This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Craig Scott Phillips
Treasury (joined: Jan. 23, 2017)
Senior Advisor | Counselor to the Secretary | $165,300 | Financial Disclosure »
Former Positions Outside Government
- 11-15 East 70th Street Condominium Association President, Board of Managers
- BlackRock Managing Director
- Cassique Holdings LLC Sole Member
- University of Virginia Member, Parents Committee
- Vanderbilt University Member, Board of Visitors
Former Compensation Sources
- BlackRock Managing Director
Employment Assets
| Description | Value | Income |
|---|---|---|
| PIMCO Global Bond (USD-Hedged) I (Notional) | ||
| Credit Suisse Deferred Compensation - 1985 Agreement | $5,000,001 - $25,000,000 | None (or less than $201) |
| Credit Suisse Deferred Compensation - 1986 Agreement | $5,000,001 - $25,000,000 | None (or less than $201) |
| Morgan Stanley Select Employees' Capital Accumulation Program (SECAP) | $1,000,001 - $5,000,000 | None (or less than $201) |
| MM MSILF Prime Portfolio - IN (Notional) | ||
| iShares JP Morgan USD Emerging Markets Bond Fund (Notional) | ||
| SPDR DB International Govt Infl-Prot Bond (Notional) | ||
| America Funds American High Income Trust (Notional) | ||
| iShares Barclays 7-10 Year Treasury Bond Fund (Notional) | ||
| iShares Barclays US Treas Infl-Protect Securities (Notional) | ||
| iShares iBoxx $ High Yield Corporate Bond Fund (Notional) | ||
| PIMCO Low Duration (Notional) | ||
| PIMCO Real Return Fund (Notional) | ||
| PIMCO Total Return Institutional (Notional) | ||
| PowerShares DB Agriculture Fund (Notional) | ||
| PowerShares DB Commodity Index Fund (Notional) | ||
| SPDR Gold Trust (Notional) | ||
| MSIF Global Real Estate (Notional) | ||
| MSIF U.S. Real Estate (Notional) | ||
| MSIF Emerging Markets (Notional) | ||
| MSIF Global Franchise (Notional) | ||
| Vanguard Emerging Markets ETF (Notional) | ||
| Vanguard European ETF (Notional) | ||
| Vanguard FTSE All-World ex-US ETF (Notional) | ||
| Vanguard Pacific ETF (Notional) | ||
| Franklin Mutual European CL Z (Notional) | ||
| MSIFT Mid Cap Growth (Notional) | ||
| Real Estate Select Sector SPDR (Notional) | ||
| Royce Special Equity (Notional) | ||
| Short S&P 500 ProShares (Notional) | ||
| United States Oil Fund (Notional) | ||
| Consumer Staples Selector Sector SPDR (Notional) | ||
| Energy Select Sector SPDR (Notional) | ||
| Financials Select Sector SPDR (Notional) | ||
| Industrial Select Sector SPDR (Notional) | ||
| iShares Dow Jones Select Dividend Index Fund (Notional) | ||
| iShares Dow Jones US Technology (Notional) | ||
| Long Leaf Partners (Notional) | ||
| MSIF Growth - I (Notional) | ||
| MSIF Small Comp Growth (Notional) | ||
| Utilities Select Sector SPDR (Notional) | ||
| Vanguard 500 Index (Notional) | ||
| Vanguard Energy Fund (Notional) | ||
| Vanguard Mid Cap ETF (Notional) | ||
| Vanguard Small Cap ETF (Notional) | ||
| Morgan Stanley KEPER 2000 | $15,001 - $50,000 | $6,457 |
| Balderton Capital I, LP (Notional) | ||
| Blackstone Capital Partners IV (Notional) | ||
| KKR Millenium Fund (Notional) | ||
| Polaris Venture Partners IV (Notional) | ||
| Warburg Pincus VIII (Notional) | ||
| Fidelity IRA | ||
| Fidelity Government Cash Reserves | $500,001 - $1,000,000 | $1,001 - $2,500 |
| Apple Inc | $250,001 - $500,000 | $1,001 - $2,500 |
| Anadarko Petroleum Corp. | $15,001 - $50,000 | $201 - $1,000 |
| ProFunds UltraSector Oil & Gas Investor | $1,001 - $15,000 | None (or less than $201) |
| Fidelity Telecom and Utilities | None (or less than $1,001) | $201 - $1,000 |
| Fidelity Select Energy | $1,001 - $15,000 | $201 - $1,000 |
| Fidelity Select Energy Service Port | $1,001 - $15,000 | None (or less than $201) |
| General Electric Co. | $15,001 - $50,000 | $1,001 - $2,500 |
| Goldman Sachs Group | $100,001 - $250,000 | $201 - $1,000 |
| Hewlett Packard Enterprise Co. | $1,001 - $15,000 | $201 - $1,000 |
| HP Inc. | $1,001 - $15,000 | $201 - $1,000 |
| MasterCard Inc. | $100,001 - $250,000 | $1,001 - $2,500 |
| Marathon Petroleum Corp. | $1,001 - $15,000 | None (or less than $201) |
| Marathon Oil Corp. | $1,001 - $15,000 | None (or less than $201) |
| ProFunds Oil Equipment Svc & Dist Inv | $1,001 - $15,000 | None (or less than $201) |
| Oracle Corp. | $15,001 - $50,000 | $201 - $1,000 |
| PowerShares Financial Preferred ETF | $1,001 - $15,000 | $1,001 - $2,500 |
| ProShares UltraShort Real Estate | None (or less than $1,001) | $201 - $1,000 |
| ProShares Ultra Financials | $15,001 - $50,000 | None (or less than $201) |
| Exxon Mobil Corp. | $15,001 - $50,000 | $201 - $1,000 |
| Morgan Stanley IRA | ||
| American Funds Growth Fund of America F2 | $100,001 - $250,000 | $2,501 - $5,000 |
| CRM Small Mid Cap Value Inst | $15,001 - $50,000 | $2,501 - $5,000 |
| Gabelli Equity Income I | $100,001 - $250,000 | $1,001 - $2,500 |
| Invesco Developing Markets Y | $15,001 - $50,000 | $201 - $1,000 |
| JP Morgan Mid Cap Value S | $50,001 - $100,000 | $5,001 - $15,000 |
| PIMCO Low Duration P | $50,001 - $100,000 | $201 - $1,000 |
| PIMCO Total Return P | $15,001 - $50,000 | $201 - $1,000 |
| Templeton Foreign Fund Adv | $50,001 - $100,000 | $1,001 - $2,500 |
| Voya Real Estate I | $15,001 - $50,000 | $1,001 - $2,500 |
| BlackRock 401(k) | ||
| American EuroPacific Growth R6 | $15,001 - $50,000 | $201 - $1,000 |
| BlackRock Active Stock FD CL F | $50,001 - $100,000 | $1,001 - $2,500 |
| BlackRock Equity Dividend | $15,001 - $50,000 | $201 - $1,000 |
| BlackRock GLBL Allocation CT F | $50,001 - $100,000 | $201 - $1,000 |
| BlackRock Lifepath 2020 Index | $15,001 - $50,000 | $201 - $1,000 |
| BlackRock Russell 1000 FD F | $50,001 - $100,000 | $1,001 - $2,500 |
| BlackRock Russell 2000 Alpha F | $1,001 - $15,000 | $201 - $1,000 |
| BlackRock Shrt Term Invest A | $15,001 - $50,000 | None (or less than $201) |
| BlackRock Total Return Bond F | $50,001 - $100,000 | $201 - $1,000 |
| Harbor Capital Appreciation IN | $50,001 - $100,000 | $1,001 - $2,500 |
| BlackRock Voluntary Deferred Compensation Plan | None (or less than $1,001) | $1,222,437 |
| BlackRock Commodity Strg CL I | ||
| BlackRock Core Bond Por Instl | ||
| BlackRock Emerging Mrkts Instl | ||
| BlackRock EQ Dividend I | ||
| BlackRock Global Alloc I | ||
| BlackRock High Yield Fund Inst | ||
| BlackRock Intl Opp Instl | ||
| BlackRock Large CP Value Instl | ||
| BlackRock Low Dur Inst | ||
| BlackRock Premier Gov Inst I | ||
| BlackRock S&P 500 Index Fund K | ||
| BlackRock Tactical Opportunities | ||
| BlackRock US Govt Bond CL Inst | ||
| BlackRock US Opp Inst | ||
| BlackRock US Total Bond Index K | ||
| Morgan Stanley Pension | $250,001 - $500,000 | None (or less than $201) |
| BlackRock Unvested Restricted Stock Units | $5,000,001 - $25,000,000 | None (or less than $201) |
| BlackRock - RSU Vesting | $9,907,046 | |
| BlackRock - Dividends on RSU | $1,224,822 | |
| BlackRock - RSU Grant | $1,625,000 | |
| BlackRock | $317,115 | |
| BlackRock | $5,300,000 |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| Merrill Lynch Cash Management Account | ||
| BlackRock Inc. | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| BlackRock Global Allocation Instl | $500,001 - $1,000,000 | $5,001 - $15,000 |
| First Eagle Global Class C | $100,001 - $250,000 | $5,001 - $15,000 |
| Putnam Capital Spectrum Fund CL C | $100,001 - $250,000 | $5,001 - $15,000 |
| Merrill Lynch Brokerage Account | ||
| BlackRock Inc. | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Morgan Stanley Brokerage Account | ||
| Intel Corp. | $50,001 - $100,000 | $1,001 - $2,500 |
| MSCI Inc. Com | $100,001 - $250,000 | $1,001 - $2,500 |
| Wells Fargo & Co | $100,001 - $250,000 | $2,501 - $5,000 |
| SPDR S&P 500 ETF Trust | $500,001 - $1,000,000 | $5,001 - $15,000 |
| MSPVEQY Access Fund LP | $100,001 - $250,000 | $1,001 - $2,500 |
| Cash Account (Bank Deposit Program) | $100,001 - $250,000 | $201 - $1,000 |
| Chase Account (savings) | $1,001 - $15,000 | None (or less than $201) |
| Chase Account (savings) | $15,001 - $50,000 | $1,001 - $2,500 |
| Chase Account (checking) | $50,001 - $100,000 | None (or less than $201) |
| Chase Account (checking) | $100,001 - $250,000 | None (or less than $201) |
| Wells Fargo Account (checking) | $1,001 - $15,000 | None (or less than $201) |
| Wells Fargo Account (savings) | $15,001 - $50,000 | $201 - $1,000 |
| MSREF V (The underlying assets of MSREF V are as follows: Sol V – La Cala (Spain - Residential); DIC Investment Program (Germany – Commercial Real Estate); Korea Direct Asset Program (Korea – Commercial Real Estate); Italian Hard Asset Platform (Milan and Naples Italy – Mixed Use Real Estate); Beatles (Shanghai, China – Mixed Use Retail/Office Development); Digital 1 (Germany – Operating Company).) | $1,001 - $15,000 | $5,001 - $15,000 |
| Three Shores National Bank - Common Stock | $15,001 - $50,000 | None (or less than $201) |
| MSDW Venture IV (The underlying assets of MSDWP Venture Partners IV are as follows: iRise (El Segundo, CA - application synthesis tools); VBrick Systems Inc. (Herndon, VA - video networking products); pSivida Ltd. (Watertown, MA - drug delivery company); and XS, Inc (Cary, NC - e-commerce systems for agricultural products).) | $1,001 - $15,000 | None (or less than $201) |
| EMP Morgan Stanley Account | ||
| Invesco American Value Y | $50,001 - $100,000 | $1,001 - $2,500 |
| Bank Deposit Program - Morgan Stanley Private Bank N.A. | $1,001 - $15,000 | None (or less than $201) |
| OJP Morgan Stanley Account | ||
| Invesco American Value Y | $50,001 - $100,000 | $1,001 - $2,500 |
| Bank Deposit Program - Morgan Stanley Private Bank N.A. | $1,001 - $15,000 | None (or less than $201) |
| ACA Trust | ||
| Goldman Sachs Bank Deposit | $1,001 - $15,000 | None (or less than $201) |
| Schlumberger LTD CMN | $100,001 - $250,000 | $2,501 - $5,000 |
| WGA Trust | ||
| Goldman Sachs Bank Deposit | $1,001 - $15,000 | None (or less than $201) |
| Schlumberger LTD CMN | $100,001 - $250,000 | $2,501 - $5,000 |
| KIC - Receivable | $100,001 - $250,000 | None (or less than $201) |
| Craig S. Phillips Insurance Trust | ||
| Genworth Life Insurance (Whole) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Pacific Life Insurance (Whole) | $100,001 - $250,000 | $5,001 - $15,000 |
| Craig and Elizabeth Phillips Insurance Trust | ||
| Pacific Life Insurance (Whole) | $100,001 - $250,000 | $5,001 - $15,000 |
| New England Life Insurance (Whole) | $100,001 - $250,000 | $15,001 - $50,000 |
| EMP Merrill Lynch Account | ||
| Bank Deposit | $15,001 - $50,000 | None (or less than $201) |
| First Eagle | $15,001 - $50,000 | $201 - $1,000 |
| BlackRock Global Allocation | $15,001 - $50,000 | $201 - $1,000 |
| Putnam Capital Spectrum | $15,001 - $50,000 | None (or less than $201) |
| Franklin Templeton Developing Markets Fund | $15,001 - $50,000 | $1,001 - $2,500 |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| BlackRock | New York, New York | Separation Agreement - This agreement relates to my termination of employment with BlackRock due to my retirement. Upon termination of my employment, I will receive (a) a lump sum payment representing my vacation days accrued, but not taken; and (b) coverage for me and my eligible dependent under Blackrock's insurance plans through January 31, 2017. In addition, I am eligible to receive deferred equity awards of restricted stock units in accordance with Blackrock's standard cash/deferred award guidelines. Blackrock has agreed to waive the standard one year notice requirement for retirement. Blackrock has further agreed that following receipt of an executed ethics agrement declaring divestiture of my Blackrock equity interests, Blackrock will promply take such actions necessary to immediately accelerate any vesting and payment of any such unvested equity based awards and payment of any amounts held in my Blackrock Voluntary Deferred Compensation account (described on Part 3, line 3). | Jan. 16, 2017 |
| BlackRock | New York, New York | 401(k) - My active participation in the Blackrock 401(k) plan will end on the day of my retirement. My former employer will make no future contributions to the plan after my retirement. I plan to roll over my accounts to an IRA. | April 16, 2008 |
| BlackRock | New York, New York | Voluntary Deferred Compensation Plan - As a Blackrock employee, I have been given the option of voluntarily deferring a portion of my annual compensation and bonuses into the Blackrock Voluntary Deferred Compensation Plan (the "VDCP"). Pursuant to the Separation Agreement described on Part 3, line 1, upon receipt of an executed ethics agreement declaring divestiture of my Blackrock equity interests, Blackrock will promptly accellerate payment of the total balance in my VDCP account. | Feb. 15, 2010 |
| Credit Suisse | Deferred Compensation - As a Credit Suisse employee, I was permitted to defer the receipt of a portion of my compensation. Pursuant to the deferred compensation agreement, I will receive fifteen equal annual payments beginning on January 31st following my 65th birthday. The deferred compensation in this plan accrues interest at the rate of 11 percent per annum for amounts deferred in 1985 and 9 percent per annum for amounts deferred in 1986, compounded annually. | June 16, 1985 | |
| Morgan Stanley | Select Employees' Capital Accumulation Program - I am eligible to receive distributions from this plan upon 1 year written notice. I currently do not receive distributions pursuant to this plan. I will contine to participate in Morgan Stanley's Select Employees' Capital Accumulation Program. My former employer will make no future contributions to the plan. | Feb. 15, 1995 | |
| Morgan Stanley | Key Employee Private Equity Recognition - I will continue to participate in Morgan Stanley's Key Employee Private Equity Recognition (KEPER) plan. My former employer will make no future contributions to the plan. | Feb. 15, 2000 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Merrill Lynch | Margin Loan | $1,000,001 - $5,000,000 | 5.75% | 2015 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| People's United Bank Account (checking) | $1,001 - $15,000 | None (or less than $201) | |
| Goldman Sachs Brokerage Account | |||
| Goldman Sachs Bank Deposit | $1,001 - $15,000 | None (or less than $201) | |
| Kinder Morgan In CMN Class P | $50,001 - $100,000 | Dividends | $1,001 - $2,500 |
| Schlumberger LTD CMN | $250,001 - $500,000 | Dividends | $5,001 - $15,000 |
| Enterprise Products Part LP CMN | $100,001 - $250,000 | Partnership Income | $8,252 |
| Enbridge Energy Partners LP CMN | None (or less than $1,001) | Partnership Income | $3,553 |
| Plains All American Pipeline LP Common Units | None (or less than $1,001) | Partnership Income | $2,857 |
Do you know something about Craig Scott Phillips? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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