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Robert Kadlec

Reported Asset Values
$1.7M–$6.6M+

The data on this page comes from a financial disclosure filed by Robert Kadlec, who was picked to be: Assistant Secretary of Defense for Nuclear, Chemical, and Biological Defense Programs, Department of Defense. It is part of a collection of thousands of ethics documents ProPublica has been collecting from across the Trump administration.

Roles Outside Government

Officials are required to disclose paid or unpaid positions they hold or recently held outside the federal government, including roles as officer, director, trustee or employee. (Form 278e, Part 1)

OrganizationPosition heldEndnoteLine No.
Vanguard Public Benefit Utility CorporationChief Executive Officer, 5/2023 - 2/2025This entity is a wholly owned [independent] subsidiary of Apiject Systems Corporation, an entity owned, in part, by the owners of Walker Digital Management. This entity did not have any clients during my tenure, nor did I receive any separate compensation for my services, nor do I retain any equity.1
RPK Consulting Firm LLCDirector Sole proprietor, 4/2023 - Present2
MINK Therapeutics Inc.Member of the Board of Directors, and Member of the Corporate Governance and Nominating Committee, 10/2024 - Present3
Action Medical TechnologiesConsultant, 4/2024 - 2/2025Services were provided pro bono4
Employment Assets

Officials are required to disclose assets associated with their employment, including salary, retirement accounts, stocks, intellectual property and awards or prizes. (Form 278e, Part 2)

DescriptionValueIncomeIncome TypeEndnoteLine No.
RPK Consulting Firm LLC$250K - $500K$340KConsulting fees1
IRA #12
American Century Diversified Bond CL 1$1,001 - $15,000None (or less than $201)2.1
American Century Equity Income CL 1$1,001 - $15,000None (or less than $201)2.2
Blackrock Event Driven Equity Instl Cl 1$1,001 - $15,000None (or less than $201)2.3
BlackRock Multi Asset Income Instl CL$1,001 - $15,000None (or less than $201)2.4
BlackRock Systematic Multi strategy Instl Cl$1,001 - $15,000None (or less than $201)2.5
Calvert Core Bond CL1$15,001 - $50,000None (or less than $201)2.6
Calvert Equity Instl CL$50,001 - $100KNone (or less than $201)2.7
Fidelity Advisor Multi Asset Income Cl 1$15,001 - $50,000None (or less than $201)2.8
First Eagle Overseas CL1$15,001 - $50,000None (or less than $201)2.9
Hartford Balance Income Cl 1$1,001 - $15,000None (or less than $201)2.10
WCM Focused Emerging Markets Instl$1,001 - $15,000None (or less than $201)2.11
WCM Focused Intl Growth INST CL$1,001 - $15,000None (or less than $201)2.12
Macquarie Global Bond Cl 1$15,001 - $50,000None (or less than $201)2.13
MFS Intl Diversification CL 1$1,001 - $15,000None (or less than $201)2.14
NYLI Mackay Convertible Cl 1$15,001 - $50,000None (or less than $201)2.15
Federated Hermes Prime Cash Obligs Wealth CL$15,001 - $50,000None (or less than $201)2.16
PGIM Dennison Intl Opptys Cl Z$1,001 - $15,000None (or less than $201)2.17
PGIM Dennison Global Optus Cl Z$1,001 - $15,000None (or less than $201)2.18
Putnam Core Bond Cl Y$1,001 - $15,000None (or less than $201)2.19
T Rowe Price Dividend Growth Investor Cl$1,001 - $15,000None (or less than $201)2.20
Virtus Suff&Phelps Global real Estate Securities Cl 1$15,001 - $50,000None (or less than $201)2.21
Virtus NewFleet Multi Sector Short Term Bond CL 1$15,001 - $50,000None (or less than $201)2.22
Medtronic Plc$1,001 - $15,000None (or less than $201)2.23
Nomad Foods Ld USD ORD$1,001 - $15,000None (or less than $201)2.24
ASML Holding NV NY Registry SHS New 2012$1,001 - $15,000None (or less than $201)2.25
ABBOTT LABORATORIES$1,001 - $15,000None (or less than $201)2.26
American Tower Corp New$1,001 - $15,000None (or less than $201)2.27
Armstrong World industries Inc$1,001 - $15,000None (or less than $201)2.28
BALL CORP$1,001 - $15,000None (or less than $201)2.29
Baxter International Inc$1,001 - $15,000None (or less than $201)2.30
BOYD GAMING CORP$15,001 - $50,000None (or less than $201)2.31
Costco Wholesale Corp$1,001 - $15,000None (or less than $201)2.32
DOMINION ENERGY INC$1,001 - $15,000None (or less than $201)2.33
DOMINOS PIZZA INC$1,001 - $15,000None (or less than $201)2.34
Driven Brands Holdings Inc.$1,001 - $15,000None (or less than $201)2.35
DUKE ENERGY CORP$1,001 - $15,000None (or less than $201)2.36
Ecolab$1,001 - $15,000None (or less than $201)2.37
Equinix Inc Par $0.001$1,001 - $15,000None (or less than $201)2.38
Equity Residential$1,001 - $15,000None (or less than $201)2.39
Fiserv Inc$1,001 - $15,000None (or less than $201)2.40
GLOBAL PAYMENTS INC$1,001 - $15,000None (or less than $201)2.41
Hershey Company$1,001 - $15,000None (or less than $201)2.42
Innovative Industrial Properties Inc CL A$1,001 - $15,000None (or less than $201)2.43
Keurig Dr. Pepper Inc$1,001 - $15,000None (or less than $201)2.44
LAS VEGAS SANDS CORP$1,001 - $15,000None (or less than $201)2.45
LOCKHEED MARTIN CORP$1,001 - $15,000None (or less than $201)2.46
MGM Resorts Intl$1,001 - $15,000None (or less than $201)2.47
MASTERCARD INC CL A$15,001 - $50,000None (or less than $201)2.48
McDonalds Corp$1,001 - $15,000None (or less than $201)2.49
Microsoft Corp$1,001 - $15,000None (or less than $201)2.50
NIKE INC CL B$1,001 - $15,000None (or less than $201)2.51
Northrop Grumman Corp. (NOC)$1,001 - $15,000None (or less than $201)2.52
NVIDIA$1,001 - $15,000None (or less than $201)2.53
PepsiCo, Inc. (PEP)$1,001 - $15,000None (or less than $201)2.54
ProLogis Inc$1,001 - $15,000None (or less than $201)2.55
Restoration Hardware RH$1,001 - $15,000None (or less than $201)2.56
ROCKWELL AUTOMATION INC$1,001 - $15,000None (or less than $201)2.57
SBA Communications Corp Cl A$1,001 - $15,000None (or less than $201)2.58
SALESFORCE INC$15,001 - $50,000None (or less than $201)2.59
Synopsys Inc$1,001 - $15,000None (or less than $201)2.60
TJX COS INC$1,001 - $15,000None (or less than $201)2.61
T-MOBILE US INC$1,001 - $15,000None (or less than $201)2.62
Thermo-Fischer Scientific Inc.$1,001 - $15,000None (or less than $201)2.63
TWILIO INC CL A$1,001 - $15,000None (or less than $201)2.64
UnitedHealth Group Inc$1,001 - $15,000None (or less than $201)2.65
VALVOLINE INC$1,001 - $15,000None (or less than $201)2.66
Walmart Inc$1,001 - $15,000None (or less than $201)2.67
INVESCO S&P 500 LOW VOLATILITY ETF$1,001 - $15,000None (or less than $201)2.68
Shares IBOXX IBOXX $Investment Grade Corp Bond ETF$15,001 - $50,000None (or less than $201)2.69
IShares 20+ Yr Treasury Bond ETF$1,001 - $15,000None (or less than $201)2.70
IShares 7-10 Yr Treasury Bond ETF$15,001 - $50,000None (or less than $201)2.71
iShares Expanded Tech-Software ETF (IGV)$1,001 - $15,000None (or less than $201)2.72
iShares MSCI USA Quality Factor ETF$1,001 - $15,000None (or less than $201)2.73
SPDR GOLD TRUST Gold Shares (GLD)$1,001 - $15,000None (or less than $201)2.74
Health Care Select Sector SPDR Fund (XLV)$1,001 - $15,000None (or less than $201)2.75
Consumer Staples Select Sector SPDR Fund (XLP)$15,001 - $50,000None (or less than $201)2.76
Technology Select Sector SPDR Fund (XLK)$1,001 - $15,000None (or less than $201)2.77
Real Estate Select Sector SPDR ETF (XLRE)$15,001 - $50,000None (or less than $201)2.78
Utilities Select Sector SPDR ETF (XLU)$1,001 - $15,000None (or less than $201)2.79
Vanguard S&P 500 Growth ETF$15,001 - $50,000None (or less than $201)2.80
Vanguard Intermediate Term Bond ETF$15,001 - $50,000None (or less than $201)2.81
Vanguard Short Term Corp Bond ETF$50,001 - $100KNone (or less than $201)2.82
VANGUARD VALUE ETF$15,001 - $50,000$201 - $1,0002.83
Expedia Group, Inc. (EXPE)$1,001 - $15,000None (or less than $201)2.84
IRA #23
Franklin Rising Dividends CL A$1,001 - $15,000None (or less than $201)3.1
ACAP Strategic Cl A$50,001 - $100KNone (or less than $201)3.2
National Strategic Research Institute - 4/25/2024$1,000Honorarium4
MiNK Therapeutics Inc. stock options (value not readily ascertainable) unvested shares 41,745, strike $7.21, vest 10/25, 10/26, 10/27None (or less than $201)41,745 unvested options, that commence to vest 10/2025 and then vest in equal tranches annually as long as I am providing services to the company.5
Mink Therapeutics Inc. vested restricted stock units$1,001 - $15,000None (or less than $201)Company grants RSU quarterly and they vest 30 days from date of grant. As of the date of this report, I received grants in December 2024 and March 2025. The current value is calculated as of 4/6/2025. Subsequent to the submission of this report I have received my grant of restricted stock units for June 2025, however the value reflected does not include this grant as it was received after June 2025. I will continue to receive these quarterly grants as long as I continue to provide services to the company.6
Employment Agreements

Officials are required to disclose agreements relating to other jobs, including what will happen with any small businesses they own during government service and any continued health care coverage, planned leaves of absence, severance or bonuses. (Form 278e, Part 3)

OrganizationAgreementEndnoteLine No.
RPK Consulting Firm LLCMy consulting business will be inactive during my appointment. Any Active consulting agreements that I have will be terminated and any outstanding client fees will be fixed before I enter into government service. (2025-08-01)1
MINK Therapeutics Inc.Pursuant to the terms of the company’s 2021 Equity Incentive Plan (the “Plan”) and as part of my compensation, I receive a quarterly a grant of restricted stock units that vest 30 days from the date of grant. I currently hold vested restricted stock units. Pursuant to the terms of the plan, any restricted stock units that have not vested as of the date of my resignation will be forfeited. (2024-10-01)2
MINK Therapeutics Inc.Pursuant to the terms of the company’s 2021 Equity Incentive Plan (the “Plan”) as part of my compensation I received a grant of 41, 745 stock options in October 2024. These options will commence to vest in October 2025 and then will vest in equal tranches over the next 2 years for as long as I continue to provide services to the company. Pursuant to the terms of the plan, any stock options that have not vested as of the date of my resignation from the company will be forfeited. (2024-10-01)3
Compensation

Officials are required to disclose the sources of any compensation above $5,000 in a year. (Form 278e, Part 4)

OrganizationDescriptionEndnoteLine No.
Walker Digital Managment (WDM)Client of RPK Consulting LLC provided Consulting services to WDM, as well as to an entity owned by the owner of WDM, called, Apijexct Systems Corporation, as well its wholly owned [independent] subsidiary Vanguard Public Benefit Utility Co.Neither of these entities is a client of WDM or is owned by WDM. All compensation for suiting services to WDM, Apiject and Vanguard Public Benefit Utility Company was paid by WDM to RPK Consulting LLC1
Reed Smith LLPClient of RPK Consulting LLC Expert medical witness involving United Airlines as the client. Case did not proceed to trial. Compensated in 2024 onlyI did not interface with the underlying firm client or appear in court2
Jones Day LLPClient of RPK Consulting Expert Medical Witness in labor dispute Client was United Airlines. Compensated in 2023 onlyI did not interface with with the underlying firm client or appear in court3
FlagShip PioneeringClient of RPK Consulting LLC Consulting services Compensated in 2023 only4
Council on Strategic RisksClient of RPK Consulting LLC consulting services compensated in 2023 only5
American Life Science Innovation CouncilClient of RPK Consulting LLC Consulting services for Federal Medical and Public Historical Preparedness Compensated in 2023 only6
Preparedness Leadership Council LLCClient of RPK Consulting LLC Services as Consultant in the development of and facilitator for two seminars Greenbelt MD and NY City NY7
Imagineer LLCClient of RPK Consulting LLC Services as Consultant 2023 - 20248
Spouse’s Assets

Officials are required to disclose their spouse’s assets, including salary and retirement accounts worth more than $1,000. (Form 278e, Part 5)

DescriptionValueIncomeIncome TypeEndnoteLine No.
Spouse IRA #11
MultiManager Value Strategies INSTL Cl$1,001 - $15,000None (or less than $201)1.1
MultiManager Total Return Bond Strategies$50,001 - $100KNone (or less than $201)1.2
MultiManager Small Ca Equity Strategies INSTL Cl$1,001 - $15,000None (or less than $201)1.3
MultiManager Growth Strategies INSTL Cl$1,001 - $15,000None (or less than $201)1.4
MultiManager INTL Equity Strategies INSTL CL$1,001 - $15,000None (or less than $201)1.5
Lord Abbott Bond Debenture CL 1$1,001 - $15,000None (or less than $201)1.6
MFS Intl Intrinsic Value CL 1$1,001 - $15,000None (or less than $201)1.7
MFS Value Cl 1$1,001 - $15,000None (or less than $201)1.8
MFS Growth CL 1$1,001 - $15,000None (or less than $201)1.9
Allspring Emerging Markets Equity INSTL CL$1,001 - $15,000None (or less than $201)1.10
INVESCO S&P 500 Top ETF$1,001 - $15,000None (or less than $201)1.11
ISHARES MSCI Emerging Markets ETF$1,001 - $15,000None (or less than $201)1.12
ISHARES CORE MSCI Emerging Markets ETF$1,001 - $15,000None (or less than $201)1.13
Vanguard Mid Cap ETF$1,001 - $15,000None (or less than $201)1.14
Driven Brands Holdings Inc. Common Stock (DRVN)None (or less than $1,001)None (or less than $201)1.15
Spouse's IRA #2 Account2
American Century Diversified Bond Fund Class I Shares (ACBPX)$1,001 - $15,000None (or less than $201)2.1
American Century Equity Income Fund Class I Shares (ACIIX)$1,001 - $15,000None (or less than $201)2.2
BlackRock Event Driven Equity Fund Institutional Shares (BILPX)$1,001 - $15,000None (or less than $201)2.3
BlackRock Multi-Asset Income Portfolio Institutional Shares (BIICX)$1,001 - $15,000None (or less than $201)2.4
BlackRock Systematic Multi-Strategy Fund Institutional Class Shares (BIMBX)$1,001 - $15,000None (or less than $201)2.5
Calvert Long-Term Income Fund Class I Shares (CLDIX)$1,001 - $15,000None (or less than $201)2.6
Calvert Equity Fund Class I Shares (CEYIX)$1,001 - $15,000None (or less than $201)2.7
Fidelity Advisor Multi-Asset Income Fund Class I Shares (FAYZX)$1,001 - $15,000None (or less than $201)2.8
First Eagle Overseas Fund Class I Shares (SGOIX)$1,001 - $15,000None (or less than $201)2.9
Hartford Balanced Income Fund Class I Shares (HBLIX)$1,001 - $15,000None (or less than $201)2.10
WCM Focused Emerging Markets Fund Institutional Class Shares (WCMEX)$1,001 - $15,000None (or less than $201)2.11
WCM Focused International Growth Fund Institutional Class Shares (WCMIX)$1,001 - $15,000None (or less than $201)2.12
Ivy Global Bond Fund Class I Shares (IVSIX)$1,001 - $15,000None (or less than $201)2.13
MFS International Diversification Fund Class I Shares (MDIJX)$1,001 - $15,000None (or less than $201)2.14
MainStay MacKay Convertible Fund Class I Shares (MCNVX)$1,001 - $15,000None (or less than $201)2.15
Federated Prime Cash Obligations Fund Wealth Shares (PCOXX)$1,001 - $15,000None (or less than $201)2.16
PGIM Jennison International Opportunities Fund Class Z Shares (PWJZX)None (or less than $1,001)None (or less than $201)2.17
PGIM JennisonGlobal Opportunities Fund Class Z Shares (PRJZX)None (or less than $1,001)None (or less than $201)2.18
Putnam Fixed Income Absolute Return Fund Class Y Shares (PYTRX)$1,001 - $15,000None (or less than $201)2.19
T Rowe Price Dividend Growth Fund, Inc (PRDGX)$1,001 - $15,000None (or less than $201)2.20
Virtus Duff & PhelpsGlobal Real Estate Securities Fund Class I Shares (VGISX)$1,001 - $15,000None (or less than $201)2.21
Virtus Newfleet Multi-Sector Short Term Bond Fund Class I Shares (PIMSX)$1,001 - $15,000None (or less than $201)2.22
Medtronic PLC (mdt)$1,001 - $15,000None (or less than $201)2.23
Nomad Foods Limited Ordinary Shares (NOMD)$1,001 - $15,000None (or less than $201)2.24
ASML Holding N.V. New York Registry Shares (ASML)$1,001 - $15,000None (or less than $201)2.25
ABBOTT LABORATORIES (ABT)$1,001 - $15,000None (or less than $201)2.26
American Tower Corporation (REIT) Common Stock (AMT)None (or less than $1,001)None (or less than $201)2.27
Armstrong World Industries, Inc. (AWI)None (or less than $1,001)None (or less than $201)2.28
Ball Corporation Common Stock (BALL)$1,001 - $15,000None (or less than $201)2.29
Baxter International, Inc. (BAX)None (or less than $1,001)None (or less than $201)2.30
Boyd Gaming Corp. (BYD)$1,001 - $15,000None (or less than $201)2.31
Costco Wholesale Corp. (COST)$1,001 - $15,000None (or less than $201)2.32
Dominion Energy, Inc. (D)None (or less than $1,001)None (or less than $201)2.33
Domino's Pizza, Inc. (DPZ)None (or less than $1,001)None (or less than $201)2.34
Duke Energy Corp. (DUK)None (or less than $1,001)None (or less than $201)2.35
Ecolab, Inc. (ECL)$1,001 - $15,000None (or less than $201)2.36
Equinix, Inc. (EQIX)$1,001 - $15,000None (or less than $201)2.37
EQRx Inc. Common Stock (EQRX)None (or less than $1,001)None (or less than $201)2.38
Expedia Group, Inc. (EXPE)$1,001 - $15,000None (or less than $201)2.39
Fiserv, Inc. (FISV)$1,001 - $15,000None (or less than $201)2.40
Global Payments, Inc. (GPN)None (or less than $1,001)None (or less than $201)2.41
The Hershey Co. (HSY)None (or less than $1,001)None (or less than $201)2.42
Innovative Industrial Properties, Inc. (IIPR)None (or less than $1,001)None (or less than $201)2.43
Keurig Dr Pepper, Inc. (KDP)None (or less than $1,001)None (or less than $201)2.44
Las Vegas Sands Corp. (LVS)$1,001 - $15,000None (or less than $201)2.45
Lockheed Martin Corp. (LMT)$1,001 - $15,000None (or less than $201)2.46
MGM RESORTS INTERNATIONAL (MGM)None (or less than $1,001)None (or less than $201)2.47
Mastercard, Inc. (MA)$1,001 - $15,000None (or less than $201)2.48
McDonald's Corp. (MCD)None (or less than $1,001)None (or less than $201)2.49
Microsoft Corp. (MSFT)$1,001 - $15,000None (or less than $201)2.50
Nike, Inc. (NKE)$1,001 - $15,000None (or less than $201)2.51
Northrop Grumman Corp. (NOC)None (or less than $1,001)None (or less than $201)2.52
Nvidia Corp. (NVDA)$1,001 - $15,000None (or less than $201)2.53
PepsiCo, Inc. (PEP)$1,001 - $15,000None (or less than $201)2.54
Prologis, Inc. (PLD)$1,001 - $15,000None (or less than $201)2.55
RH (RH)$1,001 - $15,000None (or less than $201)2.56
Rockwell Automation, Inc. (ROK)$1,001 - $15,000None (or less than $201)2.57
SBA Communications Corp. (SBAC)None (or less than $1,001)None (or less than $201)2.58
Salesforce.com, inc. (CRM)$1,001 - $15,000None (or less than $201)2.59
Synopsys, Inc. (SNPS)None (or less than $1,001)None (or less than $201)2.60
The TJX Cos., Inc. (TJX)$1,001 - $15,000None (or less than $201)2.61
T-Mobile US, Inc. (TMUS)$1,001 - $15,000None (or less than $201)2.62
Thermo Fisher Scientific, Inc. (TMO)$1,001 - $15,000None (or less than $201)2.63
Twilio, Inc. (TWLO)$1,001 - $15,000None (or less than $201)2.64
UnitedHealth Group, Inc. (UNH)$1,001 - $15,000None (or less than $201)2.65
Valvoline, Inc. (VVV)None (or less than $1,001)None (or less than $201)2.66
Walmart, Inc. (WMT)None (or less than $1,001)None (or less than $201)2.67
Invesco S&P 500 Low Volatility ETF (SPLV)$1,001 - $15,000None (or less than $201)2.68
iShares iBoxx $ Investment Grade Corporate Bond ETF (LQD)$1,001 - $15,000None (or less than $201)2.69
iShares 20+ Year Treasury Bond ETF (TLT)None (or less than $1,001)None (or less than $201)2.70
iShares 7-10 Year Treasury Bond ETF (IEF)$1,001 - $15,000None (or less than $201)2.71
iShares Expanded Tech-Software ETF (IGV)$1,001 - $15,000None (or less than $201)2.72
iShares Edge MSCI USA Quality Factor ETF (QUAL)$1,001 - $15,000None (or less than $201)2.73
SPDR GOLD TRUST Gold Shares (GLD)None (or less than $1,001)None (or less than $201)2.74
Healthcare Select Sector SPDR (ETF) (XLV)$1,001 - $15,000None (or less than $201)2.75
Consumer Staples Select Sector SPDR Fund (XLP)$1,001 - $15,000None (or less than $201)2.76
Technology Select Sector SPDR Fund (XLK)$1,001 - $15,000None (or less than $201)2.77
Real Estate Select Sector SPDR Fund (XLRE)$1,001 - $15,000None (or less than $201)2.78
Utilities Select Sector SPDR ETF (XLU)$1,001 - $15,000None (or less than $201)2.79
Vanguard S&P 500 Growth Index Fund ETF Shares (VOOG)$1,001 - $15,000None (or less than $201)2.80
Vanguard Intermediate-Term Bond Index Fund ETF Shares (BIV)$1,001 - $15,000None (or less than $201)2.81
Vanguard Short-Term Corporate Bond Index Fund ETF Class Shares (VCSH)$1,001 - $15,000None (or less than $201)2.82
Vanguard Value Index Fund ETF Shares (VTV)$1,001 - $15,000None (or less than $201)2.83
RIVERSOURCE Universal Life Insurance Policy$250K - $500KNone (or less than $201)3
Spouse IRA #34
Franklin Mutual Shares Fund Class A Shares (TESIX)$1,001 - $15,000None (or less than $201)4.1
ACAP Strategic CL A XCAPX$15,001 - $50,000None (or less than $201)4.2
Other Assets and Income

Officials are required to disclose other assets and sources of investment income belonging to them, their spouse or their dependent children. These include annuities, bonds, cash, college savings plans, farms, precious metals, real estate, stocks, trusts and wills. (Form 278e, Part 6)

DescriptionValueIncomeIncome TypeEndnoteLine No.
Joint Mutual Fund Brokerage Account1
Capital World Growth and Income Fund Class 1 (CWIG)$500K - $1M$5,001 - $15,0001.1
Investment Company of America Class A Shares (AIVSX)$50,001 - $100K$201 - $1,0001.2
New World Fund, Inc Class A Shares (NEWFX)$250K - $500K$1,001 - $2,5001.3
ACAP Strategic Cl A$15,001 - $50,000None (or less than $201)1.4
Joint Bond Brokerage Account2
Virginia St HSG Dev Authority$1,001 - $15,000$201 - $1,000Interest2.1
Whitley Cnty KY Sch District$1,001 - $15,000$201 - $1,000Capital Gains2.2
East Rutherford NJ Sch Dist$1,001 - $15,000$201 - $1,000Interest2.3
Huntley Il SPL SCVE Area$1,001 - $15,000$201 - $1,000Interest2.4
Virginia St Res Auth Infra St Moral$1,001 - $15,000$201 - $1,000Capital Gains2.5
Virginia Small Bus Fing Rev$1,001 - $15,000$201 - $1,000Interest2.6
DC Rev Kipp DC$1,001 - $15,000$201 - $1,000Interest2.7
District Columbia HSG Fin Agy Mltifam$1,001 - $15,000$201 - $1,000Interest2.8
Ft Bend Cnt Tx MUD$1,001 - $15,000$201 - $1,000Interest2.9
Arlington Cty VA IDA Hosp Fac$1,001 - $15,000$201 - $1,000Interest2.10
North Carolina HSG FIn Agy$1,001 - $15,000$201 - $1,000Interest2.11
Fairfax Cty VA REDEV & HSG Auth$1,001 - $15,000$201 - $1,000Interest2.12
Fairfax Cty VA Indl Dev Authority INOVA HCS$1,001 - $15,000$201 - $1,000Interest2.13
Virginia ST Pub Sch Authority Prince Will Cty$1,001 - $15,000$201 - $1,000Interest2.14
Virginia St Pub Bldg Authority Ser A$1,001 - $15,000$201 - $1,000Interest2.15
Newport News VA Wtr Rev B$1,001 - $15,000$201 - $1,000Interest2.16
Lansing MI Cap IMPT RFDG AGM$1,001 - $15,000$201 - $1,000Interest2.17
Albemarle Cnty VA Pub Fac Rev$1,001 - $15,000$201 - $1,000Interest2.18
Patriots Energy Grou-p Gas Sys$1,001 - $15,000$201 - $1,000Interest2.19
Fairfax Cty VA Pub IMPT Ser A$1,001 - $15,000$201 - $1,000Interest2.20
Virginia St HSG DEV Auth Rent HSG$1,001 - $15,000$201 - $1,000Interest2.21
Virginia Port Auth Commwlth Port FD$1,001 - $15,000$201 - $1,000Interest2.22
Montgomery Cnty TX MUD 90 AGM$1,001 - $15,000$201 - $1,000Interest2.23
Virginia St HSG Dev Auth Commwlth MTG Ser E$1,001 - $15,000$201 - $1,000Interest2.24
Maryland St Community Development Administration Department Housing And Community Development Residential Serc Social Bds$1,001 - $15,000None (or less than $201)2.25
Individual Brokerage account #13
INVESCO Rochester Mun Opporty CL y$15,001 - $50,000$1,001 - $2,5003.1
American Century Equity Income Fund Class I Shares (ACIIX)$1,001 - $15,000None (or less than $201)3.2
BlackRock Event Driven Equity Fund Institutional Shares (BILPX)$1,001 - $15,000None (or less than $201)3.3
BlackRock Multi-Asset Income Portfolio Institutional Shares (BIICX)$1,001 - $15,000None (or less than $201)3.4
BlackRock Systematic Multi-Strategy Fund Institutional Class Shares (BIMBX)$1,001 - $15,000None (or less than $201)3.5
Eaton Vance Short Duration Municipal Opportunities Fund Class I Shares (EMAIX)$1,001 - $15,000$201 - $1,0003.6
Fidelity Advisor Multi-Asset Income Fund Class I Shares (FAYZX)$1,001 - $15,000$201 - $1,0003.7
First Eagle Overseas Fund Class I Shares (SGOIX)$1,001 - $15,000$201 - $1,0003.8
Goldman Sachs Dynamic Municipal Income Fund Investor Class Shares (GUIRX)$15,001 - $50,000$1,001 - $2,5003.9
Hartford Balanced Income Fund Class I Shares (HBLIX)$1,001 - $15,000None (or less than $201)3.10
WCM Focused International Growth Fund Institutional Class Shares (WCMIX)$1,001 - $15,000None (or less than $201)3.11
JPMorgan Equity Premium Income Fund Class I Shares (JEPIX)$1,001 - $15,000$201 - $1,0003.12
MFS International Diversification Fund Class I Shares (MDIJX)$1,001 - $15,000$201 - $1,0003.13
MainStay MacKay Convertible Fund Class I Shares (MCNVX)$1,001 - $15,000None (or less than $201)3.14
Federated Prime Cash Obligations Fund Wealth Shares (PCOXX)$1,001 - $15,000$201 - $1,0003.15
Eventide Gilead Fund Class I Shares (ETILX)$1,001 - $15,000None (or less than $201)3.16
Nuveen Short Duration High Yield Municipal Bond Fund Class I Shares (NVHIX)$15,001 - $50,000$1,001 - $2,5003.17
Nuveen All-American Municipal Bond Fund Class I Shares (FAARX)$100K - $250K$2,501 - $5,0003.18
Principal Blue Chip Fund Institutional Class Shares (PBCKX)$1,001 - $15,000None (or less than $201)3.19
PGIM Jennison International Opportunities Fund Class Z Shares (PWJZX)$1,001 - $15,000None (or less than $201)3.20
T Rowe Price Dividend Growth Fund, Inc (PRDGX)$1,001 - $15,000None (or less than $201)3.21
Altria Group, Inc. (MO)$1,001 - $15,000$201 - $1,000Dividends3.22
Blackstone Mortgage Trust, Inc. (BXMT)$1,001 - $15,000$201 - $1,000Dividends3.23
Canadian Natural Resources Limited Common Stock (CNQ)$1,001 - $15,000$201 - $1,000Dividends3.24
Chevron Corp. (CVX)$1,001 - $15,000$201 - $1,000Dividends3.25
Coca-Cola Consolidated, Inc. (COKE)$1,001 - $15,000None (or less than $201)3.26
Crown Castle International Corp. (CCI)$1,001 - $15,000$201 - $1,000Dividends3.27
Iron Mountain, Inc. (IRM)$1,001 - $15,000$201 - $1,000Dividends3.28
National Retail Properties, Inc. (NNN)$1,001 - $15,000$201 - $1,000Dividends3.29
Prologis, Inc. (PLD)$1,001 - $15,000None (or less than $201)3.30
Public Storage (PSA)$1,001 - $15,000$201 - $1,000Dividends3.31
W.P. Carey, Inc. (WPC)$1,001 - $15,000$201 - $1,000Dividends3.32
Invesco S&P 500 Low Volatility ETF (SPLV)$1,001 - $15,000None (or less than $201)3.33
iShares Expanded Tech-Software ETF (IGV)$1,001 - $15,000None (or less than $201)3.34
iShares Short-Term National Muni Bond ETF (SUB)$1,001 - $15,000$201 - $1,0003.35
iShares Preferred and Income Securities ETF (PFF)$1,001 - $15,000$201 - $1,0003.36
SPDR GOLD TRUST Gold Shares (GLD)$1,001 - $15,000None (or less than $201)3.37
Real Estate Select Sector SPDR Fund (XLRE)$1,001 - $15,000None (or less than $201)3.38
Consumer Staples Select Sector SPDR Fund (XLP)$1,001 - $15,000$201 - $1,0003.39
Real Estate Select Sector SPDR Fund (XLRE)$1,001 - $15,000$201 - $1,0003.40
Utilities Select Sector SPDR ETF (XLU)$1,001 - $15,000$201 - $1,0003.41
Vanguard 500 Index Fund ETF Shares (VOO)$1,001 - $15,000None (or less than $201)3.42
Vanguard Value Index Fund ETF Shares (VTV)$15,001 - $50,000$201 - $1,0003.43
Calvert Equity Fund Class I Shares (CEYIX)$15,001 - $50,000None (or less than $201)3.44
Blackstone Inc. Common Stock (BX)$1,001 - $15,000None (or less than $201)3.45
Comcast Corp. (CMCSA)$1,001 - $15,000None (or less than $201)3.46
Dominion Energy, Inc. (D)$1,001 - $15,000None (or less than $201)3.47
Merck & Co., Inc. (mrk)$1,001 - $15,000None (or less than $201)3.48
PepsiCo, Inc. (PEP)$1,001 - $15,000None (or less than $201)3.49
Prologis, Inc. (PLD)$1,001 - $15,000None (or less than $201)3.50
Rockwell Automation, Inc. (ROK)$1,001 - $15,000None (or less than $201)3.51
W.P. Carey, Inc. (WPC)$1,001 - $15,000None (or less than $201)3.52
The Williams Cos., Inc. (WMB)$1,001 - $15,000None (or less than $201)3.53
INDIVIDUAL BROKERAGE ACCOUNT #24
Invesco Oppenheimer Rochester Hi Yld Municipal Fd Class Y Shs (ORNYX)$15,001 - $50,000$1,001 - $2,5004.1
American Century Equity Income Fund Class I Shares (ACIIX)$1,001 - $15,000None (or less than $201)4.2
BlackRock Event Driven Equity Fund Institutional Shares (BILPX)$1,001 - $15,000None (or less than $201)4.3
BlackRock Multi-Asset Income Portfolio Institutional Shares (BIICX)$1,001 - $15,000None (or less than $201)4.4
BlackRock Systematic Multi-Strategy Fund Institutional Class Shares (BIMBX)$1,001 - $15,000None (or less than $201)4.5
Calvert Equity Fund Class I Shares (CEYIX)$15,001 - $50,000None (or less than $201)4.6
Eaton Vance Short Duration Municipal Opportunities Fund Class I Shares (EMAIX)$1,001 - $15,000$201 - $1,0004.7
Fidelity Advisor Multi-Asset Income Fund Class I Shares (FAYZX)$1,001 - $15,000$201 - $1,0004.8
First Eagle Overseas Fund Class I Shares (SGOIX)$1,001 - $15,000$201 - $1,0004.9
Goldman Sachs Dynamic Municipal Income Fund Investor Class Shares (GUIRX)$15,001 - $50,000$1,001 - $2,5004.10
Hartford Balanced Income Fund Class I Shares (HBLIX)$1,001 - $15,000None (or less than $201)4.11
WCM Focused International Growth Fund Institutional Class Shares (WCMIX)$1,001 - $15,000None (or less than $201)4.12
JPMorgan Equity Premium Income Fund Class I Shares (JEPIX)$1,001 - $15,000$201 - $1,0004.13
MFS INTL DIVERSIFICATION FUND CLASS 1$1,001 - $15,000$201 - $1,0004.14
MainStay MacKay Convertible Fund Class I Shares (MCNVX)$1,001 - $15,000None (or less than $201)4.15
Federated Prime Cash Obligations Fund Wealth Shares (PCOXX)$1,001 - $15,000$201 - $1,0004.16
Eventide Gilead Fund Class I Shares (ETILX)$1,001 - $15,000None (or less than $201)4.17
Nuveen Short Duration High Yield Municipal Bond Fund Class I Shares (NVHIX)$50,001 - $100K$1,001 - $2,5004.18
Nuveen All-American Municipal Bond Fund Class I Shares (FAARX)$100K - $250K$2,501 - $5,0004.19
Principal Blue Chip Fund Institutional Class Shares (PBCKX)$1,001 - $15,000None (or less than $201)4.20
PGIM Jennison International Opportunities Fund Class Z Shares (PWJZX)$1,001 - $15,000None (or less than $201)4.21
Invesco Ltd. (IVZ)$1,001 - $15,000None (or less than $201)4.22
Medtronic PLC (mdt)$1,001 - $15,000None (or less than $201)4.23
LyondellBasell Industries NV (LYB)$1,001 - $15,000None (or less than $201)4.24
Altria Group, Inc. (MO)$1,001 - $15,000$201 - $1,000Dividends4.25
Blackstone Mortgage Trust, Inc. (BXMT)$1,001 - $15,000$201 - $1,000Dividends4.26
Canadian Natural Resources Limited Common Stock (CNQ)$1,001 - $15,000$201 - $1,000Dividends4.27
Chevron Corp. (CVX)$1,001 - $15,000$201 - $1,000Dividends4.28
Crown Castle International Corp. (CCI)$1,001 - $15,000$201 - $1,000Dividends4.29
Iron Mountain, Inc. (IRM)$1,001 - $15,000$201 - $1,000Dividends4.30
National Retail Properties, Inc. (NNN)$1,001 - $15,000$201 - $1,000Dividends4.31
Public Storage (PSA)$1,001 - $15,000$201 - $1,000Interest4.32
W.P. Carey, Inc. (WPC)$1,001 - $15,000$201 - $1,000Dividends4.33
Invesco S&P 500 Low Volatility ETF (SPLV)$1,001 - $15,000None (or less than $201)4.34
iShares Expanded Tech-Software ETF (IGV)$1,001 - $15,000None (or less than $201)4.35
ISHARES SHORT TERM NATIONAL MUNI BOND$1,001 - $15,000$201 - $1,0004.36
iShares Preferred and Income Securities ETF (PFF)$1,001 - $15,000$201 - $1,0004.37
SPDR GOLD TRUST Gold Shares (GLD)$1,001 - $15,000None (or less than $201)4.38
Healthcare Select Sector SPDR (ETF) (XLV)$1,001 - $15,000None (or less than $201)4.39
Consumer Staples Select Sector SPDR Fund (XLP)$1,001 - $15,000$201 - $1,0004.40
Real Estate Select Sector SPDR ETF (XLRE)$1,001 - $15,000$201 - $1,0004.41
Utilities Select Sector SPDR ETF (XLU)$1,001 - $15,000$201 - $1,0004.42
Vanguard 500 Index Fund ETF Shares (VOO)$1,001 - $15,000None (or less than $201)4.43
Vanguard Value Index Fund ETF Shares (VTV)$15,001 - $50,000$201 - $1,0004.44
T Rowe Price Dividend Growth Fund, Inc (PRDGX)$1,001 - $15,000None (or less than $201)4.45
Blackstone Inc. Common Stock (BX)$1,001 - $15,000None (or less than $201)4.46
The Coca-Cola Co. (KO)$1,001 - $15,000None (or less than $201)4.47
Comcast Corp. (CMCSA)$1,001 - $15,000None (or less than $201)4.48
Dominion Energy, Inc. (D)$1,001 - $15,000None (or less than $201)4.49
Merck & Co., Inc. (mrk)$1,001 - $15,000None (or less than $201)4.50
PepsiCo, Inc. (PEP)$1,001 - $15,000None (or less than $201)4.51
Prologis, Inc. (PLD)$1,001 - $15,000None (or less than $201)4.52
Rockwell Automation, Inc. (ROK)$1,001 - $15,000None (or less than $201)4.53
The TJX Cos., Inc. (TJX)$1,001 - $15,000None (or less than $201)4.54
The Williams Cos., Inc. (WMB)$1,001 - $15,000None (or less than $201)4.55
REALTA Life Sciences$15,001 - $50,000None (or less than $201)Investment into a nascent biopharmaceutical company developing a anti-inflammatory drug5
USAA Tax-Exempt Long-Term Fund Fund Class Shares (USTEX)$100K - $250K$201 - $1,0006
USAA Tax-Exempt Intermediate-Term Fund Fund Class Shares (USATX)$100K - $250K$201 - $1,0007
USAA Aggressive Growth Fund Fund Class Shares (USAUX)$15,001 - $50,000$201 - $1,0008
US BANK #1 (cash)$100K - $250K$201 - $1,000Interest9
US BANK #2 (cash)$50,001 - $100K$201 - $1,000Interest10
US bank #3 (Cash)$15,001 - $50,000None (or less than $201)11
US Treasury Bonds (US Treasury Direct)$15,001 - $50,000None (or less than $201)12

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