This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Gary Cohn departed March 6, 2018
White House Office (joined: Jan. 25, 2017)
Director of the National Economic Council | Financial Disclosure »
Former Positions Outside Government
- 2013 GRAT l Trustee
- 2013 GRAT ll Trustee
- 2016 GRAT l Trustee
- 2016 GRAT ll Trustee
- 25 Bond/5 LLC Investment Manager
- American University Trustee
- CMC HC LLC Investment Manager
- CMC Partners, LLC Investment Manager
- CMC Too, LLC Investment Manager
- NYU Hospital for Joint Diseases Chairman of Advisory Board
- NYU Langone Medical Center Trustee
- New York University Trustee
- The Goldman Sachs Group, Inc. Senior Director
- The Goldman Sachs Group, Inc. President & COO
- The Pevaroff Cohn Family Foundation Trustee (Private Charitable Foundation)
Former Compensation Sources
- The Goldman Sachs Group, Inc. President & Chief Operating Officer at this global investment bank, through 12/31/2016.
Employment Assets
| Description | Value | Income |
|---|---|---|
| The Goldman Sachs Group, Inc. | $1,850,000 | |
| The Goldman Sachs Group, Inc. | $5,745,000 | |
| The Goldman Sachs Group, Inc., Restricted Stock Units | $10,276,764 | |
| The Goldman Sachs Group, Inc., Restricted Stock Units | $251,087 | |
| The Goldman Sachs Group, Inc., Options Exercised | $1,000,001 - $5,000,000 | $1,684,508 |
| Retirement Accounts - Goldman Sachs 401(k) - S&P 500 index - SSgA | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| Goldman Sachs 401(k) - International Equity Index - SSgA | $500,001 - $1,000,000 | $15,001 - $50,000 |
| IRA Brokerage Account #1 - SPDR ETF | $15,001 - $50,000 | $1,001 - $2,500 |
| The Goldman Sachs Group, Inc. (GS) | Over $50,000,000 | $100,001 - $1,000,000 |
| The Goldman Sachs Group, Inc. (GS) - Retention Shares | $25,000,001 - $50,000,000 | $100,001 - $1,000,000 |
| The Goldman Sachs Group, Inc. (GS) - 2011 Restricted Shares | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| The Goldman Sachs Group, Inc. (GS) - 2014 Restricted Shares | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| CMC Partners, LLC - The Goldman Sachs Group, Inc. (GS) | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| CMC Partners, LLC - The Goldman Sachs Group, Inc. (GS) - Retention Shares | $25,000,001 - $50,000,000 | $100,001 - $1,000,000 |
| CMC Partners, LLC - The Goldman Sachs Group, Inc. (GS) - 2007 DSP | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| CMC Too, LLC - The Goldman Sachs Group, Inc. (GS) | $5,000,001 - $25,000,000 | $1,000,001 - $5,000,000 |
| 2013 GRAT I - The Goldman Sachs Group, Inc. (GS) - 2010 Restricted Shares | $1,000,001 - $5,000,000 | $5,001 - $15,000 |
| 2013 GRAT II - The Goldman Sachs Group, Inc. (GS) - 2011 Restricted Shares | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| 2016 GRAT I - The Goldman Sachs Group, Inc. (GS) - 2012 Restricted Shares | $5,000,001 - $25,000,000 | $50,001 - $100,000 |
| 2016 GRAT II - The Goldman Sachs Group, Inc. (GS) - 2013 Restricted Shares | $5,000,001 - $25,000,000 | $50,001 - $100,000 |
| 2005 Trust - The Goldman Sachs Group, Inc. (GS) | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| 2006 Trust - The Goldman Sachs Group, Inc. (GS) - 2009 Restricted Shares | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| 2006 Trust - The Goldman Sachs Group, Inc. (GS) - 2010 Restricted Shares | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| 2006 Trust - The Goldman Sachs Group, Inc. (GS) - 2011 Restricted Shares | $500,001 - $1,000,000 | $5,001 - $15,000 |
| 2006 Trust - The Goldman Sachs Group, Inc. (GS) - 2012 Restricted Shares | $250,001 - $500,000 | $2,501 - $5,000 |
| The Goldman Sachs Group, Inc. - Long Term Incentive Plan | $25,000,001 - $50,000,000 | None (or less than $201) |
| The Goldman Sachs Group, Inc. - Non- Qualified Deferred Compensation Plan | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| The Goldman Sachs Group, Inc. (GS) - Outstanding 2013 Restricted Stock Units | $5,000,001 - $25,000,000 | $50,001 - $100,000 |
| The Goldman Sachs Group, Inc. (GS) - Outstanding 2014 Restricted Stock Units | $5,000,001 - $25,000,000 | $50,001 - $100,000 |
| The Goldman Sachs Group, Inc. (GS) - Outstanding 2014 Performance Stock Units | $5,000,001 - $25,000,000 | $50,001 - $100,000 |
| The Goldman Sachs Group, Inc. (GS) - Outstanding 2015 Restricted Stock Units | $5,000,001 - $25,000,000 | $100,001 - $1,000,000 |
| The Goldman Sachs Group, Inc. (GS) - Outstanding 2015 Performance Stock Units | $5,000,001 - $25,000,000 | $100,001 - $1,000,000 |
| The Goldman Sachs Group, Inc. (GS) - Outstanding 2007 Year-End Options | $5,000,001 - $25,000,000 | $100,001 - $1,000,000 |
| The Goldman Sachs Group, Inc. Pension Plan | $1,001 - $15,000 | None (or less than $201) |
| The Goldman Sachs Group Inc. | $5,445,000 | |
| The Goldman Sachs Group, Inc., Restricted Stock Units | $12,705,000 | |
| COMEX Pension | $50,001 - $100,000 | None (or less than $201) |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| US BANK ACCOUNT, INSTITUTION #1 (Cash) | $250,001 - $500,000 | $1,001 - $2,500 |
| US BANK ACCOUNT, INSTITUTION #2 (Cash) | $1,000,001 - $5,000,000 | None (or less than $201) |
| US BANK ACCOUNT, INSTITUTION #3 (Cash) | $100,001 - $250,000 | $201 - $1,000 |
| US BANK ACCOUNT, INSTITUTION #4 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| US BANK ACCOUNTS, INSTITUTION #5 (Cash) | $15,001 - $50,000 | None (or less than $201) |
| US BANK ACCOUNT, INSTITUTION #6 (Cash) | Over $1,000,000 | $2,501 - $5,000 |
| US BANK ACCOUNT, INSTITUTION #2 (Cash) | Over $1,000,000 | $2,501 - $5,000 |
| US BANK ACCOUNT, INSTITUTION #2 (Cash) | $15,001 - $50,000 | None (or less than $201) |
| US BANK ACCOUNT, INSTITUTION #4 (Cash) | $250,001 - $500,000 | $201 - $1,000 |
| US BANK ACCOUNT, INSTITUTION #5 (Cash) | $1,000,001 - $5,000,000 | $5,001 - $15,000 |
| US BANK ACCOUNT, INSTITUTION #4 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| BROKERAGE ACCOUNT #2 - US DOLLAR (USD) | $1,001 - $15,000 | None (or less than $201) |
| BROKERAGE ACCOUNT #3 | ||
| SUN LIFE FINANCIAL INC (SLF) | $50,001 - $100,000 | $5,001 - $15,000 |
| BANK OF AMERICA CORP (BAC) | $100,001 - $250,000 | $1,001 - $2,500 |
| FIRSTENERGY CORP (FE) | $1,001 - $15,000 | $201 - $1,000 |
| IAC/INTERACTIVECORP (IAC) | $100,001 - $250,000 | None (or less than $201) |
| INTEL CORPORATION (INTC) | $250,001 - $500,000 | $5,001 - $15,000 |
| LIVE NATION ENTERTAINMENT INC (LYV) | $15,001 - $50,000 | None (or less than $201) |
| PRINCIPAL FINANCIAL GROUP, INC (PFG) | $1,001 - $15,000 | None (or less than $201) |
| THE KRAFT HEINZ CO (KHC) | $100,001 - $250,000 | $5,001 - $15,000 |
| PRIVATE EQUITY PARTNERS 2004 EMPLOYEE FUND, L.P. (It is against the fund managers’ policy to provide position transparency to its investors. In some instances, the funds’ annual reports disclose high-level information on the funds’ investments. Investments disclosed in the most recent annual report (6.30.16) are as follows: BCVIII Blackstone V Carlyle IV CVCIV American Securities IV Arlington II Eos III Motion Equity II Quad-C VII Sverica II Wynnchurch II CD&RVII EQT IV Unitas II Vestar V Lake Capital II Providence V Spectrum V Water Street Apollo VI Littlejohn III Sun Capital IV Accel IX Benchmark V Carmel II Celtic House III Crosslink V IDG-Accel China Growth Insight Venture V Storm Ventures III Trinity Ventures IX Genstar IV Roark North America Weston Presidio V Catalent Pharma Solutions - Blackstone Ceridian Corporation - THL Project Columbus Project Swan Quantum Resources - Quantum R.J. O’Brien - Spectrum ServiceMaster Company - CD&R SunGard - GSCP U.S. Foodservice - CD&R) | $250,001 - $500,000 | $100,001 - $1,000,000 |
| VINTAGE III EMPLOYEE FUND, L.P. (It is against the fund managers’ policy to provide position transparency to its investors. In some instances, the funds’ annual reports disclose high-level information on the funds’ investments. Investments disclosed in the most recent annual report (6.30.16) are as follows: Project Pasteur Syntegra Capital (f/k/a SGCapital Europe) Project Cierva Portobello Capital (f/k/a Ibersuizas Capital) Project Columbus CCMPCapital (f/k/a JPMorgan Chase) Project Anza Genstar Capital Project La Salle Chicago Growth Partners Project Bell Penta Investments Project Ferris Beecken Petty O’Keefe Project Woods Brantley Partners Project Hamilton Lovell Minnick Equity Partners Project Cullen Trimaran Capital Partners Project Descartes Charterhouse Equity Partners Project Adams TowerBrook Capital Partners Project Dennard Brazos Equity Partners Project Miles Stone Arch Capital Project Peral Mercapital Project Fitch Fenway Partners Project Gibbon Three Cities Research Project Camp Forstmann, Little Project Otto Vision Capital Group Project Diesel Vision Capital Group Project Fox Vision Capital Group Project Gregory Vision Capital Group Project Swan Vision Capital Group Project Raffles Global Diversified portfolio with over 40 underlying managers Project Biddle Quad-C, Spectrum Equity, Willis Stein Project Bohr Multiple CY Tax Estimate - Misc Income: $3,300) | $250,001 - $500,000 | $5,001 - $15,000 |
| GS MEZZANINE PARTNERS V PMD QP FUND, L.P. (GS Mezzanine Partners V PMD QP Fund, L.P. invests in GS Mezzanine Partners V Employee Master Fund Onshore, L.P. that invests into GS Mezzanine Partners V Onshore Fund, L.P., which is an EIF.) | $500,001 - $1,000,000 | $100,001 - $1,000,000 |
| GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. (GS Mezzanine Partners 2006 PCP Fund, L.P. invests into GS Mezzanine Partners 2006 Employee Fund, L.P. that invests into GS Mezzanine Partners 2006 Onshore Fund, L.P., which is an EIF.) | $100,001 - $250,000 | $50,001 - $100,000 |
| GLOBAL OPPORTUNITIES EMP LLC (Global Opportunities Emp LLC invests all or substantially all of its assets in Global Opportunities LLC, which is an EIF.) | $1,000,001 - $5,000,000 | $281,547 |
| GLOBAL LONG SHORT PARTNERS 16% OF FUNDS ASSETS IN ILLIQUID INVESTMENTS (Global Long Short Partners QP LP invests all or substantially all of its assets in Global Long Short Aggregating LP, which is an EIF. PY K-1 Box 11,Other Income: $241,562) | $1,000,001 - $5,000,000 | $1,001 - $2,500 |
| LIBERTY HARBOR 12% OF FUNDS ASSETS IN ILLIQUID INVESTMENTS (Liberty Harbor QP LLC invests in Liberty Harbor Master Fund I, L.P. (the “Master Partnership”), through Liberty Harbor Aggregating Fund, LLC (the “Aggregating Vehicle”), which is an EIF.) | $500,001 - $1,000,000 | $219,911 |
| LIBERTY HARBOR SPV LTD 100% OF FUNDS ASSETS IN ILLIQUID INVESTMENTS | $15,001 - $50,000 | None (or less than $201) |
| WEST STREET III PMD LLC CLASS A SERIES 1 (West Street III PMD LLC invests in West Street Portfolios LLC – West Street III SP (the “Master Fund”), which is an EIF. PY K-1 Box 11,Other Income: $8,029) | $50,001 - $100,000 | $1,001 - $2,500 |
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $1,000,001 - $5,000,000 | $5,001 - $15,000 |
| BROKERAGE ACCOUNT #4 - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $100,001 - $250,000 | $201 - $1,000 |
| BROKERAGE ACCOUNT #6 | ||
| STONE STREET PEP TECHNOLOGY FUND 2000, LLC (It is against the fund managers’ policy to provide position transparency to its investors. In some instances, the funds’ annual reports disclose high-level information on the funds’ investments. Investments disclosed in the most recent annual report (6.30.16) are as follows: Accel VII Accel VIII 21 Angel II APV III ARCH V Benchmark IV Blackstone Communications I Brand Farm Cedar II Clearstone II-A Commonwealth III Comstellar Technologies Concord II Crosslink IV Digital II Limited eCompanies Venture Galileo III FX,22 General Catalyst II GorillaPark B.V. H.I.G. Venture Insight Venture IV JK&B III JK&B IV Kodiak II Kodiak Venture Lightspeed VI 23 Madrona I-A Mission Ventures II MPMII MPMIII MVMIIFX Nokia II ONSET IV24 Oxford Bioscience IV Providence IV Salix Ventures II Sigma 6 SOFTBANK Capital Spectrum IV Speed VenturesFX Storm Ventures II THLee Putnam Ventures Trinity Ventures VIII 25 Walden Israel III WaldenVC II 26) | $15,001 - $50,000 | $15,001 - $50,000 |
| BRIDGE STREET 2012, L.P. (CY Tax Estimate - Ord. Income: $335, Misc. Income: $4,467; Holdings: Chestnut Place (Americas - Property Development); Drayer Physical Therapy, LLC (Americas - Healthcare Industry); EdgeMarc Energy Holdings, LLC (Americas - Oil and Gas); EW Energy Holdings, LLC (Americas - Oil and Gas); Huntington Beach (Americas - Property Development); Ozner Water International Holding Limited (Asia - Manufacturer); Redwood City (Americas- Property Development); South Lake Union (Americas - Property Development); South Lamar Plaza (Americas - Property Developmen); Cash, Other Assets (Taxes receivable - accounting convention with respect to withholding taxes; Receivables from affiliated entities). Bridge 2012 Holdings: AnchorFree Inc. (Americas - Online Network); Beijing Kuanjie Bohua 2011 Investment Center (Asia-Various Chinese Investments) (EIF); GS Infrastructure Partners II (Various - Investments) (EIF); Infusion Software, Inc. (Americas - Marketing Software); Nova Medical Centers (India - Healthcare management); Plastipak Holdings, Inc. (Americas - Manufacturing); Safe-Guard Products International, LLC (Americas - Insurance); TransUnion Holding Company, Inc. (Americas - Risk Management); West Street Energy Partners (Americas - Energy Investments) (EIF);) | Over $1,000,000 | $100,001 - $1,000,000 |
| WHITEHALL STREET GLOBAL EMPLOYEE L.P. 2001 FUND (Holdings: CPG Warehouse (Americas - Real estate portfolio); National Golf (Americas - Golf Industry); Project Parc (Europe - Industrial assets); Radisson Ambassador San Juan (Americas - Hotel Industry); Wailea Resort Community (Americas - Hotel Industry); Cash, Other Assets (Taxes receivable - accounting convention with respect to withholding taxes; Receivables from affiliated entities).) | $15,001 - $50,000 | $2,501 - $5,000 |
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | Over $1,000,000 | $15,001 - $50,000 |
| PRIVATE INVESTMENT - CINCHCAST INC. - Communications Platform (conference calling software) - New Jersey (Single Asset - intellectual property; The patent and intellectual property integrates a live streaming platform with a telephony network. This IP, along with non-patented IP, enables podcasters to easily create audio content. This IP also enables enterprise customers to create live streaming webcasts for Cinchcast.) | $1,000,001 - $5,000,000 | None (or less than $201) |
| PRIVATE INVESTMENT - CR AVIATION, LLC - Holding company - New York (Single Asset - Helicopter) | $100,001 - $250,000 | None (or less than $201) |
| PRIVATE INVESTMENT - DBG GROUP LTD. - Family Limited Partnership - Ohio (PY K-1 Box 11: $250; Holdings: Vacant Land (Route 83 - Ohio); Fishcreek 91 (Vacant land - Ohio); Hudson Omni II (Office/warehouse buildings - Ohio); Colorado I-90 (Vacant land - Ohio); Land Trust #2 (Vacant land - Ohio); Omni Park II (Office/warehouse buildings - Ohio [donated to Jewish Federation of Cleveland on December 1, 2016]); Hudson Omni (Office buildings - Ohio); Shaker II, LLC (Office/warehouse buildings - Ohio); Shaker Storage LLC (Self-storage units - Ohio); State of Israel Bonds; Clean Waternet, Ltd (Water Information Technology - Ohio); Single Asset (Intellectual property); American Funds Account (Underlying assets: AMACAP Fund (AMCPX); Capital Income Builder (CAIBX); EuroPacific Growth Fund (AEPGX); Fundamental Investors (ANCFX); The Investment Company of America (AIVCX)); Lincoln Investments Account (Underlying assets: FEDERATED CAPITAL RESERVES; INTERLINK INS BANKDEPOSIT B); ALGER SPECTRA FUND CLASSA (SPECX); BLACKROCK GLOBAL ALLOCATION FUND INC CLASS A (MDLOX); THORNBURG DEVELOPING WORLD FUND CLASS A (THDAX); YCG ENHANCED FUND (YCGEX); ISHARES TR MSCI EAFE ETF (EFA); ISHARES TR CORE S&P MID-CAP ETF (IJH); ISHARES TR CORE S&P SMALL-CAP ETF (IJR); POWERSHARES EXCHANGE-TRADED FD (PID); POWERSHARSE GLOBAL EXCHANGE TRADED FD (PBP); SPDR S&P 500 ETF TR UNIT (SPY); VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF (VIG); VANGUARD TOTAL STOCK MARKET ETF (VTI)).) | $500,001 - $1,000,000 | $50,001 - $100,000 |
| PRIVATE INVESTMENT - MMF SYSTEMS, INC. - Digital medical records system - New York (Single Asset - intellectual property; Patent number: 7,561,287; Description: A system comprising a facsimile device configured to transmit a code-associated information material, an interactive user device, and a processor. Typically, the code-associated information material is a medical record to which a barcoded fax cover sheet is appended. The interactive device is preferably a computer terminal, wherein the processor is coupled to the interactive user device via the Internet. The processor is configured to receive from the facsimile device a transmission of the information material, and to display it to an authorized user upon a request from the authorized user. The information material may be displayed via Internet, or else may be faxed to an authorized user in response to a telephone call.) | $500,001 - $1,000,000 | None (or less than $201) |
| PRIVATE INVESTMENT - MTS INVESTORS, LP - Healthcare Advisory - New York (*Only available information was PY K-1. Holding: - TPG lASIS Co-Invest I, LLC, IASIS Healthcare (owner and operator of hospitals)) | $100,001 - $250,000 | $100,001 - $1,000,000 |
| PRIVATE INVESTMENT - OMNI FISHCREEK 91, LLC - Real Estate - Ohio (Single Asset - Vacant land) | $15,001 - $50,000 | None (or less than $201) |
| PRIVATE INVESTMENT - STOCKUP COMMERCE, INC. - Online Consumer Application - New York (Multiple assets - intellectual property, patents) | $1,001 - $15,000 | None (or less than $201) |
| PRIVATE INVESTMENT - VIOLET GREY, INC - Cosmetics retailer- California (This asset is comprised of both preferred shares and a convertible note.) | Over $1,000,000 | None (or less than $201) |
| BROKERAGE ACCOUNT #7 - UGMA | ||
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $100,001 - $250,000 | $201 - $1,000 |
| GS LONG SHORT CREDIT STRATEGIES INSTITUTIONAL (GSAWX) | $100,001 - $250,000 | $2,501 - $5,000 |
| GS STRATEGIC INCOME FUND INSTITUTIONAL SHARES (GSZIX) | $50,001 - $100,000 | $1,001 - $2,500 |
| GS FOCUSED GROWTH FUND INSTITUTIONAL (GFGSX) | $50,001 - $100,000 | $201 - $1,000 |
| GS EQUITY GROWTH STRATEGY PORTFOLIO INSTITUTIONAL SHARES (GAPIX) | $250,001 - $500,000 | None (or less than $201) |
| BROKERAGE ACCOUNT #8 - UTMA - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $15,001 - $50,000 | None (or less than $201) |
| 2006 Trust | ||
| CMC TOO, LLC (1% owned by filer, 99% owned by 2006 Trust) | ||
| CINCHCAST INC. - Communications Technology - New Jersey (Single Asset - intellectual property; The patent and intellectual property integrates a live streaming platform with a telephony network. This IP, along with non-patented IP, enables podcasters to easily create audio content. This IP also enables enterprise customers to create live streaming webcasts for Cinchcast.) | $500,001 - $1,000,000 | None (or less than $201) |
| COHERO HEALTH, LLC - Medical Technology - New York (Single Asset - Intellectual property; The patent is for an interactive respiratory device usage tracking system.) | $50,001 - $100,000 | None (or less than $201) |
| DELOS LIVING, LLC - Wellness Living Consulting - New York (Single Asset - Intellectual property; Delos Living LLC, along with its affiliates including International Well Building Institute PBC and Well Living Lab Inc., own an intellectual property (IP) portfolio that includes a number of types of IP. More specifically, the IP portfolio includes the following as of filing date: 1.Trademarks: the IP portfolio includes registrations and pending applications in many countries for trademarks, service marks and certification marks for promoting and marketing products, services and certifications focused on human health and wellness in the built environment. 2.Copyrights: the IP portfolio includes copyright protected materials such as photographs, images, guidebooks, standards, educational materials, surveys, template agreements, marketing and promotional materials, videos, software, graphic designs, and other content and materials used to improve and promote human health and wellness in the built environment and support the business activity of Delos Living LLC and its affiliates. 3.Patents: The IP portfolio includes pending patent applications and granted patents in multiple countries (see list below). The pending patent applications and granted patents can be organized broadly into the following subject matter areas: a.Green wall modular systems b.LED (light emitting diode) lighting systems. c.Systems, methods and articles for enhancing wellness associated with habitable environments. d.Systems, methods and articles for monitoring human wellness. *Only available information was PY K-1.) | Over $1,000,000 | $2,501 - $5,000 |
| JRK PLATFORM 3, LP - Real Estate - California (This entity owns 24 residential properties located in: Plano, TX; Philadelphia, PA; Charlotte, NC; Kemah, TX; Savannah, GA; Tulsa, OK; Lincoln, NE; Panama City Beach, FL; Westminster, CO; Elkridge, MD; Sarasota, FL; Destin, FL; Colorado Springs, CO Chelsea, MA; Saugus, MA; Windermere, FL; Wakefield, RI Oxnard, CA; Norfolk, VA; West Chester, PA; Orlando, FL Boca Raton, FL; Peabody, MA; Silverdale, WA. CY Partnership Distribution: $292,092) | Over $1,000,000 | $100,001 - $1,000,000 |
| Every Day Networks Holdings LLC (f.k.a. MASTERCHANNEL, LLC) - Music Technology - California (Single Asset - Intellectual property; Patent was applied for in 2012 but has since been abandoned. The company had numerous trademarks, copyrights etc. Most have been sold or otherwise transferred since Every Day Networks has ceased operations and is in the process of liquidation.) | $250,001 - $500,000 | None (or less than $201) |
| PANCO FORT LEE CO-INVEST, LP - Multi- family rental real estate - New Jersey | Over $1,000,000 | $223,696 |
| SAMUMED LLC - Medical Technology - California (Single Asset - Intellectual property; Samumed, LLC has 61 issued (or allowed and waiting to be officially issued) patents as of February 1, 2017. The patent portfolio covers multiple genera of novel chemical compounds, their methods of use in connection with various diseases, their formulations, manufacturing processes and polymorphs. *Only available information was PY K-1.) | Over $1,000,000 | $201 - $1,000 |
| THOR 115 MERCER, LLC - Commercial and Residential Real Estate - New York, NY | None (or less than $1,001) | $4,835 |
| CMC HC, LLC (100% owned by CMC TOO, LLC) | ||
| GUARD CONTROL PMD, L.P. (Guard Control PMD, L.P. invests in Guard Control Partnership, L.P., which is an EIF.) | Over $1,000,000 | None (or less than $201) |
| PANCO GEORGIAN CO-INVEST, LP - Residential Real Estate - Silver Spring, MD | $250,001 - $500,000 | $1,220,250 |
| SAMUMED LLC - Medical Technology - California (Single Asset - Intellectual property; Samumed, LLC has 61 issued (or allowed and waiting to be officially issued) patents as of February 1, 2017. The patent portfolio covers multiple genera of novel chemical compounds, their methods of use in connection with various diseases, their formulations, manufacturing processes and polymorphs. *Only available information was PY K-1.) | Over $1,000,000 | $201 - $1,000 |
| THE FLATS ON 401, LLC - Real Estate - Raleigh, NC | Over $1,000,000 | $634,915 |
| THOR 65 CROISETTE - Real Estate - France (*Only available information was PY K-1.) | Over $1,000,000 | $15,001 - $50,000 |
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | Over $1,000,000 | $2,501 - $5,000 |
| 25 BOND/5, LLC (47.22% owned by CMC TOO, LLC, 52.78% owned by 2006 Trust) | Over $1,000,000 | $750,000 |
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $1,001 - $15,000 | None (or less than $201) |
| 25 BOND STREET - Rental Real Estate | Over $1,000,000 | $100,001 - $1,000,000 |
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $500,001 - $1,000,000 | $1,001 - $2,500 |
| PRIVATE INVESTMENT - 25 BOND STREET GARAGE OWNER, LLC - Real Estate - New York (Single Asset - Garage) | Over $1,000,000 | $4,651 |
| PRIVATE INVESTMENT - SHINBONE ALLEY ASSOCIATES, LLC - Real Estate - New York, NY (Single Asset - Garage *Only available information was PY K-1.) | $250,001 - $500,000 | $15,001 - $50,000 |
| BROKERAGE ACCOUNT #12 | ||
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $500,001 - $1,000,000 | $2,501 - $5,000 |
| US DOLLAR (USD) | $1,001 - $15,000 | None (or less than $201) |
| HEWLETT PACKARD ENTERPRISE CO (HPE) | $250,001 - $500,000 | $2,501 - $5,000 |
| HP INC. (HPQ) | $100,001 - $250,000 | $5,001 - $15,000 |
| MC DONALDS CORP (MCD) | $250,001 - $500,000 | $5,001 - $15,000 |
| MICROSOFT CORPORATION (MSFT) | $500,001 - $1,000,000 | $5,001 - $15,000 |
| MONDELEZ INTERNATIONAL, INC. (MDLZ) | $250,001 - $500,000 | $2,501 - $5,000 |
| PHILIP MORRIS INTL INC (PM) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| REYNOLDS AMERICAN INC. (RAI) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| DRT INVESTORS LP (c) (DRT Investors LP is a partnership which holds an investment in Uber Technologies, Inc. *Only available information was PY K-1.) | Over $1,000,000 | $100,001 - $1,000,000 |
| BROKERAGE ACCOUNT #16 - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $500,001 - $1,000,000 | $2,501 - $5,000 |
| MED EDGE, LLC - Medical Technology - Ridgefield, CT (Single Asset - intellectual property; holds an investment in Abyrx, Inc., a Irvington, NY based medical technologies company that develops, manufactures, and provides therapeutic devices for use during surgical procedures.) | Over $1,000,000 | None (or less than $201) |
| CMC PARTNERS LLC (1% Owned by Filer, 99% owned by 2006 Trust) | ||
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | Over $1,000,000 | $15,001 - $50,000 |
| BROKERAGE ACCOUNT #10 | ||
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA CMN CLASS H (HK1398) | Over $1,000,000 | Over $1,000,000 |
| GS STRATEGIC INCOME FUND INSTITUTIONAL SHARES (GSZIX) | Over $1,000,000 | $50,001 - $100,000 |
| Goldman Sachs Asset Management CLO, PLC (This asset is a cash remainder from units in the equity tranche of a specific collateralized loan obligation originated in July 2007 and previously scheduled to mature in August 2022. Equity holders in the structure voted to early redeem it on July 29, 2016 and the majority of this value was paid in a liquidating distribution in August.) | $1,001 - $15,000 | $126,632 |
| BOX, INC. CMN CLASS A (BOX) | $15,001 - $50,000 | None (or less than $201) |
| FACEBOOK, INC. CMN CLASS A (FB) | $50,001 - $100,000 | None (or less than $201) |
| ISHARES CORE HIGH DIVIDEND ETF (HDV) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| TWITTER, INC. CMN (TWTR) | $15,001 - $50,000 | None (or less than $201) |
| LIBERTY HARBOR CORPORATE CREDIT STRATEGIES LLC CLASS G SERIES 1 (Liberty Harbor Corporate Credit Strategies LLC PY K-1 Box 11: $262) | Over $1,000,000 | $100,001 - $1,000,000 |
| GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. (Holdings: China Haisheng Juice Holdings Co., Ltd. (Asia - Food production); Fidelity National Information Services, Inc. (Americas - Banking); National Golf Properties (Americas - Golf industry); Neos, Inc. (Americas - Oil and gas industry); Sensus (Bermuda 1) Ltd. (Americas - Utility industry); SunGard Availabilty Services Capital Inc. (Americas - Software industry); Cash, Taxes Receivable, Other Assets (Receivable from affiliated entities; Immaterial equity interest in client funds for override purposes). CY Tax Estimate - Misc. Income: $1,800) | $250,001 - $500,000 | $100,001 - $1,000,000 |
| GS DIRECT INVESTMENT FUND 2000 L.P. (Holdings: China Haisheng Juice Holdings Co., Ltd. (Asia - Food production); Fidelity National Information Services, Inc. (Americas - Banking); Neos, Inc. (Americas - Oil and gas industry); Sensus (Bermuda 1) Ltd. (Americas - Utility industry); SunGard Availabilty Services Capital Inc. (Americas - Software industry); Cash, Taxes Receivable, Other Assets (Receivable from affiliated entities). CY Tax Estimate - Misc. Income: $450) | $50,001 - $100,000 | $50,001 - $100,000 |
| GS CAPITAL PARTNERS V PCP FUND, L.P. (GS Capital Partners V PCP Fund, L.P. invests in GS Capital Partners V Employee Fund, L.P. that invests into GS Capital Partners V Fund, L.P., which is an EIF.) | Over $1,000,000 | $1,001 - $2,500 |
| GS CAPITAL PARTNERS VI PMD QP FUND, L.P. (CY Tax Estimate - Ord. Income: $34,000, Misc. Income: $707,392. GS Capital Partners VI PMD QP Fund, L.P. invests in GS Capital Partners VI Employee Master Fund, L.P. (underlying assets: Enstar Group Limited (Americas - Manager of domestic and international reinsurance companies); and Expro International Group Limited (Europe - Provider of Oilfield services and products), but the majority of capital is invested into GS Capital Partners VI Fund, L.P., which is an EIF.) | Over $1,000,000 | $100,001 - $1,000,000 |
| BRIDGE STREET 2013, L.P. (Holdings: Advanced Recovery Systems, LLC (Americas - Healthcare industry); BPL Medical Technologies Private Limited (India- Healthcare equipment industry); Broad Street Loan Partners 2013 (Various - Finance industry) (EIF); Broad Street Real Estate Credit Partners II (Various - Real estate finance industry) (EIF); DEN Networks Limited (India - Communications); Global Consumer Products Private Limited (India - Food industry); iKang Healthcare Group, Inc. (Asia - Healthcare industry); Longhorn Austin (Americas - Real estate development); Longhorn Capitol Towers (Americas - Real estate development); ProQuest Holdings LLC (Americas - Research industry); Cash, Other Assets (Unrealized hedge gain on a sold investment; Immaterial equity interest in client funds for override purposes; Receivables from affiliated entities; Taxes receivable - accounting convention with respect to withholding taxes). Bridge Street 2013 Holdings: Applause Inc. (Americas - Desktop Technology); Beijing Kuanjie Bohua 2011 Investment Center (Asia - Chinese related investments) (EIF); Brighton Health Group Holdings, LLC (Americas - Healthcare industry); Cell Site Solutions (Americas - Communications industry); CTI Foods Holding Co., LLC (Americas - Food industry); GS Infrastructure Partners II (Various - Investments) (EIF); GSG Residential (Elk) Portfolio (Americas - Real estate industry); Hastings Insurance Group Ltd (Europe - Insurance industry); Pipeline Supply & Service, LLC (Americas - Oil and Gas industry); PSAV Holdings LLC (Americas - Hotel Technology); T2 Biosystems, Inc. (Americas - Medical Testing); USJ Co., Ltd. (Asia - Theme park); Vero Group (Europe - Student Housing portfolio); West Street Energy Partners (Various - Energy investments) (EIF); CY Tax Estimate - Ord. Income: $14,369, Misc. Income: $19,411) | Over $1,000,000 | $50,001 - $100,000 |
| BRIDGE STREET 2014, L.P. (Holdings: 144th and Grant (Americas - Multi-family development property in Thornton, Colorado; Residential) 7th at Gilman (Americas - Multi-family development property in Issaqauh, Washington; Residential) Alexan Cityline (Americas - Multi-family development property in Richardson, Texas; Residential) Alexan Riveredge (Americas - Multi-family development property in Dallas, Texas; Residential) Alta Belmont Hills (Americas - Multi-family development property in Smyma, Georiga; Residential) Alta Gateway (Americas - Multi-family development property in Salt Lake City, Utah; Residential) Alta Left Bank (Americas - Multi-family development property in Ft. Worth, Texas; Residential) Antuit Holdings Pte. Ltd. India- Business Marketing Broad Street Real Estate Credit Partners II - Various - Investments Broadstone Energy Park (Americas - Multi-family development property in Houston, Texas; Residential) Broadstone Farmers Market (Americas - Multi-family development property in Dallas, Texas; Residential) Broadstone Skyline (Americas - Multi-family development property in Houston, Texas; Residential) Daesung Industrial Gases Co. Ltd. - Asia - Gas D-Wave Systems, Inc. - Americas - Quantum Computing Flint Group GmbH - Europe - Print and Ink GS Mezzanine Partners VI - Various - Investment Hastings Insurance Group Ltd - Europe - Insurance Hearthside Food Solutions - Americas - Manufacturer Ipreo Parent Holdco LLC - Americas - Software MédiPôle Partenaires - Europe - Health Industries Neovia Logistics Holdings Ltd. - Americas - Supply Chain Management One Belleview (Americas - Suburban office building in Denver, Colorado; Commercial) Portillo Restaurant Group (Americas - Operator of fast-casual restaurants; Commercial) South Towne Center (Americas - Regional mall and shopping center located in Sandy, Utah; Commercial) Windeln.de - Europe - Retailer Woowa Brothers Corp - Asia - Food Delivery Cash, Other Assets (Other assets: Immaterial equity interest in client funds for override purposes; Taxes receivable (accounting convention with respect to withholding taxes); Receivables from affiliated entities; Capitalized expenses on pending investments.) Bridge Street 2014 Holdings: AvePoint, Inc. - Americas - Technology Best Logistics Technologies Limited - Asia - Supply Chain Management Nan He Xing Chan Co., Ltd. (Taiwanese holding company that owns approximately 400,000 square meters of prime commercial and residential real estate in Kaohsiung, Taiwane assets in Kaohsiung, Taiwan; Commercial & Residential) Odyssey Logistics & Technology Corporation - Americas - Transportation Paycor, Inc. - Americas - Software Spiceworks, Inc. - Americas - Social network Technology CY Tax Estimate - Misc. Income: $40,351) | Over $1,000,000 | $15,001 - $50,000 |
| BRIDGE STREET 2015, L.P. (Holdings: 110 University Place (Americas - Residential and commercial development in New York City.) Advanced Recovery Systems, LLC - Americas - Rehabilitation Alexan Glenwood (Americas - Multi-family development property in Atlanta, Georgia; Residential) Alta on the Park (Americas - Multi-family development property in Atlanta, Georgia; Residential) Aruba Caribbean Hotel Holding VBA (Americas - Hotel acquisition / conversion in Palm Beach, Aruba; Commerical) Ascletis BioScience Co. Ltd. - Asia - Health Industries Axioma, Inc. - Americas - Portfolio Management Broadstone Sandy Spring (Americas - Multi-family development property in Atlanta, Georgia; Residential) Ciro's Plaza (Americas - Office building in Shanghai, China; Commerical) Credible Behavorial Health, Inc. - Americas - Health Industries El Camino Real (Americas - Multi-family development in Redwood City, California; Residential) Evariant, Inc. - Americas - Software GCA Services Group, Inc. - Americas - Maintenance Golden State Medical Supply Co., Ltd. - Americas - Pharmaceutical Gridsum Holding Inc. - Asia- Business Solutions GS Mezzanine Partners VI - Various - Investments Guahao.com Limited - Asia- Mobile Health Care Hamlet Protein AS - Europe - Animal Health Laboratoire HRA Pharma SAS - Europe - Pharmaceutical LLamasoft, Inc. - Americas - Software Luvo, Inc. - Americas - Frozen Food M-Tec Holding Danmark ApS - Europe - Software nanoPay Holdings Inc. - Americas - Americas - Payment Platform Oncoclinicas Do Brasil Servicos Medicos SA - Americas - Oncology Treatment Option Care - Americas - Infusion Therapy Park Avenue Buckhead (Americas - Multi-family development property in Atlanta, Georgia; Residential) Pepperfry.com - India - Retailer Persado Holdings Ltd - Americas - Technology PRL Developers Private Limited - India - Real Estate ProQuest Holdings LLC - Americas - Research Qubit Digital Ltd - Europe - E-commerce ScienceLogic Inc. - Americas - Information Management Sterling Talent Solutions - Americas - Preemployment Screening Suja Life, LLC - Americas - Juices Talentsoft SA - Europe - Software Tastemade, Inc. - Americas - Media Company Tutorgroup Holding - Asia - Learning Services Venus Medtech (Hangzhou) Inc - Asia- Production Vero Group (Europe - Portfolio of student housing assets in the UK; Residential) WeWork Companies Inc. (Americas - Provider of workspace rentals on a month-to-month basis; Commercial) Xiaomi Technology Company Limited - Asia - Techonology Company Zigbang Co., Ltd. (Asia - Real Estate Listing Platform) Cash, Other Assets (Immaterial equity interest in client funds for override purposes; Taxes receivable (accounting convention with respect to withholding taxes); Receivables from affiliated entities; Capitalized expenses on pending investments.)) | Over $1,000,000 | $15,001 - $50,000 |
| ORTHOSENSOR, INC. CONV PFD SERIES C - Medical Technology - New York (Single Asset - intellectual property; OrthoSensor’s patent portfolio protects various aspects of an existing intra-operative knee sensor, which is used in total knee arthroplasty procedures, as well as contemplated future products.) | Over $1,000,000 | None (or less than $201) |
| PAYOFF Consumer Credit Fund I LP - Consumer Lending - California (*Only available information was PY K-1.) | Over $1,000,000 | $100,001 - $1,000,000 |
| PAYOFF, INC. - Consumer Lending - California | Over $1,000,000 | None (or less than $201) |
| SAMM PROPERTIES V, LTD - Self-storage units - Ohio | $250,001 - $500,000 | $243,649 |
| SHAKER STORAGE, LLC - Real Estate - Self- storage units - Ohio | $100,001 - $250,000 | $187,000 |
| STORAGE ZONE WARRENSVILLE - Real Estate - Self-storage units - Ohio | $250,001 - $500,000 | None (or less than $201) |
| BRIDGE STREET 2016, L.P. (CLASS A SOX) (Holdings: Alexan Central Park (Americas - Multi-family development property in Redmond, Washington; Residential) Austin Proper Hotel and Residences (Americas - Multi-family and hotel development property in Austin, Texas; Commercial & Residential) Broadstone South Gulch (Americas - Multi-family development property in Nashville, Tennessee; Residential) Broadstone Westside (Americas - Operators of Multi-family communities in Atlanta, Georgia; Residential) Cell Site Solutions - Americas - Brazil Developers Continental Bakeries - Europe- Distributors Cova Beijing Zpark Investment Ltd. (Asia - Office building in Beijing; Commercial) Den Networks Limited - India - Cable Digital Management, Inc. - Americas - Digital mobility Godfrey Hollywood (Americas - Hotel development property in Santa Monica, California: Commercial) Happy Call Co., Ltd. - Asia- Manufacturer Jiangsu Carzone Auto Parts Co., Ltd. - Asia - Distributor MavenLink, Inc. - Americas - Software North Shore Lofts (Americas - Multi-family development property in Austin, Texas; Residential) Santa Monica Proper (Americas - Hotel development in Santa Monica, California; Commercial) Sprout Social, Inc. - Americas - Social Media Products Tienda Inglesa U.S. Holdings LLC - Americas - Super market chain TraceLink, Inc. - Americas - Software Transbay Development Project (Americas - Mixed-use development project in San Francisco, California; Commercial & Residential) Cash, Other Assets (Immaterial equity interest in client funds for override purposes; Taxes receivable (accounting convention with respect to withholding) CY Tax Estimate - Misc. Income: $900) | $250,001 - $500,000 | $201 - $1,000 |
| CIP 2011-A PARTNERS, L.P. (Taikang Insurance Group Inc. (Asia - Financial Services); Cash;Taxes Receivable - taxes paid on behalf of fund investors.) | Over $1,000,000 | $100,001 - $1,000,000 |
| GLOBAL PRIVATE OPPORTUNITIES PARTNERS II LP (c) (Global Private Opportunities Partners II LP; PY K-1 Box 11: $1,692) | $500,001 - $1,000,000 | $2,501 - $5,000 |
| GS DEVELOPING MARKETS REAL ESTATE PARTNERS PMD QP FUND, L.P. (GS Developing Markets Real Estate Partners PMD QP Fund, L.P. invests in Goldman Sachs Developing Markets Real Estate Partners (US), L.P. that invests into Goldman Sachs Developing Markets Real Estate Partners (US) Coperatief U.A., which is an EIF.) | $15,001 - $50,000 | $201 - $1,000 |
| WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. (Holdings: 56 Leonard Street (Americas - Condo development in New York City; Residential) Caribbean Fund 2005 (EIF) (Americas - Royal Decameron Hotel in Panama; CR Holdings (3 hotels) in Costa Rica; Marriott Aruba; Commercial) CNL Fargo Holdings (Americas - Portfolio of hotel assets located across the U.S.; Commercial) Kerzner International Limited - Europe - Hospitality KQ Portfolio - Debt - (Europe - Portfolio of retail assets located across Germany; Commercial) KQ Portfolio - Equity (Europe - Portfolio of retail assets located across Germany; Commercial) MoMA West (Americas - Condo development in New York City; Residential) National Gateway at Potomac Yard (Americas - Office building near Washington, D.C.; Commercial) Sofitel North America Portfolio (Americas - Hotel asset located in Los Angeles, California; Commercial) Cash, Other Assets (Receivables from affiliated entities; Taxes receivable (accounting convention with respect to withholding taxes.) CY Tax Estimate - Ord. Income: $47,400) | Over $1,000,000 | $15,001 - $50,000 |
| BROAD STREET SENIOR CREDIT PARTNERS EMPLOYEE FUND, L.P. (CLASS A) (CY Tax Estimate - Ord. Income: $160,000. Broad Street Senior Credit Partners Employee Fund, L.P. invests in Broad Street Senior Credit Partners, L.P., which is an EIF.) | Over $1,000,000 | $5,001 - $15,000 |
| GLOBAL LONG SHORT PARTNERS 16% OF FUNDS ASSETS IN ILLIQUID INVESTMENTS (The manager does not release information regarding the underlying investments of this asset, except in limited circumstances; PY K-1 Box 11: $603,904) | Over $1,000,000 | $5,001 - $15,000 |
| LIBERTY HARBOR 12% OF FUNDS ASSETS IN ILLIQUID INVESTMENTS (Liberty Harbor QP LLC invests in Liberty Harbor Master Fund I, L.P. (the “Master Partnership”), through Liberty Harbor Aggregating Fund, LLC (the “Aggregating Vehicle”), which is an EIF.) | $500,001 - $1,000,000 | $263,425 |
| LIBERTY HARBOR SPV LTD 100% OF FUNDS ASSETS IN ILLIQUID INVESTMENTS | $15,001 - $50,000 | None (or less than $201) |
| US DOLLAR (USD) | $500,001 - $1,000,000 | None (or less than $201) |
| ANDREESSEN HOROWITZ FUND II-A - Venture Capital Fund - California (CY Partnership Distribution: $13,735) | $100,001 - $250,000 | $5,001 - $15,000 |
| CINCHCAST INC. - Communications Technology - New Jersey (Single Asset - intellectual property; The patent and intellectual property integrates a live streaming platform with a telephony network. This IP, along with non-patented IP, enables podcasters to easily create audio content. This IP also enables enterprise customers to create live streaming webcasts for Cinchcast.) | Over $1,000,000 | None (or less than $201) |
| COVENTURE III, GP - Venture Capital Fund - New York (*Only available information was PY K-1.) | $15,001 - $50,000 | $201 - $1,000 |
| COVENTURE III, LP - Venture Capital Fund - New York | $100,001 - $250,000 | None (or less than $201) |
| COVENTURE IV PP SPV1, LLC - Venture Capital Fund- agricultural financing - New York (Single Asset - Intellectual property; IP consists of a web application that enables consumers to book apartments for short-term rentals.) | $250,001 - $500,000 | None (or less than $201) |
| COVENTURE IV, LLC - Venture Capital Fund - New York | $50,001 - $100,000 | None (or less than $201) |
| EDGE PIEZO LLC - Science Technology - Connecticut (Single Asset - intellectual property; Held an underlying investment in Advanced Cerametrics, Inc., which was a medical device company that closed in July 2016. No patents held.) | $500,001 - $1,000,000 | None (or less than $201) |
| ILLUMIO INC PFD SERIES C - Computing Security - California (Single Asset - intellectual property; Patents are held on software used for compute visibility and cybersecurity.) | Over $1,000,000 | None (or less than $201) |
| MICELL TECHNOLOGIES, INC. - Medical Technology - New York (Single Asset - intellectual property; IP relates to medical device innovation.) | Over $1,000,000 | None (or less than $201) |
| THOR 1231 THIRD AVENUE, LLC - Commercial and Residential Real Estate - New York, NY (*Only available information was PY K-1) | Over $1,000,000 | $1,001 - $2,500 |
| THOR 1566 THIRD AVENUE, LLC - Commercial and Residential Real Estate - New York, NY (*Only available information was PY K-1) | $500,001 - $1,000,000 | None (or less than $201) |
| THOR 452 W. BROADWAY, LLC - Commercial Real Estate - New York, NY (*Only available information was PY K-1) | $250,001 - $500,000 | None (or less than $201) |
| THOR 98 MORNINGSIDE AVE, LLC - Residential Real Estate Building - New York, NY (*Only available information was PY K-1) | $500,001 - $1,000,000 | $1,001 - $2,500 |
| CMC PALMA TERRACE, LLC - Real Estate - Easthampton, NY (Single Asset - Residential investment home) | Over $1,000,000 | None (or less than $201) |
| CORONADO - Real Estate - Rental Unit | Over $1,000,000 | None (or less than $201) |
| 2013 GRAT I - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $15,001 - $50,000 | None (or less than $201) |
| 2013 GRAT II - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $50,001 - $100,000 | $201 - $1,000 |
| 2016 GRAT I - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $500,001 - $1,000,000 | $201 - $1,000 |
| 2016 GRAT II - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $500,001 - $1,000,000 | $201 - $1,000 |
| MISCELLANEOUS ASSET - NOTE RECEIVABLE FROM CMC TOO, LLC | Over $1,000,000 | $100,001 - $1,000,000 |
| 2004 TRUST | ||
| GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | Over $1,000,000 | $2,501 - $5,000 |
| Goldman Sachs Asset Management CLO, PLC (This asset is a cash remainder from units in the equity tranche of a specific collateralized loan obligation originated in July 2007 and previously scheduled to mature in August 2022. Equity holders in the structure voted to early redeem it on July 29, 2016 and the majority of this value was paid in a liquidating distribution in August.) | $1,001 - $15,000 | $76,239 |
| AXA - Variable Life Insurance (Underlying investments of AXA variable policy: EQ/BlackRock Basic Value Equity EQ/GAMCO Small Company Value EQ/Invesco Comstock EQ/MFS International Growth EQ/T.Rowe Price Growth Stock EQ/Wells Fargo Omega Growth Fidelity VIP Contrafund Lazard Retire Emerging Mrkt Equity) | $1,000,001 - $5,000,000 | None (or less than $201) |
| John Hancock - Universal Life Insurance | $1,000,001 - $5,000,000 | $1,000,001 - $5,000,000 |
| MetLife - Universal Life Insurance | $1,000,001 - $5,000,000 | None (or less than $201) |
| 2005 TRUST - GOLDMAN SACHS BANK DEPOSIT (Bank Deposit Agreement - Cash) | $50,001 - $100,000 | $201 - $1,000 |
| Personal Loan to Ms. Hernandez Lozano | $15,001 - $50,000 | None (or less than $201) |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| The Goldman Sachs Group, Inc. | New York, New York | Restricted Stock Units (RSUs) and Restricted Shares - I received RSUs as part of my Goldman Sachs year-end compensation for each of 2013 - 2015. Pursuant to their terms, these awards are scheduled to be settled in stock in January of 2017 - 2019 and are not subject to a service-based vesting requirement (awards were fully vested at grant). In general, the shares I am scheduled to receive in connection with these RSUs, (as well as the shares delivered pursuant to my 2011 and 2012 RSU awards (in each case after applicable tax withholding), are Restricted Shares, which are subject to restrictions on transfer until approximately 5 years after the RSUs were granted. The awards specifically provide for accelerated settlement of the RSUs and lifting of the transfer restrictions on the Restricted Shares upon my entering into certain types of “conflicted employment,” which is expected to include taking a position in the Executive Branch. | Jan. 16, 2014 |
| The Goldman Sachs Group, Inc. | New York, New York | Performance-Based Restricted Stock Units - I was granted performance-based restricted stock units as part of my Goldman Sachs year-end compensation for each of 2014 - 2015. Pursuant to their terms, these awards are scheduled to be settled in cash in January of 2017 - 2019 based on certain firm performance metrics (based on the firm’s return on equity) over the applicable performance period. The awards are not subject to a service-based vesting requirement (awards were fully vested at grant). The firm has not indicated whether it will accelerate any payments under these performance-based restricted stock units. | Jan. 16, 2014 |
| The Goldman Sachs Group, Inc. | New York, New York | Stock Options - I received Goldman Sachs stock options as part of my year-end compensation for 2007. These options, which are fully vested, became exercisable in December 2010, have an exercise price of $204.16, and expire on 24 November 2017. | Dec. 16, 2007 |
| The Goldman Sachs Group, Inc. | New York, New York | Long-Term Performance Incentive Plan - I was granted long term incentive compensation awards under the Goldman Sachs Long-Term Performance Incentive Plan in each of 2011 - 2016. These awards are scheduled to be paid out in cash in January of 2019 - 2022 based on certain firm performance metrics (based on the firm’s return on equity and book value per share) over the applicable performance period. The awards are not subject to a service-based vesting requirement (awards were fully vested at grant). The firm has not indicated whether it will accelerate any payments under these awards. | Jan. 16, 2011 |
| The Goldman Sachs Group, Inc. | New York, New York | Non-Qualified Deferred Compensation Plan (NQDC) – Prior to 2008, Goldman Sachs’ NQDC plan allowed employees to make a partial deferral of one's cash bonus. As such, all NQDC contributions are fully vested; no future services are required for me to be entitled to receive the full value of the account. In connection with my termination, I will request full payment of my plan balance. Goldman Sachs will not make any contributions after my separation. | Dec. 16, 2005 |
| The Goldman Sachs Group, Inc. | New York, New York | Restricted Partner Compensation Plan (RPCP) -– I am a participant in the RPCP, which is a shareholder- approved plan under which variable compensation is paid to certain employees. The RPCP provides for a maximum amount of variable compensation determined pursuant to a formula contained in the RPCP, with the Board Compensation Committee retaining the discretion to pay less than the formula amount. | Jan. 16, 2016 |
| The Goldman Sachs Group, Inc. | New York, New York | Managing Director Employment Agreement – I am subject to a participating managing director agreement with The Goldman Sachs Group, Inc. that provides, among other things, for confidentiality obligations that survive the termination of my employment. | May 16, 1999 |
| The Goldman Sachs Group, Inc. | New York, New York | Non-compete Agreement - I am subject to an agreement with The Goldman Sachs Group, Inc. precluding me from competing with Goldman Sachs or soliciting its clients for a period of six months from my notice date, and precluding me from soliciting certain Goldman Sachs employees for a period of 12 months from my notice date. | May 16, 1999 |
| The Goldman Sachs Group, Inc. | New York, New York | Shareholders Agreement - As a participating managing director of Goldman Sachs I was subject to a shareholders’ agreement which required that I retain a certain percentage of my Goldman Sachs shares for so long as I remained a participating managing director. The agreement also required that I participate in a voting arrangement with respect to certain of my Goldman Sachs shares whereby such shares were voted in accordance with the majority of the shares voted by all the parties to the agreement. All substantive obligations under the Shareholders’ Agreement terminated when my employment as a Goldman Sachs participating managing director terminated. | May 16, 1999 |
| The Goldman Sachs Group, Inc. | New York, New York | Senior Director Agreement – effective as of the termination of my employment as a participating managing director, I became a Senior Director of Goldman Sachs, a non-employee non-compensated position. My Senior Director Agreement terminates automatically upon commencement of my employment in the Executive Branch, and does not provide for continuing benefits or obligations thereafter. | Jan. 16, 2017 |
| The Goldman Sachs Group, Inc. | New York, New York | Goldman Sachs Investment Fund Interests – Goldman Sachs has established private investment funds to permit its employees (including myself) to participate in the firm’s private equity, hedge fund and other similar activities by investing in or alongside funds and investments that the firm manages or sponsors for independent investors and/or for the firm. I invested in certain of these funds. Certain of the funds provide employee investors with an interest in the override the firm receives for managing the funds, and/or are offered to employee investors on a fee-free or reduced fee basis. All such funds are disclosed in Part 6 of this form. | Jan. 16, 2000 |
| The Goldman Sachs Group, Inc. | New York, New York | 401(k) Plan – As a Goldman Sachs employee, I was permitted to contribute a portion of my annual compensation to a 401(k) plan. Pursuant to the terms of the Goldman Sachs 401(k) plan, I ceased to be eligible to participate as of December 31, 2016, when my employment with Goldman Sachs terminated. I am permitted to maintain my account under the plan post-employment and direct the investment of my account at my discretion. In addition, based on my 2016 employee contributions to the plan, I am entitled to a 2016 firm matching contribution in the amount of $10,600, which will be allocated to my account during the first quarter of 2017. | Dec. 16, 1991 |
| The Goldman Sachs Group, Inc. | New York, New York | Goldman Sachs Pension Plan - under the terms and conditions of the Goldman Sachs Pension Plan, a defined benefit plan, I am eligible for benefits at the normal retirement age of 65, or early retirement benefits at the age of 55. | Dec. 16, 1991 |
| The Goldman Sachs Group, Inc. | New York, New York | Executive Retiree Health Care Plan – as a qualified Goldman Sachs retiree, I am a participant in the Executive Retiree Health Care Plan, which provides primary coverage with a 75% Goldman Sachs subsidy through the last day of the month in which I commence new employment. As of the first day of the month in which I commence new employment (expected to be 2/1/17), my coverage transitions to secondary coverage with no subsidy. | Jan. 16, 2017 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Vintage III Fund Employee Fund, L.P. | Capital Call | $50,001 - $100,000 | n/a | 2004 |
| GS Mezzanine Partners V PMD QP Fund, L.P. | Capital Call | $1,000,001 - $5,000,000 | n/a | 2007 |
| GS Mezzanine Partners 2006 PCP Fund, L.P. | Capital Call | $15,001 - $50,000 | n/a | 2006 |
| Stone Street PEP Technology Fund 2000, LP | Capital Call | $50,001 - $100,000 | n/a | 2000 |
| Bridge Street 2012, L.P. | Capital Call | $15,001 - $50,000 | n/a | 2012 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| LAPEV LTD. Art Studio | Over $1,000,000 | None (or less than $201) | |
| SPDR S&P 500 ETF TRUST (SPY) | $1,001 - $15,000 | None (or less than $201) |
Do you know something about Gary Cohn? Send us an email at [email protected] or send a Signal message to 347-244-2134.
See more staffers at White House Office »