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James sullivan

James Sullivan

Commerce (joined: July 10, 2017)

Deputy Assistant Secretary for Services | $140,000 | Financial Disclosure »

Bio, via Department of Commerce:

Prior to joining Commerce, Mr. Sullivan was cofounder and president of TKOUT, a SaaS (software-as-a-service) provider of on-demand ordering solutions to ICT (information and communication technology) and digital media companies. Before that, he served as managing director and general counsel of Clover Investment Group, a private equity firm focused on lower middle-market hospitality and technology businesses. Previously, from 1999 to 2006, he practiced law in Washington, D.C., as a member of the white-collar defense teams at Morrison & Foerster and DLA Piper. Mr. Sullivan earned his BA in political science from the College of the Holy Cross, his JD from the Catholic University of America, and his MBA from Georgetown University. He is a member of the bars of the District of Columbia and the State of New York.

Former Positions Outside Government

See more financial disclosure details ⬇

Employment Assets

Description Value Income
Clover Investment Group LLC - Minority Common Membership Interest $1,000,001 - $5,000,000 None (or less than $201)
TKOUT.com Inc - Convertible Note $50,001 - $100,000 None (or less than $201)
TKOUT.com Inc - Minority Common Stock Interest $250,001 - $500,000 None (or less than $201)

Other Income/Assets

Description Value Income
Marriott International - Class A Common Stock $50,001 - $100,000 None (or less than $201)
Marriott International - Class A Common Stock $50,001 - $100,000 $201 - $1,000
Chevron Corp Common Stock $1,001 - $15,000 $201 - $1,000
Marriott Vacations Worldwide Corporation - Stock $15,001 - $50,000 None (or less than $201)
RBC Capital Markets IRA $100,001 - $250,000 None (or less than $201)
Advisors Inner Circle Fund II - CIPNX $1,001 - $15,000 None (or less than $201)
Advisors Inner Circle Fund -WHGIX $1,001 - $15,000 None (or less than $201)
Blackrock Global Allocation - MALOX $15,001 - $50,000 None (or less than $201)
Fundvantage TR - POLIX $15,001 - $50,000 None (or less than $201)
Goldman Sachs International - GIRLX $1,001 - $15,000 None (or less than $201)
Goldman Sachs Strategic - GZIRK $1,001 - $15,000 None (or less than $201)
Neuberger and Berman Equity - NBHIX $15,001 - $50,000 None (or less than $201)
Norther LTX Fund Equinox MHFIX $1,001 - $15,000 None (or less than $201)
Oppenheimer Developing Markets $1,001 - $15,000 None (or less than $201)
PBS Fds - MOATX $1,001 - $15,000 None (or less than $201)
Vanguard Wellesley Income - VWIAX $1,001 - $15,000 None (or less than $201)
RBC Wealth Manager - RBC Advisor Account $50,001 - $100,000 None (or less than $201)
Advisors Inner Circle Fund II - CIPNX $1,001 - $15,000 None (or less than $201)
Advisors Inner Circle Fund -WHGIX $1,001 - $15,000 None (or less than $201)
Abitrage Fund Class I - ARBNX $1,001 - $15,000 None (or less than $201)
Blackrock Global Allocation - MALOX $1,001 - $15,000 None (or less than $201)
Cohen & Steers Divid Value $1,001 - $15,000 None (or less than $201)
FPA Fds Tr - FPACX $1,001 - $15,000 None (or less than $201)
Fundvantage TR - POLIX $1,001 - $15,000 None (or less than $201)
Lazard Emerging Markets LZEMX $1,001 - $15,000 None (or less than $201)
Norther LTX Fund Equinox MHFIX $1,001 - $15,000 None (or less than $201)
Vanguard Wellesley Income - VWIAX $1,001 - $15,000 $201 - $1,000
Capital One NA Savings Account $50,001 - $100,000 $201 - $1,000
Capital One Sharebuilder $50,001 - $100,000 $1,000 - $2,500
Apple Inc - AAPL $1,001 - $15,000 None (or less than $201)
iShares TR S&P GBL TELCM - IXP $1,001 - $15,000 None (or less than $201)
iShares TR Large GRW INDX - JKE $1,001 - $15,000 None (or less than $201)
JP Morgan & Chase Co - JPM $1,001 - $15,000 None (or less than $201)
Powershares QQQ NASDAQ $1,001 - $15,000 None (or less than $201)
S&P 500 Index SPDR $1,001 - $15,000 None (or less than $201)
Tenaris SD-ADR TS None (or less than $201) None (or less than $201)
Whole Foods Mkt - WFM None (or less than $201) None (or less than $201)
Citibank NA -Savings Account $100,001 - $250,000 $201 - $1,000
Citibank NA -Checking Account $15,001 - $50,000 $201 - $1,000

Employment Agreements and Arrangements

Employer or Party City, State Status and Terms Date
Clover Investment Group LLC Bethesda, MD Retain minority (non-managing) member interest in Clover Investment Group LLC, owner/operator of the Cafe Deluxe, and Tortilla Coast restaurant brands. Eligible, per LLC operating agreement, to receive member distributions of profit - on a quarterly basis - in proportion to member interest percentage July 16, 2014
TKOUT.com, Inc Dulles, VA Hold convertible Promissory Note from software firm TKOUT.com inc. Per note terms, interest shall accrue at 10% per annum, compounded annually, until the balance of the principal is converted. If the company consumates a change of control, (e.g. acquisition), the holder of the note may convert the balance of the principal plus accrued interest into shares of common stock at the most recent issue price per share. The number of shares is equal to the quotient obtained by dividing the balance of the principal plus all accrued interest by such price per share. April 16, 2014
TKOUT.com, Inc Dulles, VA Retain fully vested employer-awarded equity, i.e. minority common stock interest - for service as president of software firm, TKOUT.com, from April 2015 to July 2017. April 16, 2015

Spouse's Employment Assets

Description Value Income Type Income Amount
1000 Days $100,001 - $250,000 Salary
T Rowe Price IRA $100,001 - $250,000 None (or less than $201)
Capital Appreciation Fund PRWCX $15,001 - $50,000 $201 - $1,000
International Discovery Fund PRIDX $1,001 - $15,000 None (or less than $201)
International Value Equity Fund TRIGX $15,001 - $50,000 $201 - $1,000
Media & Telecommunications Fund PRMTX $15,001 - $50,000 None (or less than $201)
TIAA - 401A $50,001 - $100,000 None (or less than $201)
CREF Growth R1 (CREF 470748E-1) $15,001 - $50,000 None (or less than $201)
CREF Global Equities R1 (CREF 470748E-1) $15,001 - $50,000 None (or less than $201)
AXA Equivest Variable Annuity Series $1,001 - $15,000 None (or less than $201)
EQ/Large Cap Growth Index $1,001 - $15,000 None (or less than $201)
Invesco VI Diversified Div $1,001 - $15,000 None (or less than $201)
1290 VT GAMCO Small Co Val $1,001 - $15,000 None (or less than $201)
TIAA 403b $15,001 - $50,000 None (or less than $201)
CREF Growth M46762H-6 $1,001 - $15,000 None (or less than $201)
CREF Global Equities R1 M46762H-6 $1,001 - $15,000 None (or less than $201)

Do you know something about James Sullivan? Send us an email at [email protected] or send a Signal message to 347-244-2134.

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