Mark Uyeda
The data on this page comes from a financial disclosure filed by Mark Uyeda, who was picked to be: Acting Chair, Securities and Exchange Commission in January, 2024. It is part of a collection of thousands of ethics documents ProPublica has been collecting from across the Trump administration.
Employment Assets
Officials are required to disclose assets associated with their employment, including salary, retirement accounts, stocks, intellectual property and awards or prizes. (Form 278e, Part 2)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| TRADITIONAL IRA | 1 | ||||
| Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX) | $15,001 - $50,000 | None (or less than $201) | 1.1 | ||
| Roth IRA | 2 | ||||
| Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX) | $500K - $1M | None (or less than $201) | 2.1 | ||
| California Public Employees' Retirement System, defined benefit plan | $15,001 - $50,000 | None (or less than $201) | 3 | ||
| O'Melveny & Myers LLP, 401(k) Plan | 4 | ||||
| FIDELITY 500 INDEX FUND (FXAIX) | $100K - $250K | None (or less than $201) | 4.1 | ||
| Dodge & Cox Stock Fund (DODGX) | $100K - $250K | None (or less than $201) | 4.2 | ||
| Vanguard Mid-Cap Index Fund Institutional Shares (VMCIX) | $50,001 - $100K | None (or less than $201) | 4.3 | ||
| Fidelity Total International Index Fund (FTIHX) | $50,001 - $100K | None (or less than $201) | 4.4 | ||
| Fidelity Freedom Index 2030 Fund Institutional Premium Class Shares (FFEGX) | $50,001 - $100K | None (or less than $201) | 4.5 | ||
| Fidelity Low-Priced Stock Fund Class K Shares (FLPKX) | $1,001 - $15,000 | None (or less than $201) | 4.6 | ||
| Great Gray Trust T.Rowe Price Large-Cap Growth CIT Class S | $1,001 - $15,000 | None (or less than $201) | 4.7 | ||
| Great Gray Trust T. Rowe Price Stable Value CIT S | $15,001 - $50,000 | None (or less than $201) | 4.8 |
Employment Agreements
Officials are required to disclose agreements relating to other jobs, including what will happen with any small businesses they own during government service and any continued health care coverage, planned leaves of absence, severance or bonuses. (Form 278e, Part 3)
| Organization | Agreement | Endnote | Line No. |
|---|---|---|---|
| State of California | I will continue to participate in this defined benefit plan. (2004-04-01) | 1 | |
| O'Melveny & Myers LLP | I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions. (1996-12-01) | 2 | |
| K&L Gates LLP | I ceased participating in this defined contribution plan in June 2024 by rolling over the investments into the O'Melveny & Myers LLP 401(k) plan. (1995-09-01) | 3 |
Spouse’s Assets
Officials are required to disclose their spouse’s assets, including salary and retirement accounts worth more than $1,000. (Form 278e, Part 5)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| Spouse Traditional IRA | 1 | ||||
| Vanguard Target Retirement 2035 Fund Investor Class Shares (VTTHX) | $15,001 - $50,000 | None (or less than $201) | 1.1 | ||
| Spouse Roth IRA | 2 | ||||
| Vanguard Total International Stock Index Fund Admiral Shares (VTIAX) | $100K - $250K | None (or less than $201) | 2.1 | ||
| Vanguard Target Retirement 2035 Fund Investor Class Shares (VTTHX) | $15,001 - $50,000 | None (or less than $201) | 2.2 | ||
| Japan Travelers Services Inc. | Contracting fees | Spouse is an independent contractor with Japan Travelers Services Inc. | 3 |
Other Assets and Income
Officials are required to disclose other assets and sources of investment income belonging to them, their spouse or their dependent children. These include annuities, bonds, cash, college savings plans, farms, precious metals, real estate, stocks, trusts and wills. (Form 278e, Part 6)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| US BANK #1 (cash) | $100K - $250K | None (or less than $201) | 1 | ||
| Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX) | $500K - $1M | $5,001 - $15,000 | 2 | ||
| Vanguard Capital Opportunity Fund Admiral Shares (VHCAX) | $250K - $500K | $15,001 - $50,000 | 3 | ||
| Vanguard Windsor II Fund Admiral Shares (VWNAX) | $250K - $500K | $15,001 - $50,000 | 4 | ||
| Vanguard Real Estate Index Fund Admiral Shares (VGSLX) | $15,001 - $50,000 | $201 - $1,000 | 5 | ||
| Vanguard Intermediate-Term Bond Index Fund Admiral Shares (VBILX) | $1,001 - $15,000 | $201 - $1,000 | 6 | ||
| Vanguard Intermediate-Term Tax-Exempt Fund Investor Shares (VWITX) | $1,001 - $15,000 | $201 - $1,000 | 7 | ||
| Janus Henderson Overseas Fund Class D Shares (JNOSX) | $100K - $250K | $1,001 - $2,500 | 8 | ||
| Standard Insurance Co., universal life insurance | $1,001 - $15,000 | None (or less than $201) | 9 |
Transactions
Officials are required to disclose the purchase, sale or exchange of property or securities in excess of $1,000. Many top officials are required to file periodic transaction reports (278-T) within 45 days to disclose additional actions. This table combines transactions from regularly scheduled financial disclosures and periodic transaction reports. If the same transaction appears on multiple reports, we’re only showing it once. (Form 278e, Part 7 and Form 278-T)
| Description | Value | Transaction | Endnote | Line No. |
|---|---|---|---|---|
| Vanguard Intermediate-Term Tax-Exempt Fund Investor Shares (VWITX) | $1,001 - $15,000 | Sale, 2024-09-10
 | 1 | |
| Vanguard Intermediate-Term Bond Index Fund Admiral Shares (VBILX) | $1,001 - $15,000 | Sale, 2024-09-11
| 2 | |
| Vanguard Mid-Cap Index Fund Institutional Shares (VMCIX) | $15,001 - $50,000 | Sale, 2024-06-24
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan | 3 |
| Dodge & Cox Stock Fund (DODGX) | $1,001 - $15,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan | 4 |
| FIDELITY 500 INDEX FUND (FXAIX) | $1,001 - $15,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan | 5 |
| Fidelity Freedom Index 2030 Fund Institutional Premium Class Shares (FFEGX) | $1,001 - $15,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan | 6 |
| Fidelity Low-Priced Stock Fund Class K Shares (FLPKX) | $1,001 - $15,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan. | 7 |
| Fidelity Total International Index Fund (FTIHX) | $1,001 - $15,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan | 8 |
| T Rowe Price Large-Cap Growth Fund (TRLGX) | $1,001 - $15,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan | 9 |
| Vanguard Mid-Cap Index Fund Institutional Shares (VMCIX) | $1,001 - $15,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan | 10 |
| Great Gray Trust - T.Rowe Price Large-Cap Growth CIT Class S | $1,001 - $15,000 | Purchase, 2024-07-10
| Involuntary exchange by plan sponsor of investment option from T. Rowe Price Large-Cap Growth Fund (TRLGX) to Great Gray Trust -- T. Rowe Price Large-Cap Growth CIT Class S Fund. | 11 |
| T Rowe Price Large-Cap Growth Fund (TRLGX) | $1,001 - $15,000 | Sale, 2024-07-10
| Involuntary exchange by plan sponsor of investment option from T. Rowe Price Large-Cap Growth Fund (TRLGX) to Great Gray Trust -- T. Rowe Price Large-Cap Growth CIT Class S Fund. | 12 |
| MIP II Class 1 Fund | $15,001 - $50,000 | Purchase, 2024-06-25
| Consolidated K&L Gates 401(k) plan into the O'Melveny & Myers 401(k) plan. | 13 |
| MIP II Class I Fund | $15,001 - $50,000 | Sale, 2024-09-30
| Involuntary exchange by plan sponsor of investment option from MIP II Class 1 Fund to Great Gray Trust T. Rowe Price Stable Value CIT S Fund. | 14 |
| Great Gray Trust T. Rowe Price Stable Value CIT S Fund | $15,001 - $50,000 | Purchase, 2024-09-30
| Involuntary exchange by plan sponsor of investment option from MIP II Class 1 Fund to Great Gray Trust T. Rowe Price Stable Value CIT S Fund. | 15 |
Liabilities
Officials are required to disclose their liabilities totaling more than $10,000, as well as any linked to their spouse or dependent children. These include mortgages, credit card debt and student loans. The interest rates and loan repayment terms are also required. (Form 278e, Part 8)
| Creditor | Description | Endnote | Line No. |
|---|---|---|---|
| Bank of America | type: Mortgage on Personal Residence, amount: $250,001 - $500,000, year-incurred: 2021, rate: 3.0%, term: 20 years | 1 |
About the Data
Most political appointees and senior officials in the executive branch are required by law to file public financial disclosure reports. These are documents that detail their financial holdings, positions they hold outside government, their spouse’s holdings, their liabilities and their recent financial transactions (such as buying or selling stock) during a defined reporting period.
The most senior officials file their disclosures with an agency called the Office of Government Ethics, and others file them with a designated ethics official within their agency. The Ethics in Government Act allows members of the public and the press to request these documents.
We’re publishing this information to give the public an important glimpse into the financial ties of a powerful and often hidden cadre of presidential appointees within the federal bureaucracy.
The main document type included in the database is the OGE Form 278e, which appointees must file when they are nominated (for Senate-confirmed appointees) or when they enter government (all others), and then annually while in the position. Another common document included is the OGE Form 278-T, also known as a periodic transaction report, which all public filers must submit within 30 days of a transaction. We are also making other ethics documents available, such as ethics agreements, certificates of divestiture and other documents we have obtained under the Ethics in Government Act.
Join us on Wednesday, April 8 for a walkthrough of ProPublica's new database of financial disclosures from Trump appointees and any potential conflicts they reveal. Register here.
