| U.S. bank account #1 (cash) |
$15,001 - $50,000 |
None (or less than $201) |
| U.S. bank account #2 (cash) |
$50,001 - $100,000 |
None (or less than $201) |
| Virginia 529 CollegeAmerica #1 |
|
|
| American Funds The Growth Fund of America 529A (CGFAX) |
$50,001 - $100,000 |
$2,501 - $5,000 |
| American Funds The Growth Fund of America 529C (CGFCX) |
$15,001 - $50,000 |
$1,001 - $2,500 |
| American Funds New Perspective Fund 529A (CNPAX) |
$50,001 - $100,000 |
$1,001 - $2,500 |
| American Funds New Perspective Fund 529C (CNPCX) |
$15,001 - $50,000 |
$201 - $1,000 |
| American Funds New World Fund 529A (CNWAX) |
$15,001 - $50,000 |
$201 - $1,000 |
| American Funds New World Fund 529C (CNWCX) |
$15,001 - $50,000 |
None (or less than $201) |
| American Funds Washington Mutual Investors Fund 529A (CWMAX) |
$50,001 - $100,000 |
$2,501 - $5,000 |
| American Funds Washington Mutual Investors Fund 529C (CWMCX) |
$15,001 - $50,000 |
$1,001 - $2,500 |
| Virginia 529 CollegeAmerica #2 |
|
|
| American Funds The Growth Fund of America 529A (CGFAX) |
$50,001 - $100,000 |
$2,501 - $5,000 |
| American Funds The Growth Fund of America 529C (CGFCX) |
$1,001 - $15,000 |
$201 - $1,000 |
| American Funds New Perspective Fund 529A (CNPAX) |
$50,001 - $100,000 |
$1,001 - $2,500 |
| American Funds New Perspective Fund 529C (CNPCX) |
$1,001 - $15,000 |
$201 - $1,000 |
| American Funds New World Fund 529A (CNWAX) |
$15,001 - $50,000 |
$201 - $1,000 |
| American Funds New World Fund 529C (CNWCX) |
$1,001 - $15,000 |
None (or less than $201) |
| American Funds Washington Mutual Investors Fund 529A (CWMAX) |
$50,001 - $100,000 |
$2,501 - $5,000 |
| American Funds Washington Mutual Investors Fund 529C (CWMCX) |
$1,001 - $15,000 |
$201 - $1,000 |
| Virginia 529 CollegeAmerica #3 |
|
|
| American Funds The Growth Fund of America 529A (CGFAX) |
$50,001 - $100,000 |
$2,501 - $5,000 |
| American Funds New Perspective Fund 529A (CNPAX) |
$50,001 - $100,000 |
$1,001 - $2,500 |
| American Funds New World Fund 529A (CNWAX) |
$15,001 - $50,000 |
$201 - $1,000 |
| American Funds Washington Mutual Investors Fund 529A (CWMAX) |
$50,001 - $100,000 |
$2,501 - $5,000 |
| Mutual of Omaha Life Insurance Company (universal life) |
$15,001 - $50,000 |
$1,001 - $2,500 |
| Mutual of Omaha Life Insurance Company (universal life) |
$15,001 - $50,000 |
$201 - $1,000 |
| American General Life Insurance Company/The United States Life Insurance Company in the City of New York (member company of American International Group Inc) (universal life) |
$1,001 - $15,000 |
$201 - $1,000 |
| Virtus Multi-Sector Short Term Bond Fund (PIMSX) |
$1,001 - $15,000 |
$201 - $1,000 |
| American General Life Insurance Company/The United States Life Insurance Company in the City of New York (a member company of American International Group Inc) (universal life) |
$1,001 - $15,000 |
$201 - $1,000 |
| U.S. bank account #3 (cash) |
$250,001 - $500,000 |
$201 - $1,000 |
| Morgan Stanley Investment Advisory Account |
|
|
| Altria Group Inc stock (MO) |
$15,001 - $50,000 |
$201 - $1,000 |
| Coca-Cola Co stock (KO) |
$15,001 - $50,000 |
$201 - $1,000 |
| Colgate-Palmolive Co stock (CL) |
$15,001 - $50,000 |
$201 - $1,000 |
| Exxon Mobil Corp stock (XOM) |
$15,001 - $50,000 |
$201 - $1,000 |
| General Electric Co stock (GE) |
$15,001 - $50,000 |
$201 - $1,000 |
| Johnson & Johnson stock (JNJ) |
$15,001 - $50,000 |
$201 - $1,000 |
| McDonald's Corp stock (MCD) |
$15,001 - $50,000 |
$201 - $1,000 |
| Procter & Gamble Co stock (PG) |
$15,001 - $50,000 |
$201 - $1,000 |
| Verizon Communications Inc stock (VZ) |
$15,001 - $50,000 |
$201 - $1,000 |
| Guggenheim S&P 500 Equal Weight ETF (RSP) |
$15,001 - $50,000 |
$201 - $1,000 |
| Lord Abbett Short Duration Income Fund (LALDX) |
$50,001 - $100,000 |
$1,001 - $2,500 |
| Unit AAM Bahl & Gaynor Income Growth Fund 2016-2Q |
$15,001 - $50,000 |
$201 - $1,000 |
| Unit First Trust Dividend Strength Portfolio Series 29 (FDERTX) |
$50,001 - $100,000 |
$1,001 - $2,500 |
| Unit First Trust Capital Strength Buy-Write 29 (FTJMVX) |
$50,001 - $100,000 |
None (or less than $201) |
| Unit AAM Health Care Opportunities 162 |
$15,001 - $50,000 |
None (or less than $201) |
| Unit First Trust SMid Capital Strength 30 (FBLQCX) |
$15,001 - $50,000 |
None (or less than $201) |
| Unit First Trust Capital Strength Buy-Write 25 (FSWGUX) (terminated 1/2017) |
None (or less than $1,001) |
$5,001 - $15,000 |
| Unit AAM Health Care Opportunities 14 (terminated 2016) |
None (or less than $1,001) |
$1,001 - $2,500 |
| Unit First Trust SMid Capital Strength 22 (FRETAX) (terminated 9/2016) |
None (or less than $1,001) |
$1,001 - $2,500 |
| Morgan Stanley Tax Free Daily Income Trust (DSTXX) |
$1,001 - $15,000 |
None (or less than $201) |
| Brighthouse Life Insurance Variable Annuity Series B |
|
|
| MetLife Multi-Index Targeted Risk Portfolio (income amount not ascertainable) |
$100,001 - $250,000 |
|
| Morgan Stanley IRA #1 |
|
|
| First Trust Large Cap Core AlphaDEX Fund (FEX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Vanguard Mid-Cap ETF (VO) |
$1,001 - $15,000 |
None (or less than $201) |
| Vanguard Small Cap Index Fund (VB) |
$1,001 - $15,000 |
None (or less than $201) |
| Diamond Hill Long-Short Fund (DHLSX) |
$1,001 - $15,000 |
None (or less than $201) |
| Franklin Convertible Securities Fund (FCSZX) |
$1,001 - $15,000 |
$201 - $1,000 |
| Goldman Sachs Strategic Income Fund (GSZIX) |
$1,001 - $15,000 |
None (or less than $201) |
| Guggenheim Macro Opportunities Fund (GIOIX) |
$1,001 - $15,000 |
$201 - $1,000 |
| Invesco Equally Weighted S&P 500 Fund (VADDX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Ivy International Core Equity Fund (ICEIX) |
$1,001 - $15,000 |
None (or less than $201) |
| Lord Abbett Short Duration Income Fund (LDLFX) |
$1,001 - $15,000 |
$201 - $1,000 |
| Virtus Insight Emerging Markets Opportunities Fund (HIEMX) |
$1,001 - $15,000 |
None (or less than $201) |
| Morgan Stanley IRA #2 |
|
|
| First Trust Large Cap Core AlphaDEX Fund (FEX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Vanguard Mid-Cap ETF (VO) |
$1,001 - $15,000 |
None (or less than $201) |
| Vanguard Small Cap Index Fund (VB) |
$1,001 - $15,000 |
None (or less than $201) |
| Diamond Hill Long-Short Fund (DHLSX) |
$1,001 - $15,000 |
None (or less than $201) |
| Franklin Convertible Securities Fund (FCSZX) |
$1,001 - $15,000 |
None (or less than $201) |
| Goldman Sachs Strategic Income Fund (GSZIX) |
$1,001 - $15,000 |
None (or less than $201) |
| Guggenheim Macro Opportunities Fund (GIOIX) |
$1,001 - $15,000 |
$201 - $1,000 |
| Henderson International Opportunities Fund (HFOIX) |
$1,001 - $15,000 |
None (or less than $201) |
| Invesco Equally-Weighted S&P 500 Fund (VADDX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Lazard Emerging Markets Equity Portfolio (LZEMX) |
$1,001 - $15,000 |
None (or less than $201) |
| Bahl and Gaynor Income Management Managed IRA Account |
|
|
| 3M Co stock (MMM) |
$1,001 - $15,000 |
None (or less than $201) |
| Abbott Laboratories stock (ABT) |
$1,001 - $15,000 |
None (or less than $201) |
| AbbVie Inc stock (ABBV) |
$1,001 - $15,000 |
None (or less than $201) |
| Air Products & Chemicals Inc stock (APD) |
$1,001 - $15,000 |
None (or less than $201) |
| Altria Group Inc stock (MO) |
$1,001 - $15,000 |
None (or less than $201) |
| Amgen Inc stock (AMGN) |
$1,001 - $15,000 |
None (or less than $201) |
| Automatic Data Processing stock (ADP) |
$1,001 - $15,000 |
None (or less than $201) |
| BB&T Corp stock (BBT) |
$1,001 - $15,000 |
None (or less than $201) |
| Blackrock Inc stock (BLK) |
$1,001 - $15,000 |
None (or less than $201) |
| Cisco Systems Inc stock (CSCO) |
$1,001 - $15,000 |
None (or less than $201) |
| Crown Castle International Corp stock (CCI) |
$1,001 - $15,000 |
None (or less than $201) |
| Enbridge Inc stock (ENB) |
$1,001 - $15,000 |
None (or less than $201) |
| Exxon Mobil Corp stock (XOM) |
$1,001 - $15,000 |
None (or less than $201) |
| Fastenal Co stock (FAST) |
$1,001 - $15,000 |
None (or less than $201) |
| General Electric Co stock (GE) |
$1,001 - $15,000 |
None (or less than $201) |
| Hasbro Inc stock (HAS) |
$1,001 - $15,000 |
None (or less than $201) |
| Home Depot Inc stock (HD) |
$1,001 - $15,000 |
None (or less than $201) |
| Honeywell International Inc stock (HON) |
$1,001 - $15,000 |
None (or less than $201) |
| Illinois Tool Works Inc stock (ITW) |
$1,001 - $15,000 |
None (or less than $201) |
| Johnson & Johnson stock (JNJ) |
$1,001 - $15,000 |
None (or less than $201) |
| JPMorgan Chase & Co stock (JPM) |
$1,001 - $15,000 |
None (or less than $201) |
| Kimberly Clark Corp stock (KMB) |
$1,001 - $15,000 |
None (or less than $201) |
| Lockheed Martin Corp stock (LMT) |
$1,001 - $15,000 |
None (or less than $201) |
| LyondellBasell Industries NV stock (LYB) |
$1,001 - $15,000 |
None (or less than $201) |
| Maxim Integrated Products Inc stock (MXIM) |
$1,001 - $15,000 |
None (or less than $201) |
| Medtronic PLC stock (MDT) |
$1,001 - $15,000 |
None (or less than $201) |
| Merck & Co Inc stock (MRK) |
$1,001 - $15,000 |
None (or less than $201) |
| Microsoft Corp stock (MSFT) |
$1,001 - $15,000 |
None (or less than $201) |
| NextEra Energy Inc stock (NEE) |
$1,001 - $15,000 |
None (or less than $201) |
| Occidental Petroleum Corp stock (OXY) |
$1,001 - $15,000 |
None (or less than $201) |
| Paychex Inc stock (PAYX) |
$1,001 - $15,000 |
None (or less than $201) |
| PepsiCo Inc stock (PEP) |
$1,001 - $15,000 |
None (or less than $201) |
| Pfizer Inc stock (PFE) |
$1,001 - $15,000 |
None (or less than $201) |
| Philip Morris International Inc stock (PM) |
$1,001 - $15,000 |
None (or less than $201) |
| PNC Financial Services Group Inc stock (PNC) |
$1,001 - $15,000 |
None (or less than $201) |
| Realty Income Corp stock (O) |
$1,001 - $15,000 |
None (or less than $201) |
| Texas Instruments Inc stock (TXN) |
$1,001 - $15,000 |
None (or less than $201) |
| Ventas Inc stock (VTR) |
$1,001 - $15,000 |
None (or less than $201) |
| WEC Energy Group Inc stock (WEC) |
$1,001 - $15,000 |
None (or less than $201) |
| Cohen & Steers Realty Shares Fund (CSRSX) |
$15,001 - $50,000 |
None (or less than $201) |
| First Eagle Overseas Fund (SGOIX) |
$15,001 - $50,000 |
None (or less than $201) |
| Invesco Premier Portfolio (money market) (IPPXX) |
$1,001 - $15,000 |
None (or less than $201) |
| Lord Abbett Short Duration Income Fund (LDLFX) |
$15,001 - $50,000 |
None (or less than $201) |
| Putnam Income Fund (PNCYX) |
$50,001 - $100,000 |
None (or less than $201) |
| Virtus Insight Emerging Markets Opportunities Fund (HIEMX) |
$15,001 - $50,000 |
None (or less than $201) |
| Morgan Stanley Investment Advisory Account |
|
|
| iShares MSCI Emerging Markets ETF (EEM) |
$15,001 - $50,000 |
$201 - $1,000 |
| iShares Russell Mid-Cap Index Fund (IWR) |
$15,001 - $50,000 |
$201 - $1,000 |
| PowerShares Dynamic Market ETF (PWC) |
$50,001 - $100,000 |
$201 - $1,000 |
| Cohen & Steers Realty Shares Fund (CSRSX) |
$15,001 - $50,000 |
$1,001 - $2,500 |
| Diamond Hill Long-Short Fund (DHLSX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Goldman Sachs Multi-Manager Alternatives Fund (GSMMX) |
$15,001 - $50,000 |
$201 - $1,000 |
| MFS International Value Fund (MINIX) |
$15,001 - $50,000 |
$201 - $1,000 |
| MFS Municipal Limited Maturity Fund (MTLIX) |
$50,001 - $100,000 |
$1,001 - $2,500 |
| PIMCO Real Return Fund (PRLPX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Pioneer Strategic Income Fund (STRYX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Virtus Foreign Opportunities Fund (JVXIX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Virtus Multi-Sector Short Term Bond Fund (PIMSX) |
$15,001 - $50,000 |
$201 - $1,000 |
| Uniform Transfers to Minors Act (UTMA) account |
|
|
| AB Relative Value Fund (CABDX) |
$1,001 - $15,000 |
$201 - $1,000 |
| Franklin Small Cap Growth Fund (FSGRX) |
$1,001 - $15,000 |
None (or less than $201) |
| Invesco American Franchise Fund (VAFAX) |
$1,001 - $15,000 |
$201 - $1,000 |
| Invesco Mid Cap Growth Fund (VGRAX) |
$1,001 - $15,000 |
None (or less than $201) |
| Voya Global Equity Fund (NAWGX) |
$1,001 - $15,000 |
None (or less than $201) |
| Bahl and Gaynor Income Management Managed Account |
|
|
| 3M Co stock (MMM) |
$1,001 - $15,000 |
None (or less than $201) |
| Abbott Laboratories stock (ABT) |
$1,001 - $15,000 |
None (or less than $201) |
| AbbVie Inc stock (ABBV) |
$1,001 - $15,000 |
None (or less than $201) |
| Air Products & Chemicals Inc stock (APD) |
$1,001 - $15,000 |
None (or less than $201) |
| Altria Group Inc stock (MO) |
$1,001 - $15,000 |
None (or less than $201) |
| Amgen Inc stock (AMGN) |
$1,001 - $15,000 |
None (or less than $201) |
| Automatic Data Processing stock (ADP) |
$1,001 - $15,000 |
None (or less than $201) |
| BB&T Corp stock (BBT) |
$1,001 - $15,000 |
None (or less than $201) |
| Blackrock Inc stock (BLK) |
$1,001 - $15,000 |
None (or less than $201) |
| Cisco Systems Inc stock (CSCO) |
$1,001 - $15,000 |
None (or less than $201) |
| Crown Castle International Corp stock (CCI) |
$1,001 - $15,000 |
None (or less than $201) |
| Enbridge Inc stock (ENB) |
$1,001 - $15,000 |
None (or less than $201) |
| Exxon Mobil Corp stock (XOM) |
$1,001 - $15,000 |
None (or less than $201) |
| Fastenal Co stock (FAST) |
$1,001 - $15,000 |
None (or less than $201) |
| General Electric Co stock (GE) |
$1,001 - $15,000 |
None (or less than $201) |
| Hasbro Inc stock (HAS) |
$1,001 - $15,000 |
None (or less than $201) |
| Home Depot Inc stock (HD) |
$1,001 - $15,000 |
None (or less than $201) |
| Honeywell International Inc stock (HON) |
$1,001 - $15,000 |
None (or less than $201) |
| Johnson & Johnson stock (JNJ) |
$1,001 - $15,000 |
None (or less than $201) |
| JPMorgan Chase & Co stock (JPM) |
$1,001 - $15,000 |
None (or less than $201) |
| Lockheed Martin Corp stock (LMT) |
$1,001 - $15,000 |
None (or less than $201) |
| LyondellBasell Industries NV stock (LYB) |
$1,001 - $15,000 |
None (or less than $201) |
| Maxim Integrated Products Inc stock (MXIM) |
$1,001 - $15,000 |
None (or less than $201) |
| Merck & Co Inc stock (MRK) |
$1,001 - $15,000 |
None (or less than $201) |
| Microsoft Corp stock (MSFT) |
$1,001 - $15,000 |
None (or less than $201) |
| NextEra Energy Inc stock (NEE) |
$1,001 - $15,000 |
None (or less than $201) |
| Occidental Petroleum Corp stock (OXY) |
$1,001 - $15,000 |
None (or less than $201) |
| Paychex Inc stock (PAYX) |
$1,001 - $15,000 |
None (or less than $201) |
| PepsiCo Inc stock (PEP) |
$1,001 - $15,000 |
None (or less than $201) |
| Pfizer Inc stock (PFE) |
$1,001 - $15,000 |
None (or less than $201) |
| Philip Morris International Inc stock (PM) |
$1,001 - $15,000 |
None (or less than $201) |
| PNC Financial Services Group Inc stock (PNC) |
$1,001 - $15,000 |
None (or less than $201) |
| Texas Instruments Inc stock (TXN) |
$1,001 - $15,000 |
None (or less than $201) |
| Ventas Inc stock (VTR) |
$1,001 - $15,000 |
None (or less than $201) |
| WEC Energy Group Inc stock (WEC) |
$1,001 - $15,000 |
None (or less than $201) |
| Clearbridge Asset Mid Cap Core Managed IRA Account |
|
|
| Air Lease Corp stock (AL) |
$1,001 - $15,000 |
None (or less than $201) |
| Allison Transmission Holdings Inc stock (ALSN) |
$1,001 - $15,000 |
None (or less than $201) |
| Amdocs Limited stock (DOX) |
$1,001 - $15,000 |
None (or less than $201) |
| AmerisourceBergen Corp stock (ABC) |
$1,001 - $15,000 |
None (or less than $201) |
| Arch Capital Group Ltd stock (ACGL) |
$1,001 - $15,000 |
None (or less than $201) |
| Berry Global Group Inc stock (BERY) |
$1,001 - $15,000 |
None (or less than $201) |
| Casey's General Stores Inc stock (CASY) |
$1,001 - $15,000 |
None (or less than $201) |
| Check Point Software Technologies Ltd stock (CHKP) |
$1,001 - $15,000 |
None (or less than $201) |
| Core Laboratories NV stock (CLB) |
$1,001 - $15,000 |
None (or less than $201) |
| Dentsply Sirona Inc stock (XRAY) |
$1,001 - $15,000 |
None (or less than $201) |
| Eversource Energy stock (ES) |
$1,001 - $15,000 |
None (or less than $201) |
| Foot Locker Inc stock (FL) |
$1,001 - $15,000 |
None (or less than $201) |
| Hanesbrands Inc stock (HBI) |
$1,001 - $15,000 |
None (or less than $201) |
| Hartford Financial Services Group Inc stock (HIG) |
$1,001 - $15,000 |
None (or less than $201) |
| IPG Photonics Corp stock (IPGP) |
$1,001 - $15,000 |
None (or less than $201) |
| Lazard Ltd stock (LAZ) |
$1,001 - $15,000 |
None (or less than $201) |
| MEDNAX Inc stock (MD) |
$1,001 - $15,000 |
None (or less than $201) |
| PAREXEL International Corp stock (PRXL) |
$1,001 - $15,000 |
None (or less than $201) |
| Parsley Energy Inc stock (PE) |
$1,001 - $15,000 |
None (or less than $201) |
| Signet Jewelers Ltd stock (SIG) |
$1,001 - $15,000 |
None (or less than $201) |
| Starwood Property Trust Inc stock (STWD) |
$1,001 - $15,000 |
None (or less than $201) |
| Synchrony Financial stock (SYF) |
$1,001 - $15,000 |
None (or less than $201) |
| Vertex Pharmaceuticals Inc stock (VRTX) |
$1,001 - $15,000 |
None (or less than $201) |
| Whirlpool Corp stock (WHR) |
$1,001 - $15,000 |
None (or less than $201) |
| Hasbro Inc stock (HAS) |
None (or less than $1,001) |
None (or less than $201) |
| Sinclair Broadcast Group Inc stock (SBGI) |
None (or less than $1,001) |
None (or less than $201) |
| Western Alliance Bancorp stock (WAL) |
$1,001 - $15,000 |
None (or less than $201) |
| Penn Capital Management Managed IRA Account |
|
|
| Capital Bank Financial Corp stock (CBF) |
$1,001 - $15,000 |
None (or less than $201) |
| Gray Television Inc stock (GTN) |
$1,001 - $15,000 |
None (or less than $201) |
| Huntsman Corp stock (HUN) |
$1,001 - $15,000 |
None (or less than $201) |
| Nexstar Media Group Inc stock (NXST) |
$1,001 - $15,000 |
None (or less than $201) |
| Sinclair Broadcast Group Inc stock (SBGI) |
$1,001 - $15,000 |
None (or less than $201) |
| Texas Capital Bancshares Inc stock (TCBI) |
$1,001 - $15,000 |
None (or less than $201) |
| Western Alliance Bancorp stock (WAL) |
None (or less than $1,001) |
None (or less than $201) |