This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Charles S. Phalen
Personnel Management (joined: Sept. 25, 2018)
Senior Advisor to the Director on NBIB Transition | Financial Disclosure »
Bio, via US office of personnel management:
In his previous position, Mr. Phalen was Vice President, Corporate Security for Northrop Grumman Corporation and led the security organization, responsible for overseeing the security policies, procedures and processes that protect company employees, information and property. Prior to that, Mr. Phalen spent 30 years in the federal service. His most recent government positions include Director of Security for the Central Intelligence Agency (CIA); Assistant Di - rector, Security Division, Federal Bureau of Investigation; Chief, Protective Programs Group, CIA Office of Security; Executive Officer, CIA Office of Security; Center Chief, CIA Office of Facilities and Security Services; and Chief, Facilities and Information Security Division, Na - tional Reconnaissance Office. Previously, he worked in or managed security activities involving investigations, operations support, risk analysis, and facility and asset protection, in the United States and abroad. Mr. Phalen has a bachelor’s degree in law enforcement and criminology from the University of Maryland. He is a member of the American Society for Industrial Security and is active in a number of external security forums.
Employment Assets
Description | Value | Income |
---|---|---|
Northrop Grumman Corp, Savings Plan: 2020 Retirement Path Fund | $250,001 - $500,000 | |
Northrop Grumman Corp, Savings Excess Plan: Balanced Fund | $15,001 - $50,000 | $5,001 - $15,000 |
Northrop Grumman Corp, Savings Excess Plan: 2020 Retirement Path Fund | $15,001 - $50,000 | |
Northrop Grumman Corp, Deferred Compensation: Northrop Grumman Restricted Stock, (Vested) | $250,001 - $500,000 |
Other Income/Assets
Description | Value | Income |
---|---|---|
Fidelity Acct: Northrop Grumman Corp. Common Stock | $1,000,001 - $5,000,000 | $50,001- $100,000 |
Cash-Like Holding | $1,001 - $15,000 | $201 - $1,000 |
Wells Fargo Brokerage Account | ||
Goldman Fin. Sq. Treas. MM (FTIXX) | $1,001 - $15,000 | $201 - $1,000 |
Amer FDS T/E BD CL C (TEBCX) | $15,001 - $50,000 | $1,001 - $2,500 |
Amer FDS Wash Mutual A (AWSHX) | $15,001 - $50,000 | $1,001 - $2,500 |
John Hancock US Glbl L-A (USGLX) | $1,001 - $15,000 | $201 - $1,000 |
Russell Commodity Strt S (RCCSX) | $1,001 - $15,000 | $201 - $1,000 |
Russell Emerging Mkts S (REMSX) | $15,001 - $50,000 | $1,001 - $2,500 |
Russell Global Equity S (RGESX) | $15,001 - $50,000 | $1,001 - $2,500 |
Russell Global Infra S (RGISX) | $1,001 - $15,000 | $201 - $1,000 |
Russell Global Opp Crd S (RGCSX) | $15,001 - $50,000 | $1,001 - $2,500 |
Russell Global Real Est S (RRESX) | $1,001 - $15,000 | $201 - $1,000 |
Russell Intl Dev Mkts S (RINTX) | $15,001 - $50,000 | $1,001 - $2,500 |
Russell Invst Grade Bd S (RFATX) | $15,001 - $50,000 | $1,001 - $2,500 |
Russell Multi-Stra Cl S (RMYSX) | $15,001 - $50,000 | $1,001 - $2,500 |
Russell Strategic Bond S (RFCTX) | $50,001 - $100,000 | $2,501 - $5,000 |
Russell US S/C Equity S (RLESX) | $15,001 - $50,000 | $1,001 - $2,500 |
Russell US Strat Eqty S (RSESX) | $50,001 - $100,000 | $2,501 - $5,000 |
Thornburg Intl Val FD C (THGCX) | $1,001 - $15,000 | $201 - $1,000 |
Thornburg Ltd Trm Muni-C (LTMCX) | $15,001 - $50,000 | $1,001 - $2,500 |
Amer Fds Inc Fund AMR C (IFACX) | $1,001 - $15,000 | $201 - $1,000 |
Royce Fd Totl Rtn Fd Con (RYTCX) | $1,001 - $15,000 | $201 - $1,000 |
Money Market Funds | $100,001 - $250,000 | $201 - $1,000 |
Abbott Laboratories Common Stock (ABT) | $1,001 - $15,000 | None (or less than $201) |
Abbvie Inc. Common Stock (ABBV) | $15,001 - $50,000 | None (or less than $201) |
Altria Group Inc. Common Stock (MO) | $1,001 - $15,000 | $201 - $1,000 |
American Electric Power Common Stock (AEP) | $1,001 - $15,000 | $201 - $1,000 |
Apple, Inc. Common Stock (AAPL) | $15,001 - $50,000 | $201 - $1,000 |
AT&T Common Stock (T) | $1,001 - $15,000 | $201 - $1,000 |
BB&T Common Stock (BBT) | $1,001 - $15,000 | $201 - $1,000 |
Caterpillar Inc. Common Stock (CAT) | $15,001 - $50,000 | $1,001 - $2,500 |
Chevron Corp Common Stock (CVX) | $1,001 - $15,000 | $201 - $1,000 |
Coca-Cola Common Stock (KO) | $15,001 - $50,000 | $201 - $1,000 |
Comcast Corp New Cl A Stock (CMCSA) | $1,001 - $15,000 | $201 - $1,000 |
Dunkin Brands Grp Common Stock (DNKN) | $15,001 - $50,000 | $201 - $1,000 |
General Electric Common Stock (GE) | $1,001 - $15,000 | $201 - $1,000 |
Genuine Parts Common Stock (GPC) | $1,001 - $15,000 | None (or less than $201) |
Intel Corp Common Stock (INTC) | $15,001 - $50,000 | |
JM Smucker Common Stock (SJM) | $15,001 - $50,000 | $201-$1,000 |
JP Morgan Chase Common Stock (JPM) | $1,001 - $15,000 | $201-$1,000 |
Kinder Morgan Common Stock (KMI) | $1,001 - $15,000 | $201-$1,000 |
McDonalds Common Stock (MCD) | $15,001 - $50,000 | $201-$1,000 |
Microsoft Common Stock (MSFT) | $15,001 - $50,000 | $201-$1,000 |
Royal Dutch Shell Common Stock (RDSB) | $15,001 - $50,000 | $1,001-$2,500 |
Sanofi ADR Common Stock (SNY) | $15,001 - $50,000 | $1,001-$2,500 |
Starbucks Common Stock (SBUX) | $15,001 - $50,000 | $1,001-$2,500 |
Telefonica S A Common Stock (TEF) | $1,001 - $15,000 | $201-$1,000 |
Unilever Common Stock (UN) | $15,001 - $50,000 | $1,001-$2,500 |
United Parcel Service B Common Stock (UPS) | $1,001 - $15,000 | $201-$1,000 |
United Health Group Common Stock (UNH) | $15,001 - $50,000 | $201-$1,000 |
Vectren Corp Common Stock (VVC) | $1,001 - $15,000 | None (or less than $201) |
Verizon Communications Common Stock (VZ) | $15,001 - $50,000 | $201-$1,000 |
Walgreens Boots Alliance (WBA) | $1,001 - $15,000 | $201-$1,000 |
Whirlpool Corp Common Stock (WHR) | $15,001 - $50,000 | $1,001-$2,500 |
Goldman Fin. Sq. Treas. MM (FTIXX) | $1,001 - $15,000 | None (or less than $201) |
First Egle Sgen Ovrsea-C (FESOX) | $1,001 - $15,000 | $201-$1,000 |
Russell Commodity Strt S (RCCSX) | $15,001 - $50,000 | $201-$1,000 |
Russell Emerging Mkts S (REMSX) | $15,001 - $50,000 | $1,001-$2,500 |
Russell Global Equity S (RGESX) | $50,001 - $100,000 | $2,501 - $5,000 |
Russell Global Infra S (RGISX) | $15,001 - $50,000 | $201-$1,000 |
Russell Global Opp Crd S (RGCSX) | $50,001 - $100,000 | $1,001-$2,500 |
Russell Global Real Est S (RRESX) | $15,001 - $50,000 | $1,001-$2,500 |
Russell Intl Dev Mkts S (RINTX) | $50,001 - $100,000 | $2,501 - $5,000 |
Russell Multi-Stra Cl S (RMYSX) | $15,001 - $50,000 | $1,001-$2,500 |
Russell Strategic Bond S (RFCTX) | $50,001 - $100,000 | $2,501 - $5,000 |
Russell US S/C Equity S (RLESX) | $15,001 - $50,000 | $1,001-$2,500 |
Russell Strat Eqty S (RSESX) | $100,001 - $250,000 | $5,001 - $15,000 |
Prudential Annuity #1 | ||
T-Rowe Price Asset Allocation | $50,001 - $100,000 | $1,001-$2,500 |
FI Pyramis Quantative Portfolio | $50,001 - $100,000 | $1,001-$2,500 |
Schroders Global Tactical Portfolio | $15,001 - $50,000 | $1,001-$2,500 |
Blackrock Global Strategies Portfolio | $50,001 - $100,000 | $1,001-$2,500 |
Prudential Annuity #2 | ||
T. Rowe Price Asset Allocation | $15,001 - $50,000 | $1,001-$2,500 |
Schroders Global Tactical Portfolio | $15,001 - $50,000 | $1,001-$2,500 |
RCM World Trends | $15,001 - $50,000 | $1,001-$2,500 |
Blackrock Global Strategies Portfolio | $15,001 - $50,000 | $1,001-$2,500 |
Secure Value Account | $15,001 - $50,000 | $1,001-$2,500 |
Prudential Annuity #3: | ||
T. Rowe Price Asset Allocation | $50,001 - $100,000 | $1,001-$2,500 |
Balanced Asset Allocation Portfolio | $15,001 - $50,000 | $1,001-$2,500 |
Schroders Global Tactical Portfolio | $15,001 - $50,000 | $1,001-$2,500 |
RCM World Trends | $50,001 - $100,000 | $1,001-$2,500 |
Blackrock Global Strategies Portfolio | $50,001 - $100,000 | $1,001-$2,500 |
Legg Mason Diversified Growth | $50,001 - $100,000 | $1,001-$2,500 |
Secure Value Account | $15,001 - $50,000 | $1,001-$2,500 |
John Hancock Annuity | ||
Lifestyle Balance MVP | $15,001 - $50,000 | $1,001-$2,500 |
Employment Agreements and Arrangements
Employer or Party | City, State | Status and Terms | Date |
---|---|---|---|
Northrop Grumman Corp | Falls Church, VA | Northrop Grumman Savings Plan and Savings Excess Plan (see Part 2); neither former employer nor I contribute to the plans any longer. | Sept. 16, 2011 |
Northrop Grumman Corp | Falls Church, VA | Deferred Compensation: Northrop Grumman Corporation Restricted Stock (vested) | Sept. 16, 2011 |
Spouse's Employment Assets
Description | Value | Income Type | Income Amount |
---|---|---|---|
Southern Cross Networks 401(k) Plan: Global Telecommunications 401(k) | |||
Southern Cross Networks Common Stock | $15,001 - $50,000 |
Do you know something about Charles S. Phalen? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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