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Cathy MacFarlane

Federal Trade Commission (joined: May 7, 2018)

Director, Office of Public Affairs, Office of the Chairman | Financial Disclosure »

Bio, via FTC.Gov:

Most recently, she was a co-founder of Zenbanx, a Silicon Valley financial technology start-up. Earlier in her career, Cathy served as head of Corporate Relations for ING DIRECT USA and as the Assistant Secretary for Public Affairs at the United States Department of Housing and Urban Development. During her earlier tenure at the Federal Trade Commission Cathy spearheaded the launch and promotion of the National Do Not Call Registry. Cathy has also served as EVP of the Direct Impact Company, VP of Devillier Communications, an Associate with Cassidy & Associates, and Director of Business Development for the Dallas and Washington offices of Jones Day. Additionally, Cathy was a visiting scholar at the East China Institute of Politics and Law in Shanghai, China, where she developed and taught graduate level courses designed to convey the concepts of the United States criminal justice system. Cathy began her career with the Federal Bureau of Investigation as a counter-intelligence specialist, focusing on the Soviet bloc nations. Following the FBI, she served at the Department of Justice’s National Institute of Justice. Cathy received her bachelor’s degree in history from Manhattanville College, Purchase, New York, and her master’s degree in Eastern European history from Georgetown University, Washington, D.C.

Former Positions Outside Government

  • ZenBanx Inc./ Social Finanace Inc. (SoFi) Consultant (InFebruary 2017, Social Finance Inc. (SoFi) acquired Zenbanx Inc. During the transition period after the acquisition, I was technically employed as a consultant (i.e.,I was not a sole proprietor hired as an independent contractor) to the Chief Executi ve Officer of Zenbanx, but I received several pay checks made out by SoFi.)
  • ZenBanx, Inc Co-founder/Senior Vice President
  • ZenBanx, Inc. Consultant

Former Compensation Sources

See more financial disclosure details ⬇

Employment Assets

Description Value Income
Consultant, sole proprietor $1,001-$15,000 $2,380
CA Unemployment $1,001-$15,000 $3,150
ZenBanx, Inc. (financial services $14,652
Social Finance, Inc. (SoFi) Financial services) $15,298
Retirement Account
AbbVie Inc. (ABBV) (income not readily ascertainable) $1,001-$15,000
Abbott Laboratories (ABT) (income not readily ascertainable) $1,001-$15,000
Automatic Data Processing (ADP) (income not readily ascertainable) $1,001-$15,000
Amgen, Inc. (AMGN) (income not readily ascertainable) $1,001-$15,000
CDK Global Inc. (CDK) (income not readily ascertainable) None (or less than $1,001)
Deere & Company (DE) (income not readily ascertainable) $1,001-$15,000
iShare Select Dividend ETF (DVY) (income not readily ascertainable) $50,001-$100,000
Fidelity Emerging Markets Index Fund (FPMAX) (income not readily ascertainable) $15,001-$50,000
Fidelity Extended Market Index Fund (FSEVX) (income not readily ascertainable) $15,001-$50,000
Fidelity Total International Index Fund (FTIPX) (income not readily ascertainable) $50,001-$100,000
Alphabet Inc. Class C (GOOG) (income not readily ascertainable) $50,001-$100,000
iShares Russell 1000 Value Index ETF (IWD) (income not readily ascertainable) $15,001-$50,000
iShares Russell 1000 Growth Index ETF (IWF) (income not readily ascertainable) $15,001-$50,000
iShares Russell 2000 Index ETF (IWM)(income not readily ascertainable) $15,001-$50,000
Johnson & Johnson (JNJ) (income not readily ascertainable) $1,001-$15,000
JPMorgan Chase & Co. (JMP) (income not readily ascertainable) $1,001-$15,000
The Coca-Cola Co. (KO) (income not readily ascertainable) $1,001-$15,000
Fidelity Government Money Market Fund (SPAXX) $15,001-$50,000 $5,001-$15,000
Toronto-dominion Bank (TD) (income not readily ascertainable) $1,001-$15,000
Vanguard FTSE Developed Markets (VEA) (income not readily ascertainable) $15,001-$50,000
Vanguard Target Retirement 2020 Fund (VTWNX) (income not readily ascertainable) $250,001-$500,000

Other Income/Assets

Description Value Income
Residen tialreal estate, Alexandria, VA $1,000,001-$5,000,000 $50,001-$100,000
Brokerage Account
DFA T.A. U.S. Core Equ ity 2 Portfolio (DFTCX) $15,001 -$50,000 $201-$1,000
DFA Tax-Managed U.S. Marketwide Value Portfolio $1,001 - $15,000 $201-$1,000
iShares MSCIEAFE Index ETF(EFA) $1,001 - $15,000
FidelityCalifornia Limited Term Tax-Free Bond Fund (FCSTX) $50,001-$100,000
FidelityExtendedMarket Index Fund(FSEVX) $100,001-$250,000
FidelityU.S. Bond Index Fund (FSITX) $50,001-$100,000
Fidelity TotalInternational Index Fund (FTIPX) $50,001-$100,000 $201-$1,000
Fidelity500IndexFund(FUSVX) $100,001-$250,000
General Electric Company {GE) $1,001 - $15,000 $201-$1,000
AlphabetInc.Class C (GOOG) $1,001 - $15,000
AlphabetInc.Class A (GOOGL) $15,001 -$50,000
INGGroep NV ADR (ING) $1,001 - $15,000 $201-$1,000
iShares Russell 1000 Value IndexETF(IWD) $15,001 -$50,000
iSharesRussell1000Growth Index ETF (IWF) $15,001 -$50,000 $201-$1,000
iShares Russell 2000ETF(IWM) $1,001 - $15,000
3M Co.(MMM) $15,001 -$50,000 $201-$1,000
Oppenheimer International Small-Mid Company Fund (OSMAX) $15,001 -$50,000
Prudential FinancialInc. (PRU) $1,001 - $15,000 $201-$1,000
SPDR S&P 500 ETF Trust (SPY) $15,001 -$50,000 $201-$1,000
ProShares Ultra S&PS00 ETF (550) $1,001 - $15,000 None (or less than $201)
Vanguard Dividend Appreciation ETF (VIG) $1,001 - $15,000 $201-$1,000
ProShares Ultra Dow30 ETF (DDM) $1,001 - $15,000 None (or less than $201)
Apple Inc. (MPL) $15,001 -$50,000 $201-$1,000
Berkshire Hathaway Inc. (BRKB) $15,001 -$50,000 None (or less than $201)
Cisco Systems, Inc.(CSCO) $15,001 -$50,000 $201-$1,000
Dominio n Energy In c. (D) $15,001 -$50,000 $201-$1,000
U.S. bank account (cash) $15,001 -$50,000 $201-$1,000
NH (Unique) College Investing Plan - Portfolio 2024 (Fidelity Index) $1,001 - $15,000 $5,001-$15,000
NH (Unique) College Investing Plan - Portfolio 2024 (Fidelity Index) $1,001 - $15,000 $5,001-$15,000
NH (Unique) College Investing Plan - Portfolio 2024 (Fidelity Index) $1,001 - $15,000 $5,001-$15,000
NH (Unique) College Investing Plan - Portfolio 2024 (Fidelity Index) $1,001 - $15,000 $5,001-$15,000
NH (Unique) College Investing Plan - Portfolio 2024 (Fidelity Index) $1,001 - $15,000 $5,001-$15,000
Sycamore Square LP. - RetailpropertyrentalinDanville, CA (Sycamore Square Shopping Center) (Overallvalue of the business is unknown. The reported value represents only my spouse's share of the business.) $15,001 -$50,000 $1,001-$2,500
DacotahBanks, lnc.(DBIN) $15,001 -$50,000 $1,001-$2,500
Residentialreal estate, FortCollins, CO $100,001-$250,000 $5,001-$15,000

Liabilities

Creditor Name Creditor Type Amount Rate Year Incurred
Capital One Mortage (investment/rental property) $50,001-$100,000 3.38% 2011
First Bank of Colorado Mortage (investment/rental property) $50,001-$100,000 3.88% 2018

Spouse's Employment Assets

Description Value Income Type Income Amount
Vanguard Target Retirement 2020 Fund (VTWNX) (income not readily ascertainable) $100,001-$250,000
United Airlines Pilot Retirement Account Plan Target Date 2020 Fund (income not readily ascertainable) $1,000,001-$5,000,000
CONTINENTAL PILOTS RETIREMENT PLAN, defined benefit plan (In February2017, Social FinanceInc. (SoFi) acquired ZenBanx, Inc. During the transition period after the acquisition, I was technically employed as a consulta nt (i.e., I was not a sole proprietor hired as an independent contractor) to the Chief Executive Officer of ZenBanx, butI received several pay checks made out by SoFi.) $1,000,001-$5,000,000 None (or less than $201)

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