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Charles S. Phalen

Personnel Management (joined: Sept. 25, 2018)

Senior Advisor to the Director on NBIB Transition | Financial Disclosure »

Bio, via US office of personnel management:

In his previous position, Mr. Phalen was Vice President, Corporate Security for Northrop Grumman Corporation and led the security organization, responsible for overseeing the security policies, procedures and processes that protect company employees, information and property. Prior to that, Mr. Phalen spent 30 years in the federal service. His most recent government positions include Director of Security for the Central Intelligence Agency (CIA); Assistant Di - rector, Security Division, Federal Bureau of Investigation; Chief, Protective Programs Group, CIA Office of Security; Executive Officer, CIA Office of Security; Center Chief, CIA Office of Facilities and Security Services; and Chief, Facilities and Information Security Division, Na - tional Reconnaissance Office. Previously, he worked in or managed security activities involving investigations, operations support, risk analysis, and facility and asset protection, in the United States and abroad. Mr. Phalen has a bachelor’s degree in law enforcement and criminology from the University of Maryland. He is a member of the American Society for Industrial Security and is active in a number of external security forums.

See more financial disclosure details ⬇

Employment Assets

Description Value Income
Northrop Grumman Corp, Savings Plan: 2020 Retirement Path Fund $250,001 - $500,000
Northrop Grumman Corp, Savings Excess Plan: Balanced Fund $15,001 - $50,000 $5,001 - $15,000
Northrop Grumman Corp, Savings Excess Plan: 2020 Retirement Path Fund $15,001 - $50,000
Northrop Grumman Corp, Deferred Compensation: Northrop Grumman Restricted Stock, (Vested) $250,001 - $500,000

Other Income/Assets

Description Value Income
Fidelity Acct: Northrop Grumman Corp. Common Stock $1,000,001 - $5,000,000 $50,001- $100,000
Cash-Like Holding $1,001 - $15,000 $201 - $1,000
Wells Fargo Brokerage Account
Goldman Fin. Sq. Treas. MM (FTIXX) $1,001 - $15,000 $201 - $1,000
Amer FDS T/E BD CL C (TEBCX) $15,001 - $50,000 $1,001 - $2,500
Amer FDS Wash Mutual A (AWSHX) $15,001 - $50,000 $1,001 - $2,500
John Hancock US Glbl L-A (USGLX) $1,001 - $15,000 $201 - $1,000
Russell Commodity Strt S (RCCSX) $1,001 - $15,000 $201 - $1,000
Russell Emerging Mkts S (REMSX) $15,001 - $50,000 $1,001 - $2,500
Russell Global Equity S (RGESX) $15,001 - $50,000 $1,001 - $2,500
Russell Global Infra S (RGISX) $1,001 - $15,000 $201 - $1,000
Russell Global Opp Crd S (RGCSX) $15,001 - $50,000 $1,001 - $2,500
Russell Global Real Est S (RRESX) $1,001 - $15,000 $201 - $1,000
Russell Intl Dev Mkts S (RINTX) $15,001 - $50,000 $1,001 - $2,500
Russell Invst Grade Bd S (RFATX) $15,001 - $50,000 $1,001 - $2,500
Russell Multi-Stra Cl S (RMYSX) $15,001 - $50,000 $1,001 - $2,500
Russell Strategic Bond S (RFCTX) $50,001 - $100,000 $2,501 - $5,000
Russell US S/C Equity S (RLESX) $15,001 - $50,000 $1,001 - $2,500
Russell US Strat Eqty S (RSESX) $50,001 - $100,000 $2,501 - $5,000
Thornburg Intl Val FD C (THGCX) $1,001 - $15,000 $201 - $1,000
Thornburg Ltd Trm Muni-C (LTMCX) $15,001 - $50,000 $1,001 - $2,500
Amer Fds Inc Fund AMR C (IFACX) $1,001 - $15,000 $201 - $1,000
Royce Fd Totl Rtn Fd Con (RYTCX) $1,001 - $15,000 $201 - $1,000
Money Market Funds $100,001 - $250,000 $201 - $1,000
Abbott Laboratories Common Stock (ABT) $1,001 - $15,000 None (or less than $201)
Abbvie Inc. Common Stock (ABBV) $15,001 - $50,000 None (or less than $201)
Altria Group Inc. Common Stock (MO) $1,001 - $15,000 $201 - $1,000
American Electric Power Common Stock (AEP) $1,001 - $15,000 $201 - $1,000
Apple, Inc. Common Stock (AAPL) $15,001 - $50,000 $201 - $1,000
AT&T Common Stock (T) $1,001 - $15,000 $201 - $1,000
BB&T Common Stock (BBT) $1,001 - $15,000 $201 - $1,000
Caterpillar Inc. Common Stock (CAT) $15,001 - $50,000 $1,001 - $2,500
Chevron Corp Common Stock (CVX) $1,001 - $15,000 $201 - $1,000
Coca-Cola Common Stock (KO) $15,001 - $50,000 $201 - $1,000
Comcast Corp New Cl A Stock (CMCSA) $1,001 - $15,000 $201 - $1,000
Dunkin Brands Grp Common Stock (DNKN) $15,001 - $50,000 $201 - $1,000
General Electric Common Stock (GE) $1,001 - $15,000 $201 - $1,000
Genuine Parts Common Stock (GPC) $1,001 - $15,000 None (or less than $201)
Intel Corp Common Stock (INTC) $15,001 - $50,000
JM Smucker Common Stock (SJM) $15,001 - $50,000 $201-$1,000
JP Morgan Chase Common Stock (JPM) $1,001 - $15,000 $201-$1,000
Kinder Morgan Common Stock (KMI) $1,001 - $15,000 $201-$1,000
McDonalds Common Stock (MCD) $15,001 - $50,000 $201-$1,000
Microsoft Common Stock (MSFT) $15,001 - $50,000 $201-$1,000
Royal Dutch Shell Common Stock (RDSB) $15,001 - $50,000 $1,001-$2,500
Sanofi ADR Common Stock (SNY) $15,001 - $50,000 $1,001-$2,500
Starbucks Common Stock (SBUX) $15,001 - $50,000 $1,001-$2,500
Telefonica S A Common Stock (TEF) $1,001 - $15,000 $201-$1,000
Unilever Common Stock (UN) $15,001 - $50,000 $1,001-$2,500
United Parcel Service B Common Stock (UPS) $1,001 - $15,000 $201-$1,000
United Health Group Common Stock (UNH) $15,001 - $50,000 $201-$1,000
Vectren Corp Common Stock (VVC) $1,001 - $15,000 None (or less than $201)
Verizon Communications Common Stock (VZ) $15,001 - $50,000 $201-$1,000
Walgreens Boots Alliance (WBA) $1,001 - $15,000 $201-$1,000
Whirlpool Corp Common Stock (WHR) $15,001 - $50,000 $1,001-$2,500
Goldman Fin. Sq. Treas. MM (FTIXX) $1,001 - $15,000 None (or less than $201)
First Egle Sgen Ovrsea-C (FESOX) $1,001 - $15,000 $201-$1,000
Russell Commodity Strt S (RCCSX) $15,001 - $50,000 $201-$1,000
Russell Emerging Mkts S (REMSX) $15,001 - $50,000 $1,001-$2,500
Russell Global Equity S (RGESX) $50,001 - $100,000 $2,501 - $5,000
Russell Global Infra S (RGISX) $15,001 - $50,000 $201-$1,000
Russell Global Opp Crd S (RGCSX) $50,001 - $100,000 $1,001-$2,500
Russell Global Real Est S (RRESX) $15,001 - $50,000 $1,001-$2,500
Russell Intl Dev Mkts S (RINTX) $50,001 - $100,000 $2,501 - $5,000
Russell Multi-Stra Cl S (RMYSX) $15,001 - $50,000 $1,001-$2,500
Russell Strategic Bond S (RFCTX) $50,001 - $100,000 $2,501 - $5,000
Russell US S/C Equity S (RLESX) $15,001 - $50,000 $1,001-$2,500
Russell Strat Eqty S (RSESX) $100,001 - $250,000 $5,001 - $15,000
Prudential Annuity #1
T-Rowe Price Asset Allocation $50,001 - $100,000 $1,001-$2,500
FI Pyramis Quantative Portfolio $50,001 - $100,000 $1,001-$2,500
Schroders Global Tactical Portfolio $15,001 - $50,000 $1,001-$2,500
Blackrock Global Strategies Portfolio $50,001 - $100,000 $1,001-$2,500
Prudential Annuity #2
T. Rowe Price Asset Allocation $15,001 - $50,000 $1,001-$2,500
Schroders Global Tactical Portfolio $15,001 - $50,000 $1,001-$2,500
RCM World Trends $15,001 - $50,000 $1,001-$2,500
Blackrock Global Strategies Portfolio $15,001 - $50,000 $1,001-$2,500
Secure Value Account $15,001 - $50,000 $1,001-$2,500
Prudential Annuity #3:
T. Rowe Price Asset Allocation $50,001 - $100,000 $1,001-$2,500
Balanced Asset Allocation Portfolio $15,001 - $50,000 $1,001-$2,500
Schroders Global Tactical Portfolio $15,001 - $50,000 $1,001-$2,500
RCM World Trends $50,001 - $100,000 $1,001-$2,500
Blackrock Global Strategies Portfolio $50,001 - $100,000 $1,001-$2,500
Legg Mason Diversified Growth $50,001 - $100,000 $1,001-$2,500
Secure Value Account $15,001 - $50,000 $1,001-$2,500
John Hancock Annuity
Lifestyle Balance MVP $15,001 - $50,000 $1,001-$2,500

Employment Agreements and Arrangements

Employer or Party City, State Status and Terms Date
Northrop Grumman Corp Falls Church, VA Northrop Grumman Savings Plan and Savings Excess Plan (see Part 2); neither former employer nor I contribute to the plans any longer. Sept. 16, 2011
Northrop Grumman Corp Falls Church, VA Deferred Compensation: Northrop Grumman Corporation Restricted Stock (vested) Sept. 16, 2011

Spouse's Employment Assets

Description Value Income Type Income Amount
Southern Cross Networks 401(k) Plan: Global Telecommunications 401(k)
Southern Cross Networks Common Stock $15,001 - $50,000

Do you know something about Charles S. Phalen? Send us an email at [email protected] or send a Signal message to 347-244-2134.

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