John Hurley

Reported Asset Values
$53M–$62M+

The data on this page comes from a financial disclosure filed by John Hurley, who was picked to be: Undersecretary of the Treasury for Terrorism and Financial Intelligence, Department of the Treasury. It is part of a collection of thousands of ethics documents ProPublica has been collecting from across the Trump administration.

Roles Outside Government

Officials are required to disclose paid or unpaid positions they hold or recently held outside the federal government, including roles as officer, director, trustee or employee. (Form 278e, Part 1)

OrganizationPosition heldEndnoteLine No.
Cavalry Management Group, LLC (dba Cavalry Asset Management)Founder/Managi ng Member/Chief Investment Officer, 1/2003 - Present1
Stanford Graduate School of BusinessLecturer, 9/2005 - Present2
TGK Ventures LLCManaging Member, 3/2001 - Present3
Middle East InstituteBoard of Governors Member, 10/2023 - Present4
Hoover InstitutionBoard of Overseers Member, 9/2022 - Present5
American Enterprise InstituteBoard of Trustees Member, 12/2015 - Present6
America's Frontier FundBoard of Directors Member, 1/2022 - Present7
The Stimson Center - Eastwest Council of Advisors on Track II DiplomacyBoard of Directors and Council Member, 4/2024 - Present8
StratevariousConsultant, 4/2021 - Present9
Stanford Cancer Institute Director's CouncilMember, 10/2024 - Present10
The Bhusri Children's TrustTrustee, 9/2011 - Present11
The Denise L. Hurley Family 2012 TrustDistribution and Investment Adviser, 12/2012 - Present12
DJMA Partners LLCManager and Distribution Manager, 12/2012 - Present13
AMJ Partners LLCManager and Distribution Manager, 12/2012 - Present14
Alfred F. Hurley Jr. 2012 TrustDistribution Advisor and Investment Advisor, 12/2012 - Present15
The Hurley Family 2020 TrustTrustee, 4/2020 - Present16
Jumaal LLCDistribution Manager, 12/2020 - Present17
Blue Lantern LLCDistribution Manager, 12/2020 - Present18
Cavalry Vineyards Inc.Chief Executive Officer, 3/2010 - Present19
Trump Vance 2025 Transition Inc.Unpaid Volunteer, 11/2024 - 1/202520
Employment Assets

Officials are required to disclose assets associated with their employment, including salary, retirement accounts, stocks, intellectual property and awards or prizes. (Form 278e, Part 2)

DescriptionValueIncomeIncome TypeEndnoteLine No.
Stanford Graduate School of Business$75,655salary1
Cavalry Management Group LLC (investment management firm)$50M or moreNone (or less than $201)2
Cavalry Management Group LLC U.S. bank #1 (cash)$100K - $250KNone (or less than $201)2.1
CAM GP 1.5 LP (investment fund)None (or less than $1,001)None (or less than $201)CMG is the general partner of CAM GP 1.5 LP.2.2
CAM GP 1.5 LP U.S. bank #3 (cash)None (or less than $1,001)None (or less than $201)2.2.1
Cavalry Opportunity Fund, LP (investment fund)CAM GP 1.5 LP is the General Partner of Cavalry Opportunity Fund.2.2.2
Morgan Stanley Institutional Liquidity Funds Prime Portfolio (MPFXX)$5M - $25M$50,001 - $100K2.2.2.1
Cavalry Capital Appreciation 2 LP, general partnership interest (investment fund)None (or less than $1,001)None (or less than $201)CAM GP 1.5 is the General Partner of Cavalry Capital Appreciation 2 LP. This fund is dormant and has had final audit effective 12/31/23.2.2.3
Cavalry Capital Appreciation 2 LP U.S. bank #5 (cash)None (or less than $1,001)None (or less than $201)This bank account is for subscription cash and remains open for residual activity from Cavalry Capital Appreciation 2 LP.2.2.3.1
CCA2-P LP (investment fund)None (or less than $1,001)None (or less than $201)CAM GP 1.5 is the General Partner of CCA2-P. This fund is dormant and has had final audit.2.2.4
CCA2-P LP U.S. bank #6 (cash)None (or less than $1,001)None (or less than $201)This bank account is for subscription cash and remains open for residual activity from CCA2-P LP.2.2.4.1
CCA2-H LP (investment fund)None (or less than $1,001)None (or less than $201)CAM GP 1.5 is the General Partner of CCA2-H LP. This fund is dormant and has had final audit.2.2.5
CCA2-H LP U.S. bank #7 (cash)None (or less than $1,001)None (or less than $201)This bank account is for subscription cash and remains open for residual activity from CCA2-H LP.2.2.5.1
CAM GP 1.6 LP (limited partner of separately managed accounts)None (or less than $1,001)None (or less than $201)CMG is the General Partner of Cam GP 1.6 LP.2.3
CAM GP 1.6 LP U.S. bank #8 (cash)$1,001 - $15,000None (or less than $201)2.3.1
Topwater Partners LLC (cash only) (separately managed account) (co-investment interest)$250K - $500KNone (or less than $201)Cam GP 1.6 LP is subscribed to Topwater Partners LLC. It is a cash investment and is not active.2.3.2
Prelude Opportunity Fund LP (cash only) (separately managed account) (co-investment interest)$500K - $1MNone (or less than $201)Cam GP 1.6 LP is the General Partner of Prelude Opportunity Fund. It is a cash investment and is not active.2.3.3
Boothbay Absolute Return Strategies LP (separately managed account) (co-investment interest)CAM GP 1.6 LP is the General Partner of Boothbay Absolute Return Strategies LP.2.3.4
Apple, Inc. (AAPL), open short position: 480 shares at $244.47 (value not readily ascertainable)None (or less than $201)2.3.4.1
Adobe, Inc. (ADBE), open short position: 103 shares at $464.11 (value not readily ascertainable)None (or less than $201)2.3.4.2
Applied Materials, Inc. (AMAT). open short position: 162 shares at $172 (value not readily ascertainable)None (or less than $201)2.3.4.3
Advanced Micro Devices, Inc. (AMD), open short position: 731 shares at $114.28 (value not readily ascertainable)None (or less than $201)2.3.4.4
Amazon.com, Inc. (AMZN)$15,001 - $50,000$5,001 - $15,000Capital Gains2.3.4.5
Arista Networks, Inc. (ANET), open short position: 5 shares at $2.25 (value not readily ascertainable)None (or less than $201)2.3.4.6
Alpha and Omega Semiconductor Limited (AOSL), open short option: 20 shares at $.025$50,001 - $100K$5,001 - $15,000Capital Gains2.3.4.7
Arm Holdings PLC-ADR (ARM), open short position: 213 shares at $160.32 (value not readily ascertainable)None (or less than $201)2.3.4.8
Broadcom, Inc. (AVGO)$15,001 - $50,000$15,001 - $50,000Capital Gains Dividends2.3.4.9
Bloom Energy Corporation (BE)$15,001 - $50,000$5,001 - $15,000Capital Gains2.3.4.10
Charter Communications, Inc. (CHTR), open short position: 146 shares at $361.74 (value not readily ascertainable)None (or less than $201)2.3.4.11
Ciena Corp. (CIEN)$50,001 - $100K$5,001 - $15,000Capital Gains2.3.4.12
Comcast Corp. (CMCSA), open short position: 1,286 shares at $36.35 (value not readily ascertainable)None (or less than $201)2.3.4.13
salesforce.com, inc. (CRM), open short position: 164 shares at $328.96 (value not readily ascertainable)None (or less than $201)2.3.4.14
The Walt Disney Co. (DIS), open short position: 526 shares at $109.56 (value not readily ascertainable)None (or less than $201)2.3.4.15
Amdocs Limited Ordinary Shares (DOX)$15,001 - $50,000None (or less than $201)2.3.4.16
Equinix, Inc. (EQIX)$15,001 - $50,000$201 - $1,000Capital Gains Dividends2.3.4.17
TELEFONAKTIEBOLAGET LM ERICSSON (American Depositary Shares), open short position: 155 shares at $.025 (value not readily ascertainable)None (or less than $201)2.3.4.18
Alphabet, Inc. (GOOG), open short position: 302 shares at $185.80 (value not readily ascertainable)None (or less than $201)2.3.4.19
Hewlett-Packard Enterprise Co. (HPE)$50,001 - $100KNone (or less than $201)2.3.4.20
International Business Machines Corp. (IBM)$50,001 - $100K$5,001 - $15,0002.3.4.21
Lumentum Holdings, Inc. (LITE), open short position: 10 shares at $.375 (value not readily ascertainable)None (or less than $201)2.3.4.22
Meta Platforms Inc. Class A Common Stock (META)$15,001 - $50,000$15,001 - $50,000Capital Gains Dividends2.3.4.23
Monolithic Power Systems, Inc. (MPWR), open short position: 100 shares at $690.77 (value not readily ascertainable)None (or less than $201)2.3.4.24
Marvell Technology Group Ltd. (MRVL), open short position: 465 shares at $107.29 (value not readily ascertainable)None (or less than $201)2.3.4.25
Microsoft Corp. (MSFT)$15,001 - $50,000None (or less than $201)2.3.4.26
Micron Technology, Inc. (MU), open short position: 766 shares at $106.79 (value not readily ascertainable)None (or less than $201)2.3.4.27
Nokia Corporation Sponsored American Depositary Shares (NOK)$1,001 - $15,000$1,001 - $2,500Capital Gains2.3.4.28
ServiceNow, Inc. (NOW), open short position: 27 shares at $997.48 (value not readily ascertainable)None (or less than $201)2.3.4.29
Nvidia Corp. (NVDA)$15,001 - $50,000$5,001 - $15,000Capital Gains Dividends2.3.4.30
Snowflake Inc. Class A Common Stock (SNOW)$50,001 - $100K$15,001 - $50,000Capital Gains2.3.4.31
AT&T (T)$50,001 - $100K$15,001 - $50,000Capital Gains Dividends2.3.4.32
T-Mobile US, Inc. (TMUS), open short position: 127 shares at $263.21 (value not readily ascertainable)None (or less than $201)2.3.4.33
Tesla, Inc. (TSLA), open short position: 138 shares at $354.11 (value not readily ascertainable)None (or less than $201)2.3.4.34
Taiwan Semiconductor Manufacturing Company Ltd. (TSM)$15,001 - $50,000$15,001 - $50,000Capital Gains Dividends2.3.4.35
Uber Technologies, Inc. (UBER), open short position: 512 shares at $81.49 (value not readily ascertainable)None (or less than $201)2.3.4.36
Vertiv Holdings LLC Class A Common Stock (VRT)$15,001 - $50,000None (or less than $201)2.3.4.37
Analog Devices, Inc. (ADI), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends2.3.4.38
Astera Labs Inc (ALAB), closed short positionNone (or less than $1,001)$15,001 - $50,000Capital Gains2.3.4.39
Datadog Inc. Class A Common Stock (DDOG), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.40
Dell Technologies, Inc. (DELL), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends2.3.4.41
Harmonic, Inc. (HLIT), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.42
Infineon Technologies-ADR (IFNNY), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.43
Intel Corp. (INTC), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends2.3.4.44
KLA Corp. (KLAC), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.45
Lam Research Corp. (LRCX), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends2.3.4.46
Microchip Technology, Inc. (MCHP), closed short positionNone (or less than $1,001)$5,001 - $15,000Capital Gains Dividends2.3.4.47
MaxLinear, Inc. (MXL), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.48
ON Semiconductor Corp. (ON), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains2.3.4.49
Palo Alto Networks, Inc. (PANW), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.50
QUALCOMM, Inc. (QCOM), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends2.3.4.51
Rivian Automotive Inc. Class A Common Stock (RIVN), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.52
Rocket Lab USA Inc. Common Stock (RKLB), closed short positionNone (or less than $1,001)$5,001 - $15,0002.3.4.53
Silicon Laboratories, Inc. (SLAB), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.54
Seagate Technology Plc (STX), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.55
Skyworks Solutions, Inc. (SWKS), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains Dividends2.3.4.56
Texas Instruments Incorporated (TXN), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.57
Western Digital Corp. (WDC), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.58
Wolfspeed Inc. Common Stock (WOLF), closed short positionNone (or less than $1,001)None (or less than $201)2.3.4.59
Alpha and Omega Semiconductor Limited (AOSL), call optionNone (or less than $1,001)None (or less than $201)2.3.4.60
Alpha and Omega Semiconductor Limited (AOSL), put option$15,001 - $50,000None (or less than $201)2.3.4.61
TELEFONAKTIEBOLAGET LM ERICSSON (American Depositary Shares, call optionNone (or less than $1,001)None (or less than $201)2.3.4.62
Ericsson American Depositary Shares (ERIC), put option$15,001 - $50,000None (or less than $201)2.3.4.63
Lumentum Holdings, Inc. (LITE), call optionNone (or less than $1,001)None (or less than $201)2.3.4.64
Lumentum Holdings, Inc. (LITE), put option$15,001 - $50,000None (or less than $201)2.3.4.65
Monolithic Power Systems, Inc. (MPWR), call option$1,001 - $15,000None (or less than $201)2.3.4.66
Monolithic Power Systems, Inc. (MPWR), put optionNone (or less than $1,001)None (or less than $201)2.3.4.67
Apple, Inc. (AAPL), call optionNone (or less than $1,001)None (or less than $201)2.3.4.68
Apple, Inc. (AAPL), put optionNone (or less than $1,001)None (or less than $201)2.3.4.69
Advanced Micro Devices, Inc. (AMD), put optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.70
Broadcom, Inc. (AVGO), call optionNone (or less than $1,001)None (or less than $201)2.3.4.71
Broadcom, Inc. (AVGO), put optionNone (or less than $1,001)None (or less than $201)2.3.4.72
Bloom Energy Corporation (BE), call optionNone (or less than $1,001)None (or less than $201)2.3.4.73
Bloom Energy Corporation (BE), put optionNone (or less than $1,001)None (or less than $201)2.3.4.74
Charter Communications, Inc. (CHTR), call optionNone (or less than $1,001)None (or less than $201)2.3.4.75
Charter Communications, Inc. (CHTR), put optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.76
Ciena Corp. (CIEN), call optionNone (or less than $1,001)None (or less than $201)2.3.4.77
Ciena Corp. (CIEN), put optionNone (or less than $1,001)None (or less than $201)2.3.4.78
Hewlett-Packard Enterprise Co. (HPE), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.79
Hewlett-Packard Enterprise Co. (HPE), put optionNone (or less than $1,001)None (or less than $201)2.3.4.80
Meta Platforms Inc. Class A Common Stock (META), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.81
Meta Platforms Inc. Class A Common Stock (META), put optionNone (or less than $1,001)None (or less than $201)2.3.4.82
Micron Technology, Inc. (MU), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.83
Micron Technology, Inc. (MU), put optionNone (or less than $1,001)None (or less than $201)2.3.4.84
MaxLinear, Inc. (MXL), call optionNone (or less than $1,001)$1,001 - $2,500Capital Gains2.3.4.85
MaxLinear, Inc. (MXL), put optionNone (or less than $1,001)$5,001 - $15,000Capital Gains2.3.4.86
NVIDIA Corp. (NVDA), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.87
NVIDIA Corp. (NVDA), put optionNone (or less than $1,001)None (or less than $201)2.3.4.88
ON Semiconductor Corp. (ON), call optionNone (or less than $1,001)None (or less than $201)2.3.4.89
ON Semiconductor Corp. (ON), put optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.90
Rocket Lab USA Inc. Common Stock (RKLB), call optionNone (or less than $1,001)None (or less than $201)2.3.4.91
Rocket Lab USA Inc. Common Stock (RKLB), put optionNone (or less than $1,001)None (or less than $201)2.3.4.92
Snowflake Inc. Class A Common Stock (SNOW), closed position for written put optionNone (or less than $1,001)$1,001 - $2,500Capital Gains2.3.4.93
Tesla, Inc. (TSLA), put optionNone (or less than $1,001)None (or less than $201)2.3.4.94
Tesla, Inc. (TSLA), call optionNone (or less than $1,001)None (or less than $201)2.3.4.95
Vertiv Holdings LLC Class A Common Stock (VRT), call optionNone (or less than $1,001)None (or less than $201)2.3.4.96
Wolfspeed Inc. Common Stock (WOLF), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.97
Wolfspeed Inc. Common Stock (WOLF), put optionNone (or less than $1,001)None (or less than $201)2.3.4.98
Snowflake Inc. Class A Common Stock (SNOW), call optionNone (or less than $1,001)$1,001 - $2,500Capital Gains2.3.4.99
Alpha and Omega Semiconductor Limited (AOSL), put optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.100
Alpha and Omega Semiconductor Limited (AOSL), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.101
Lumentum Holdings, Inc. (LITE), put optionNone (or less than $1,001)None (or less than $201)2.3.4.102
Marvell Technology Group Ltd. (MRVL)$1,001 - $15,000$201 - $1,000Capital Gains2.3.4.103
Lumentum Holdings, Inc. (LITE), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.3.4.104
Cavalry Management Asia, LTD$1,001 - $15,000None (or less than $201)Cavalry Management Asia, LTD, is a Hong Kong Company that is a wholly owned subsidiary of Cavalry Management Group. This company was previously licensed with HK SFC but is no longer licensed at our request. Although it is still in existence, it has no employees and no office.3
Cavalyry Management Asia, LTD U.S. bank #2 (cash)$1,001 - $15,000None (or less than $201)3.1
Cavalry Management Group LLC 401K4
Templeton Growth Fund, Inc Class R Shares (TEGRX)$1M - $5MNone (or less than $201)4.1
Cavalry Opportunity Fund U.S. bank #4 (cash)None (or less than $1,001)None (or less than $201)5
Boothbay Diversified Alpha Fund LP (co- investment interest)This fund was closed in November 2024 and all holdings were liquidated to cash. As of the date of initially submitting this Nominee 278 (2/18/2025), all cash had been distributed from the Fund and I had no economic interest in it.6
Amazon.com, Inc. (AMZN)None (or less than $1,001)None (or less than $201)6.1
Broadcom, Inc. (AVGO)None (or less than $1,001)None (or less than $201)6.2
Bloom Energy Corporation (BE)None (or less than $1,001)$5,001 - $15,000Capital Gains6.3
Ciena Corp. (CIEN)None (or less than $1,001)None (or less than $201)6.4
Amdocs Limited Ordinary Shares (DOX)None (or less than $1,001)None (or less than $201)6.5
Equinix, Inc. (EQIX)None (or less than $1,001)$2,501 - $5,000Capital Gains6.6
Ericsson American Depositary Shares (ERIC)None (or less than $1,001)$5,001 - $15,000Capital Gains Dividends6.7
Hewlett-Packard Enterprise Co. (HPE)None (or less than $1,001)None (or less than $201)6.8
International Business Machines Corp. (IBM)None (or less than $1,001)None (or less than $201)6.9
Meta Platforms Inc. Class A Common Stock (META)None (or less than $1,001)$5,001 - $15,000Capital Gains Dividends6.10
Microsoft Corp. (MSFT)None (or less than $1,001)None (or less than $201)6.11
Micron Technology, Inc. (MU)None (or less than $1,001)None (or less than $201)6.12
Nvidia Corp. (NVDA)None (or less than $1,001)$2,501 - $5,000Capital Gains Dividends6.13
Snowflake Inc. Class A Common Stock (SNOW)None (or less than $1,001)$5,001 - $15,0006.14
AT&T (T)None (or less than $1,001)$5,001 - $15,000Capital Gains Dividends6.15
Taiwan Semiconductor Manufacturing Company Ltd. (TSM)None (or less than $1,001)$5,001 - $15,000Capital Gains Dividends6.16
Vertiv Holdings LLC Class A Common Stock (VRT), closed short positionNone (or less than $1,001)None (or less than $201)6.17
Analog Devices, Inc. (ADI), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends6.18
Astera Labs Inc (ALAB), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains6.19
Datadog Inc. Class A Common Stock (DDOG), closed short positionNone (or less than $1,001)None (or less than $201)6.20
Dell Technologies, Inc. (DELL), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains Dividends6.21
Harmonic, Inc. (HLIT), closed short positionNone (or less than $1,001)None (or less than $201)6.22
Infineon Technologies-ADR (IFNNY), closed short positionNone (or less than $1,001)None (or less than $201)6.23
Intel Corp. (INTC), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains Dividends6.24
KLA Corp. (KLAC), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends6.25
Lam Research Corp. (LRCX), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends6.26
Microchip Technology, Inc. (MCHP), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains Dividends6.27
MaxLinear, Inc. (MXL), closed short positionNone (or less than $1,001)None (or less than $201)6.28
ON Semiconductor Corp. (ON), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains6.29
Palo Alto Networks, Inc. (PANW), closed short positionNone (or less than $1,001)None (or less than $201)6.30
QUALCOMM, Inc. (QCOM), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends6.31
Rivian Automotive Inc. Class A Common Stock (RIVN), closed short positionNone (or less than $1,001)None (or less than $201)6.32
Rocket Lab USA Inc. Common Stock (RKLB), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains6.33
Silicon Laboratories, Inc. (SLAB), closed short positionNone (or less than $1,001)None (or less than $201)6.34
Seagate Technology Plc (STX), closed short positionNone (or less than $1,001)None (or less than $201)6.35
Skyworks Solutions, Inc. (SWKS), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends6.36
Texas Instruments Incorporated (TXN), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends6.37
Western Digital Corp. (WDC), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains6.38
Wolfspeed Inc. Common Stock (WOLF), closed short positionNone (or less than $1,001)None (or less than $201)6.39
Alpha and Omega Semiconductor Limited (AOSL), call optionNone (or less than $1,001)None (or less than $201)6.40
Alpha and Omega Semiconductor Limited (AOSL), put optionNone (or less than $1,001)$201 - $1,000Capital Gains6.41
Ericsson American Depositary Shares (ERIC), call optionNone (or less than $1,001)$201 - $1,000Capital Gains6.42
Ericsson American Depositary Shares (ERIC), put optionNone (or less than $1,001)None (or less than $201)6.43
Lumentum Holdings, Inc. (LITE), call optionNone (or less than $1,001)None (or less than $201)6.44
Lumentum Holdings, Inc. (LITE), put optionNone (or less than $1,001)None (or less than $201)6.45
Apple, Inc. (AAPL), call optionNone (or less than $1,001)None (or less than $201)6.46
Apple, Inc. (AAPL), put optionNone (or less than $1,001)None (or less than $201)6.47
Advanced Micro Devices, Inc. (AMD), call optionNone (or less than $1,001)None (or less than $201)6.48
Advanced Micro Devices, Inc. (AMD), put optionNone (or less than $1,001)None (or less than $201)6.49
Broadcom, Inc. (AVGO), call optionNone (or less than $1,001)None (or less than $201)6.50
Broadcom, Inc. (AVGO), put optionNone (or less than $1,001)None (or less than $201)6.51
Bloom Energy Corporation (BE), call optionNone (or less than $1,001)None (or less than $201)6.52
Bloom Energy Corporation (BE), put optionNone (or less than $1,001)None (or less than $201)6.53
Charter Communications, Inc. (CHTR), call optionNone (or less than $1,001)None (or less than $201)6.54
Charter Communications, Inc. (CHTR), put optionNone (or less than $1,001)None (or less than $201)6.55
Ciena Corp. (CIEN), call optionNone (or less than $1,001)None (or less than $201)6.56
Ciena Corp. (CIEN), put optionNone (or less than $1,001)None (or less than $201)6.57
Hewlett-Packard Enterprise Co. (HPE), call optionNone (or less than $1,001)None (or less than $201)6.58
Hewlett-Packard Enterprise Co. (HPE), put optionNone (or less than $1,001)None (or less than $201)6.59
Meta Platforms Inc. Class A Common Stock (META), call optionNone (or less than $1,001)None (or less than $201)6.60
Meta Platforms Inc. Class A Common Stock (META), put optionNone (or less than $1,001)None (or less than $201)6.61
Micron Technology, Inc. (MU), call optionNone (or less than $1,001)$201 - $1,000Capital Gains6.62
Micron Technology, Inc. (MU), put optionNone (or less than $1,001)None (or less than $201)6.63
MaxLinear, Inc. (MXL), call optionNone (or less than $1,001)$201 - $1,000Capital Gains6.64
MaxLinear, Inc. (MXL), put optionNone (or less than $1,001)$2,501 - $5,000Capital Gains6.65
NVIDIA Corp. (NVDA), call optionNone (or less than $1,001)$201 - $1,000Capital Gains6.66
NVIDIA Corp. (NVDA), put optionNone (or less than $1,001)None (or less than $201)6.67
ON Semiconductor Corp. (ON), call optionNone (or less than $1,001)None (or less than $201)6.68
ON Semiconductor Corp. (ON), put optionNone (or less than $1,001)None (or less than $201)6.69
Rocket Lab USA Inc. Common Stock (RKLB), call optionNone (or less than $1,001)None (or less than $201)6.70
Rocket Lab USA Inc. Common Stock (RKLB), put optionNone (or less than $1,001)None (or less than $201)6.71
Snowflake Inc. Class A Common Stock (SNOW), call optionNone (or less than $1,001)$201 - $1,000Capital Gains6.72
Snowflake Inc. Class A Common Stock (SNOW), put optionNone (or less than $1,001)$201 - $1,000Capital Gains6.73
Tesla, Inc. (TSLA), call optionNone (or less than $1,001)None (or less than $201)6.74
Tesla, Inc. (TSLA), put optionNone (or less than $1,001)None (or less than $201)6.75
Vertiv Holdings LLC Class A Common Stock (VRT), call optionNone (or less than $1,001)None (or less than $201)6.76
Wolfspeed Inc. Common Stock (WOLF), call optionNone (or less than $1,001)None (or less than $201)6.77
Wolfspeed Inc. Common Stock (WOLF), put optionNone (or less than $1,001)None (or less than $201)6.78
Nokia Corporation Sponsored American Depositary Shares (NOK)None (or less than $1,001)None (or less than $201)6.79
Cavalry Management Group LLC U.S. bank #9 (cash)None (or less than $1,001)None (or less than $201)Bank account to close once residual activity ceases.7
Fidelity Retirement Savings, 401K8
Fidelity Money Market Portfolio Institutional Class (FNSXX)$15,001 - $50,000None (or less than $201)8.1
Fidelity Blue Chip Growth K6 Fund (FBCGX)$100K - $250KNone (or less than $201)8.2
Fidelity Magellan K6 Fund (FMKFX)$100K - $250KNone (or less than $201)8.3
Metropolitan Life Insurance Policy, group variable universal life$250K - $500KNone (or less than $201)9
Fidelity Variable Insurance Products Growth Portfolio Initial Class (035)9.1
Stratevarious - 02/27/2024$1,500honorarium10
Stratevarious - 05/31/2024$1,500honorarium11
Employment Agreements

Officials are required to disclose agreements relating to other jobs, including what will happen with any small businesses they own during government service and any continued health care coverage, planned leaves of absence, severance or bonuses. (Form 278e, Part 3)

OrganizationAgreementEndnoteLine No.
Cavalry Management Group LLCI will continue to participate in the health, dental, and vision insurance at my own cost. Cavalry Management Group LLC will not make further contributions after my separation (2003-01-01)1
Cavalry Management Group LLC 401KI will continue to participate in this defined contribution plan. The plan sponsor does not currently make any contributions and will not make any contributions after my separation. (2005-12-01)2
Fidelity Investments 401KI will continue to participate in the defined contribution plan, but the employer has ceased making contributions. (1997-04-01)3
Calvary Management Group LLC (Boothbay Fund)I have a co-investment arrangement with respect to CMG's Boothbay Fund, whereby I, as a manager, contribute capital and the Fund matches that capital, and I absorb first losses and share profits. I can terminate this co-investment arrangement upon termination of my position at CMG. (2003-01-01)4
Calvary Management Group LLC (Topwater Fund)I have a co-investment arrangement with respect to CMG's Topwater Fund, whereby I, as a manager, contribute capital and the Fund matches that capital, and I absorb first losses and share profits. I can terminate this co-investment arrangement upon termination of my position at CMG. (2003-01-01)5
Calvary Management Group LLC (Prelude Fund)I have a co-investment arrangement with respect to CMG's Prelude Fund, whereby I, as a manager, contribute capital and the Fund matches that capital, and I absorb first losses and share profits. I can terminate this co-investment arrangement upon termination of my position at CMG. (2003-01-01)6
Compensation

Officials are required to disclose the sources of any compensation above $5,000 in a year. (Form 278e, Part 4)

OrganizationDescriptionEndnoteLine No.
Cavalry Management Group LLCManaging Member1
Stanford Graduate School of BusinessLecturer in the Graduate School of Business2
Stratevarious IncConsultant3
Other Assets and Income

Officials are required to disclose other assets and sources of investment income belonging to them, their spouse or their dependent children. These include annuities, bonds, cash, college savings plans, farms, precious metals, real estate, stocks, trusts and wills. (Form 278e, Part 6)

DescriptionValueIncomeIncome TypeEndnoteLine No.
brokerage account #11
Fidelity California AMT Tax-Free Money Market Fund (FSPXX)$100K - $250K$5,001 - $15,0001.1
TGK Ventures LLC (private family office)Single member LLC of which filer is the sole and managing member. This is a disregarded entity for tax purposes.2
U.S. Bank #1 (Cash)$1,001 - $15,000None (or less than $201)2.1
U.S. Bank #2 (Cash)$250K - $500KNone (or less than $201)2.2
U.S. bank #3 money market account (cash)$100K - $250KNone (or less than $201)2.3
brokerage account #22.4
Advanced Drainage Systems, Inc. (WMS)$15,001 - $50,000None (or less than $201)2.4.1
Heliostar Metals Ltd. (HSTXF)$1,001 - $15,000None (or less than $201)2.4.2
Hut 8 Mining Corp. Common Shares (HUT)$1M - $5MNone (or less than $201)2.4.3
Nu Holdings Ltd. Class A Ordinary Shares (NU)$5M - $25MNone (or less than $201)2.4.4
TransDigm Group, Inc. (TDG)$15,001 - $50,000$1,001 - $2,5002.4.5
Adept Ventures SPV LLC LPTGK Ventures LLC has an LP capital interest in Adept Ventures SPVC LLC LP. Adept was formed to invest in Fever Labs, Inc., a platform to purchase tickets for events, concerts, and comedy shows.2.5
Fever Labs, Inc (entertainment platform)$100K - $250KNone (or less than $201)2.5.1
Almaz Capital Fund II LP$100K - $250K$15,001 - $50,000DividendsTGK Ventures LLC has an LP capital interest in Almaz Capital Russia Fund II LP, which is a venture capital fund that targets technology sectors across Russia and the United States. Filer's proportionate interest in underlying holdings is not readily ascertainable.2.6
Finalprice Ltd (online travel service)2.6.1
Enviz.io SPV LLC (marketing platform)2.6.2
Esperanto Technologies Inc (computing solutions company)2.6.3
Gmers Net, Inc (eSports company)2.6.4
Good Data Inc (analytics distribution platform)2.6.5
GridGain Systems, Inc (computing platform)2.6.6
NFWare (network services)2.6.7
Petcube, Inc (interactive camera device camera)2.6.8
RoboCV Limited (robotic systems company)2.6.9
Vezet Group (ride-hailing app)2.6.10
Carprice (Sellanycar) (online user car evaluation/pricing)2.6.11
Vbesama Ltd (online education service)2.6.12
ARCEO Labs, Inc.$500K - $1MNone (or less than $201)TGK Ventures LLC has an LP capital interest in ARCEO Labs, which operates a cybersecurity platform designed for insurers and brokers to manage cyber risks.2.7
Axiom Venture Fund I LP$1M - $5MNone (or less than $201)TGK Ventures LLC has an LP capital interest in Axiom Venture Fund I LP, which invests in infrastructure assets in the bitcoin space. Filer's proportionate interest in underlying holdings is not readily ascertainable.2.8
Chainway Labs (bitcoin scaling solution)2.8.1
Debifi (bitcoin backed lending marketplace)2.8.2
Alpen Labs (bitcoin scaling solution)2.8.3
Ibex Mercado (payments company)2.8.4
Emerge (small business funding aggregator)2.8.5
Ledunia (telecommunications company)2.8.6
In Wolfs Clothing Holdings LLC (bitcoin incubator program)2.8.7
ANCHORWATCH Inc (bitcoin insurance company)2.8.8
Alby Inc (wallet application)2.8.9
CoinCorner Ltd (bitcoin exchange platform)2.8.10
Neutronpay Inc (payments processing provider)2.8.11
The Bitcoin Company (rewards, debit cards, and remittance platform)2.8.12
WVE Money Limited (POS system)2.8.13
Getbit Technologies Inc (bitcoin exchange and payments processor)2.8.14
Syonta Inc (bitcoin powered energy payments platform)2.8.15
MENA Lightning Network Inc (bitcoin savings tool)2.8.16
NeoSwap Inc (AI-powered neo bartering trading platform)2.8.17
Laier Two Labs Inc (social network platform)2.8.18
PNKFRG Studios Oy (gaming platform)2.8.19
THNDR Ltd (mobile wagering platform)2.8.20
Voltage Inc (bitcoin infrastructure/cloud provider)2.8.21
Berkshire Fund IX (IND) LP$500K - $1M$15,001 - $50,0002.9
Berkshire Fund VII (IND) LP$15,001 - $50,000None (or less than $201)2.10
Asurion$15,001 - $50,000None (or less than $201)2.10.1
Breakline Education, PBC$250K - $500KNone (or less than $201)TGK Ventures LLC has an interest in Breakline Education, a social venture that helps veterans accelerate into their careers.2.11
Cavalry Vineyards Inc$50,001 - $100KNone (or less than $201)TGK Ventures LLC is a partner in Cavalry Vineyards Inc, a California S corporation that owns a small vineyard in France.2.12
Diveplane Corp$100K - $250KNone (or less than $201)TGK Ventures LLC has an LP interest in Diveplane Corp, which develops AI-based platforms.2.13
FAMA Technologies Inc$250K - $500KNone (or less than $201)TGK Ventures LLC has an LP interest in FAMA Technologies Inc., an AI-based software solution that automates social media and web analysis to help companies make hiring decisions.2.14
GCBH LLC$1M - $5MNone (or less than $201)TGK Ventures LLC is a member in GCBH LLC, US based investment company for the purpose of investing in The International Basketball Federation (FIBA)2.15
The International Basketball Federation (FIBA)2.15.1
Gordon Biersch Brewing Company, Inc.$100K - $250KNone (or less than $201)TGK Ventures LLC has an LP interest in Gordon Biersch Brewing Company, which operates brewery restaurants.2.16
Housatonic CF II, LP$100K - $250KNone (or less than $201)TGK Ventures LLC has an LP interest in Housatonic CF II, LP.2.17
Housatonic Equity Investors V LP$250K - $500KNone (or less than $201)TGK Ventures LLC has an LP interest in Housatonic Equity Investors V LP.2.18
Kaszek Ventures I LP$500K - $1MNone (or less than $201)2.19
Lincoln Peak Capital LLC$15,001 - $50,000$3,927cash distributionTGK Ventures LLC has an LP interest in Lincoln Peak Capital, equity partner to entrepreneurial management teams.2.20
LUFCSF LLC$250K - $500KNone (or less than $201)TGK Ventures LLC is a member in LUFCSF LLC, which owns LEEDS United Football Club based in Leeds West Yorkshire England.2.21
Leeds United Football Club2.21.1
Merus Capital I LP$500K - $1MNone (or less than $201)TGK Ventures LLC has an LP interest in Merus Capital I LP.2.22
PARR Wines LLC$50,001 - $100KNone (or less than $201)TGK Ventures LLC has an LP interest in PARR Wines, a producer and marketer of wines.2.23
REOF IX LLC$500K - $1M$31,927cash distribution2.24
Esperanza Resort Baja MX2.24.1
REOF XXII LLC$250K - $500KNone (or less than $201)2.25
Daybreak Hotels FL USA (single unit)2.25.1
REOF XXVI LLC$500K - $1MNone (or less than $201)2.26
San Francisco, CA (single commercial unit)None (or less than $201)2.26.1
Reverie Reserves LLC$15,001 - $50,000$1,939cash distributionTGK Ventures LLC has an LP interest in Reverie Reserve, which invests in and provides consulting services in cryptocurrency companies.2.27
TG SEA Pref, LLC$250K - $500KNone (or less than $201)TGK Ventures LLC has an LP interest in Topgolf Southeast Asia, which owns sports and entertainment venues in southeast Asia.2.28
EBN Holdings LLC$100K - $250KNone (or less than $201)TGK Ventures LLC is a member of EBN Holdings LLC, a data service company.2.29
Promissory Note from EBN Holdings LLC$1M - $5MNone (or less than $201)2.29.1
Cordelia Club$100K - $250KNone (or less than $201)Cordelia Club owns a recreational duck hunting property in Sonoma Country, California.2.30
Topwater Partners LLC (cash only) (separately managed account) (co-investment interest)$250K - $500KNone (or less than $201)2.31
Prelude Opportunity Fund LP (cash only) (separately managed account) (co-investment interest$500K - $1MNone (or less than $201)2.32
Boothbay Absolute Return Strategies LP (separately managed account) (co-investment interest2.33
Apple, Inc. (AAPL), open short position: 425 shares at $244.47 (value not readily ascertainable)None (or less than $201)2.33.1
Adobe, Inc. (ADBE), open short position: 91 shares at $464.11 (value not readily ascertainable)None (or less than $201)2.33.2
Applied Materials, Inc. (AMAT). open short position: 144 shares at $172 (value not readily ascertainable) (value not readily ascertainable)None (or less than $201)2.33.3
Advanced Micro Devices, Inc. (AMD), open short position: 647 shares at $114.28 (value not readily ascertainable)None (or less than $201)2.33.4
Amazon.com, Inc. (AMZN)$15,001 - $50,000$5,001 - $15,000Capital Gains2.33.5
Arista Networks, Inc. (ANET), open short position: 5 shares at $2.25 (value not readily ascertainable)None (or less than $201)2.33.6
Alpha and Omega Semiconductor Limited (AOSL), open short position: 17 shares at $.025 (value not readily ascertainable)None (or less than $201)2.33.7
Arm Holdings PLC-ADR (ARM), open short position: 189 shares at $160.32 (value not readily ascertainable)None (or less than $201)2.33.8
Broadcom, Inc. (AVGO)$15,001 - $50,000$15,001 - $50,000Capital Gains Dividends2.33.9
Bloom Energy Corporation (BE)$15,001 - $50,000$5,001 - $15,000Capital Gains2.33.10
Charter Communications, Inc. (CHTR), open short position: 129 shares at $361.74 (value not readily ascertainable)None (or less than $201)2.33.11
Ciena Corp. (CIEN)$50,001 - $100K$5,001 - $15,000Capital Gains2.33.12
Comcast Corp. (CMCSA), open short position: 1,139 shares at $36.35 (value not readily ascertainable)None (or less than $201)2.33.13
salesforce.com, inc. (CRM), open short position: 145 shares at $328.96 (value not readily ascertainable)None (or less than $201)2.33.14
The Walt Disney Co. (DIS), open short position: 467 shares at $109.56 (value not readily ascertainable)None (or less than $201)2.33.15
Amdocs Limited Ordinary Shares (DOX)$15,001 - $50,000None (or less than $201)2.33.16
Equinix, Inc. (EQIX)$15,001 - $50,000$201 - $1,000Capital Gains Dividends2.33.17
TELEFONAKTIEBOLAGET LM ERICSSON (American Depositary Shares), open short position: 138 shares at $.025 (value not readily ascertainable)None (or less than $201)2.33.18
Alphabet, Inc. (GOOG), open short position: 267 shares at $185.80 (value not readily ascertainable)None (or less than $201)2.33.19
Hewlett-Packard Enterprise Co. (HPE)$15,001 - $50,000None (or less than $201)2.33.20
International Business Machines Corp. (IBM)$50,001 - $100K$5,001 - $15,000Capital Gains2.33.21
Lumentum Holdings, Inc. (LITE), open short position: 8 shares at $.375 (value not readily ascertainable)None (or less than $201)2.33.22
Meta Platforms Inc. Class A Common Stock (META)$15,001 - $50,000$15,001 - $50,000Capital Gains Dividends2.33.23
Monolithic Power Systems, Inc. (MPWR), open short position: 89 shares at $690.77 (value not readily ascertainable)None (or less than $201)2.33.24
Marvell Technology Group Ltd. (MRVL), open short position: 412 shares at $107.29 (value not readily ascertainable)None (or less than $201)2.33.25
Microsoft Corp. (MSFT)$15,001 - $50,000None (or less than $201)2.33.26
Micron Technology, Inc. (MU), open short position: 678 shares at $106.79 (value not readily ascertainable)None (or less than $201)2.33.27
Nokia Corporation Sponsored American Depositary Shares (NOK)$1,001 - $15,000$1,001 - $2,500Capital Gains2.33.28
ServiceNow, Inc. (NOW), open short position: 24 shares at $997.48 (value not readily ascertainable)None (or less than $201)2.33.29
Nvidia Corp. (NVDA)$15,001 - $50,000$5,001 - $15,000Capital Gains Dividends2.33.30
Snowflake Inc. Class A Common Stock (SNOW)$50,001 - $100K$15,001 - $50,000Capital Gains2.33.31
AT&T (T)$50,001 - $100K$15,001 - $50,000Capital Gains Dividends2.33.32
T-Mobile US, Inc. (TMUS), open short position: 113 shares at $263.21 (value not readily ascertainable)None (or less than $201)2.33.33
Tesla, Inc. (TSLA), open short position: 122 shares at $354.11 (value not readily ascertainable)None (or less than $201)2.33.34
Taiwan Semiconductor Manufacturing Company Ltd. (TSM)$15,001 - $50,000$15,001 - $50,000Capital Gains Dividends2.33.35
Uber Technologies, Inc. (UBER), open short position: 453 shares at $81.49 (value not readily ascertainable)None (or less than $201)2.33.36
Vertiv Holdings LLC Class A Common Stock (VRT), closed short positionNone (or less than $1,001)None (or less than $201)2.33.37
Analog Devices, Inc. (ADI), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends2.33.38
Astera Labs Inc (ALAB), closed short positionNone (or less than $1,001)$15,001 - $50,000Capital Gains2.33.39
Datadog Inc. Class A Common Stock (DDOG), closed short positionNone (or less than $1,001)None (or less than $201)2.33.40
Dell Technologies, Inc. (DELL), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends2.33.41
Harmonic, Inc. (HLIT), closed short positionNone (or less than $1,001)None (or less than $201)2.33.42
Infineon Technologies-ADR (IFNNY), closed short positionNone (or less than $1,001)None (or less than $201)2.33.43
Intel Corp. (INTC), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends2.33.44
KLA Corp. (KLAC), closed short positionNone (or less than $1,001)None (or less than $201)2.33.45
Lam Research Corp. (LRCX), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends2.33.46
Microchip Technology, Inc. (MCHP), closed short positionNone (or less than $1,001)$5,001 - $15,000Capital Gains Dividends2.33.47
MaxLinear, Inc. (MXL), closed short positionNone (or less than $1,001)None (or less than $201)2.33.48
ON Semiconductor Corp. (ON), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.49
Palo Alto Networks, Inc. (PANW), closed short positionNone (or less than $1,001)None (or less than $201)2.33.50
QUALCOMM, Inc. (QCOM), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends2.33.51
Rivian Automotive Inc. Class A Common Stock (RIVN), closed short positionNone (or less than $1,001)None (or less than $201)2.33.52
Rocket Lab USA Inc. Common Stock (RKLB), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains2.33.53
Silicon Laboratories, Inc. (SLAB), closed short positionNone (or less than $1,001)None (or less than $201)2.33.54
Seagate Technology Plc (STX), closed short positionNone (or less than $1,001)None (or less than $201)2.33.55
Skyworks Solutions, Inc. (SWKS), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains Dividends2.33.56
Texas Instruments Incorporated (TXN), closed short positionNone (or less than $1,001)None (or less than $201)2.33.57
Western Digital Corp. (WDC), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains2.33.58
Wolfspeed Inc. Common Stock (WOLF), closed short positionNone (or less than $1,001)None (or less than $201)2.33.59
Alpha and Omega Semiconductor Limited (AOSL), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.60
Alpha and Omega Semiconductor Limited (AOSL), put option$15,001 - $50,000None (or less than $201)2.33.61
TELEFONAKTIEBOLAGET LM ERICSSON (American Depositary Shares, call optionNone (or less than $1,001)None (or less than $201)2.33.62
Ericsson American Depositary Shares (ERIC), put option$15,001 - $50,000None (or less than $201)2.33.63
Lumentum Holdings, Inc. (LITE), call optionNone (or less than $1,001)None (or less than $201)2.33.64
Lumentum Holdings, Inc. (LITE), put option$15,001 - $50,000None (or less than $201)2.33.65
Monolithic Power Systems, Inc. (MPWR), call option$1,001 - $15,000None (or less than $201)2.33.66
Monolithic Power Systems, Inc. (MPWR), put optionNone (or less than $1,001)None (or less than $201)2.33.67
Apple, Inc. (AAPL), call optionNone (or less than $1,001)None (or less than $201)2.33.68
Apple, Inc. (AAPL), put optionNone (or less than $1,001)None (or less than $201)2.33.69
Advanced Micro Devices, Inc. (AMD), call optionNone (or less than $1,001)None (or less than $201)2.33.70
Advanced Micro Devices, Inc. (AMD), put optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.71
Broadcom, Inc. (AVGO), call optionNone (or less than $1,001)None (or less than $201)2.33.72
Broadcom, Inc. (AVGO), put optionNone (or less than $1,001)None (or less than $201)2.33.73
Bloom Energy Corporation (BE), call optionNone (or less than $1,001)None (or less than $201)2.33.74
Bloom Energy Corporation (BE), put optionNone (or less than $1,001)None (or less than $201)2.33.75
Charter Communications, Inc. (CHTR), call optionNone (or less than $1,001)None (or less than $201)2.33.76
Charter Communications, Inc. (CHTR), put optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.77
Ciena Corp. (CIEN), call optionNone (or less than $1,001)None (or less than $201)2.33.78
Ciena Corp. (CIEN), put optionNone (or less than $1,001)None (or less than $201)2.33.79
Hewlett-Packard Enterprise Co. (HPE), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.80
Hewlett-Packard Enterprise Co. (HPE), put optionNone (or less than $1,001)None (or less than $201)2.33.81
Meta Platforms Inc. Class A Common Stock (META), put optionNone (or less than $1,001)None (or less than $201)2.33.82
Meta Platforms Inc. Class A Common Stock (META), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.83
4 Micron Technology, Inc. (MU), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.84
Micron Technology, Inc. (MU), put optionNone (or less than $1,001)None (or less than $201)2.33.85
MaxLinear, Inc. (MXL), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.86
MaxLinear, Inc. (MXL), put optionNone (or less than $1,001)$5,001 - $15,000Capital Gains2.33.87
NVIDIA Corp. (NVDA), call optionNone (or less than $1,001)$201 - $1,000Capital Gains2.33.88
NVIDIA Corp. (NVDA), put optionNone (or less than $1,001)None (or less than $201)2.33.89
ON Semiconductor Corp. (ON), call optionNone (or less than $1,001)None (or less than $201)2.33.90
ON Semiconductor Corp. (ON), put optionNone (or less than $1,001)None (or less than $201)2.33.91
Rocket Lab USA Inc. Common Stock (RKLB), call optionNone (or less than $1,001)None (or less than $201)2.33.92
Rocket Lab USA Inc. Common Stock (RKLB), put optionNone (or less than $1,001)None (or less than $201)2.33.93
Snowflake Inc. Class A Common Stock (SNOW), put optionNone (or less than $1,001)$1,001 - $2,500Capital Gains2.33.94
Tesla, Inc. (TSLA), put optionNone (or less than $1,001)None (or less than $201)2.33.95
Tesla, Inc. (TSLA), call optionNone (or less than $1,001)None (or less than $201)2.33.96
Vertiv Holdings LLC Class A Common Stock (VRT), call optionNone (or less than $1,001)None (or less than $201)2.33.97
Wolfspeed Inc. Common Stock (WOLF), call optionNone (or less than $1,001)None (or less than $201)2.33.98
Wolfspeed Inc. Common Stock (WOLF), put optionNone (or less than $1,001)None (or less than $201)2.33.99
Snowflake Inc. Class A Common Stock (SNOW), call optionNone (or less than $1,001)$1,001 - $2,500Capital Gains2.33.100
Arista Networks, Inc. (ANET), put option$1,001 - $15,000None (or less than $201)2.33.101
Cavalry Opportunity Fund, LP (investment fund)2.34
Morgan Stanley Institutional Liquidity Funds Prime Portfolio (MPFXX)$5M - $25M$100K - $1M2.34.1
U.S. Bank #4 (Cash)$15,001 - $50,000None (or less than $201)3
U.S. Bank #5 (Cash)$100K - $250KNone (or less than $201)4
U.S. bank #6 money market account (cash)$250K - $500K$15,001 - $50,000Interest5
U.S. Bank #7 (Cash)None (or less than $1,001)None (or less than $201)6
JKH 2021 Irrevocable TrustThis trust owns personal real estate.7
U.S. bank #8 (cash)$250K - $500K$2,501 - $5,000Interest7.1
Promissory Note from JKH 2021 Irrevocable Trust$1M - $5M$15,001 - $50,000Interest8
Cavalry Crypto LP9
U.S. bank #9 (cash)None (or less than $1,001)None (or less than $201)This wholly owned company is a disregarded entity for tax purposes that was dissolved in September 2023. The bank account was kept open for residual activity.9.1
Promissory Note from KBH 2021 Irrevocable Trust$1M - $5M$15,001 - $50,000Interest10
Boothbay Diversified Alpha Fund LP(co- investment interestThis fund was closed in November 2024 and all holdings were liquidated to cash. As of the date of initially submitting this Nominee 278 (2/18/2025), all cash had been distributed from the Fund and I had no economic interest in it.11
Amazon.com, Inc. (AMZN)None (or less than $1,001)$1,001 - $2,500Capital Gains11.1
Broadcom, Inc. (AVGO)None (or less than $1,001)None (or less than $201)11.2
Bloom Energy Corporation (BE)None (or less than $1,001)$5,001 - $15,000Capital Gains11.3
Ciena Corp. (CIEN)None (or less than $1,001)None (or less than $201)11.4
Amdocs Limited Ordinary Shares (DOX)None (or less than $1,001)None (or less than $201)11.5
Equinix, Inc. (EQIX)None (or less than $1,001)$2,501 - $5,000Capital Gains Dividends11.6
Hewlett-Packard Enterprise Co. (HPE)None (or less than $1,001)None (or less than $201)11.7
International Business Machines Corp. (IBM)None (or less than $1,001)None (or less than $201)11.8
Meta Platforms Inc. Class A Common Stock (META)None (or less than $1,001)$2,501 - $5,000Capital Gains Dividends11.9
Microsoft Corp. (MSFT)None (or less than $1,001)None (or less than $201)11.10
Nvidia Corp. (NVDA)None (or less than $1,001)$2,501 - $5,00011.11
Snowflake Inc. Class A Common Stock (SNOW)None (or less than $1,001)$5,001 - $15,000Capital Gains11.12
AT&T (T)None (or less than $1,001)$5,001 - $15,000Capital Gains Dividends11.13
Taiwan Semiconductor Manufacturing Company Ltd. (TSM)None (or less than $1,001)$2,501 - $5,000Capital Gains Dividends11.14
Vertiv Holdings LLC Class A Common Stock (VRT), closed short positionNone (or less than $1,001)None (or less than $201)11.15
Analog Devices, Inc. (ADI), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends11.16
Astera Labs Inc (ALAB), closed short positionNone (or less than $1,001)$1,001 - $2,50011.17
Datadog Inc. Class A Common Stock (DDOG), closed short positionNone (or less than $1,001)None (or less than $201)11.18
Dell Technologies, Inc. (DELL), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains Dividends11.19
Harmonic, Inc. (HLIT), closed short positionNone (or less than $1,001)None (or less than $201)11.20
Infineon Technologies-ADR (IFNNY), closed short positionNone (or less than $1,001)None (or less than $201)11.21
Intel Corp. (INTC), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains Dividends11.22
KLA Corp. (KLAC), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends11.23
Lam Research Corp. (LRCX), closed short positionNone (or less than $1,001)$2,501 - $5,000Capital Gains Dividends11.24
Microchip Technology, Inc. (MCHP), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends11.25
MaxLinear, Inc. (MXL), closed short positionNone (or less than $1,001)None (or less than $201)11.26
ON Semiconductor Corp. (ON), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains11.27
Palo Alto Networks, Inc. (PANW), closed short positionNone (or less than $1,001)None (or less than $201)11.28
QUALCOMM, Inc. (QCOM), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends11.29
Rivian Automotive Inc. Class A Common Stock (RIVN), closed short positionNone (or less than $1,001)None (or less than $201)11.30
Rocket Lab USA Inc. Common Stock (RKLB), closed short positionNone (or less than $1,001)$1,001 - $2,500Capital Gains11.31
Silicon Laboratories, Inc. (SLAB), closed short positionNone (or less than $1,001)None (or less than $201)11.32
Seagate Technology Plc (STX), closed short positionNone (or less than $1,001)None (or less than $201)11.33
Skyworks Solutions, Inc. (SWKS), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends11.34
Texas Instruments Incorporated (TXN), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains Dividends11.35
Western Digital Corp. (WDC), closed short positionNone (or less than $1,001)$201 - $1,000Capital Gains11.36
Wolfspeed Inc. Common Stock (WOLF), closed short positionNone (or less than $1,001)None (or less than $201)11.37
Alpha and Omega Semiconductor Limited (AOSL), call optionNone (or less than $1,001)None (or less than $201)11.38
Alpha and Omega Semiconductor Limited (AOSL), put optionNone (or less than $1,001)$201 - $1,000Capital Gains11.39
Ericsson American Depositary Shares (ERIC), call optionNone (or less than $1,001)$201 - $1,000Capital Gains11.40
Ericsson American Depositary Shares (ERIC), put optionNone (or less than $1,001)None (or less than $201)11.41
Lumentum Holdings, Inc. (LITE), call optionNone (or less than $1,001)None (or less than $201)11.42
Lumentum Holdings, Inc. (LITE), put optionNone (or less than $1,001)None (or less than $201)11.43
Apple, Inc. (AAPL), call optionNone (or less than $1,001)None (or less than $201)11.44
Apple, Inc. (AAPL), put optionNone (or less than $1,001)None (or less than $201)11.45
Advanced Micro Devices, Inc. (AMD), call optionNone (or less than $1,001)None (or less than $201)11.46
Advanced Micro Devices, Inc. (AMD), put optionNone (or less than $1,001)None (or less than $201)11.47
Broadcom, Inc. (AVGO), call optionNone (or less than $1,001)None (or less than $201)11.48
Broadcom, Inc. (AVGO), put optionNone (or less than $1,001)None (or less than $201)11.49
Bloom Energy Corporation (BE), call optionNone (or less than $1,001)None (or less than $201)11.50
Bloom Energy Corporation (BE), put optionNone (or less than $1,001)None (or less than $201)11.51
Charter Communications, Inc. (CHTR), call optionNone (or less than $1,001)None (or less than $201)11.52
Charter Communications, Inc. (CHTR), put optionNone (or less than $1,001)None (or less than $201)11.53
Ciena Corp. (CIEN), call optionNone (or less than $1,001)None (or less than $201)11.54
Ciena Corp. (CIEN), put optionNone (or less than $1,001)None (or less than $201)11.55
Hewlett-Packard Enterprise Co. (HPE), call optionNone (or less than $1,001)None (or less than $201)11.56
Hewlett-Packard Enterprise Co. (HPE), put optionNone (or less than $1,001)None (or less than $201)11.57
Meta Platforms Inc. Class A Common Stock (META), call optionNone (or less than $1,001)None (or less than $201)11.58
Meta Platforms Inc. Class A Common Stock (META), put optionNone (or less than $1,001)None (or less than $201)11.59
Micron Technology, Inc. (MU), call optionNone (or less than $1,001)None (or less than $201)11.60
Micron Technology, Inc. (MU), put optionNone (or less than $1,001)None (or less than $201)11.61
MaxLinear, Inc. (MXL), call optionNone (or less than $1,001)$201 - $1,000Capital Gains11.62
MaxLinear, Inc. (MXL), put optionNone (or less than $1,001)$2,501 - $5,000Capital Gains11.63
NVIDIA Corp. (NVDA), call optionNone (or less than $1,001)None (or less than $201)11.64
NVIDIA Corp. (NVDA), put optionNone (or less than $1,001)None (or less than $201)11.65
ON Semiconductor Corp. (ON), call optionNone (or less than $1,001)None (or less than $201)11.66
ON Semiconductor Corp. (ON), put optionNone (or less than $1,001)None (or less than $201)11.67
Rocket Lab USA Inc. Common Stock (RKLB), call optionNone (or less than $1,001)None (or less than $201)11.68
Rocket Lab USA Inc. Common Stock (RKLB), put optionNone (or less than $1,001)None (or less than $201)11.69
Snowflake Inc. Class A Common Stock (SNOW), call optionNone (or less than $1,001)$201 - $1,000Capital Gains11.70
Snowflake Inc. Class A Common Stock (SNOW), put optionNone (or less than $1,001)$201 - $1,000Capital Gains11.71
Tesla, Inc. (TSLA), call optionNone (or less than $1,001)None (or less than $201)11.72
Tesla, Inc. (TSLA), put optionNone (or less than $1,001)None (or less than $201)11.73
Vertiv Holdings LLC Class A Common Stock (VRT), call optionNone (or less than $1,001)None (or less than $201)11.74
Wolfspeed Inc. Common Stock (WOLF), call optionNone (or less than $1,001)$201 - $1,000Capital Gains11.75
Wolfspeed Inc. Common Stock (WOLF), put optionNone (or less than $1,001)None (or less than $201)11.76
Nokia Corporation Sponsored American Depositary Shares (NOK)None (or less than $1,001)None (or less than $201)11.77
Transactions

Officials are required to disclose the purchase, sale or exchange of property or securities in excess of $1,000. Many top officials are required to file periodic transaction reports (278-T) within 45 days to disclose additional actions. This table combines transactions from regularly scheduled financial disclosures and periodic transaction reports. If the same transaction appears on multiple reports, we’re only showing it once. (Form 278e, Part 7 and Form 278-T)

DescriptionValueTransactionEndnoteLine No.
Hut 8 Mining Corp. Common Shares (HUT)$1M - $5MSale, 2025-08-18    1
NU HOLDINGS LTD REG SHS CLA A (NU)$1M - $5MSale, 2025-08-18    2
Hut 8 Mining Corp. Common Shares (HUT)$1M - $5MSale, 2025-08-27    3
NU HOLDINGS LTD REG SHS CLA A (NU)$1M - $5MSale, 2025-08-28    4
Hut 8 Mining Corp. Common Shares (HUT)$1M - $5MSale, 2025-09-09    5
NU HOLDINGS LTD REG SHS CLA A (NU)$250K - $500KSale, 2025-09-09    6
NU HOLDINGS LTD REG SHS CLA A (NU)$1M - $5MSale, 2025-09-10    7
Liabilities

Officials are required to disclose their liabilities totaling more than $10,000, as well as any linked to their spouse or dependent children. These include mortgages, credit card debt and student loans. The interest rates and loan repayment terms are also required. (Form 278e, Part 8)

CreditorDescriptionEndnoteLine No.
Berkshire Fund IX (IND) LPtype: Capital Commitment, amount: $15,001 - $50,000, year-incurred: 2016, term: on demand1
Berkshire Fund VII (IND) LPtype: Capital Commitment, amount: $15,001 - $50,000, year-incurred: 2006, term: on demand2

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