-TECH | $15,001 - $50,000 | None (or less than $201) | 9.3 | ||
| SPGP - INVESCO S&P 500 GARP ETF | $15,001 - $50,000 | None (or less than $201) | 9.4 | ||
| IWP - ISHARES RUSSELL MIDCAP G ETF | $15,001 - $50,000 | None (or less than $201) | 9.5 | ||
| IUSG - ISHARES CORE S&P U.S. GROWTH | $15,001 - $50,000 | None (or less than $201) | 9.6 | ||
| BGRIX - BARON GROWTH INSTITUTIONAL | $1,001 - $15,000 | None (or less than $201) | 9.7 | ||
| FAGCX - FIDELITY ADV GRW OPPORT I | $15,001 - $50,000 | None (or less than $201) | 9.8 | ||
| MUOIX - MSIF US CORE I | $15,001 - $50,000 | None (or less than $201) | 9.9 | ||
| PICMX - VIRTUS KAR MID-CAP GROWTH I | $1,001 - $15,000 | None (or less than $201) | 9.10 | ||
| INHERITED IRA | 10 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 10.1 | ||
| IGSB - ISHARES TRUST ISHARES 1-5 YE | $50,001 - $100K | None (or less than $201) | 10.2 | ||
| SPTL - SPDR PORTF LONG TERM TREAS ETF | $50,001 - $100K | None (or less than $201) | 10.3 | ||
| SPTI - SPDR PORTFOLIO INTERMEDIATE TE | $50,001 - $100K | None (or less than $201) | 10.4 | ||
| SPTS - SPDR PORTF SHORT TERM TREA ETF | $50,001 - $100K | None (or less than $201) | 10.5 | ||
| BIL - SPDR BLOOMBERG 1-3 MONTH T-B | $50,001 - $100K | None (or less than $201) | 10.6 | ||
| VCIT - VANGUARD INTERMEDIATE TERM COR | $50,001 - $100K | None (or less than $201) | 10.7 | ||
| IRA #3 | 11 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 11.1 | ||
| BCJ25 - BLACKSTONE PRIVATE CREDIT FUND | $100K - $250K | None (or less than $201) | 11.2 | ||
| BCU92 - OAKTREE STRATEGIC CREDIT FUND | $100K - $250K | None (or less than $201) | 11.3 | ||
| BCV96 - APOLLO DEBT SOLUTIONS BDC - CLASS I | $250K - $500K | None (or less than $201) | 11.4 | ||
| IRA #4 | 12 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 12.1 | ||
| Blue Owl Asset Special Opportunities Fund TE IX LP | $100K - $250K | None (or less than $201) | 12.2 | ||
| Edison Partners - Carried interest in Fund X (value not readily ascertainable): 0.3% of profits over 8% hurdle rate. See Endnote | None (or less than $201) | The underlying assets of Edison Partners Fund X are: Solutions by Text, LLC; Dash Solutions; 120Water, Inc.; RapidDeploy, Inc.; Field Effect Software, Inc.; K1x, Inc.; Get Spiffy, Inc.; MacroFab, Inc.; Take Command; SPHERE; Siesmos, Inc.; Fingercheck, LLC; Havenly, Inc.; Lokavant. | 13 | ||
| K1x, Inc. (value not readily ascertainable):36,584 unvested shares, strike $1.14, vest 7/2027, exp. 7/2033 | None (or less than $201) | 14 | |||
| K1x, Inc. (value not readily ascertainable):11,432 unvested shares, strike $1.14, vest 12/2027, exp. 12/2033 | None (or less than $201) | 15 | |||
| K1x, Inc. (value not readily ascertainable):80,000 unvested shares, strike $1.56, vest 12/2028, exp. 12/2034 | None (or less than $201) | 16 | |||
| Fnality, Ltd. stock options (value not readily ascertainable): 82,308 unvested shares, strike 1.85 GBP, vest 3/2025, exp. 3/2034 | None (or less than $201) | 17 | |||
| Fnality, Ltd. stock options (value not readily ascertainable): 82,308 unvested shares, strike 1.85 GBP, vest 3/2026, exp. 3/2034 | None (or less than $201) | 18 | |||
| Fnality, Ltd. stock options (value not readily ascertainable): 82,308 unvested shares, strike 1.85 GBP, vest 3/2027, exp. 3/2034 | None (or less than $201) | 19 | |||
| Fnality, Ltd. stock options (value not readily ascertainable): 87,309 unvested shares, strike 1.85 GBP, vest 3/2028, exp. 3/2034 | None (or less than $201) | 20 |
Employment Agreements
Officials are required to disclose agreements relating to other jobs, including what will happen with any small businesses they own during government service and any continued health care coverage, planned leaves of absence, severance or bonuses. (Form 278e, Part 3)
| Organization | Agreement | Endnote | Line No. |
|---|---|---|---|
| K1x, Inc. | Pursuant to a written agreement, upon my separation, the company will accelerate the vesting of my unvested stock options. I will retain my vested stock options. (2023-04-01) | 1 | |
| Fnality Ltd. | Pursuant to my Appointment Letter, upon my separation, two years of options will vest immediately. I will forfeit any unvested stock options upon separation. I will retain my vested stock options. (2024-03-01) | 2 | |
| Edison Partners Management LLC | I retain carried interest in Edison Partners Fund X, as compensation for services provided since 2022. The percentage was fixed in May 2022. Payment will be made if and when the fund profits from its investments. (2022-05-01) | 3 | |
| Roko Holdings, LLC | Pursuant to a written agreement, upon my separation, the company will accelerate the vesting of my unvested profit units. I will retain any vested profit units. (2023-10-01) | 4 |
Compensation
Officials are required to disclose the sources of any compensation above $5,000 in a year. (Form 278e, Part 4)
Other Assets and Income
Officials are required to disclose other assets and sources of investment income belonging to them, their spouse or their dependent children. These include annuities, bonds, cash, college savings plans, farms, precious metals, real estate, stocks, trusts and wills. (Form 278e, Part 6)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| U.S. Bank #1 (Cash) | $1,001 - $15,000 | None (or less than $201) | 1 | ||
| Family trust #1 | 2 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 2.1 | ||
| USMV - ISHARES EDGE MSCI MIN VOL USA | $1,001 - $15,000 | None (or less than $201) | 2.2 | ||
| Family Trust #2 Brokerage Account #1 | 3 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 3.1 | ||
| SPGP - INVESCO S&P 500 GARP ETF | $15,001 - $50,000 | $201 - $1,000 | 3.2 | ||
| IVE - ISHARES S&P 500 VAL ETF | $15,001 - $50,000 | $201 - $1,000 | 3.3 | ||
| Ishares Core S&P Mid-Cap ETF (IJH) | $250K - $500K | $2,501 - $5,000 | 3.4 | ||
| iShares Expanded Tech-Software ETF (IGV) | $50,001 - $100K | None (or less than $201) | 3.5 | ||
| IUSG - ISHARES CORE S&P U.S. GROWTH | $500K - $1M | $2,501 - $5,000 | 3.6 | ||
| SPY - SPDR S&P 500 ETF TRUST | $500K - $1M | $5,001 - $15,000 | 3.7 | ||
| EES - WISDOMTREE TR US SMALLCAP FUND | $100K - $250K | $1,001 - $2,500 | 3.8 | ||
| GQGIX - GQG PARTNERS EMRG MKTS EQ INS | $100K - $250K | $1,001 - $2,500 | 3.9 | ||
| DGIEX - BNY MELLON GLB EMERG MKTS I | None (or less than $1,001) | $2,501 - $5,000 | 3.10 | ||
| GSIMX - GOLDMAN SACHS GQG INTL OPP I | $100K - $250K | $5,001 - $15,000 | 3.11 | ||
| GOVXX - FEDERATED HERMES GOVT OBL AVR | $1M - $5M | $50,001 - $100K | 3.12 | ||
| CPODX - MS INSIGHT I | $50,001 - $100K | $201 - $1,000 | 3.13 | ||
| MIOIX - MSIF INTL OPPORTUNITY PTF I | $100K - $250K | None (or less than $201) | 3.14 | ||
| 912828G38 - UNITED STATES TREASURY NOTE RATE:W/R/N/A 2.250% DUE:2024-11-15 | None (or less than $1,001) | $50,001 - $100K | Capital Gains Interest | 3.15 | |
| Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares (VIOV) | $15,001 - $50,000 | None (or less than $201) | 3.16 | ||
| WCM Focused International Growth Fund Institutional Class Shares (WCMIX) | $15,001 - $50,000 | None (or less than $201) | 3.17 | ||
| Family Trust #2 Brokerage Account #2 | 4 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 4.1 | ||
| 00206RGL0 - AT&T INCCoupon 4.10% Mature 02/15/2028(AN66J) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.2 | |
| 01748TAC5 - ALLEGION US HOLDING CO INCCoupon 5.41% Mature 07/01/2032(FRF83) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.3 | |
| 02209SBD4 - ALTRIA GROUP INCCoupon 4.80% Mature 02/14/2029(DW89X) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.4 | |
| 03027XCH1 - AMERICAN TOWER CORPCoupon 5.45% Mature 02/15/2034(F544G) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.5 | |
| 054989AB4 - BAT CAPITAL CORPCoupon 6.42% Mature 08/02/2033(D96ND) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.6 | |
| 08576PAF8 - BERRY GLOBAL INCCoupon 1.65% Mature 01/15/2027(FJV87) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.7 | |
| 093662AJ3 - BLOCK FINANCIAL LLCCoupon 2.50% Mature 07/15/2028(D7JQ1) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.8 | |
| 103304BU4 - BOYD GAMING CORPCoupon 4.75% Mature 12/01/2027(G38QP) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.9 | |
| 11135FCD1 - BROADCOM INCCoupon 4.80% Mature 10/15/2034(H5C2S) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.10 | ||
| 12513GBD0 - CDW LLC / CDW FINANCE CORPCoupon 4.25% Mature 04/01/2028(FY4V9) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.11 | |
| 142339AH3 - CARLISLE COS INCCoupon 3.75% Mature 12/01/2027(FD4N3) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.12 | |
| 22822VBE0 - CROWN CASTLE INCCoupon 5.80% Mature 03/01/2034(F5X7Y) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.13 | ||
| 253393AF9 - DICK'S SPORTING GOODS INCCoupon 3.15% Mature 01/15/2032(C77KZ) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.14 | |
| 25470DAR0 - DISCOVERY COMMUNICATIONS LLCCoupon 3.95% Mature 03/20/2028(D69JW) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.15 | |
| 256746AH1 - DOLLAR TREE INCCoupon 4.20% Mature 05/15/2028(EN0F8) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.16 | |
| 29261AAB6 - ENCOMPASS HEALTH CORPCoupon 4.75% Mature 02/01/2030(D906H) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.17 | |
| 30212PAP0 - EXPEDIA INCCoupon 3.80% Mature 02/15/2028(C72SK) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.18 | |
| 337738BH0 - FISERV INCCoupon 5.63% Mature 08/21/2033(EV7F9) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.19 | |
| 33938XAB1 - FLEX LTDCoupon 4.88% Mature 05/12/2030(C61QR) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.20 | ||
| 33938XAE5 - FLEX LTDCoupon 6.00% Mature 01/15/2028(D72D1) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.21 | |
| 34964CAA4 - FORTUNE BRANDS INNOVATIONS INCCoupon 4.00% Mature 06/15/2025(DK9K7) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.22 | |
| 372460AD7 - GENUINE PARTS COCoupon 6.88% Mature 11/01/2033(FLB94) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.23 | ||
| 372460AE5 - GENUINE PARTS COCoupon 6.50% Mature 11/01/2028(FV449) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.24 | ||
| 37940XAA0 - GLOBAL PAYMENTS INCCoupon 2.65% Mature 02/15/2025(F1B7R) (bond) | None (or less than $1,001) | $201 - $1,000 | Capital Gains | 4.25 | |
| 404121AJ4 - HCA INCCoupon 5.63% Mature 09/01/2028(EPS52) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.26 | |
| 40434LAK1 - HP INCCoupon 4.00% Mature 04/15/2029(A92NU) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.27 | |
| 46266TAF5 - IQVIA INCCoupon 6.25% Mature 02/01/2029(B9YJ1) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.28 | ||
| 501797AR5 - BATH & BODY WORKS INCCoupon 7.50% Mature 06/15/2029(F8UW8) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.29 | |
| 501889AD1 - LKQ CORPCoupon 5.75% Mature 06/15/2028(G4XH9) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.30 | |
| 501889AF6 - LKQ CORPCoupon 6.25% Mature 06/15/2033(EQ8D5) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.31 | |
| 571903BE2 - MARRIOTT INTERNATIONAL INC/MDCoupon 4.63% Mature 06/15/2030(C8YZ7) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.32 | |
| 595017BA1 - MICROCHIP TECHNOLOGY INCCoupon 4.25% Mature 09/01/2025(GN0A9) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.33 | |
| 60871RAG5 - MOLSON COORS BEVERAGE COCoupon 3.00% Mature 07/15/2026(BA4G8) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.34 | |
| 620076BN8 - MOTOROLA SOLUTIONS INCCoupon 4.60% Mature 05/23/2029(E2X18) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.35 | |
| 680665AL0 - OLIN CORPCoupon 5.63% Mature 08/01/2029(E468A) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.36 | |
| 68389XCJ2 - ORACLE CORPCoupon 6.25% Mature 11/09/2032(FG315) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.37 | |
| 74736KAH4 - QORVO INCCoupon 4.38% Mature 10/15/2029(E7WH3) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.38 | |
| 74762EAF9 - QUANTA SERVICES INCCoupon 2.90% Mature 10/01/2030(H5H8L) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.39 | ||
| 78410GAG9 - SBA COMMUNICATIONS CORPCoupon 3.13% Mature 02/01/2029(J13VP) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.40 | |
| 817565CE2 - SERVICE CORP INTERNATIONAL/USCoupon 5.13% Mature 06/01/2029(BBQ95) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.41 | |
| 858119BK5 - STEEL DYNAMICS INCCoupon 3.45% Mature 04/15/2030(C9QZ6) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.42 | |
| 88033GDK3 - TENET HEALTHCARE CORPCoupon 6.13% Mature 10/01/2028(KBS33) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.43 | |
| 893647BL0 - TRANSDIGM INCCoupon 5.50% Mature 11/15/2027(GG59Y) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.44 | |
| 896239AC4 - TRIMBLE INCCoupon 4.90% Mature 06/15/2028(ER37K) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.45 | |
| 911365BN3 - UNITED RENTALS NORTH AMERICA INCCoupon 4.00% Mature 07/15/2030(E2BX5) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.46 | ||
| 92343VGJ7 - VERIZON COMMUNICATIONS INCCoupon 2.55% Mature 03/21/2031(H06LD) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.47 | |
| 960386AM2 - WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPCoupon 4.70% Mature 09/15/2028(EPV93) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.48 | |
| 970648AL5 - WILLIS NORTH AMERICA INCCoupon 4.65% Mature 06/15/2027(G99FF) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.49 | |
| 988498AR2 - YUM! BRANDS INCCoupon 5.38% Mature 04/01/2032(A20MB) (bond) | $1,001 - $15,000 | None (or less than $201) | 4.50 | ||
| 98956PAF9 - ZIMMER BIOMET HOLDINGS INCCoupon 3.55% Mature 04/01/2025(C5V4G) (bond) | $1,001 - $15,000 | $201 - $1,000 | Interest | 4.51 | |
| 11134LAH2 - BROADCOM CORP / BROADCOM CAYMAN FINANCE LTDRATE:A3/BBB 3.875% DUE:2027-01-15 (bond) | None (or less than $1,001) | $201 - $1,000 | Capital Gains Interest | 4.52 | |
| 747262AY9 - QVC INCRATE:B2/B- 4.750% DUE:2027-02-15 (bond) | None (or less than $1,001) | $2,501 - $5,000 | Capital Gains Interest | 4.53 | |
| 03027XAK6 - AMERICAN TOWER CORPRATE:BAA3/BBB- 3.375% DUE:2026- 10-15 (bond) | None (or less than $1,001) | $201 - $1,000 | Capital Gains Interest | 4.54 | |
| 05526DBR5 - BAT CAPITAL CORPRATE:BAA2/BBB+ 2.259% DUE:2028- 03-25 (bond) | None (or less than $1,001) | $201 - $1,000 | Capital Gains Interest | 4.55 | |
| 205887CA8 - CONAGRA BRANDS INCRATE:W/R/BBB- 4.300% DUE:2024-05-01 (bond) | None (or less than $1,001) | $201 - $1,000 | Capital Gains Interest | 4.56 | |
| 14448CAN4 - CARRIER GLOBAL CORPRATE:BAA3/BBB 2.242% DUE:2025- 02-15 (bond) | None (or less than $1,001) | $201 - $1,000 | Capital Gains Interest | 4.57 | |
| CROWN CASTLE INC 5.200% DUE:2034-09- 01 (bond) | $1,001 - $15,000 | None (or less than $201) | 4.58 | ||
| GLOBAL PAYMENTS INC 5.400% DUE:2032- 08-15 | $1,001 - $15,000 | None (or less than $201) | 4.59 | ||
| UNITED STATES TREASURY NOTE 4.125% DUE:2027-01-31 | None (or less than $1,001) | None (or less than $201) | 4.60 | ||
| Family Trust #2 Brokerage Account #3 | 5 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 5.1 | ||
| 03135NAV3 - AMHERST N Y DEV CORP REVCoupon 5.00% Mature 10/01/2025 (B3F60) Insurance Co: BUILD AMERICA MUTUAL (bond) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 5.2 | |
| 29508RKJ4 - ERIE CNTY N Y FISCAL STAB AUTHSLS TX ST AID SEC REV-DCoupon 5.00% Mature 09/01/2030 (F00ZU) (bond) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 5.3 | |
| 610730CR2 - MONROE CNTY N Y INDL DEV AGY SCH FAC REVCoupon 5.00% Mature 05/01/2027 (E155T) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.4 | |
| 61075TWS3 - MONROE CNTY N Y INDL DEV CORP REVCoupon 5.00% Mature 07/01/2034 (G2T34) (bond) | $1,001 - $15,000 | $201 - $1,000 | Capital Gains | 5.5 | |
| 63165T3Q6 - NASSAU CNTY N YCoupon 5.00% Mature 04/01/2034 (F82Z8) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.6 | |
| 648533J99 - NEW ROCHELLE N Y CITY SCH DISTCoupon 5.00% Mature 06/15/2027 (J796G) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.7 | |
| 64966MXB0 - NEW YORK N YCoupon 5.25% Mature 03/01/2034 (F9M02) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.8 | |
| 64966QXJ4 - NEW YORK N YCoupon 5.00% Mature 08/01/2034 (H59KQ) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.9 | |
| 64971XNA2 - NEW YORK N Y CITY TRANSITIONALFIN AUTHCoupon 5.00% Mature 11/01/2032 (F2TJ4) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.10 | |
| 64972GF74 - NEW YORK N Y CITY MUN WTR FIN AUTH WTR &Coupon 5.00% Mature 06/15/2034 (G1XY3) (bond) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 5.11 | |
| 64972GJZ8 - NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR REV-ACoupon 4.50% Mature 06/15/2032 (C70N7) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.12 | |
| 64990AJU0 - NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBTCoupon 5.00% Mature 03/15/2030 (C8Q3G) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.13 | |
| 64990GNV0 - NEW YORK ST DORM AUTH REVS NONST SUPPORCoupon 5.00% Mature 10/01/2034 (E54NR) (bond) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 5.14 | |
| 650009R54 - NEW YORK ST TWY AUTH GEN REVCoupon 5.00% Mature 01/01/2032 (C9DL2) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.15 | |
| 682832GB0 - ONONDAGA N Y CIVIC DEV CORP REV-ACoupon 5.00% Mature 12/01/2035 (GF3B4) (bond) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 5.16 | |
| 705778DQ8 - PELHAM N YCoupon 5.00% Mature 09/01/2034 (F8B2W) (bond) | $15,001 - $50,000 | None (or less than $201) | 5.17 | ||
| 729067JX7 - PLEASANTVILLE N Y UN FREE SCH DISTCoupon 5.00% Mature 11/01/2028 (J7X8A) (bond) | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 5.18 | |
| 89602HFF9 - TRIBOROUGH BRDG & TUNL AUTH N Y PAYROLL GREENCoupon 5.00% Mature 11/15/2027 (G30MJ) (bond) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 5.19 | |
| 631663SA0 - NASSAU CNTY N Y INTERIM FIN AUTHRATE:N/A/AAA 5.000% DUE:2029-11-15 (bond) | None (or less than $1,001) | $201 - $1,000 | Capital Gains Dividends | 5.20 | |
| brokerage account #1 | The income amount in Lines 6.1 to 6.9 represent my 45% share for income of each asset. | 6 | |||
| U.S. Bank (Cash) | $15,001 - $50,000 | None (or less than $201) | 6.1 | ||
| GOVXX - FEDERATED HERMES GOVT OBL AVR | $100K - $250K | $50,001 - $100K | 6.2 | ||
| EBAY - EBAY INC | None (or less than $1,001) | $201 - $1,000 | Dividends | 6.3 | |
| JEF - JEFFERIES FINL GROUP INC | None (or less than $1,001) | $5,001 - $15,000 | Dividends | 6.4 | |
| PNC - PNC FINL SVCS GP | None (or less than $1,001) | $201 - $1,000 | Dividends | 6.5 | |
| VTS - VITESSE ENERGY INC | None (or less than $1,001) | $1,001 - $2,500 | Dividends | 6.6 | |
| EMGF - ISHARES EMERGING MARKETS EQU | None (or less than $1,001) | $201 - $1,000 | 6.7 | ||
| SGOV - ISHARES 0-3 MONTH TREASURY B | None (or less than $1,001) | $50,001 - $100K | 6.8 | ||
| NBPIX - NEUBERGER BERMAN LG CP VL INST | None (or less than $1,001) | $201 - $1,000 | 6.9 | ||
| brokerage account #2 | 7 | ||||
| U.S. Bank (Cash) | $15,001 - $50,000 | $5,001 - $15,000 | Interest | 7.1 | |
| IUSG - ISHARES CORE S&P U.S. GROWTH | $1M - $5M | $5,001 - $15,000 | 7.2 | ||
| VOO - Vanguard S&P 500 ETF | $1M - $5M | $15,001 - $50,000 | 7.3 | ||
| Brokerage account #3 | 8 | ||||
| U.S. Bank (Cash) | $15,001 - $50,000 | $5,001 - $15,000 | Interest | 8.1 | |
| COHR - COHERENT INC | $1,001 - $15,000 | None (or less than $201) | 8.2 | ||
| Family Trust #2 Brokerage Account #4 | 9 | ||||
| EW AOS Investors LLC (invests in Assos of Switzerland - apparel manufacturer) | $15,001 - $50,000 | None (or less than $201) | 9.1 | ||
| Private Investments | 10 | ||||
| Exceed Investment LLC | 10.1 | ||||
| Exceed Advisory LLC (investment advisory firm) | $15,001 - $50,000 | None (or less than $201) | 10.1.1 | ||
| Revach Fund LP (life science and biotechnology-focused hedge fund) | 10.2 | ||||
| scPharmaceuticals Inc. Common Stock (SCPH) | $15,001 - $50,000 | None (or less than $201) | 10.2.1 | ||
| Exagen Inc. Common Stock (XGN) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 10.2.2 | |
| Mereo BioPharma Group plc American Depositary Shares (MREO) | $15,001 - $50,000 | $2,501 - $5,000 | Capital Gains | 10.2.3 | |
| Zevra Therapeutics Inc. (ZVRA) | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 10.2.4 | |
| Pulmonx Corporation Common Stock (LUNG) | $15,001 - $50,000 | None (or less than $201) | 10.2.5 | ||
| Delcath Systems Inc. Common Stock (DCTH) | $15,001 - $50,000 | $5,001 - $15,000 | Capital Gains | 10.2.6 | |
| Absci Corporation Common Stock (ABSI) | $1,001 - $15,000 | None (or less than $201) | 10.2.7 | ||
| Eton Pharmaceuticals Inc. Common Stock (ETON) | $1,001 - $15,000 | $15,001 - $50,000 | Capital Gains | 10.2.8 | |
| Astria Therapeutics Inc. Common Stock (ATXS) | $1,001 - $15,000 | None (or less than $201) | 10.2.9 | ||
| AxoGen, Inc. (AXGN) | $1,001 - $15,000 | $15,001 - $50,000 | Capital Gains | 10.2.10 | |
| ALKERMES PLC (ALKS) | $1,001 - $15,000 | None (or less than $201) | 10.2.11 | ||
| Verona Pharma plc American Depositary Share (VRNA) | $1,001 - $15,000 | $1,001 - $2,500 | Capital Gains | 10.2.12 | |
| Myomo Inc. Common Stock (MYO) | $1,001 - $15,000 | $1,001 - $2,500 | Capital Gains | 10.2.13 | |
| Organogenesis Holdings, Inc. (ORGO) | $1,001 - $15,000 | None (or less than $201) | 10.2.14 | ||
| Regulus Therapeutics, Inc. (RGLS) | $1,001 - $15,000 | None (or less than $201) | 10.2.15 | ||
| Harrow Health, Inc. (HROW) | $1,001 - $15,000 | $15,001 - $50,000 | Capital Gains | 10.2.16 | |
| Amylyx Pharmaceuticals Inc. Common Stock (AMLX) | $1,001 - $15,000 | None (or less than $201) | 10.2.17 | ||
| Ultragenyx Pharmaceutical, Inc. (RARE) | $1,001 - $15,000 | None (or less than $201) | 10.2.18 | ||
| Biodesix Inc. Common Stock (BDSX) | $1,001 - $15,000 | None (or less than $201) | 10.2.19 | ||
| Mirum Pharmaceuticals, Inc. (MIRM) | $1,001 - $15,000 | None (or less than $201) | 10.2.20 | ||
| Neuropace Inc. Common Stock (NPCE) | $1,001 - $15,000 | None (or less than $201) | 10.2.21 | ||
| Catalyst Pharmaceuticals, Inc. (CPRX) | $1,001 - $15,000 | $2,501 - $5,000 | Capital Gains | 10.2.22 | |
| Pharvaris N.V. Ordinary Shares (PHVS) | $1,001 - $15,000 | None (or less than $201) | 10.2.23 | ||
| Calcimedica, Inc. (CALC) | $1,001 - $15,000 | None (or less than $201) | 10.2.24 | ||
| ACADIA Pharmaceuticals, Inc. (ACAD) | $1,001 - $15,000 | None (or less than $201) | 10.2.25 | ||
| Entera Bio Ltd. Ordinary Shares (ENTX) | $1,001 - $15,000 | None (or less than $201) | 10.2.26 | ||
| Atara Biotherapeutics, Inc. (ATRA) | $1,001 - $15,000 | $1,001 - $2,500 | Capital Gains | 10.2.27 | |
| TELA Bio Inc. Common Stock (TELA) | $1,001 - $15,000 | $201 - $1,000 | Capital Gains | 10.2.28 | |
| AngioDynamics, Inc. (ANGO) | $1,001 - $15,000 | None (or less than $201) | 10.2.29 | ||
| Applied Therapeutics Inc. Common Stock (APLT) | $1,001 - $15,000 | None (or less than $201) | 10.2.30 | ||
| EyePoint Pharmaceuticals, Inc. (EYPT) | $1,001 - $15,000 | None (or less than $201) | 10.2.31 | ||
| Ventyx Biosciences Inc. Common Stock (VTYX) | $1,001 - $15,000 | None (or less than $201) | 10.2.32 | ||
| Ocular Therapeutix, Inc. (OCUL) | $1,001 - $15,000 | $2,501 - $5,000 | Capital Gains | 10.2.33 | |
| MediWound Ltd. Ordinary Shares (MDWD) | $1,001 - $15,000 | None (or less than $201) | 10.2.34 | ||
| Invivyd Inc., (IVVD) | $1,001 - $15,000 | None (or less than $201) | 10.2.35 | ||
| Esperion Therapeutics, Inc. (ESPR) | $1,001 - $15,000 | $201 - $1,000 | Capital Gains | 10.2.36 | |
| Elutia Inc. Class A (ELUT) | $1,001 - $15,000 | None (or less than $201) | 10.2.37 | ||
| BiomX Inc. COmmon Stock (PHGE) | $1,001 - $15,000 | None (or less than $201) | 10.2.38 | ||
| X4 Pharmaceuticals, Inc. (XFOR) | $1,001 - $15,000 | None (or less than $201) | 10.2.39 | ||
| Akoya BioSciences Inc. Common Stock (AKYA) | None (or less than $1,001) | $201 - $1,000 | Capital Gains | 10.2.40 | |
| Aldeyra Therapeutics, Inc. (ALDX) | None (or less than $1,001) | $1,001 - $2,500 | Capital Gains | 10.2.41 | |
| Lifeward Ltd. (LFWD) | None (or less than $1,001) | $2,501 - $5,000 | Capital Gains | 10.2.42 | |
| Roivant Sciences Ltd. Common Shares (ROIV) | None (or less than $1,001) | $5,001 - $15,000 | Capital Gains | 10.2.43 | |
| Rhythm Pharmaceuticals, Inc. (RYTM) | None (or less than $1,001) | $5,001 - $15,000 | Capital Gains | 10.2.44 | |
| Tiziana Life Sciences Ltd. Common Shares (TLSA) | None (or less than $1,001) | $201 - $1,000 | Capital Gains | 10.2.45 | |
| AtriCure, Inc. (ATRC) | None (or less than $1,001) | $201 - $1,000 | Capital Gains | 10.2.46 | |
| Calliditas Therapeutics AB American Depositary Shares (CALT) | None (or less than $1,001) | $2,501 - $5,000 | Capital Gains | 10.2.47 | |
| Collegium Pharmaceutical, Inc. (COLL) | None (or less than $1,001) | $201 - $1,000 | Capital Gains | 10.2.48 | |
| Merus N.V. Common Shares (MRUS) | None (or less than $1,001) | $1,001 - $2,500 | Capital Gains | 10.2.49 | |
| Protagonist Therapeutics, Inc. (PTGX) | None (or less than $1,001) | $1,001 - $2,500 | Capital Gains | 10.2.50 | |
| ARS Pharmaceuticals Inc. (SPRY) | None (or less than $1,001) | $5,001 - $15,000 | Capital Gains | 10.2.51 | |
| U.S. Bank (Cash) | $50,001 - $100K | $201 - $1,000 | Interest | 10.2.52 | |
| Balderdash Inc (online research company) | None (or less than $1,001) | None (or less than $201) | 10.3 | ||
| Tradelegs (financial technology company (ceased operations)) | None (or less than $1,001) | None (or less than $201) | 10.4 | ||
| Snaps (online marketing company) | None (or less than $1,001) | None (or less than $201) | 10.5 | ||
| K1x, Inc. (Tax preparation technology company) | $50,001 - $100K | None (or less than $201) | 10.6 | ||
| Propel Media (digital advertising company) | $15,001 - $50,000 | None (or less than $201) | 10.7 | ||
| U.S. Bank #2 (Cash) | $100K - $250K | $2,501 - $5,000 | Interest | 11 | |
| Brokerage Account #4 | 12 | ||||
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 12.1 | ||
| EBAY - EBAY INC | $15,001 - $50,000 | None (or less than $201) | 12.2 | ||
| EPD - ENTERPRISE PROD PRTNRS L.P. | $50,001 - $100K | $5,001 - $15,000 | Dividends | 12.3 | |
| IQV - IQVIA HOLDINGS INC | $50,001 - $100K | None (or less than $201) | 12.4 | ||
| JEF - JEFFERIES FINL GROUP INC | $250K - $500K | None (or less than $201) | 12.5 | ||
| MRK - MERCK & CO INC NEW COM | $50,001 - $100K | $1,001 - $2,500 | Dividends | 12.6 | |
| OKE - ONEOK INC | $50,001 - $100K | $1,001 - $2,500 | Dividends | 12.7 | |
| PNC - PNC FINL SVCS GP | $1,001 - $15,000 | None (or less than $201) | 12.8 | ||
| PYPL - PAYPAL HLDGS INC COM | $15,001 - $50,000 | None (or less than $201) | 12.9 | ||
| TMO - THERMO FISHER SCIENTIFIC | $100K - $250K | $201 - $1,000 | Dividends | 12.10 | |
| V - VISA INC CL A | $100K - $250K | $1,001 - $2,500 | Dividends | 12.11 | |
| VTS - VITESSE ENERGY INC | $1,001 - $15,000 | None (or less than $201) | 12.12 | ||
| YUM - YUM BRANDS INC | $15,001 - $50,000 | $201 - $1,000 | Dividends | 12.13 | |
| ARKK - ARK INNOVATION ETF | $15,001 - $50,000 | None (or less than $201) | 12.14 | ||
| QQEW - FIRST TRUST NASD 100 INDEX FD | $100K - $250K | $201 - $1,000 | 12.15 | ||
| SPGP - INVESCO S&P 500 GARP ETF | $15,001 - $50,000 | $201 - $1,000 | 12.16 | ||
| CGW - INVESCO S&P GLOBAL WATER INDEX | $15,001 - $50,000 | $201 - $1,000 | 12.17 | ||
| IPKW - INVESCO INTL BUYBACK ACHIEVERS | $15,001 - $50,000 | $201 - $1,000 | 12.18 | ||
| Ishares Core S&P Mid-Cap ETF (IJH) | $15,001 - $50,000 | $201 - $1,000 | 12.19 | ||
| IJK - ISHARES S&P MID-CAP 400 G ETF | $50,001 - $100K | $201 - $1,000 | 12.20 | ||
| IEO - ISHARES US OIL & GAS EXP PROD | $50,001 - $100K | $1,001 - $2,500 | 12.21 | ||
| HDV - ISHARES CORE HIGH DIVIDEND ETF | $100K - $250K | $2,501 - $5,000 | 12.22 | ||
| USMV - ISHARES EDGE MSCI MIN VOL USA | $100K - $250K | $1,001 - $2,500 | 12.23 | ||
| QUAL - ISHARES EDGE MSCI US QLTY FAC | $15,001 - $50,000 | $201 - $1,000 | 12.24 | ||
| MTUM - ISHARES EDGE MSCI US MOMENTUM | $100K - $250K | $1,001 - $2,500 | 12.25 | ||
| EMGF - ISHARES EMERGING MARKETS EQU | $1,001 - $15,000 | None (or less than $201) | 12.26 | ||
| SGOV - ISHARES 0-3 MONTH TREASURY B | $1M - $5M | None (or less than $201) | 12.27 | ||
| SPY - SPDR S&P 500 ETF TRUST | $1M - $5M | $5,001 - $15,000 | 12.28 | ||
| MDY - SPDR S&P MIDCAP 400 ETF TRUST | $100K - $250K | $2,501 - $5,000 | 12.29 | ||
| XLV - HEALTH CARE SEL SECT SPDR FD | $15,001 - $50,000 | $201 - $1,000 | 12.30 | ||
| XLP - CONS STAPLES SEL SECT SPDR FD | $50,001 - $100K | $1,001 - $2,500 | 12.31 | ||
| XLU - UTILITIES SEL SECT SPDR FUND | $15,001 - $50,000 | $201 - $1,000 | 12.32 | ||
| VIG - VANGUARD DIVIDEND APPRECIATION | $100K - $250K | $2,501 - $5,000 | 12.33 | ||
| VO - VANGUARD MID-CAP ETF INDEX | $250K - $500K | $201 - $1,000 | 12.34 | ||
| VTI - VANGUARD TTL STK MKT ETF | $500K - $1M | $5,001 - $15,000 | 12.35 | ||
| GQGIX - GQG PARTNERS EMRG MKTS EQ INS | $50,001 - $100K | $1,001 - $2,500 | 12.36 | ||
| GOVXX - FEDERATED HERMES GOVT OBL AVR | $500K - $1M | $5,001 - $15,000 | 12.37 | ||
| MSAQX - MSIF ASIA OPPORTUNITY I | $50,001 - $100K | $201 - $1,000 | 12.38 | ||
| NBPIX - NEUBERGER BERMAN LG CP VL INST | $15,001 - $50,000 | None (or less than $201) | 12.39 | ||
| SBUX - STARBUCKS INC | None (or less than $1,001) | $15,001 - $50,000 | Dividends Capital Gains | 12.40 |
Liabilities
Officials are required to disclose their liabilities totaling more than $10,000, as well as any linked to their spouse or dependent children. These include mortgages, credit card debt and student loans. The interest rates and loan repayment terms are also required. (Form 278e, Part 8)
| Creditor | Description | Endnote | Line No. |
|---|---|---|---|
| Blue Owl Asset Special Opportunities Fund TE IX LP | type: capital commitment, amount: $100,001 - $250,000, year-incurred: 2024, term: on demand | 1 |
About the Data
Most political appointees and senior officials in the executive branch are required by law to file public financial disclosure reports. These are documents that detail their financial holdings, positions they hold outside government, their spouse’s holdings, their liabilities and their recent financial transactions (such as buying or selling stock) during a defined reporting period.
The most senior officials file their disclosures with an agency called the Office of Government Ethics, and others file them with a designated ethics official within their agency. The Ethics in Government Act allows members of the public and the press to request these documents.
We’re publishing this information to give the public an important glimpse into the financial ties of a powerful and often hidden cadre of presidential appointees within the federal bureaucracy.
The main document type included in the database is the OGE Form 278e, which appointees must file when they are nominated (for Senate-confirmed appointees) or when they enter government (all others), and then annually while in the position. Another common document included is the OGE Form 278-T, also known as a periodic transaction report, which all public filers must submit within 30 days of a transaction. We are also making other ethics documents available, such as ethics agreements, certificates of divestiture and other documents we have obtained under the Ethics in Government Act.
Join us on Wednesday, April 8 for a walkthrough of ProPublica's new database of financial disclosures from Trump appointees and any potential conflicts they reveal. Register here.
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Read ProPublica reporting on the disclosure documents.
