Joseph Lavorgna
Reported Asset Values
$11M–$40M+
The data on this page comes from a financial disclosure filed by Joseph Lavorgna, who was picked to be: Counselor, Department of the Treasury in June, 2025. It is part of a collection of thousands of ethics documents ProPublica has been collecting from across the Trump administration.
Roles Outside Government
Officials are required to disclose paid or unpaid positions they hold or recently held outside the federal government, including roles as officer, director, trustee or employee. (Form 278e, Part 1)
| Organization | Position held | Endnote | Line No. |
|---|---|---|---|
| SMBC Nikko | Chief Economist, 9/2022 - 6/2025 | 1 |
Employment Assets
Officials are required to disclose assets associated with their employment, including salary, retirement accounts, stocks, intellectual property and awards or prizes. (Form 278e, Part 2)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| SMBC Nikko, deferred compensation: received | $375K | Cash Payment | 1 | ||
| SMBC Nikko, deferred compensation: cash receivable | $1M - $5M | None (or less than $201) | Payout of $1.245 million received after filing of this financial disclosure form. | 2 | |
| SMBC Nikko, anticipated bonus | $1M - $5M | None (or less than $201) | Bonus was paid to Filer prior to starting position with Treasury but after he filed this New Entrant 278. | 3 | |
| IRA (cash account) | $1M - $5M | None (or less than $201) | 4 | ||
| SMBC 401k (Vanguard Target Retire 2035 Trust II) | $100K - $250K | None (or less than $201) | 5 |
Employment Agreements
Officials are required to disclose agreements relating to other jobs, including what will happen with any small businesses they own during government service and any continued health care coverage, planned leaves of absence, severance or bonuses. (Form 278e, Part 3)
| Organization | Agreement | Endnote | Line No. |
|---|---|---|---|
| SMBC Nikko | I continue to participate in the company's defined contribution plan but neither I nor the plan sponsor make any further contributions. (2022-09-01) | 1 | |
| SMBC Nikko | Pursuant to company policy for senior executives, one third of my bonuses are restricted cash which is paid out in a fixed amount over a three-year period in one-third increments. (2022-09-01) | 2 |
Compensation
Officials are required to disclose the sources of any compensation above $5,000 in a year. (Form 278e, Part 4)
| Organization | Description | Endnote | Line No. |
|---|---|---|---|
| SMBC Nikko | Services as Chief Economist | 1 |
Spouse’s Assets
Officials are required to disclose their spouse’s assets, including salary and retirement accounts worth more than $1,000. (Form 278e, Part 5)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| U.S. Bank (Cash) | $1,001 - $15,000 | None (or less than $201) | 1 |
Other Assets and Income
Officials are required to disclose other assets and sources of investment income belonging to them, their spouse or their dependent children. These include annuities, bonds, cash, college savings plans, farms, precious metals, real estate, stocks, trusts and wills. (Form 278e, Part 6)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| Mass Mutual Wholelife insurance policy | $250K - $500K | None (or less than $201) | 1 | ||
| U.S. Bank (cash account) | $15,001 - $50,000 | None (or less than $201) | 2 | ||
| Hudson Bay Fund International LTD | $250K - $500K | None (or less than $201) | 3 | ||
| Third Point Offshore Fund, Ltd- Participation Note | $15,001 - $50,000 | None (or less than $201) | investment in the fund was liquidated, and this note is for the remaining cash out of my investment. I have no equity interest. | 4 | |
| VCV Digital (AI, Clean Tech, Health Tech, Digital Infrastructure and Blockchain) | None (or less than $201) | Value not readily ascertainable. | 5 | ||
| Atlas Cloud (AI Hardware) | None (or less than $201) | 5.1 | |||
| Tiger DC (AI Data Center) | None (or less than $201) | 5.2 | |||
| Gentle Scan (Health Tech) | None (or less than $201) | 5.3 | |||
| Scharf Managed Account | 6 | ||||
| Dreyfus Insured Deposit Program M | $15,001 - $50,000 | None (or less than $201) | 6.1 | ||
| McKesson Corp. (MCK) | $15,001 - $50,000 | None (or less than $201) | 6.2 | ||
| Microsoft Corp. (MSFT) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.3 | |
| Berkshire Hathaway Inc. (BRKB) | $15,001 - $50,000 | None (or less than $201) | 6.4 | ||
| Brookfield Business Corporation Class A Exchangeable Subordinate Voting Shares (BBUC) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.5 | |
| Visa, Inc. (V) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.6 | |
| Fiserv, Inc. (FISV) | $15,001 - $50,000 | None (or less than $201) | 6.7 | ||
| Oracle Corp. (ORCL) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.8 | |
| Booking Holdings Inc. (BKNG) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.9 | |
| Markel Corp. (MKL) | $15,001 - $50,000 | None (or less than $201) | 6.10 | ||
| CME Group, Inc. (CME) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.11 | |
| The Walt Disney Co. (DIS) | $15,001 - $50,000 | None (or less than $201) | 6.12 | ||
| Adobe, Inc. (ADBE) | $15,001 - $50,000 | None (or less than $201) | 6.13 | ||
| AON PLC (AON) | $1,001 - $15,000 | None (or less than $201) | 6.14 | ||
| Air Products and Chemicals, Inc. (APD) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.15 | |
| Lockheed Martin Corp. (LMT) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.16 | |
| Union Pacific Corp. (UNP) | $1,001 - $15,000 | $201 - $1,000 | Dividends | 6.17 | |
| Franco-Nevada Corporation (FNV) | $1,001 - $15,000 | None (or less than $201) | 6.18 | ||
| Donaldson Co., Inc. (DCI) | $1,001 - $15,000 | None (or less than $201) | 6.19 | ||
| The Hershey Co. (HSY) | $1,001 - $15,000 | $201 - $1,000 | Dividends | 6.20 | |
| U-Haul Holding Co Series N (UHAL.B) | $1,001 - $15,000 | None (or less than $201) | 6.21 | ||
| Schlumberger NV (SLB) | $1,001 - $15,000 | None (or less than $201) | 6.22 | ||
| Comcast Corp. (CMCSA) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.23 | |
| Centene Corp. (CNC) | $15,001 - $50,000 | None (or less than $201) | 6.24 | ||
| Occidental Petroleum Corp. (OXY) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.25 | |
| Novartis AG Common Stock (NVS) | $15,001 - $50,000 | None (or less than $201) | 6.26 | ||
| Smith & Nephew SNATS Inc. Common Stock (SNN) | $1,001 - $15,000 | $201 - $1,000 | Dividends | 6.27 | |
| Heineken NV SPONS ADR (HEINY) | $15,001 - $50,000 | $201 - $1,000 | Dividends | 6.28 | |
| SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL) | $15,001 - $50,000 | $1,001 - $2,500 | 6.29 | ||
| BATTERY PK CITY AUTH N Y REV SR BDS 2023 A GREEN BOND 5.000% 11/01/43 B/E DTD 08/03/23 CLB CLB 11/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 7 | |
| BROOKLYN ARENA LOC DEV CORP N Y PILOT REV REF BDS BARCLAYS CENTER A 4.000% 07/15/35 B/E DTD 09/15/16 CLB CLB 01/15/27 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 8 | |
| HUDSON YDS INFRASTRUCTURE CORP N Y SECOND INDENTURE REV BDS FISCAL 4.000% 02/15/35 B/E DTD 10/27/21 CLB CLB 02/15/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 9 | |
| ITHACA CITY N Y PUB IMPT REF GO BDS 2021 4.000% 08/01/33 B/E DTD 05/05/21 CLB CLB 08/01/29 | $1,001 - $15,000 | $201 - $1,000 | Interest | 10 | |
| LONG ISLAND PWR AUTH N Y ELEC SYS REV GEN REV BDS 2015 B 5.000% 09/01/28 B/E DTD 12/01/15 CLB CLB 09/01/25 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 11 | |
| LONG IS PWR AUTH N Y ELEC SYS REV GEN BDS 2021 A 4.000% 09/01/33 B/E DTD 09/30/21 CLB CLB 09/01/31 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 12 | |
| MONROE CNTY N Y INDL DEV CORP REV BDS UNIVERSITY OF ROCHESTER 2017 D 4.000% 07/01/34 B/E DTD 12/14/17 CLB CLB 07/01/27 | $1,001 - $15,000 | $201 - $1,000 | Interest | 13 | |
| MOUNT VERNON N Y CITY SCH DIST GO BDS 2014 3.750% 09/15/31 B/E DTD 06/26/14 CLB CLB 05/23/25 BAM | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 14 | |
| NASSAU CNTY N Y GO IMPT BDS 2021 A 4.000% 04/01/34 B/E DTD 04/09/21 CLB CLB 04/01/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 15 | |
| NEW YORK N Y GO BDS 2017 A SUB A-1 4.000% 08/01/39 B/E DTD 08/18/16 CLB CLB 08/01/26 | $1,001 - $15,000 | $201 - $1,000 | Interest | 16 | |
| NEW YORK N Y GO BDS FISCAL 2023E SUB E1 5.000% 04/01/40 B/E DTD 04/11/23 CLB CLB 04/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 17 | |
| BATTERY PK CITY AUTH N Y REV SR BDS 2023 A GREEN BOND 5.000% 11/01/43 B/E DTD 08/03/23 CLB CLB 11/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 18 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SUB BDS B1 5.000% 11/01/32 B/E DTD 11/05/15 CLB CLB 11/01/25 | $1,001 - $15,000 | $201 - $1,000 | Interest | 19 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SECD SUB BDS FISCAL 5.250% 08/01/42 B/E DTD 08/02/22 CLB CLB 08/01/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 20 | |
| BROOKLYN ARENA LOC DEV CORP N Y PILOT REV REF BDS BARCLAYS CENTER A 4.000% 07/15/35 B/E DTD 09/15/16 CLB CLB 01/15/27 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 21 | |
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV 2ND GEN RESOLUTION BDS 5.000% 06/15/41 B/E DTD 03/18/20 CLB CLB 06/15/30 | $1,001 - $15,000 | $201 - $1,000 | Interest | 22 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH BLDG AID REV BDS 2019 S-2A 4.000% 07/15/38 B/E DTD 07/26/18 CLB CLB 07/15/28 | $15,001 - $50,000 | $201 - $1,000 | Interest | 23 | |
| HUDSON YDS INFRASTRUCTURE CORP N Y SECOND INDENTURE REV BDS FISCAL 4.000% 02/15/35 B/E DTD 10/27/21 CLB CLB 02/15/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 24 | |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT BDS 2023 A1 5.000% 03/15/38 B/E DTD 08/15/23 CLB CLB 03/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 25 | |
| ITHACA CITY N Y PUB IMPT REF GO BDS 2021 4.000% 08/01/33 B/E DTD 05/05/21 CLB CLB 08/01/29 | $1,001 - $15,000 | $201 - $1,000 | Interest | 26 | |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV REV BDS 2015 E 5.000% 03/15/30 B/E DTD 09/11/15 CLB CLB 09/15/25 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 27 | |
| LONG ISLAND PWR AUTH N Y ELEC SYS REV GEN REV BDS 2015 B 5.000% 09/01/28 B/E DTD 12/01/15 CLB CLB 09/01/25 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 28 | |
| LONG IS PWR AUTH N Y ELEC SYS REV GEN BDS 2021 A 4.000% 09/01/33 B/E DTD 09/30/21 CLB CLB 09/01/31 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 29 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT REV BDS NEW YORK UNIV 5.000% 07/01/42 B/E DTD 02/21/19 CLB CLB 07/01/29 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 30 | |
| MONROE CNTY N Y INDL DEV CORP REV BDS UNIVERSITY OF ROCHESTER 2017 D 4.000% 07/01/34 B/E DTD 12/14/17 CLB CLB 07/01/27 | $1,001 - $15,000 | $201 - $1,000 | Interest | 31 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT BDS OCEANSIDE LIBR 2022 4.000% 07/01/35 B/E DTD 03/03/22 CLB CLB 07/01/30 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 32 | |
| MOUNT VERNON N Y CITY SCH DIST GO BDS 2014 3.750% 09/15/31 B/E DTD 06/26/14 CLB CLB 05/23/25 BAM | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 33 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT UNIV FACS BDS 2023A GREEN 5.000% 07/01/35 B/E DTD 09/07/23 CLB CLB 07/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 34 | |
| NASSAU CNTY N Y GO IMPT BDS 2021 A 4.000% 04/01/34 B/E DTD 04/09/21 CLB CLB 04/01/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 35 | |
| NEW YORK N Y GO BDS 2017 A SUB A-1 4.000% 08/01/39 B/E DTD 08/18/16 CLB CLB 08/01/26 | $1,001 - $15,000 | $201 - $1,000 | Interest | 36 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS FING PROGRAM 5.000% 10/01/36 B/E DTD 06/15/22 CLB CLB 10/01/30 BAM | $1,001 - $15,000 | $201 - $1,000 | Interest | 37 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS BD FING 5.000% 10/01/36 B/E DTD 06/15/23 CLB CLB 10/01/31 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 38 | |
| NEW YORK N Y GO BDS FISCAL 2023E SUB E1 5.000% 04/01/40 B/E DTD 04/11/23 CLB CLB 04/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 39 | |
| NEW YORK ST PWR AUTH GREEN TRANSMISSION PROJ REV BDS 2022A GREEN BOND 5.000% 11/15/33 B/E DTD 04/21/22 CLB CLB 11/15/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 40 | |
| NEW YORK ST TWY AUTH GEN REV JR INDBT OBLIGS BDS 2016 A 5.000% 01/01/31 B/E DTD 05/12/16 CLB CLB 01/01/26 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 41 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SUB BDS B1 5.000% 11/01/32 B/E DTD 11/05/15 CLB CLB 11/01/25 | $1,001 - $15,000 | $201 - $1,000 | Interest | 42 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SECD SUB BDS FISCAL 5.250% 08/01/42 B/E DTD 08/02/22 CLB CLB 08/01/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 43 | |
| NEW YORK ST TWY AUTH ST PERS INCOME TAX REV BDS 2022 A 5.000% 03/15/42 B/E DTD 07/28/22 CLB CLB 09/15/32 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 44 | |
| NEW YORK ST URBAN DEV CORP REV PERS INCOME TAX GEN PURP BDS 2020 A 5.000% 03/15/42 B/E DTD 06/25/20 CLB CLB 09/15/30 | $1,001 - $15,000 | $201 - $1,000 | Interest | 45 | |
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV 2ND GEN RESOLUTION BDS 5.000% 06/15/41 B/E DTD 03/18/20 CLB CLB 06/15/30 | $1,001 - $15,000 | $201 - $1,000 | Interest | 46 | |
| NEW YORK TRANSN DEV CORP SPL FAC REV BDS TERMINAL 4 JOHN F KENNEDY INTL 2020C 4.000% 12/01/39 B/E DTD 12/15/20 CLB CLB 12/01/30 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 47 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH BLDG AID REV BDS 2019 S-2A 4.000% 07/15/38 B/E DTD 07/26/18 CLB CLB 07/15/28 | $15,001 - $50,000 | $201 - $1,000 | Interest | 48 | |
| PORT AUTH N Y & N J CONS BDS 183 3.500% 12/15/33 B/E DTD 06/15/14 CLB CLB 05/23/25 | $1,001 - $15,000 | $201 - $1,000 | Interest | 49 | |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT BDS 2023 A1 5.000% 03/15/38 B/E DTD 08/15/23 CLB CLB 03/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 50 | |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV REV BDS 2015 E 5.000% 03/15/30 B/E DTD 09/11/15 CLB CLB 09/15/25 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 51 | |
| PORT AUTH N Y & N J CONSOLIDATED BDS 237 5.000% 01/15/37 B/E DTD 12/22/22 CLB CLB 01/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 52 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT REV BDS NEW YORK UNIV 5.000% 07/01/42 B/E DTD 02/21/19 CLB CLB 07/01/29 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 53 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT BDS OCEANSIDE LIBR 2022 4.000% 07/01/35 B/E DTD 03/03/22 CLB CLB 07/01/30 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 54 | |
| SCHENECTADY N Y GO PUB IMPT REF BDS 2022 4.000% 05/15/36 B/E DTD 02/16/22 CLB CLB 05/15/30 BAM | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 55 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT UNIV FACS BDS 2023A GREEN 5.000% 07/01/35 B/E DTD 09/07/23 CLB CLB 07/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 56 | |
| TRIBOROUGH BRDG & TUNL AUTH N Y REVS GEN BDS 2023B-1 5.000% 11/15/41 B/E DTD 08/17/23 CLB CLB 11/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 57 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS FING PROGRAM 5.000% 10/01/36 B/E DTD 06/15/22 CLB CLB 10/01/30 BAM | $1,001 - $15,000 | $201 - $1,000 | Interest | 58 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS BD FING 5.000% 10/01/36 B/E DTD 06/15/23 CLB CLB 10/01/31 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 59 | |
| BANK AMER CORP FXD RT SUB NT 4.183% 11/25/27 B/E DTD 11/25/16 CLB CLB 11/25/26 | $50,001 - $100K | $1,001 - $2,500 | Interest | 60 | |
| NEW YORK ST PWR AUTH GREEN TRANSMISSION PROJ REV BDS 2022A GREEN BOND 5.000% 11/15/33 B/E DTD 04/21/22 CLB CLB 11/15/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 61 | |
| CITIGROUP 3YNC1Y FIXED RATE NOTE 5/11/2022 ISIN#US17330FYW57 4.000% 05/13/25 B/E DTD 05/13/22 CLB CLB | $50,001 - $100K | $1,001 - $2,500 | Interest | 62 | |
| NEW YORK ST TWY AUTH GEN REV JR INDBT OBLIGS BDS 2016 A 5.000% 01/01/31 B/E DTD 05/12/16 CLB CLB 01/01/26 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 63 | |
| EMPIRE PETE CORP COM PAR$ | $15,001 - $50,000 | $201 - $1,000 | Interest | 64 | |
| FEDERAL NATL MTG ASSN COM | $15,001 - $50,000 | None (or less than $201) | 65 | ||
| NEW YORK ST TWY AUTH ST PERS INCOME TAX REV BDS 2022 A 5.000% 03/15/42 B/E DTD 07/28/22 CLB CLB 09/15/32 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 66 | |
| FEDERAL NATL MTG ASSN PFD SER T 8 25% | $15,001 - $50,000 | $201 - $1,000 | Interest | 67 | |
| JPMORGAN U.S. GOVERNMENT MONEY MARKET FUND CAPITAL CLASS | $500K - $1M | $1,001 - $2,500 | 68 | ||
| NEW YORK ST URBAN DEV CORP REV PERS INCOME TAX GEN PURP BDS 2020 A 5.000% 03/15/42 B/E DTD 06/25/20 CLB CLB 09/15/30 | $1,001 - $15,000 | $201 - $1,000 | Interest | 69 | |
| NEW YORK TRANSN DEV CORP SPL FAC REV BDS TERMINAL 4 JOHN F KENNEDY INTL 2020C 4.000% 12/01/39 B/E DTD 12/15/20 CLB CLB 12/01/30 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 70 | |
| OWL ROCK CAP CORP NT 3.400% 07/15/26 B/E DTD 12/08/20 CLB CLB 06/15/26 | $50,001 - $100K | $1,001 - $2,500 | Interest | 71 | |
| CALL 100 SPDR S&P 500 ETF TR TR UNIT EXP [email protected] OPTION ROOT= SPY | $1,001 - $15,000 | None (or less than $201) | 72 | ||
| PORT AUTH N Y & N J CONS BDS 183 3.500% 12/15/33 B/E DTD 06/15/14 CLB CLB 05/23/25 | $1,001 - $15,000 | $201 - $1,000 | Interest | 73 | |
| UNITED STATES TREAS NTS 1.250% 12/31/26 B/E DTD 12/31/21 N/C | $100K - $250K | $1,001 - $2,500 | Interest | 74 | |
| BATTERY PK CITY AUTH N Y REV SR BDS 2023 A GREEN BOND 5.000% 11/01/43 B/E DTD 08/03/23 CLB CLB 11/01/33 | $1,001 - $15,000 | $1,001 - $2,500 | Interest | 75 | |
| PORT AUTH N Y & N J CONSOLIDATED BDS 237 5.000% 01/15/37 B/E DTD 12/22/22 CLB CLB 01/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 76 | |
| SCHENECTADY N Y GO PUB IMPT REF BDS 2022 4.000% 05/15/36 B/E DTD 02/16/22 CLB CLB 05/15/30 BAM | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 77 | |
| BROOKLYN ARENA LOC DEV CORP N Y PILOT REV REF BDS BARCLAYS CENTER A 4.000% 07/15/35 B/E DTD 09/15/16 CLB CLB 01/15/27 0100745350 | $1,001 - $15,000 | $1,001 - $2,500 | Interest | 78 | |
| TRIBOROUGH BRDG & TUNL AUTH N Y REVS GEN BDS 2023B-1 5.000% 11/15/41 B/E DTD 08/17/23 CLB CLB 11/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 79 | |
| HUDSON YDS INFRASTRUCTURE CORP N Y SECOND INDENTURE REV BDS FISCAL 4.000% 02/15/35 B/E DTD 10/27/21 CLB CLB 02/15/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 80 | |
| BANK AMER CORP FXD RT SUB NT 4.183% 11/25/27 B/E DTD 11/25/16 CLB CLB 11/25/26 | $50,001 - $100K | $1,001 - $2,500 | Interest | 81 | |
| ITHACA CITY N Y PUB IMPT REF GO BDS 2021 4.000% 08/01/33 B/E DTD 05/05/21 CLB CLB 08/01/29 | $1,001 - $15,000 | $201 - $1,000 | Interest | 82 | |
| LONG ISLAND PWR AUTH N Y ELEC SYS REV GEN REV BDS 2015 B 5.000% 09/01/28 B/E DTD 12/01/15 CLB CLB 09/01/25 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 83 | |
| CITIGROUP 3YNC1Y FIXED RATE NOTE 5/11/2022 ISIN#US17330FYW57 4.000% 05/13/25 B/E DTD 05/13/22 CLB CLB | $50,001 - $100K | $1,001 - $2,500 | Interest | 84 | |
| EMPIRE PETE CORP COM PAR$ | $15,001 - $50,000 | $201 - $1,000 | Interest | 85 | |
| LONG IS PWR AUTH N Y ELEC SYS REV GEN BDS 2021 A 4.000% 09/01/33 B/E DTD 09/30/21 CLB CLB 09/01/31 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 86 | |
| FEDERAL NATL MTG ASSN COM | $15,001 - $50,000 | None (or less than $201) | 87 | ||
| FEDERAL NATL MTG ASSN PFD SER T 8 25% | $15,001 - $50,000 | $201 - $1,000 | Interest | 88 | |
| MONROE CNTY N Y INDL DEV CORP REV BDS UNIVERSITY OF ROCHESTER 2017 D 4.000% 07/01/34 B/E DTD 12/14/17 CLB CLB 07/01/27 | $1,001 - $15,000 | $201 - $1,000 | Interest | 89 | |
| JPMORGAN U.S. GOVERNMENT MONEY MARKET FUND CAPITAL CLASS | $500K - $1M | $1,001 - $2,500 | 90 | ||
| OWL ROCK CAP CORP NT 3.400% 07/15/26 B/E DTD 12/08/20 CLB CLB 06/15/26 | $50,001 - $100K | $1,001 - $2,500 | Interest | 91 | |
| MOUNT VERNON N Y CITY SCH DIST GO BDS 2014 3.750% 09/15/31 B/E DTD 06/26/14 CLB CLB 05/23/25 BAM | $15,001 - $50,000 | $201 - $1,000 | Interest | 92 | |
| NASSAU CNTY N Y GO IMPT BDS 2021 A 4.000% 04/01/34 B/E DTD 04/09/21 CLB CLB 04/01/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 93 | |
| CALL 100 SPDR S&P 500 ETF TR TR UNIT EXP [email protected] OPTION ROOT= SPY | $1,001 - $15,000 | None (or less than $201) | 94 | ||
| UNITED STATES TREAS NTS 1.250% 12/31/26 B/E DTD 12/31/21 N/C | $100K - $250K | $1,001 - $2,500 | Interest | 95 | |
| NEW YORK N Y GO BDS 2017 A SUB A-1 4.000% 08/01/39 B/E DTD 08/18/16 CLB CLB 08/01/26 | $1,001 - $15,000 | $201 - $1,000 | Interest | 96 | |
| BATTERY PK CITY AUTH N Y REV SR BDS 2023 A GREEN BOND 5.000% 11/01/43 B/E DTD 08/03/23 CLB CLB 11/01/33 | $1,001 - $15,000 | $1,001 - $2,500 | Interest | 97 | |
| NEW YORK N Y GO BDS FISCAL 2023E SUB E1 5.000% 04/01/40 B/E DTD 04/11/23 CLB CLB 04/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 98 | |
| BROOKLYN ARENA LOC DEV CORP N Y PILOT REV REF BDS BARCLAYS CENTER A 4.000% 07/15/35 B/E DTD 09/15/16 CLB CLB 01/15/27 0100745350 | $1,001 - $15,000 | $1,001 - $2,500 | Interest | 99 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SUB BDS B1 5.000% 11/01/32 B/E DTD 11/05/15 CLB CLB 11/01/25 | $1,001 - $15,000 | $201 - $1,000 | Interest | 100 | |
| HUDSON YDS INFRASTRUCTURE CORP N Y SECOND INDENTURE REV BDS FISCAL 4.000% 02/15/35 B/E DTD 10/27/21 CLB CLB 02/15/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 101 | |
| ITHACA CITY N Y PUB IMPT REF GO BDS 2021 4.000% 08/01/33 B/E DTD 05/05/21 CLB CLB 08/01/29 | $1,001 - $15,000 | $201 - $1,000 | Interest | 102 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SECD SUB BDS FISCAL 5.250% 08/01/42 B/E DTD 08/02/22 CLB CLB 08/01/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 103 | |
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV 2ND GEN RESOLUTION BDS 5.000% 06/15/41 B/E DTD 03/18/20 CLB CLB 06/15/30 | $1,001 - $15,000 | $201 - $1,000 | Interest | 104 | |
| LONG ISLAND PWR AUTH N Y ELEC SYS REV GEN REV BDS 2015 B 5.000% 09/01/28 B/E DTD 12/01/15 CLB CLB 09/01/25 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 105 | |
| LONG IS PWR AUTH N Y ELEC SYS REV GEN BDS 2021 A 4.000% 09/01/33 B/E DTD 09/30/21 CLB CLB 09/01/31 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 106 | |
| MONROE CNTY N Y INDL DEV CORP REV BDS UNIVERSITY OF ROCHESTER 2017 D 4.000% 07/01/34 B/E DTD 12/14/17 CLB CLB 07/01/27 | $1,001 - $15,000 | $201 - $1,000 | Interest | 107 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH BLDG AID REV BDS 2019 S-2A 4.000% 07/15/38 B/E DTD 07/26/18 CLB CLB 07/15/28 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 108 | |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT BDS 2023 A1 5.000% 03/15/38 B/E DTD 08/15/23 CLB CLB 03/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 109 | |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV REV BDS 2015 E 5.000% 03/15/30 B/E DTD 09/11/15 CLB CLB 09/15/25 | $15,001 - $50,000 | $201 - $1,000 | Interest | 110 | |
| MOUNT VERNON N Y CITY SCH DIST GO BDS 2014 3.750% 09/15/31 B/E DTD 06/26/14 CLB CLB 05/23/25 BAM | $15,001 - $50,000 | $201 - $1,000 | Interest | 111 | |
| NASSAU CNTY N Y GO IMPT BDS 2021 A 4.000% 04/01/34 B/E DTD 04/09/21 CLB CLB 04/01/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 112 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT REV BDS NEW YORK UNIV 5.000% 07/01/42 B/E DTD 02/21/19 CLB CLB 07/01/29 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 113 | |
| NEW YORK N Y GO BDS 2017 A SUB A-1 4.000% 08/01/39 B/E DTD 08/18/16 CLB CLB 08/01/26 | $1,001 - $15,000 | $201 - $1,000 | Interest | 114 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT BDS OCEANSIDE LIBR 2022 4.000% 07/01/35 B/E DTD 03/03/22 CLB CLB 07/01/30 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 115 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT UNIV FACS BDS 2023A GREEN 5.000% 07/01/35 B/E DTD 09/07/23 CLB CLB 07/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 116 | |
| NEW YORK N Y GO BDS FISCAL 2023E SUB E1 5.000% 04/01/40 B/E DTD 04/11/23 CLB CLB 04/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 117 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS FING PROGRAM 5.000% 10/01/36 B/E DTD 06/15/22 CLB CLB 10/01/30 BAM | $1,001 - $15,000 | $201 - $1,000 | Interest | 118 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS BD FING 5.000% 10/01/36 B/E DTD 06/15/23 CLB CLB 10/01/31 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 119 | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SUB BDS B1 5.000% 11/01/32 B/E DTD 11/05/15 CLB CLB 11/01/25 | $1,001 - $15,000 | $201 - $1,000 | Interest | 120 | |
| NEW YORK ST PWR AUTH GREEN TRANSMISSION PROJ REV BDS 2022A GREEN BOND 5.000% 11/15/33 B/E DTD 04/21/22 CLB CLB 11/15/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | 121 | ||
| NEW YORK ST TWY AUTH GEN REV JR INDBT OBLIGS BDS 2016 A 5.000% 01/01/31 B/E DTD 05/12/16 CLB CLB 01/01/26 | $15,001 - $50,000 | $1,001 - $2,500 | 122 | ||
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SECD SUB BDS FISCAL 5.250% 08/01/42 B/E DTD 08/02/22 CLB CLB 08/01/32 | $1,001 - $15,000 | $201 - $1,000 | Interest | 123 | |
| NEW YORK ST TWY AUTH ST PERS INCOME TAX REV BDS 2022 A 5.000% 03/15/42 B/E DTD 07/28/22 CLB CLB 09/15/32 | $15,001 - $50,000 | $1,001 - $2,500 | 124 | ||
| NEW YORK ST URBAN DEV CORP REV PERS INCOME TAX GEN PURP BDS 2020 A 5.000% 03/15/42 B/E DTD 06/25/20 CLB CLB 09/15/30 | $1,001 - $15,000 | $1,001 - $2,500 | 125 | ||
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV 2ND GEN RESOLUTION BDS 5.000% 06/15/41 B/E DTD 03/18/20 CLB CLB 06/15/30 | $1,001 - $15,000 | $201 - $1,000 | Interest | 126 | |
| NEW YORK TRANSN DEV CORP SPL FAC REV BDS TERMINAL 4 JOHN F KENNEDY INTL 2020C 4.000% 12/01/39 B/E DTD 12/15/20 CLB CLB 12/01/30 0100745350 | $1,001 - $15,000 | $1,001 - $2,500 | 127 | ||
| PORT AUTH N Y & N J CONS BDS 183 3.500% 12/15/33 B/E DTD 06/15/14 CLB CLB 05/23/25 | $1,001 - $15,000 | $1,001 - $2,500 | 128 | ||
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH BLDG AID REV BDS 2019 S-2A 4.000% 07/15/38 B/E DTD 07/26/18 CLB CLB 07/15/28 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 129 | |
| PORT AUTH N Y & N J CONSOLIDATED BDS 237 5.000% 01/15/37 B/E DTD 12/22/22 CLB CLB 01/15/33 | $1,001 - $15,000 | $1,001 - $2,500 | 130 | ||
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT BDS 2023 A1 5.000% 03/15/38 B/E DTD 08/15/23 CLB CLB 03/15/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 131 | |
| SCHENECTADY N Y GO PUB IMPT REF BDS 2022 4.000% 05/15/36 B/E DTD 02/16/22 CLB CLB 05/15/30 BAM | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 132 | |
| TRIBOROUGH BRDG & TUNL AUTH N Y REVS GEN BDS 2023B-1 5.000% 11/15/41 B/E DTD 08/17/23 CLB CLB 11/15/33 | $1,001 - $15,000 | $1,001 - $2,500 | Interest | 133 | |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV REV BDS 2015 E 5.000% 03/15/30 B/E DTD 09/11/15 CLB CLB 09/15/25 | $15,001 - $50,000 | $201 - $1,000 | Interest | 134 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT REV BDS NEW YORK UNIV 5.000% 07/01/42 B/E DTD 02/21/19 CLB CLB 07/01/29 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 135 | |
| BANK AMER CORP FXD RT SUB NT 4.183% 11/25/27 B/E DTD 11/25/16 CLB CLB 11/25/26 | $50,001 - $100K | $2,501 - $5,000 | Interest | 136 | |
| CITIGROUP 3YNC1Y FIXED RATE NOTE 5/11/2022 ISIN#US17330FYW57 4.000% 05/13/25 B/E DTD 05/13/22 CLB CLB | $50,001 - $100K | $2,501 - $5,000 | Interest | 137 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT BDS OCEANSIDE LIBR 2022 4.000% 07/01/35 B/E DTD 03/03/22 CLB CLB 07/01/30 | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 138 | |
| DREYFUS INSURED DEPOSITS M | None (or less than $1,001) | $1,001 - $2,500 | Interest | 139 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT UNIV FACS BDS 2023A GREEN 5.000% 07/01/35 B/E DTD 09/07/23 CLB CLB 07/01/33 | $1,001 - $15,000 | $201 - $1,000 | Interest | 140 | |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS FING PROGRAM 5.000% 10/01/36 B/E DTD 06/15/22 CLB CLB 10/01/30 BAM | $1,001 - $15,000 | $201 - $1,000 | Interest | 141 | |
| Empire Petroleum Corporation Common Stock (EP) | $15,001 - $50,000 | $1,001 - $2,500 | Dividends | 142 | |
| FEDERAL NATL MTG ASSN COM | $15,001 - $50,000 | None (or less than $201) | 143 | ||
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS BD FING 5.000% 10/01/36 B/E DTD 06/15/23 CLB CLB 10/01/31 0100745350 | $1,001 - $15,000 | $201 - $1,000 | Interest | 144 | |
| FEDERAL NATL MTG ASSN PFD SER T 8 25% | $15,001 - $50,000 | None (or less than $201) | 145 | ||
| NEW YORK ST PWR AUTH GREEN TRANSMISSION PROJ REV BDS 2022A GREEN BOND 5.000% 11/15/33 B/E DTD 04/21/22 CLB CLB 11/15/31 0100745350 | $15,001 - $50,000 | $1,001 - $2,500 | 146 | ||
| JPMORGAN U.S. GOVERNMENT MONEY MARKET FUND CAPITAL CLASS | $500K - $1M | $15,001 - $50,000 | 147 | ||
| NEW YORK ST TWY AUTH GEN REV JR INDBT OBLIGS BDS 2016 A 5.000% 01/01/31 B/E DTD 05/12/16 CLB CLB 01/01/26 | $15,001 - $50,000 | $1,001 - $2,500 | 148 | ||
| OWL ROCK CAP CORP NT 3.400% 07/15/26 B/E DTD 12/08/20 CLB CLB 06/15/26 | $50,001 - $100K | $2,501 - $5,000 | Interest | 149 | |
| CALL 100 SPDR S&P 500 ETF TR TR UNIT EXP [email protected] OPTION ROOT= SPY | $1,001 - $15,000 | $1,001 - $2,500 | 150 | ||
| NEW YORK ST TWY AUTH ST PERS INCOME TAX REV BDS 2022 A 5.000% 03/15/42 B/E DTD 07/28/22 CLB CLB 09/15/32 | $15,001 - $50,000 | $1,001 - $2,500 | 151 | ||
| UNITED STATES TREAS NTS 1.250% 12/31/26 B/E DTD 12/31/21 N/C | $100K - $250K | $5,001 - $15,000 | Interest | 152 | |
| NEW YORK ST URBAN DEV CORP REV PERS INCOME TAX GEN PURP BDS 2020 A 5.000% 03/15/42 B/E DTD 06/25/20 CLB CLB 09/15/30 | $1,001 - $15,000 | $1,001 - $2,500 | 153 | ||
| ICAPITAL MILLENNIUM FUND II LTD | $250K - $500K | None (or less than $201) | 154 | ||
| NEW YORK TRANSN DEV CORP SPL FAC REV BDS TERMINAL 4 JOHN F KENNEDY INTL 2020C 4.000% 12/01/39 B/E DTD 12/15/20 CLB CLB 12/01/30 0100745350 | $1,001 - $15,000 | $1,001 - $2,500 | 155 | ||
| PORT AUTH N Y & N J CONS BDS 183 3.500% 12/15/33 B/E DTD 06/15/14 CLB CLB 05/23/25 | $1,001 - $15,000 | $1,001 - $2,500 | 156 | ||
| CANADIAN NATL RY CO COM | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 157 | |
| CANADIAN PACIFIC KANSAS CITY LTD | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains Dividends Interest | 158 | |
| PORT AUTH N Y & N J CONSOLIDATED BDS 237 5.000% 01/15/37 B/E DTD 12/22/22 CLB CLB 01/15/33 | $1,001 - $15,000 | $1,001 - $2,500 | 159 | ||
| SCHENECTADY N Y GO PUB IMPT REF BDS 2022 4.000% 05/15/36 B/E DTD 02/16/22 CLB CLB 05/15/30 BAM | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 160 | |
| DREYFUS INSURED DEPOSITS | $1,001 - $15,000 | $201 - $1,000 | 161 | ||
| TRIBOROUGH BRDG & TUNL AUTH N Y REVS GEN BDS 2023B-1 5.000% 11/15/41 B/E DTD 08/17/23 CLB CLB 11/15/33 | $1,001 - $15,000 | $1,001 - $2,500 | Interest | 162 | |
| Alphabet Inc Cl A | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 163 | |
| BANK AMER CORP FXD RT SUB NT 4.183% 11/25/27 B/E DTD 11/25/16 CLB CLB 11/25/26 | $50,001 - $100K | $2,501 - $5,000 | Interest | 164 | |
| GQG Partners US Select Quality Equity Fund Institutional Class Shares (GQEIX) | $100K - $250K | $1,001 - $2,500 | 165 | ||
| CITIGROUP 3YNC1Y FIXED RATE NOTE 5/11/2022 ISIN#US17330FYW57 4.000% 05/13/25 B/E DTD 05/13/22 CLB CLB | $50,001 - $100K | $2,501 - $5,000 | Interest | 166 | |
| DREYFUS INSURED DEPOSITS M | None (or less than $1,001) | $1,001 - $2,500 | Interest | 167 | |
| MASTERCARD INC CL A | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 168 | |
| MOODYS CORP COM | $15,001 - $50,000 | Capital Gains | 169 | ||
| Empire Petroleum Corporation Common Stock (EP) | $15,001 - $50,000 | $1,001 - $2,500 | Dividends | 170 | |
| JPMORGAN U.S. GOVERNMENT MONEY MARKET FUND CAPITAL CLASS | $1M - $5M | $100K - $1M | 171 | ||
| FEDERAL NATL MTG ASSN COM | $15,001 - $50,000 | None (or less than $201) | 172 | ||
| S&P GLOBAL INC COM | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 173 | |
| FEDERAL NATL MTG ASSN PFD SER T 8 25% | $15,001 - $50,000 | None (or less than $201) | 174 | ||
| JPMORGAN U.S. GOVERNMENT MONEY MARKET FUND CAPITAL CLASS | $500K - $1M | $15,001 - $50,000 | 175 | ||
| Visa Inc Com CL A | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 176 | |
| OWL ROCK CAP CORP NT 3.400% 07/15/26 B/E DTD 12/08/20 CLB CLB 06/15/26 | $50,001 - $100K | $2,501 - $5,000 | Interest | 177 | |
| WASATCH SMALL-CAP VALUE FUND INSTITUTIONAL CLASS | $15,001 - $50,000 | $201 - $1,000 | 178 | ||
| CALL 100 SPDR S&P 500 ETF TR TR UNIT EXP [email protected] OPTION ROOT= SPY | $1,001 - $15,000 | $1,001 - $2,500 | 179 | ||
| UNITED STATES TREAS NTS 1.250% 12/31/26 B/E DTD 12/31/21 N/C | $100K - $250K | $5,001 - $15,000 | Interest | 180 | |
| ICAPITAL MILLENNIUM FUND II LTD | $250K - $500K | None (or less than $201) | 181 | ||
| CANADIAN NATL RY CO COM | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 182 | |
| CANADIAN PACIFIC KANSAS CITY LTD | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains Dividends Interest | 183 | |
| DREYFUS INSURED DEPOSITS | $1,001 - $15,000 | $201 - $1,000 | 184 | ||
| Alphabet Inc Cl A | $15,001 - $50,000 | $1,001 - $2,500 | Capital Gains | 185 | |
| GQG Partners US Select Quality Equity Fund Institutional Class Shares (GQEIX) | $100K - $250K | $1,001 - $2,500 | 186 | ||
| MASTERCARD INC CL A | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 187 | |
| MOODYS CORP COM | $15,001 - $50,000 | Capital Gains | 188 | ||
| JPMORGAN U.S. GOVERNMENT MONEY MARKET FUND CAPITAL CLASS | $1M - $5M | $100K - $1M | 189 | ||
| S&P GLOBAL INC COM | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 190 | |
| Visa Inc Com CL A | $15,001 - $50,000 | $201 - $1,000 | Capital Gains | 191 | |
| WASATCH SMALL-CAP VALUE FUND INSTITUTIONAL CLASS | $15,001 - $50,000 | $201 - $1,000 | 192 |
About the Data
Most political appointees and senior officials in the executive branch are required by law to file public financial disclosure reports. These are documents that detail their financial holdings, positions they hold outside government, their spouse’s holdings, their liabilities and their recent financial transactions (such as buying or selling stock) during a defined reporting period.
The most senior officials file their disclosures with an agency called the Office of Government Ethics, and others file them with a designated ethics official within their agency. The Ethics in Government Act allows members of the public and the press to request these documents.
We’re publishing this information to give the public an important glimpse into the financial ties of a powerful and often hidden cadre of presidential appointees within the federal bureaucracy.
The main document type included in the database is the OGE Form 278e, which appointees must file when they are nominated (for Senate-confirmed appointees) or when they enter government (all others), and then annually while in the position. Another common document included is the OGE Form 278-T, also known as a periodic transaction report, which all public filers must submit within 30 days of a transaction. We are also making other ethics documents available, such as ethics agreements, certificates of divestiture and other documents we have obtained under the Ethics in Government Act.
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Read ProPublica reporting on the disclosure documents.
