| CELGENE |
$15,001 - $50,000 |
None (or less than $201) |
| US brokerage account #3 |
|
|
| ABBVIE INC |
$15,001 - $50,000 |
$201 - $1,000 |
| ADT INC |
$15,001 - $50,000 |
None (or less than $201) |
| ALBEMARLE CORP |
$50,001 - $100,000 |
$201 - $1,000 |
| ALLEGION PLC |
$50,001 - $100,000 |
$201 - $1,000 |
| APOGEE ENTERPRISES |
$100,001 - $250,000 |
$1,001 - $2,500 |
| APPLIED INDUST TECH |
$15,001 - $50,000 |
None (or less than $201) |
| AXIALL CORP |
$1,001 - $15,000 |
None (or less than $201) |
| BABCOCK & WILCOX |
$1,001 - $15,000 |
None (or less than $201) |
| BWX TECHNOLOGIES |
$15,001 - $50,000 |
$201 - $1,000 |
| CITY HOLDING CO |
$15,001 - $50,000 |
$1,001 - $2,500 |
| CONVERGYS CORP |
$50,001 - $100,000 |
$201 - $1,000 |
| CORE MOLDING TECH |
$1,001 - $15,000 |
None (or less than $201) |
| EASTMAN CHEMICAL |
$15,001 - $50,000 |
$1,001 - $2,500 |
| EATON CORP PLC |
$50,001 - $100,000 |
None (or less than $201) |
| ERICSSON TEL |
$50,001 - $100,000 |
None (or less than $201) |
| GSI GROUP |
$50,001 - $100,000 |
None (or less than $201) |
| Harmon Intl Industries Inc |
$100,001 - $250,000 |
$1,001 - $2,500 |
| HDS SUPPLY HOLDINGS |
$15,001 - $50,000 |
None (or less than $201) |
| IDEX CORP |
$15,001 - $50,000 |
$201 - $1,000 |
| II-VI INC |
$50,001 - $100,000 |
None (or less than $201) |
| ITT |
$15,001 - $50,000 |
$201 - $1,000 |
| JACOBS ENGINEERING |
$15,001 - $50,000 |
None (or less than $201) |
| MTS SYSTEMS |
$15,001 - $50,000 |
$201 - $1,000 |
| METHODE ELECTRONICS |
$15,001 - $50,000 |
None (or less than $201) |
| MIDDLEBY CORP |
$500,001 - $1,000,000 |
None (or less than $201) |
| MILLER INDUSTRIES |
$100,001 - $250,000 |
$2,501 - $5,000 |
| NEWELL RUBBERMAID |
$50,001 - $100,000 |
$1,001 - $2,500 |
| REGAL BELOIT |
$50,001 - $100,000 |
$201 - $1,000 |
| ROFIN SINAR TECHNOLOGIES |
$50,001 - $100,000 |
None (or less than $201) |
| SANTANDER CONSUMER USA |
$100,001 - $250,000 |
None (or less than $201) |
| SENSATA TECHNOLOGIES |
$15,001 - $50,000 |
None (or less than $201) |
| STEELCASE INC |
$15,001 - $50,000 |
$201 - $1,000 |
| SUPERIOR UNIFORM GROUP |
$50,001 - $100,000 |
$1,001 - $2,500 |
| SYNCHRONOS TECHNOLOGIES |
$100,001 - $250,000 |
None (or less than $201) |
| SYNCHRONY FINANCIAL |
$100,001 - $250,000 |
$201 - $1,000 |
| KEYCORP |
$50,001 - $100,000 |
$1,001 - $2,500 |
| WELBILT |
$50,001 - $100,000 |
None (or less than $201) |
| RUDOLPH TECHNOLOGIES |
$50,001 - $100,000 |
None (or less than $201) |
| OPUS BANK REDONDO BEACH CA |
$15,001 - $50,000 |
None (or less than $201) |
| ATKORE INTL GROUP |
$15,001 - $50,000 |
None (or less than $201) |
| COMFORT SYSTEMS USA |
$50,001 - $100,000 |
$201 - $1,000 |
| JOHNSON CONTROLS INTL |
$100,001 - $250,000 |
$5,001 - $15,000 |
| PRA HEALTH SCIENCES |
$50,001 - $100,000 |
None (or less than $201) |
| ADIENT PLC |
$100,001 - $250,000 |
None (or less than $201) |
| INFINEON TECHNOLOGIES |
$50,001 - $100,000 |
None (or less than $201) |
| MACOM TECHNOL SOLUTIONS |
$100,001 - $250,000 |
None (or less than $201) |
| COMMSCOPE HOLDING CO |
$100,001 - $250,000 |
None (or less than $201) |
| KRONOS WORLDWIDE |
$15,001 - $50,000 |
None (or less than $201) |
| MARVELL TECHNOLOGY GROUP |
$50,001 - $100,000 |
$1,001 - $2,500 |
| MICROSEMI CORP |
$100,001 - $250,000 |
None (or less than $201) |
| CONSTELLIUM NV |
$100,001 - $250,000 |
None (or less than $201) |
| HARRIS CORP DEL |
$100,001 - $250,000 |
$1,001 - $2,500 |
| CYRUSONE INC |
$100,001 - $250,000 |
$5,001 - $15,000 |
| MACOM TECHNOLOGY |
$100,001 - $250,000 |
None (or less than $201) |
| EQUINIX INC. |
$100,001 - $250,000 |
$1,001 - $2,500 |
| IHS MARKIT |
$50,001 - $100,000 |
None (or less than $201) |
| MILACRON HOLDINGS |
$15,001 - $50,000 |
$201 - $1,000 |
| COHU INC. |
$15,001 - $50,000 |
$201 - $1,000 |
| ARAMARK |
None (or less than $1,001) |
$5,001 - $15,000 |
| KNOLL INC |
None (or less than $1,001) |
$5,001 - $15,000 |
| MUELLER WATER PRODUCTS |
None (or less than $1,001) |
$5,001 - $15,000 |
| COOPER STANDARD HOLDING |
None (or less than $1,001) |
$15,001 - $50,000 |
| SUPREME INDUSTRIES |
None (or less than $1,001) |
$15,001 - $50,000 |
| INC Research Holdings, Inc. - Class A Common Stock |
None (or less than $1,001) |
$15,001 - $50,000 |
| US brokerage account #4 |
|
|
| CLEAN COAL TECHNOLOGIES |
$1,001 - $15,000 |
None (or less than $201) |
| EMPIRE RESORTS INC |
$15,001 - $50,000 |
None (or less than $201) |
| LEHMAN BROS HOLDINGS |
$1,001 - $15,000 |
None (or less than $201) |
| FAIRWAY GROUP HOLDINGS |
$1,001 - $15,000 |
None (or less than $201) |
| NIKE Inc B |
$50,001 - $100,000 |
$201 - $1,000 |
| FIRST TRUST EXCHANGE TRADED FUND II CONSUMER DISCRETIONARY |
$100,001 - $250,000 |
None (or less than $201) |
| FIRST TRUST SMALL CAP CORE |
$1,001 - $15,000 |
None (or less than $201) |
| First Trust Dorsey Wright Focus 5 ETF |
$250,001 - $500,000 |
$2,501 - $5,000 |
| FIRST TRUST EXCH TRD FD DOW JONES INTERNET INDEX FUND |
$100,001 - $250,000 |
None (or less than $201) |
| FIRST TRUST LARGE CAP VALUE OPPORTUNITIES ALPHADEX FUND |
$50,001 - $100,000 |
None (or less than $201) |
| FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FD |
$15,001 - $50,000 |
$201 - $1,000 |
| I-SHARES RUSSELL MID CAP VALUE |
$15,001 - $50,000 |
None (or less than $201) |
| I-SHARES RUSSELL MID CAP GROWTH |
$15,001 - $50,000 |
None (or less than $201) |
| LONCAR CANCER IMMUNOTHERAPY ETF |
$15,001 - $50,000 |
None (or less than $201) |
| FACEBOOK CL A |
$100,001 - $250,000 |
None (or less than $201) |
| JP MORGAN INCOME BUILDER CLASS SELECT |
$1,001 - $15,000 |
$5,001 - $15,000 |
| ISHARES IBOXX HIGH YLD CORP BOND FUND |
$15,001 - $50,000 |
None (or less than $201) |
| MEDTRONIC PLC |
$15,001 - $50,000 |
None (or less than $201) |
| I-SHARES CORE 1-5 YR USD CORE |
$100,001 - $250,000 |
$1,001 - $2,500 |
| FIRST TRUST SENIOR LN |
$50,001 - $100,000 |
$1,001 - $2,500 |
| ISHARES TR CORE GROWTH |
$100,001 - $250,000 |
$1,001 - $2,500 |
| FIRST TRUST STRAT VALUE INDEX |
$50,001 - $100,000 |
None (or less than $201) |
| APPLE INC |
$50,001 - $100,000 |
$201 - $1,000 |
| MCDONALDS CORP |
$50,001 - $100,000 |
$201 - $1,000 |
| ALPHABET INC |
$50,001 - $100,000 |
None (or less than $201) |
| FIRST TRUST Arca Biotechnology Index ETF |
None (or less than $1,001) |
$5,001 - $15,000 |
| JP MORGAN CHASE |
$15,001 - $50,000 |
None (or less than $201) |
| LOCKHEED MARTIN |
$15,001 - $50,000 |
$201 - $1,000 |
| WELLS FARGO |
$15,001 - $50,000 |
None (or less than $201) |
| NUVEEN SHRT DUR HI YLD MUNI |
$50,001 - $100,000 |
None (or less than $201) |
| FIRST TR ENHANCED SHRT MAT FUND |
$100,001 - $250,000 |
None (or less than $201) |
| JP MORGAN BUILDER CLASS SELECT |
$15,001 - $50,000 |
$5,001 - $15,000 |
| SEMPER MBS TOTAL RETURN FUND |
$15,001 - $50,000 |
None (or less than $201) |
| TG Therapeutics, Inc. - Common Stock |
$1,001 - $15,000 |
$201 - $1,000 |
| First Trust Capital Strength ETF |
$15,001 - $50,000 |
$1,001 - $2,500 |
| AMAZON |
$15,001 - $50,000 |
$2,501 - $5,000 |
| SPDR S&P BIOTECH |
$15,001 - $50,000 |
$1,001 - $2,500 |
| First Trust Capital Strength ETF |
$15,001 - $50,000 |
$1,001 - $2,500 |
| JP MORGAN DIVERSIFIED RETURN US EQUITY |
$50,001 - $100,000 |
$2,501 - $5,000 |
| GOLDMAN SACHS HEDGE IND VIP |
$50,001 - $100,000 |
$2,501 - $5,000 |
| FIRST TRUST FINL ALPHADEX |
$15,001 - $50,000 |
$1,001 - $2,500 |
| ZYNGA |
None (or less than $1,001) |
$201 - $1,000 |
| MEDTRONIC |
$15,001 - $50,000 |
$201 - $1,000 |
| ISHARES EDGE MSCI MIN VOL |
None (or less than $1,001) |
$5,001 - $15,000 |
| FIRST TRUST NASDAQ ABA COMMUNITY BANK |
None (or less than $1,001) |
$2,501 - $5,000 |
| FIRST TRUST RISING DIVIDEND ACHIEVERS |
None (or less than $1,001) |
$2,501 - $5,000 |
| US brokerage account #5 |
|
|
| ABBOTT LABS |
$15,001 - $50,000 |
$201 - $1,000 |
| ABBVIE |
$1,001 - $15,000 |
None (or less than $201) |
| ALLEGRAN PLC |
$15,001 - $50,000 |
None (or less than $201) |
| AUTOMATIC DATA PROCESSING |
$1,001 - $15,000 |
None (or less than $201) |
| BANK OF AMERICA |
$1,001 - $15,000 |
None (or less than $201) |
| BRISTOL MYERS SQUIBB |
$15,001 - $50,000 |
$201 - $1,000 |
| CHECKPOINT SOFTWARE |
$1,001 - $15,000 |
None (or less than $201) |
| CITIGROUP |
$1,001 - $15,000 |
None (or less than $201) |
| Walt Disney Co |
$1,001 - $15,000 |
None (or less than $201) |
| EXPRESS SCRIPTS HOLDING |
$1,001 - $15,000 |
None (or less than $201) |
| HONEYWELL INTL |
$1,001 - $15,000 |
None (or less than $201) |
| JP MORGAN CHASE |
$1,001 - $15,000 |
$201 - $1,000 |
| LOWES COMPANIES |
$1,001 - $15,000 |
None (or less than $201) |
| MERCK & CO |
$15,001 - $50,000 |
$201 - $1,000 |
| MICROSOFT |
$15,001 - $50,000 |
$201 - $1,000 |
| MORGAN STANLEY |
$15,001 - $50,000 |
$201 - $1,000 |
| PFIZER |
$15,001 - $50,000 |
$201 - $1,000 |
| RAYTHEON |
$1,001 - $15,000 |
None (or less than $201) |
| FIDELITY GOVT MONEY MARKET FUND |
$1,001 - $15,000 |
None (or less than $201) |
| PAYPAL HOLDINGS |
$1,001 - $15,000 |
None (or less than $201) |
| ROYAL CARRIBEAN CRUISES |
$1,001 - $15,000 |
None (or less than $201) |
| MARRIOTT INT'L |
$1,001 - $15,000 |
$201 - $1,000 |
| JOHNSON & JOHNSON |
$15,001 - $50,000 |
None (or less than $201) |
| UNITED HEALTHGROUP |
$1,001 - $15,000 |
None (or less than $201) |
| ACTIVISION BLIZZARD |
$1,001 - $15,000 |
None (or less than $201) |
| Hewlett Packard Inc |
$1,001 - $15,000 |
$201 - $1,000 |
| FACEBOOK |
$1,001 - $15,000 |
None (or less than $201) |
| Schlumberger Ltd |
$1,001 - $15,000 |
None (or less than $201) |
| AMERICAN EXPRESS |
$1,001 - $15,000 |
$201 - $1,000 |
| EXPEDIA INC |
$1,001 - $15,000 |
$201 - $1,000 |
| FEDEX CORP |
$1,001 - $15,000 |
$201 - $1,000 |
| GENERAL DYNAMICS |
$1,001 - $15,000 |
$201 - $1,000 |
| LOCKHEED MARTIN |
$1,001 - $15,000 |
$201 - $1,000 |
| NetFlix Inc |
$15,001 - $50,000 |
$201 - $1,000 |
| NORTHROP GRUMMAN CORP |
$1,001 - $15,000 |
$201 - $1,000 |
| Nucor Corp |
$1,001 - $15,000 |
$201 - $1,000 |
| Philip Morris International |
$1,001 - $15,000 |
$201 - $1,000 |
| ROCKWELL COLLINS |
$1,001 - $15,000 |
$201 - $1,000 |
| TRAVELERS COMPANIES |
None (or less than $1,001) |
$2,501 - $5,000 |
| WELLS FARGO |
None (or less than $1,001) |
$2,501 - $5,000 |
| METLIFE |
None (or less than $1,001) |
$1,001 - $2,500 |
| US BANCORP |
None (or less than $1,001) |
$1,001 - $2,500 |
| GOLDMAN SACHS GROUP |
None (or less than $1,001) |
$2,501 - $5,000 |
| US bank (Cash Accounts) |
$250,001 - $500,000 |
None (or less than $201) |
| US brokerage account #6 |
|
|
| ABC HIGH INCOME FUND |
$15,001 - $50,000 |
$1,001 - $2,500 |
| MERRILL LYNCH: NOTE LINKED TO: JAPAN NIKKEI 400 ARN |
$15,001 - $50,000 |
None (or less than $201) |
| NetFlix Inc |
$1,001 - $15,000 |
None (or less than $201) |
| LyondellBasell Industries N.V. |
$1,001 - $15,000 |
None (or less than $201) |
| AutoZone Inc |
$1,001 - $15,000 |
None (or less than $201) |
| INTERCONTINENTAL EXCHANGE |
$1,001 - $15,000 |
None (or less than $201) |
| CSX CORP |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES MCSI EAFE |
$1,001 - $15,000 |
None (or less than $201) |
| ZIMMER BIOMET |
$1,001 - $15,000 |
None (or less than $201) |
| Starbucks Corp |
$1,001 - $15,000 |
None (or less than $201) |
| ALIGN TECH INC |
$1,001 - $15,000 |
None (or less than $201) |
| CONSTELLATION BRANDS |
$1,001 - $15,000 |
None (or less than $201) |
| THE PRICELINE GROUP |
$1,001 - $15,000 |
$201 - $1,000 |
| iShares MSCI EAFE Index |
$1,001 - $15,000 |
None (or less than $201) |
| iShares Core MSCI Emerging Markets ETF |
$1,001 - $15,000 |
None (or less than $201) |
| US brokerage account #7 |
|
|
| FIRST TR MORNINGSTAR DIV LDR FUND |
$1,001 - $15,000 |
$201 - $1,000 |
| FIRST TRUST DORSEY WRIGHT FOCUS 5 FUND |
$1,001 - $15,000 |
None (or less than $201) |
| JP MORGAN INCOME BLDR CL SELECT |
$15,001 - $50,000 |
$201 - $1,000 |
| JP MORGAN VALUE ADVANT SELECT |
$1,001 - $15,000 |
None (or less than $201) |
| FIRST TR US IPO INDEX |
$15,001 - $50,000 |
None (or less than $201) |
| US brokerage account #8 |
|
|
| ISHARES MSCI EUROZONE |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES MSCI EAFE |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES RUSSELL TOP 200 VALUE |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES RUSSELL TOP 200 GROWTH |
$1,001 - $15,000 |
None (or less than $201) |
| SPDR S&P 500 |
$1,001 - $15,000 |
None (or less than $201) |
| CHARTWELL SMALL CAP VALUE |
$1,001 - $15,000 |
None (or less than $201) |
| HARBOR INTL FUND |
$1,001 - $15,000 |
None (or less than $201) |
| IVY MID CAP GROWTH |
$1,001 - $15,000 |
None (or less than $201) |
| WELLS FARGO MUN BOND FUND |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES CORE MSCI EMERGING MKTS |
$1,001 - $15,000 |
None (or less than $201) |
| VANGUARD TOTAL WORLD STK |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES CORE MSCI EMERGING |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES CORE MSCI EAFE |
$1,001 - $15,000 |
None (or less than $201) |
| ASHMORE EMERGING MARKETS TOTAL RETURN FUND |
$1,001 - $15,000 |
None (or less than $201) |
| SPDR S&P 500 ETF |
$1,001 - $15,000 |
None (or less than $201) |
| SPDR BLOOMBERG BARCLAYS HIGH |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES NATL MUNI BOND FUND |
$1,001 - $15,000 |
$201 - $1,000 |
| WELLS FARGO MUNCIP BOND FD |
$1,001 - $15,000 |
$201 - $1,000 |
| VANGUARD MUTUAL TOTAL STOCK MKT |
None (or less than $1,001) |
$201 - $1,000 |
| US brokerage account #9 |
|
|
| ISHARES MSCI EUROZONE ETF |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES MSCI EAFE |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES RUSSELL TOP 200 VALUE |
$1,001 - $15,000 |
None (or less than $201) |
| SPDR S&P 500 |
$1,001 - $15,000 |
None (or less than $201) |
| CHARTWELL SMALL CAP VALUE I |
$1,001 - $15,000 |
None (or less than $201) |
| GABELLI SMALL CAP GROWTH |
$1,001 - $15,000 |
None (or less than $201) |
| HARBOR INTL FUND |
$1,001 - $15,000 |
None (or less than $201) |
| IVY MID CAP GROWTH |
$1,001 - $15,000 |
None (or less than $201) |
| WELLS FARGO MUNIC BOND FD |
$1,001 - $15,000 |
None (or less than $201) |
| VANGUARD TOTAL WORLD STOCK |
$1,001 - $15,000 |
None (or less than $201) |
| ASHMORE EMERGING MKTS TOTAL |
$1,001 - $15,000 |
None (or less than $201) |
| SPDR S&P 500 ETF |
$1,001 - $15,000 |
None (or less than $201) |
| SPDR BLOOMBERG BARCLAYS HI YLD |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES NATL MUNI BOND FD |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES CORE MSCI EMERGING |
$1,001 - $15,000 |
None (or less than $201) |
| ISHARES CORE MSCI EAFE |
$1,001 - $15,000 |
None (or less than $201) |
| WELLS FARGO MUNICIPAL BOND FD |
$1,001 - $15,000 |
None (or less than $201) |
| I SHARES RUSSELL TOP 200 GROWTH |
None (or less than $1,001) |
$201 - $1,000 |
| JOHN HANCOCK DISCIP VALUE MID CAP |
None (or less than $1,001) |
$201 - $1,000 |
| I SHARES RUSSELL MID CAP GROWTH |
None (or less than $1,001) |
$201 - $1,000 |
| US brokerage account #10 |
|
|
| PACE INTL EMERGING MKTS |
$1,001 - $15,000 |
None (or less than $201) |
| PACE INTL EQUITY INVESTMENTS |
$1,001 - $15,000 |
None (or less than $201) |
| PACE LARGE CO GROWTH EQUITY |
$1,001 - $15,000 |
None (or less than $201) |
| PACE LARGE CO VALUE EQUITY |
$1,001 - $15,000 |
None (or less than $201) |
| PACE SMALL/MED CO GROWTH EQUITY |
$1,001 - $15,000 |
None (or less than $201) |
| PACE SMALL/MED CO VALUE EQUITY |
$1,001 - $15,000 |
None (or less than $201) |
| PACE HIGH YIELD INVESTMENTS |
$1,001 - $15,000 |
None (or less than $201) |
| PACE INTL FIXED INCOME |
$1,001 - $15,000 |
None (or less than $201) |
| PACE MUNIC FIXED INCOME |
$1,001 - $15,000 |
None (or less than $201) |
| JP MORGAN INCOME BUILDER FD |
$1,001 - $15,000 |
$201 - $1,000 |
| US brokerage account #11 |
|
|
| AB HIGH INCOME FUND |
$100,001 - $250,000 |
$201 - $1,000 |
| ADOBE SYSTEMS |
$1,001 - $15,000 |
None (or less than $201) |
| AFFILIATED MANAGERS GRP |
$1,001 - $15,000 |
None (or less than $201) |
| ALPHABET INC |
$1,001 - $15,000 |
None (or less than $201) |
| AMAZON |
$1,001 - $15,000 |
None (or less than $201) |
| AMERICAN TOWER REIT |
$1,001 - $15,000 |
None (or less than $201) |
| ANDARKO PETE |
$1,001 - $15,000 |
None (or less than $201) |
| APPLE INC |
$1,001 - $15,000 |
None (or less than $201) |
| AUTOZONE |
$1,001 - $15,000 |
None (or less than $201) |
| BROADCOM LTD |
$1,001 - $15,000 |
None (or less than $201) |
| CELGENE CORP |
$1,001 - $15,000 |
None (or less than $201) |
| CONTINENTAL RESOURCES |
$1,001 - $15,000 |
None (or less than $201) |
| COSTCO WHOLESALE |
$1,001 - $15,000 |
None (or less than $201) |
| DANAHER CORP |
$1,001 - $15,000 |
None (or less than $201) |
| WALT DISNEY CO |
$1,001 - $15,000 |
None (or less than $201) |
| DOVER CORP |
$1,001 - $15,000 |
None (or less than $201) |
| FACEBOOK INC |
$1,001 - $15,000 |
None (or less than $201) |
| FEDEX CORP |
$1,001 - $15,000 |
None (or less than $201) |
| GENERAL DYNAMICS |
$1,001 - $15,000 |
None (or less than $201) |
| HONEYWELL INT'L |
$1,001 - $15,000 |
None (or less than $201) |
| LYONDELLBASELL INDUS |
$1,001 - $15,000 |
None (or less than $201) |
| MEDTRONIC PLC |
$1,001 - $15,000 |
None (or less than $201) |
| MONDELEZ INT'L |
$1,001 - $15,000 |
None (or less than $201) |
| NVIDIA |
$1,001 - $15,000 |
None (or less than $201) |
| PIONEER NATURAL RESOURCES |
$1,001 - $15,000 |
None (or less than $201) |
| SALESFORCE COM |
$1,001 - $15,000 |
None (or less than $201) |
| STARBUCKS |
$1,001 - $15,000 |
None (or less than $201) |
| THERMO FISHER SCIENTIFIC |
$1,001 - $15,000 |
None (or less than $201) |
| TJX COS |
$1,001 - $15,000 |
None (or less than $201) |
| ZIMMER BIOMET HOLDINGS |
$1,001 - $15,000 |
None (or less than $201) |
| ZOETIS INC |
$1,001 - $15,000 |
None (or less than $201) |
| US brokerage account #12 |
|
|
| ANHEUSER BUSCH |
$1,001 - $15,000 |
None (or less than $201) |
| AUTOMATIC DATA PROCESSING |
$1,001 - $15,000 |
None (or less than $201) |
| BANK OF AMERICA |
$1,001 - $15,000 |
None (or less than $201) |
| BOEING CO |
$1,001 - $15,000 |
None (or less than $201) |
| BRISTOL MYERS SQUIBB |
$1,001 - $15,000 |
None (or less than $201) |
| CHECK POINT SOFTWARE |
$1,001 - $15,000 |
None (or less than $201) |
| EXPRESS SCRIPTS HOLDING |
$1,001 - $15,000 |
None (or less than $201) |
| GENERAL ELECTRIC |
$1,001 - $15,000 |
None (or less than $201) |
| HOME DEPOT |
$1,001 - $15,000 |
None (or less than $201) |
| JP MORGAN CHASE |
$1,001 - $15,000 |
None (or less than $201) |
| MERCK & CO |
$1,001 - $15,000 |
None (or less than $201) |
| MICROSOFT CORP |
$1,001 - $15,000 |
None (or less than $201) |
| NEXTERA ENERGY |
$1,001 - $15,000 |
None (or less than $201) |
| PEPSICO |
$1,001 - $15,000 |
None (or less than $201) |
| WALGREENS BOOTS ALLIANCE |
$1,001 - $15,000 |
None (or less than $201) |
| BANK OF NEW YORK MELLON |
$1,001 - $15,000 |
None (or less than $201) |
| US brokerage account #13 |
|
|
| ANHEUSER BUSCH |
$1,001 - $15,000 |
None (or less than $201) |
| HONEYWELL INTL INC |
$1,001 - $15,000 |
None (or less than $201) |
| JP MORGAN CHASE |
$1,001 - $15,000 |
None (or less than $201) |
| MASTERCARD INC |
$1,001 - $15,000 |
None (or less than $201) |
| MERCK & CO |
$1,001 - $15,000 |
None (or less than $201) |
| KRAFT HEINZ |
$1,001 - $15,000 |
None (or less than $201) |
| THE 2011 GELLERT DESCENDANTS TRUST (THE FILER HAS A ONE-THIRD BENEFICIAL INTEREST. HIS TWO SIBLINGS ARE THE OTHER BENEFICIARIES. THIS IS A GRANTOR TRUST, THE GRANTOR IS THE FILER'S FATHER.) |
|
|
| GELCAN INC (Holds Finica) |
$1,000,001 - $5,000,000 |
$100,001 - $1,000,000 |
| THE ANDREW GELLERT GST TRUST (THIS IS A GRANTOR TRUST, THE GRANTOR IS THE FILER'S FATHER.) |
|
|
| LANDINGS APARTMENTS LLC (REAL ESTATE RENTAL-Chicago, IL) |
$15,001 - $50,000 |
$1,900 |
| DANIC URBAN RENEWAL COMPANY (COMMERCIAL REAL ESTATE RENTAL- Elizabeth, NJ) (THIS ENTITY OWNS ONE OF THE BUILDINGS WHERE ATALANTA OPERATES) |
$1,000,001 - $5,000,000 |
$103,000 |
| US Brokerage Account #14 |
|
|
| NUVEEN HIGH INCOME NOV 2021 |
$15,001 - $50,000 |
$1,001 - $2,500 |
| Nuveen Short Dur Hi Yld Muni Bd I |
$15,001 - $50,000 |
$1,001 - $2,500 |
| Alphakeys Strategic Ptnrs Fund VII LLC |
$250,001 - $500,000 |
None (or less than $201) |
| INVESCO MORTGAGE CAPITAL PREFERRED STOCK |
$15,001 - $50,000 |
$1,001 - $2,500 |
| ALKEON GROWTH PARTNERS |
$500,001 - $1,000,000 |
$2,501 - $5,000 |
| ANNALY CAPITAL MGMT PREFERRED STOCK |
$15,001 - $50,000 |
$1,001 - $2,500 |
| APOLLO GLOBAL MGMT LLC |
None (or less than $1,001) |
$1,001 - $2,500 |
| US BROKERAGE ACCOUNT #15 |
|
|
| FIRST TRUST ENHANCES SHORT MATURITY |
$50,001 - $100,000 |
$1,001 - $2,500 |
| FIRST TRUST LOW DURATION MORTGAGE |
$15,001 - $50,000 |
$201 - $1,000 |
| FIRST TRUST PREFERRED SECUR & INCOME |
$15,001 - $50,000 |
$1,001 - $2,500 |
| ISHARES CORE S&P US VALUE |
$15,001 - $50,000 |
$1,001 - $2,500 |
| ISHARES CORE S&P US GROWTH |
$15,001 - $50,000 |
$1,001 - $2,500 |
| JP MORGAN DIVERS RETURN US EQUITY |
$15,001 - $50,000 |
$1,001 - $2,500 |
| JP MORGAN INCOME BUILDER CL 1 |
$50,001 - $100,000 |
$2,501 - $5,000 |
| SALIENT SELECT INCOME FD CL A |
$15,001 - $50,000 |
$1,001 - $2,500 |
| JP MORGAN HEDGED EQUITY FD |
$15,001 - $50,000 |
$1,001 - $2,500 |
| FIRST TRUST MORNINGSTAR DIV LEADER INDEX |
$15,001 - $50,000 |
$1,001 - $2,500 |
| DCP Keg Ventures LLC (lending venture) White Plains, NY |
$100,001 - $250,000 |
None (or less than $201) |
| DCP HUNTER LLC (LENDING VENTURE) . WHITE PLAINS, NY |
$100,001 - $250,000 |
$5,001 - $15,000 |
| DCP SNF LENDERS LLC (LENDING VENTURE) WHITE PLAINS NY |
$250,001 - $500,000 |
$50,001 - $100,000 |
| DCP IMX DIP LENDER LLC (LENDING VENTURE) WHITE PLAINS NY |
$250,001 - $500,000 |
$50,001 - $100,000 |
| DCP ARTIFEX LLC (LENDING VENTURE WHITE PLAINS, NY) |
$100,001 - $250,000 |
$15,001 - $50,000 |
| DCP BEDFORD GRAHAM LLC (LENDING VENTURE WHITE PLAINS, NY) |
$50,001 - $100,000 |
$5,001 - $15,000 |
| DCP FRANKLIN DEAN LLC (LENDING VENTURE WHITE PLAINS, NY) |
$100,001 - $250,000 |
$5,001 - $15,000 |