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Lewis Eisenberg

State (joined: Aug. 3, 2017)

Ambassador, Italy & San Marino | Financial Disclosure »

Former Positions Outside Government

  • American Enterprise Institute National Council Chair
  • DS Irrevocable Trust Agreement Trustee
  • Georgica Close LLC Manager and President
  • HRK 1996 Corporation President (S Corporation, 100% owned by The 2012 Discretionary Trust A)
  • Hudson Farm Foundation Board Member
  • Ironhill Foundation President
  • Ironhill Investments, LLC Managing Partner
  • K 2011 Investment Trust Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • KKS 2015 Irrevocable Life Insurance Trust Co-Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • KRK Designation Trust Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • Kohlberg Kravis Roberts Senior Advisor
  • LaLista II, LLC Managing Member
  • LaLista LP Managing Partner
  • Lewis M. Eisenberg Living Trust dtd 5/13/2009 Trustee
  • NJRE I, LLC Managing Member
  • RSK 2008 Revocable Trust Co-Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • Republican Jewish Coalition Chairman of Nominating Committee
  • Riverside Theatre Distinguished Lecturer Series Member
  • SL Family Trust Co-Trustee
  • Seymour Eisenberg Memorial Foundation Trustee
  • The 2012 Discretionary Trust A Co-Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The 2012 KRK Discretionary Trust A Co-Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The 2012 KRK Restricted Trust B Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The 2012 RSK Discretionary Trust A Co-Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The 2012 RSK Restricted Trust B Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The 2012 Restricted Trust B Co-Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The HRK Family Trust Agreement Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The K 2014 Descendants Trust A Co-Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The K 2014 Descendants Trust B Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The KRK 2015 Residence Trust Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • The Marie-Josee and Henry R. Kravis Foundation Director and Treasurer
  • The RSK 2014 Residence Trust Trustee (Pursuant to Mr. Eisenberg’s confirmation as Ambassador to Italy and San Marino, he will resign his position as a Trustee of the above-referenced trusts. He will then be designated as an “Expert Advisor” to the beneficiaries of the trusts, a role which will be a solely advisory role, not a fiduciary role, and will not constitute employment by any party nor produce compensation from any party.)
  • Trently Lane Property Company LLC Manager and President
  • Tuft Family Foundation Co-Trustee

Former Compensation Sources

See more financial disclosure details ⬇

Employment Assets

Description Value Income
IRA
Neuberger Berman MLP Income Fund $250,001 - $500,000 $15,001 - $50,000
Blackstone Group $250,001 - $500,000 $15,001 - $50,000
Och Ziff Capital Management $100,001 - $250,000 $15,001 - $50,000
U.S. Investment Account Cash $50,001 - $100,000 None (or less than $201)
Grand Canyon Education, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
National Instruments Corp $1,001 - $15,000 $201 - $1,000
SPS Comm Inc. $1,001 - $15,000 None (or less than $201)
PRA Group, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
United Natural Foods, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Healthcare Services Group, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
CoStar Group, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Proto Labs Inc. $1,001 - $15,000 None (or less than $201)
Ultimate Software Group Inc $1,001 - $15,000 None (or less than $201)
Chemed Corporation $1,001 - $15,000 None (or less than $201)
Gentex Corp $1,001 - $15,000 None (or less than $201)
Pegasystems Inc $1,001 - $15,000 None (or less than $201)
Athenahealth, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Heico Corporation $1,001 - $15,000 None (or less than $201)
Maximus Inc $1,001 - $15,000 None (or less than $201)
Five Below, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Ellie Mae Inc $1,001 - $15,000 None (or less than $201)
Veeva Systems Inc $1,001 - $15,000 None (or less than $201)
Bio-Techne Corp - Common Stock $1,001 - $15,000 None (or less than $201)
Ritchie Bros Auctioneers $1,001 - $15,000 None (or less than $201)
Power Integrations, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
ZELTIQ Aesthetics, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Financial Engines, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
HealthStream, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Dorman Products, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Cognex Corp $1,001 - $15,000 None (or less than $201)
Beacon Roofing Supply, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
The Advisory Board Company - Common Stock $1,001 - $15,000 None (or less than $201)
Wageworks Inc $1,001 - $15,000 None (or less than $201)
Cass Information Systems, Inc - Common Stock $1,001 - $15,000 None (or less than $201)
Tile Shop Holdings Inc $1,001 - $15,000 None (or less than $201)
The Cheesecake Factory Incorporated - Common Stock $1,001 - $15,000 None (or less than $201)
U S Physical Therapy Inc $1,001 - $15,000 None (or less than $201)
ExlService Holdings, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Neogen Corp $1,001 - $15,000 None (or less than $201)
Exponent, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Pros Holdings, Inc - Common Stock $1,001 - $15,000 None (or less than $201)
2U, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Mobile Mini, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Verint Systems Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
U.S. Investment Account Cash $1,001 - $15,000 None (or less than $201)
Paylocity Holding Corporation - Common Stock $1,001 - $15,000 None (or less than $201)
Freshpet, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Digi International Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
US bank account cash $1,001 - $15,000 None (or less than $201)
Calavo Growers, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Cabot Microelectronics Corporation - Common Stock $1,001 - $15,000 None (or less than $201)
Stratasys, Ltd. - Common Stock $1,001 - $15,000 None (or less than $201)
InnerWorkings, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Novadaq Technologies Inc - Common Shares $1,001 - $15,000 None (or less than $201)
Channeladvisor Corp $1,001 - $15,000 None (or less than $201)
Inovalon Holdings Inc $1,001 - $15,000 None (or less than $201)
Diplomat Pharmacy, Inc $1,001 - $15,000 None (or less than $201)
JP Morgan Cash Deposit $15,001 - $50,000 None (or less than $201)
Juniper Networks $1,001 - $15,000 None (or less than $201)
Time, Inc - Common Stock $1,001 - $15,000 $201 - $1,000
Copa Holdings $1,001 - $15,000 $201 - $1,000
Devry Education Group Inc $1,001 - $15,000 None (or less than $201)
Varian Medical Systems Inc $1,001 - $15,000 None (or less than $201)
Tegna Inc $1,001 - $15,000 $201 - $1,000
New York Times Co - CL A $1,001 - $15,000 None (or less than $201)
Stericycle, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Teradata Corp $1,001 - $15,000 None (or less than $201)
Raymond James Financial Inc $1,001 - $15,000 None (or less than $201)
Gentex Corporation - Common Stock $1,001 - $15,000 None (or less than $201)
FMC Corp $1,001 - $15,000 None (or less than $201)
Cree, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Office Depot, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Northern Trust Corporation - Common Stock $1,001 - $15,000 None (or less than $201)
Jabil Circuit Inc $1,001 - $15,000 None (or less than $201)
Mattel Inc $1,001 - $15,000 $201 - $1,000
TechnipFMC $1,001 - $15,000 None (or less than $201)
Akamai Technologies, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Mcdermott International Inc $1,001 - $15,000 None (or less than $201)
Agco Corp $1,001 - $15,000 None (or less than $201)
Domtar Corp $1,001 - $15,000 $201 - $1,000
Lear Corporation $1,001 - $15,000 None (or less than $201)
Patterson Companies, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Arconic Inc $1,001 - $15,000 None (or less than $201)
Quest Diagnostics $1,001 - $15,000 None (or less than $201)
Cooper Tire & Rubber Co $1,001 - $15,000 None (or less than $201)
Lions Gate Entertainment Corp $1,001 - $15,000 None (or less than $201)
Werner Enterprises, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Itron, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Unisys Corporation $1,001 - $15,000 None (or less than $201)
Scholastic Corp $1,001 - $15,000 None (or less than $201)
Nuance Communications, Inc. - Common Stock $1,001 - $15,000 None (or less than $201)
Borg Warner Automotive Inc $1,001 - $15,000 None (or less than $201)
Whirlpool Corp $1,001 - $15,000 None (or less than $201)
Lions Gate Entertainment Corp $1,001 - $15,000 None (or less than $201)
Gerdau SA-Sponsored ADR $1,001 - $15,000 None (or less than $201)
Chicago Bridge & Iron CO $1,001 - $15,000 None (or less than $201)
Transocean LTD $1,001 - $15,000 None (or less than $201)
Donaldson Co Inc $1,001 - $15,000 None (or less than $201)
Bunge $1,001 - $15,000 None (or less than $201)
Interpublic Group Cos $1,001 - $15,000 None (or less than $201)
Cincinnati Financial Corporation - Common Stock $1,001 - $15,000 None (or less than $201)
Clean Harbors Inc $15,001 - $50,000 None (or less than $201)
Darling Ingredients $15,001 - $50,000 None (or less than $201)
Western Union Co $15,001 - $50,000 $201 - $1,000
Thor Industries Inc $1,001 - $15,000 None (or less than $201)
Centene Corp $1,001 - $15,000 None (or less than $201)
HanesBrands Inc $1,001 - $15,000 $201 - $1,000
Trinity Industries Inc $1,001 - $15,000 $201 - $1,000
Envision Healthcare Corporation - $1,001 - $15,000 None (or less than $201)
Polaris Industries Inc $1,001 - $15,000 $201 - $1,000
Newfield Exploration Co $1,001 - $15,000 None (or less than $201)
Chicago Bridge & Iron Co $1,001 - $15,000 None (or less than $201)
Timken CO $1,001 - $15,000 $201 - $1,000
OGE Energy Corp $1,001 - $15,000 $201 - $1,000
Flowserve Cor $1,001 - $15,000 $201 - $1,000
Idex Corp $1,001 - $15,000 None (or less than $201)
AGCO Corp $1,001 - $15,000 None (or less than $201)
U.S. Investment Account Cash $1,001 - $15,000 None (or less than $201)
Broadridge Financial Solutions Inc $1,001 - $15,000 $201 - $1,000
Knowles Corporation $1,001 - $15,000 None (or less than $201)
Pentair PLC SHS $1,001 - $15,000 $201 - $1,000
Westrock Company Com $1,001 - $15,000 $201 - $1,000
Murphy USA Inc Com None (or less than $1,001) None (or less than $201)
Kohlberg Kravis Roberts, restricted stock units $100,001 - $250,000 None (or less than $201)
Kohlberg Kravis Roberts $93,296
KKR Associates Holdings LP - Carried Interest $100,001 - $1,000,000
Academy Ltd. (Retail - Sporting Goods) $1,001 - $15,000
Accelerated Oil Technologies I L.P. (Oil Production) None (or less than $1,001)
Acteon Group Ltd. (subsea oil and gas) None (or less than $1,001)
Alliance Tire Group B.V. (Industrial Tire Producer) None (or less than $1,001)
Alliant Insurance Services (Insurance) None (or less than $1,001)
Ambea AB (Health/Social Care Services) $1,001 - $15,000
Asia Dairy Holdings (Dairy) None (or less than $1,001)
BIS Industries Limited (Logistical Support - Steel Industry) None (or less than $1,001)
Capsugel (Pharmaceuticals) $15,001 - $50,000
China Greenland Rundong (Auto Sales) None (or less than $1,001)
China International Capital Corporation (Investment Banking) $1,001 - $15,000
China Outfitters Holdings Limited (Apparel - Retail) None (or less than $1,001)
Coffee Day Resorts Private Limited (Coffee Shops) None (or less than $1,001)
Cognita (Education Services) $1,001 - $15,000
Dalmia Cement (Cement Manufacturing) $1,001 - $15,000
Far East Horizon Limited (Financial Services) None (or less than $1,001)
GenesisCare (Specialty Health Care Services) None (or less than $1,001)
Go Daddy, Inc. (Domain Registrar/Web Hosting) $15,001 - $50,000
Groupe SMCP S.A.S. (Retail - Apparel) None (or less than $1,001)
KESO (Dairy) $1,001 - $15,000
KKR Asian Fund II L.P. $1,001 - $15,000
KKR Associate Reserve LLC (2006) $15,001 - $50,000
KKR Associate Reserve LLC (Asia) $1,001 - $15,000
KKR Associate Reserve LLC (CGF) None (or less than $1,001)
KKR Associate Reserve LLC (Europe III) $15,001 - $50,000
KKR Associate Reserve LLC (NAXI) $1,001 - $15,000
KKR Associate Reserve LLC (REPA) None (or less than $1,001)
KKR Global Infrastructure Investors L.P. $1,001 - $15,000
KKR Mezzanine Partners I Feeder L.P. $1,001 - $15,000
KKR North America Fund XI SBS L.P. $15,001 - $50,000
KKR Real Estate Partners Americas SBS L.P. None (or less than $1,001)
Laureate Education, Inc. (Education Services) None (or less than $1,001)
Maxeda (formerly Vendex KBB N.V.) (Home Improvement Retailer) None (or less than $1,001)
Northgate Information Solutions plc (Human Resources) $1,001 - $15,000
Novo Holdco Limited (Retail - Apparel) None (or less than $1,001)
Pets At Home Limited (Retail - Pets) $1,001 - $15,000
RigNet, Inc. (Network Provider) None (or less than $1,001)
Riverview Property Investment Platform (Real Estate) None (or less than $1,001)
Samson Resources (Oil & Gas) None (or less than $1,001)
Santanol Pty Ltd (Sandlewood Products) None (or less than $1,001)
Sonos (Consumer Electronics) $1,001 - $15,000
Magma Fincorp Limited (Non-Banking Financial) None (or less than $1,001)
TVS Logistics Services Limited (Logistics/Warehousing Solutions) $1,001 - $15,000
VATS Chain Liquor Store (Beverage) None (or less than $1,001)
Visma AS (Business Software Provider) $15,001 - $50,000
Weld North (Education & Health) None (or less than $1,001)
WMF (Kitchenware Manufacturing) None (or less than $1,001)
KKR Associates Reserve LLC - Carried Interest None (or less than $201)
KKR Associate Reserve LLC (2006) $15,001 - $50,000
KKR Associate Reserve LLC (Asia) $1,001 - $15,000
KKR Associate Reserve LLC (CGF) None (or less than $1,001)
KKR Associate Reserve LLC (Europe III) $15,001 - $50,000
KKR Associate Reserve LLC (NAXI) $1,001 - $15,000
KKR Associate Reserve LLC (REPA) None (or less than $1,001)

Other Income/Assets

Description Value Income
KKR 2006 Fund (Allstar) LP
LaLista, LP
U.S. Investment Account Cash $500,001 - $1,000,000 $2,501 - $5,000
US bank account cash $50,001 - $100,000 None (or less than $201)
Xometry
Xometry Series A-1 (Custom Part Manufacturing for Technology) $15,001 - $50,000 None (or less than $201)
Xometry (Custom Part Manufacturing for Technology) $50,001 - $100,000 None (or less than $201)
Inspirit Group LLC (DBA Stopit) (Software/App) $50,001 - $100,000 None (or less than $201)
Indiastar Fund LP (Values for underlying assets not available) $15,001 - $50,000 $1,001 - $2,500
Global Offshore (Oil & Gas Transportation)
IOL Chemicals & Pharmaceuticals (Pharmaceuticals)
Surana Industries (Manufacturing/Trading of Steel & Iron)
VNR Infrastructures (Infrastructure Development)
VNR Powertech (Infrastructure Development)
PT Kalimantan Pacific Coal (Coal Energy)
KKR Partners III LP (See 1.8 note Values for underlying assets not available)
Toys R Us, Inc. (Retail) $1,001 - $15,000
KKR III GP LLC (See 1.8 note Income estimates by underlying fund were not available)
Go Daddy, Inc. (Domain Registrar/Web Hosting) $15,001 - $50,000
Sonos (Consumer Electronics) $15,001 - $50,000
Weld North $1,001 - $15,000
Advancement Courses (Education)
Edgenuity (Education)
Generation Ready (Education)
Imagine Learning (Education)
Intellify Learning (Education)
Performance Matters (Educatuion)
Learning House (Education)
KKR Partners II (International) LP (Income amount includes income from 1.6 & 1.7 as well, given that KKR does not itemize income of all three investments. Income estimates by underlying fund were not available) $100,001 - $1,000,000
Cognita (Independent Schools) $15,001 - $50,000
GenesisCare (Healthcare) $15,001 - $50,000
Groupe SMCP S.A.S. (Retail Apparel) $1,001 - $15,000
Magma Fincorp Limited (Non-Banking Financial) $1,001 - $15,000
RigNet, Inc. (Network Provider) $1,001 - $15,000
Riverview Property Investment Platform (Residential Real Estate Development - China) $1,001 - $15,000
Santanol Pty Ltd (Retail - Sandalwood Products) $1,001 - $15,000
TVS Logistics Services Limited (Logistics/Warehousing Solutions) $15,001 - $50,000
KKR 2006 Fund LP (Income estimates by underlying fund were not available) None (or less than $201)
First Data Corporation (Technology Solutions) $50,001 - $100,000
HCA, Inc. (Healthcare) $1,001 - $15,000
Sonos (Consumer Electronics) $1,001 - $15,000
TASC, Inc./Engility Holdings, Inc. (Enterprise Systems) $1,001 - $15,000
US Foods (Food/Food Services) $15,001 - $50,000
Weld North $1,001 - $15,000
Advancement Courses (Education)
Edgenuity (Education)
Generation Ready (Education)
Imagine Learning (Education)
Intellify Learning (Education)
Performance Matters (Educatuion)
Learning House (Education)
Academy Ltd. (Retail Sporting Goods) $1,001 - $15,000 None (or less than $201)
KKR 2006 Fund (GDG) LP
Go Daddy, Inc. (Domain Registrar/Web Hosting) $15,001 - $50,000 None (or less than $201)
KKR 2006 Fund (Overseas) LP (Income estimates by underlying fund were not available) $15,001 - $50,000
Accelerated Oil Technologies I L.P. (Oil Exploration/Production) None (or less than $1,001)
Alliance Boots/Walgreens (Retail/Pharmaceutical) $1,001 - $15,000
Capsugel (Healthcare/Pharmaceuticals) $15,001 - $50,000
KKR Debt Investors 2006 S.a.r.I. (Investments) $1,001 - $15,000
Advantage Sales & Marketing Inc (Commercial Services & Supplies)
Algeco Scotsman Global sarl (Home Building)
Ambea AB (Health Care Providers & Services)
Arch Coal Inc (Coal Producer)
ASG Technologies (IT Services)
BSN Medical GmbH & Co KG (Health Care Equipment & Supplies)
Cengage Learning, Inc (Digital Learning, Educational Digital Products, etc.)
CTLTC Real Estate, LLC (Health Care Providers & Services)
Eddie Bauer Holdings Inc (Specialty Retail)
Education Management Corp (Education Services)
Expro (Energy Equipment & Services)
Fortune Creek Investment Limited
Quicksilver Resources Inc. (Oil & Gas Producer)
General Healthcare Group Ltd (Health Care
Gruppo Argenta SpA (Vending Machines, Food Distributors)
Gymboree Corp (Specialty Retail)
Hilding Anders (Home Furnishings)
iPayment Investors LP (IT Services)
KKR MacKellar Partners LP (Receivables from investments 1.12.4.18.1 through 1.12.4.18.6)
Allco Finance Group Ltd (Financial Services)
Cashmere Capital Limited (Real Estate - Auckland New Zealand)
Geon Holdings Pty Ltd (Printing & Communications Services)
Geon Pty Ltd (Printing & Communications Services)
McColl's Group Holdings Pty Ltd (Trucking Company)
Pure Logistics SA Pty Ltd (Trucking & Transportation Services)
Longview Power LLC (Independent Power Producers & Energy Traders)
Marsico (Capital Markets)
New Omaha Holdings LP (Data Processing & Outsourced Services)
Novo Banco, S.A. (Commerical Banks)
P2 Energy Solutions, Inc. (Software)
PEAKS (Securitizing of Student Loans)
QMH Ltd (Hotels, Restaurants & Leisure)
Selecta Group HoldCo (Food & Staples Retailing)
SquareTwo Financial Corp (Diversified Financial
Theatre Hospitals NO 2 PLC (Financing for Health Care Facilities)
Towergate (Insurance)
Trade Finance Funding I Ltd (Securitizing of Finance Trade)
Uralita SA (Building Products)
Walter Energy Inc (Metals & Mining)
WINOA SA (Steel)
Laureate Education, Inc. (Education Services) $1,001 - $15,000
Northgate Information Solutions Plc (Human Resources) None (or less than $1,001)
KKR 2006 Fund (Samson) LP
Samson Resources (Oil & Gas) $1,001 - $15,000 None (or less than $201)
KKR Asian Fund II (Income estimates by underlying fund were not available) $201 - $1,000
Avendus Capital Private Limited (Financial Services/Wealth Management) $1,001 - $15,000
COFCO Meat (Food Production) $1,001 - $15,000
Emerald Media (Media/Entertainment) $1,001 - $15,000
Gland Pharma (Pharmaceuticals) $1,001 - $15,000
Go Jek (Transportation) $1,001 - $15,000
Goodpack Limited (Packaging/Transportation) $1,001 - $15,000
Joulon Holdings LP. (Oil & Gas) None (or less than $1,001)
Latitude Financial (Financial Services) $1,001 - $15,000
Mandala Energy Ltd. (Oil & Gas) None (or less than $1,001)
Max Financial Services (Financial Services) $1,001 - $15,000
Panasonic Healthcare Co., Ltd. (Healthcare) $1,001 - $15,000
Pioneer DJ Co., Ltd. (Entertainment) $1,001 - $15,000
Cash $1,001 - $15,000
Project Banner (Healthcare) $1,001 - $15,000
PT Japfa Comfeed Indonesia Tbk (Food/Beverage/Tobacco) $1,001 - $15,000
Qingdao Haier (Consumer Electronics) $1,001 - $15,000
SBI Life Insurance (Insurance) $1,001 - $15,000
Sundrop Farms Holding Limited (Food) $1,001 - $15,000
Sunner Development (Fast Food) $1,001 - $15,000
Ticket Monster Inc. (Online Ticket Retail) $1,001 - $15,000
Weststar Aviation Services (Helicopter Transportation) $1,001 - $15,000
KKR China Growth Fund SBS (Income estimates by underlying fund were not available) $1,001 - $2,500
58 Daojia Inc (Home Care Provider) $1,001 - $15,000
Asia Dairy Holdings (Food & Dairy) $1,001 - $15,000
Beijing Capital Juda Limited (Real Estate Investments) $1,001 - $15,000
China Greenland Rundong (Auto Sales) $1,001 - $15,000
China Outfitters Holdings Limited (Retail Apparel & Accessories) None (or less than $1,001)
Gambol Pet Group (Pet Food) $1,001 - $15,000
Project Yoyo (Dairy Farm) $1,001 - $15,000
Qingdao Haier (Consumer Electronics) $1,001 - $15,000
Shanghai Yiguo (e-commerce Fruits/Vegetables) $1,001 - $15,000
Sunner Development (Fast Food) $1,001 - $15,000
TarenaInternational,Inc. (IT Technology) $1,001 - $15,000
Uxin Limited (Online Car Retailer) $1,001 - $15,000
VATS Chain Liquor Store (Beverage) $1,001 - $15,000
Wuhan Optics Valley Project (Residential/Office Development) $1,001 - $15,000
Yuehai Feed Group Co. Ltd. (Aquatic Feed Products) $1,001 - $15,000
KKR Energy Income & Growth Fund I SBS (Income estimates by underlying fund were not available) None (or less than $201)
Energy Income & Growth Fund (Energy Investment) $15,001 - $50,000
Mineral Acquisition Company (Mineral Investing)
McMullen Eagle Ford Oil (Oil & Gas Development)
Raptor Petroleum (Oil & Gas Development)
Atascosa Eagle Ford Oil (Oil & Gas Development)
Zavala Eagle Ford Oil (Oil & Gas Development)
Nadel & Gussman (Oil & Gas Development)
Central Texas Loan (Oil & Gas Development)
DMA Mineral (Mineral Investments)
Bakken Oil (Oil & Gas Development)
Vine Joint Venture (Oil & Gas Development)
Eaglebine Oil (Oil & Gas Development)
Webb Eagle Ford Gas (Oil & Gas Development)
Haymaker Resources (Oil & Gas Development)
Eagle Ford Oil & Gas (Oil & Gas Development)
Cash $1,001 - $15,000
KKR Health Care Strategic Growth (Income estimates by underlying fund were not available) None (or less than $201)
Cereve, Inc. (Specialty Health Services) $1,001 - $15,000
Slayback Pharmaceuticals (Pharmaceuticals) $1,001 - $15,000
KKR Next Generation Technology (Income estimates by underlying fund were not available) None (or less than $201)
Darktrace Limited (Cyber Security) $1,001 - $15,000
Get Your Guide (Tourism) $1,001 - $15,000
Jitterbit, Inc. (Integration Solutions) $1,001 - $15,000
Optimal+ (Integration Solutions) $1,001 - $15,000
Cash $1,001 - $15,000
KKR North America Fund XI SBS LP (Income estimates by underlying fund were not available) $15,001 - $50,000
Air Medical Group Holdings, Inc. (Medical Services for Aviation) $1,001 - $15,000
Alliant Insurance Services (Insurance) $1,001 - $15,000
Arbor Pharmaceuticals, Inc. (Pharmaceuticals) $1,001 - $15,000
BrightView (fka Brickman Group) (Landscaping/Snow Services) $1,001 - $15,000
Calabria, Inc. (Supermarkets) $1,001 - $15,000
Cardenas Markets, Inc. (Supermarkets) $1,001 - $15,000
Channel Control Merchants (Secondary Market Inventories Retailer) $1,001 - $15,000
CHI Overhead Doors, Inc. (Residential Fixtures) $1,001 - $15,000
Crosby and Acco Material Handling Solutions (Oil & Gas Equipment) $1,001 - $15,000
Epicor Software Corporation (Enterprise Resource Planning) $1,001 - $15,000
Gardner Denver, Inc. (Mining Equipment) $1,001 - $15,000
Internet Brands, Inc. (Media/Data Solutions) $1,001 - $15,000
Mills Fleet Farm (Outdoor Merchandise Retail) $1,001 - $15,000
Mitchell International (Software for Insurance) $1,001 - $15,000
National Vision, Inc. (Optometry) $1,001 - $15,000
Cash $1,001 - $15,000
PRA Health Sciences (Health Services) $1,001 - $15,000
Privilege Underwriters, Inc. (Insurance) $1,001 - $15,000
Resource Environmental Solutions, LLC (Land Preservation/Ecological Solutions) $1,001 - $15,000
Savant Systems (Home Automation Technologies) None (or less than $1,001)
Sedgwick Claims Management Services (Insurance) $1,001 - $15,000
Torq Energy Logistics (Oil Transportation) None (or less than $1,001)
Ultimate Fighting Championship (Entertainment) $1,001 - $15,000
Westbrick Energy Ltd. (Oil & Gas Production) $1,001 - $15,000
KKR Real Estate Partners Americas SBS LP (Income estimates by underlying fund were not available) $5,001 - $15,000
Birch 2 (Multifamily Units - Houston, Texas) $1,001 - $15,000
Broadway Mall (Retail Mall - Hicksville, NY) $1,001 - $15,000
Castel Portfolio (Retail Shops - Paris, France) $1,001 - $15,000
Cloud Portfolio (Technical & Office Assets - France $1,001 - $15,000
Colonie Center (Retail Shops - Albany, NY) $1,001 - $15,000
Crossbeam (Multifamily Properties - Bethesda, Maryland) None (or less than $1,001)
Del Monte Center (Office Building - Pittsburgh, PA) $1,001 - $15,000
Cash None (or less than $1,001)
Doubletree Houston Galleria (Hotel - Houston, Texas) None (or less than $1,001)
Harvest Hills (Multifamily/Residential Units - Williston, North Dakota) None (or less than $1,001)
Junction 9 (Retail Shops - Birmingham, UK) $1,001 - $15,000
Legends (Retail Shops - Kansas City, Kansas) None (or less than $1,001)
Leon Site (Land - Midland, Texas) None (or less than $1,001)
Pelican Bay (Residential - Naples, Florida) $1,001 - $15,000
Cash $1,001 - $15,000
Radisson Blu Minneapolis (Hotel - Minneapolis, Minnesota) $1,001 - $15,000
Radisson Blu Philadelphia (Hotel - Philadelphia, Pennsylvania) $1,001 - $15,000
River Plaza (Office Building - Chicago, Illinois) $1,001 - $15,000
Sentio Healthcare Properties (Senior Living Properties - Various US Cities) $1,001 - $15,000
Sullivan Center (Office Building - Chicago, Illinois) $1,001 - $15,000
Tuscany (Retail Assets - Glasgow & Sunderland, UK) $1,001 - $15,000
Waikiki Trade Center (Hotel - Waikiki, Hawaii) $1,001 - $15,000
Wauseon Bay (Independent Living Community - Stuart, Florida) $1,001 - $15,000
Yorktown Center (Retail - Lombard, Illinois) $1,001 - $15,000
KKR Special Situations (Domestic) Feeder I LP (Values for underlying assets not available) $15,001 - $50,000 $1,001 - $2,500
Cortland Investors S.a.r.l
Grupo Alfonso Gallardo SL - Cement/Paper (Building Products)
Grupo Alfonso Gallardo SL Steel (Steel)
Gruppo Argenta SpA (Vending Machines, Food Distributors)
Hertha Berlin BSC (German Football Club)
Hilding Anders (Home Furnishings)
Proserv Acquisition LLC (Oil & Gas Equipment & Services)
Team Tankers International Ltd (Chemical Tankers)
Uralita SA (Building Products)
WINOA SA (Steel)
Fillmore Investors Limited
Longview Power LLC (Independent Power Producers & Energy Traders)
Powell Investors L.P.
Bay Aggregator Limited
China Huarong Asset Management Co Ltd (Asset Management)
Cengage Learning, Inc (Digital Learning, Educational Digital Products, etc.)
Echo Holdings L.P.
Ambac Assurance Corp (Insurance)
Cumulus Media Inc (Media)
Euramax Holdings Inc (Building Products)
Greatwide Logistics Services (Freight Transporting and Logistics)
Johnny Appleseed's Inc (Apparel, Accessories & Luxury Goods)
Mesa Air Group Inc (Airlines)
Metro-Goldwyn-Mayer Inc (Hotels, Restaurants & Leisure)
Five Point Holdings (Real Estate Development) (Per KKR, Five Points develops residential, commercial, and industrial properties in California.)
PMI Group Inc (Thrifts & Mortgage Finance)
Reader's Digest Association Inc/The (Publishing)
Verso Corp (Paper & Forest Products)
Awal Bank BSC (Regional Banks)
Cattles Ltd (Consumer Finance)
Lehman Brothers Holdings Inc (Capital Markets)
MF Global Finance (Consumer Finance)
Orion Cable GmbH (Cable & Satellite)
Aventas Group Ltd (Industrial Conglomerates)
Lehman Brothers Holdings Capital Trust V (Investment banking Brokerage)
Lehman Brothers Holdings Capital Trust VII (Investment banking Brokerage)
Lehman Brothers Holdings E-Capital Trust I (Investment banking Brokerage)
Lehman Brothers Treasury Co BV (Investment Banking and Brokerage)
Lehman Brothers UK Capital Funding III LP (Investment Banking and Brokerage)
Lehman Brothers UK Capital Funding IV LP (Investment Banking and Brokerage)
Lehman Brothers UK Capital Funding LP (Investment Banking and Brokerage)
Ownit Mortgage Trust 2006-OT1 (Specialized Finance)
Belvedere SA (Beverages)
Catalyst Paper Corp (Paper & Forest Products)
Cengage Learning, Inc (Digital Learning, Educational Digital Products, etc.)
Postmedia Network Inc (Media)
Select Staffing (Professional Services)
Crescent Communities LLC (Real Estate Development) (Development of single family, multifamily, and commercial communities in AZ, TX, VA, NC, SC, GA, FL and TN.)
Crescent Investments, LLC (Asset Management and Custody Banks)
Embarcadero Maritime II LLC (Fleet of Containerships and Dry and Liquid Cargo Vessels)
Embarcadero Maritime LLC (Fleet of Containerships and Liquid Cargo Vessels)
Findex Australia Pty Ltd (Asset Management & Custody Banks)
Longview Power LLC (Independent Power Producers & Energy Traders)
Expro (Oil & Gas Equpment & Services)
Preferred Proppants LLC (Oil & Gas Equipment & Services)
Selecta Group HoldCo (Food Retail)
Tiga Pilar Sejahtera Food Tbk (Food Distributors)
Walter Energy Inc (Diversified Metals & Mining)
Spruce Investors Limited
Algeco Scotsman Global Sarl (Homebuilding)
Amedisys Inc (Healthcare Facilities)
Arch Coal Inc (Coal & Consumable Fuels)
Chembulk Group (Marine Tankers)
Education Management Corp (Education Services)
Findex Australia Pty Ltd (Asset Management & Custody Banks)
Hilding Anders (Home Furnishings)
iPayment Investors LP (Data Processing & Outsourced Services)
KKR Jupiter Aggregator LP (Manufacturer of Polyester Products)
Longview Power LLC (Independent Power Producers & Energy Traders)
Millennium Health LLC (Health Care Services)
Novo Banco, S.A. (Diversified Banks)
Oro Negro Drilling Pte Ltd (Oil & Gas Drilling)
Selecta Group HoldCo (Food Retail)
SunEdison Inc (Global Renewable Energy)
Telepizza SAU (Restaurants)
Tiga Pilar Sejahtera Food Tbk (Food Distributors)
Trophy Investors I Ltd. (Food Distributors)
Tiga Pilar Sejahtera Food Tbk (Food Distributors)
Weight Watchers International Inc (Specialized Consumer Services)
WINOA SA (Steel)
EUR foreign currency exchange forward contracts (open/closed positions) with the following counterparties: Deutsche Bank, Goldman Sachs, Morgan Stanley, and Wells Fargo
AUD foreign currency exchange forward contracts (open/closed positions) with the following counterparties: Goldman Sachs, Morgan Stanley, and Wells Fargo
CNH foreign currency exchange forward contracts (open/closed positions) with the following counterparties: Goldman Sachs, and Wells Fargo
IDR foreign currency exchange option contracts (open/closed positions) with the following counterparty: Goldman Sachs
INR foreign currency exchange option contracts (open/closed positions) with the following counterparty: Deutsche Bank
CNH foreign currency exchange option contracts (open/closed positions) with the following counterparty: Wells Fargo and Goldman Sachs
KKR Special Situations (Domestic) Feeder II LP (Values for underlying assets not available) $15,001 - $50,000 $201 - $1,000
Cortland Investors S.a.r.l
Abengoa SA (Construction & Engineering)
Alvogen Pharma US Inc (Pharmaceuticals)
BARTEC Top Holding GmbH (Oil & Gas Equpiment & Services)
Jack Wolfskin GmbH & Co KG (Apparel, Accessories & Luxury Goods)
KKR Dublin Property Investments SARL (LuxCo) (Residential Real Estate Developer Financing - Dublin, Ireland)
Proserv Acquisition LLC (Oil & Gas Equpment & Services)
Prosil Acquisition SA (Oil & Gas Equpment & Services)
Team Tankers International Ltd (Chemical Tankers)
Powell Investors L.P.
Cengage Learning, Inc (Digital Learning, Educational Digital Products, etc.)
Embarcadero Maritime III LLC (Fleet of Containerships and Dry Cargo Vessels)
JC Penney Corp Inc (Department Stores)
Longview Power LLC (Independent Power Producers & Energy Traders)
Quorum Health Corp (Health Care Facilities)
Telepizza SAU (Restaurants)
Walter Energy Inc (Diversified Metals & Mining)
Spruce Investors Limited
Abengoa SA (Construction & Engineering)
Arch Coal Inc (Coal & Consumable Fuels)
Chembulk Group (Marine Tankers)
CHS/Community Health Systems, Inc. (Health Care Facilities)
Gibson Brands Inc. (Music Instruments)
KAG Europe SCS
Pillarstone Europe LLP (Asset Manager)
KAG Holdco Limited
Pillarstone Europe LLP (Asset Manager)
KKR EnerGas Aggregator L.P. (Electric Utilities)
KKR Jupiter Aggregator LP (Manufacturer of Polyester Products)
Longview Power LLC (Independent Power Producers & Energy Traders)
Millennium Health LLC (Health Care Services)
Nesco (Kitchen Appliances)
Nine West Holdings (Apparel, Accessories & Luxury Goods)
Novo Banco, S.A. (Diversified Banks)
Oro Negro Drilling Pte Ltd (Oil & Gas Drilling)
OVH GROUPE (Technology Hardware, Storage & Peripherals)
Quorum Health Corp (Health Care Facilities)
Savers Inc (Specialty Stores)
SunEdison Inc (Global Renewable Energy)
Telepizza SAU (Restaurants)
Valeant Pharmaceuticals International Inc (Pharmaceuticals)
Walter Energy Inc (Diversified Metals & Mining)
Weight Watchers International Inc (Specialized Consumer Services)
EUR foreign currency exchange forward contracts (open/closed positions) with the following counterparties: Bank of America, Barclays, Goldman Sachs, JPMorgan, Morgan Stanley, and Wells Fargo
AUD foreign currency exchange forward contracts (open/closed positions) with the following counterparty: JPMorgan
CNY foreign currency exchange option contracts (open/closed positions) with the following counterparties: Goldman Sachs and Wells Fargo.
INR foreign currency exchange option contracts (open/closed positions) with the following counterparty: Deutsche Bank
Fiddler On the Roof (Produced musical) $1,001 - $15,000 None (or less than $201)
GTI Capital Group Limited (Values for underlying assets not available) $50,001 - $100,000 None (or less than $201)
Future Supply Chain Solutions Limited (Logistics)
Sandhar Technologies Limited (Auto Component Supplier)
Air Works India (Engineering) Pvt Ltd (Aviation Service Providers)
National Stock Exchange of India (Stock Exchange)
SAMHI Hotels Private Limited (Hotel Assets)
Webklipper Technologies Private Limited (Business Software)
Lalista II, LLC
LaLista, LP (See LaLista) (LaLista II, LLC has a .3016% interest in LaLista, LP. Therefore, all holdings will be .664% of the amount disclosed under Lew lines 1.1 through 1.24.) $1,001 - $15,000 None (or less than $201)
Ironhill Investments, LLC
Neuberger Berman MLP Income Fund (Investment Management) $500,001 - $1,000,000 $50,001 - $100,000
PUT SPX / S & P 500 Index (Investment) $250,001 - $500,000 None (or less than $201)
Celgene Corp (Pharmaceuticals) $250,001 - $500,000 None (or less than $201)
Airgain Inc (Wireless Networks) $100,001 - $250,000 None (or less than $201)
US Checking Account Cash $15,001 - $50,000 None (or less than $201)
NJRE I, LLC
US Checking Account Cash $1,001 - $15,000 None (or less than $201)
Rental Property - Residential (Fairhaven, NJ) $1,000,001 - $5,000,000 None (or less than $201)
US Checking Account Cash $500,001 - $1,000,000 None (or less than $201)
JAE Financial Trust (Judith has a mandatory income right)
Goldman Sachs Brokerage
Apple Inc. - Common Stock (Technologies) $100,001 - $250,000 $2,501 - $5,000
International Business Machines Corp (Information Technologies) $100,001 - $250,000 $5,001 - $15,000
Vanguard Growth ETF (Mutual Fund) $100,001 - $250,000 $1,001 - $2,500
Vanguard Value ETF (Mutual Fund) $100,001 - $250,000 $2,501 - $5,000
US Investment Account Cash $50,001 - $100,000 $201 - $1,000
Goldman Sachs Brokerage
US Investment Account Cash $500,001 - $1,000,000 $2,501 - $5,000
Agenus Inc. - Common Stock (Health Services) None (or less than $1,001) None (or less than $201)
Airgain (Wireless Networks) $250,001 - $500,000 None (or less than $201)
Inspirit Group LLC (DBA Stopit) (Software/App) $100,001 - $250,000 None (or less than $201)
Sycamore Venture Capital LP (Values for underlying assets not available) $100,001 - $250,000 $5,001 - $15,000
Apexigen, Inc (Pharmaceuticals)
Exclaim, Inc (Marketing/Creative Services)
Gogo, Inc (Entertainment For Aviation)
American Baseball Ventures LLC (Values for underlying assets not available) $250,001 - $500,000 None (or less than $201)
Lakewood BlueClaws (Minor League Baseball Team)
Cash Holding
Indiastar Fund LP (Values for underlying assets not available) $100,001 - $250,000 $1,001 - $2,500
Global Offshore Services (Oil & Gas Transportation)
IOL Chemicals & Pharmaceuticals (Pharmaceuticals)
Surana Industries (Steel)
VNR Infrastructures (Infrastructure Development)
VNR Powertech (Infrastructure Development)
PT Kalimantan Pacific Coal (Energy)
ISB Investors LLC (Values for underlying assets not available) $1,000,001 - $5,000,000 $50,001 - $100,000
Office Building (Little Rock, AR) (Real Estate)
Office Building (Little Rock, AR) (Real Estate)
Office Building (Little Rock, AR) (Real Estate)
Office Building (Little Rock, AR) (Real Estate)
Office Building (Little Rock, AR) (Real Estate)
Office Building (Little Rock, AR) (Real Estate)
Office Building (Little Rock, AR) (Real Estate)
Cash Holding
ISB Westlake LLC (Values for underlying assets not available) $15,001 - $50,000 None (or less than $201)
Office Building (Little Rock, AR) (Real Estate)
Office Building (Little Rock, AR) (Real Estate)
Cash
KKR Partners III LP (Income estimates by underlying fund were not available, see 17 for estimate)
Toys R Us (Retail) $15,001 - $50,000
US Foods (Food) $100,001 - $250,000
KKR III GP LLC (Income estimates by underlying fund were not available, see 17 for estimate)
TASC, Inc/Engility Holdings, Inc. (Private Defense) $15,001 - $50,000
KKR Partners II LLP (Income estimates by underlying fund were not available, see 17 for estimate)
Dalmia Cement (Cement Manufacturing) $15,001 - $50,000
First Data Corporation (Banking Security) $250,001 - $500,000
HCA, Inc. (Health Care Facilities) $50,001 - $100,000
Laureate Education, Inc. (Education Services) $50,001 - $100,000
Magma Fincorp Limited (Non-Banking Financial) $15,001 - $50,000
Maritime Finance Company (Financing to Maritime Industry) $100,001 - $250,000
Oriental Brewery (Beverage) $1,001 - $15,000
Weld North $15,001 - $50,000
Advancement Courses (Education)
Edgenuity (Education)
Generation Ready (Education)
Imagine Learning (Education)
Intellify Learning (Education)
Performance Matters (Educatuion)
Learning House (Education)
KKR Partners II (International) LP (Includes income estimates for 14 through 16 as well. KKR was unable to provide a breakdown by each fund) $100,001 - $1,000,000
Accelerated Oil Technologies IL.P. (Oil Production) $1,001 - $15,000
Ambea AB (Health/Social Care Services) $15,001 - $50,000
Aricent Group (SemiConductor Products) $1,001 - $15,000
Coffee Day Resorts Private Limited (Consumer Services) $15,001 - $50,000
Pets At Home Limited (Retail - Pet Supplies) $15,001 - $50,000
TVS Logistics Services Limited (Logistics/Warehousing Solutions) $15,001 - $50,000
Visma AS (Business Software Provider) $15,001 - $50,000
KKR Holdings LP (KKR Holdings is a limited partnership that invests in the consolidated operations of Kohlberg Kravis Roberts & Co.’s capital markets and asset management business. KKR ‘s proprietary balance sheet includes limited partnership interests in KKR Associates Holdings as well as direct interest in KKR sponsored investments in assets across its various business lines. Assets of KKR Holdings LP exactly mirror the publicly held KKR and Co. LP. Please refer to the Kohlberg Kravis & Roberts 2016 10-K for further detail.) $5,000,001 - $25,000,000 $100,001 - $1,000,000
KKR China Growth Fund SBS (Income estimates by underlying fund were not available) $5,001 - $15,000
58 Daojia Inc (Home Care) $1,001 - $15,000
Asia Dairy Holdings (Food & Dairy) $15,001 - $50,000
China Greenland Rundong (Auto Sales) $15,001 - $50,000
China Outfitters Holdings Limited (Apparel & Accessories) $1,001 - $15,000
Gambol Pet Group (Pet Food) $1,001 - $15,000
Project Yoyo (Dairy Farm) $1,001 - $15,000
Qingdao Haier (Retail - Household Appliances) $15,001 - $50,000
Shanghai Yiguo (e-commerce Fruits & Vegetables) $1,001 - $15,000
Sunner Development (Fast Food) $15,001 - $50,000
Tarena International, Inc. (IT Technology) $15,001 - $50,000
Uxin Limited (Online Car Retailer) $1,001 - $15,000
VATS Chain Liquor Store (Beverage) $15,001 - $50,000
Wuhan Optics Valley Project (Residential/Office Development) $1,001 - $15,000
Yuehai Feed Group Co. Ltd. (Aquatic Feed Products) $15,001 - $50,000
Beijing Capital Juda Limited (Real Estate Investments) $15,001 - $50,000
KKR Credit Relative Value Private Investors LP (Values for underlying assets not available) $100,001 - $250,000 None (or less than $201)
Algeco Scotsman Global Sarl (Home Building)
Bay Aggregator Limited
China Huarong Asset Management Co Ltd (Asset Management)
Echo Holdings L.P.
Ambac Assurance Corp (Insurance)
Cumulus Media Inc (Media)
Euramax Holdings Inc (Building Products)
Greatwide Logistics Services (Freight Transporting and Logistics)
Johnny Appleseed's Inc (Apparel, Accessories & Luxury Goods)
Mesa Air Group Inc (Airlines)
Metro-Goldwyn-Mayer Inc (Hotels, Restaurants & Leisure)
Newhall Holding Company, LLC (Real Estate Development)
PMI Group Inc (Thrifts & Mortgage Finance)
Reader's Digest Association Inc/The (Publishing)
Verso Corp (Paper & Forest Products)
Awal Bank BSC (Regional Banks)
Cattles Ltd (Consumer Finance)
Lehman Brothers Holdings Inc (Capital Markets)
MF Global Finance (Consumer Finance)
Orion Cable GmbH (Cable & Satellite)
Aventas Group Ltd (Industrial Conglomerates)
Lehman Brothers Holdings Capital Trust V (Investment banking Brokerage)
Lehman Brothers Holdings Capital Trust VII (Investment banking Brokerage)
Lehman Brothers Holdings E-Capital Trust I (Investment banking Brokerage)
Lehman Brothers Treasury Co BV (Investment Banking and Brokerage)
Lehman Brothers UK Capital Funding III LP (Investment Banking and Brokerage)
Lehman Brothers UK Capital Funding IV LP (Investment Banking and Brokerage)
Lehman Brothers UK Capital Funding LP (Investment Banking and Brokerage)
Ownit Mortgage Trust 2006-OT1 (Specialized Finance)
Belvedere SA (Beverages)
Catalyst Paper Corp (Paper & Forest Products)
Cengage Learning, Inc (Digital Learning, Educational Digital Products, etc.)
Postmedia Network Inc (Media)
Select Staffing (Professional Services)
Crescent Communities LLC (Real Estate Development)
Crescent Investments, LLC (Asset Management and Custody Banks)
Education Management Corp (Education Services)
Hilding Anders (Home Furnishings)
iPayment Investors LP (Data Processing & Outsourced Services)
Longview Power LLC (Independent Power Producers & Energy Traders)
SquareTwo Financial Corp (Financial Services)
Towergate (Insurance)
WINOA SA (Steel)
EUR foreign currency exchange forward contracts (open/closed positions) with the following counterparties: JP Morgan
GPB foreign currency exchange forward contracts (open/closed positions) with the following counterparty: JP Morgan
KKR Energy Income & Growth Fund I SBS LP (Income estimates by underlying fund were not available) $201 - $1,000
Energy Income and Growth Fund $15,001 - $50,000
Mineral Acquisition Company (Mineral Investments)
McMullen Eagle Ford Oil (Oil & Gas Development)
Raptor Petroleum (Oil & Gas Development)
Atascosa Eagle Ford Oil (Oil & Gas Development)
Zavala Eagle Ford Oil (Oil & Gas Development)
Nadel & Gussman (Oil & Gas Development)
Central Texas Loan (Oil & Gas Development)
DMA Mineral (Mineral Investments)
Bakken Oil (Oil & Gas Development)
Vine Joint Venture (Oil & Gas Development)
Eaglebine Oil (Oil & Gas Development)
Webb Eagle Ford Gas (Oil & Gas Development)
Haymaker Resources (Oil & Gas Development)
Eagle Ford Oil & Gas (Oil & Gas Development)
Cash $1,001 - $15,000
KKR Global Infrastructure Investors SBS LP (Income estimates by underlying fund were not available) $15,001 - $50,000
A2A Coriance S.A.S. (Energy Production) None (or less than $1,001)
Acciona Energia Internacional, S.A. (Renewable Energy) $1,001 - $15,000
Associated Partners (Wireless Telecom) $1,001 - $15,000
Bayonne Water Joint Venture LLC (Water/Sewage) $1,001 - $15,000
ELL Group (European Locomotive Leasing) $1,001 - $15,000
Middletown Water Joint Venture LLC (Water/Sewage) $1,001 - $15,000
Renvico France (fka Sorgenia) (Renewable Energy) $1,001 - $15,000
Saba Infraestructuras, S.A. (Business Logistics) $1,001 - $15,000
South Staffordshire Plc (Water Services/Utility) $1,001 - $15,000
SSM Solar (Renewable Energy) None (or less than $1,001)
SunTap Energy RE LLC (Renewable Energy) $1,001 - $15,000
SunTap II (Pearl) (Renewable Energy) $1,001 - $15,000
T-Solar (Renewable Energy) $1,001 - $15,000
KKR Lending Partners Europe (USD) Feeder LP (Values for underlying assets not available) $50,001 - $100,000 None (or less than $201)
Amtek Global Technology Pte Ltd (Auto Parts & Equipment)
Cabovisao-Televisao Por Cabo SA (Telecommunications Operator)
Casual Dining Group Ltd (Restaurants)
Corialis Group (Construction Materials)
Dentix (Health Care Services)
Exterion Media UK Ltd (Advertising)
Farrow & Ball Ltd (Home Furnishings)
Kurt Geiger Ltd (Footwear)
Mater Private Healthcare Group (Health Care Services)
Petainer PLC (Metal & Glass Containers)
Roompot Holding BV (Leisure Facilities)
Sarquavitae Servicios A LA Dependencia SL (Managed Health Care)
Valeo Foods Group Ltd (Packaged Foods & Meats)
Vistra Group Ltd (Specialized Finance)
KKR Lending Partners Feeder LP (Values for underlying assets not available) $500,001 - $1,000,000 $100,001 - $1,000,000
American Freight, Inc. (Furniture Retailer)
Amtek Global Technology Pte Ltd (Auto Components)
Backoffice Associates LLC (IT Services)
BeyondTrust Software Inc (Software)
Dutch LLC (Textiles, Apparel & Luxury Goods)
Education Management Corp (Education Services)
Greystone & Co Inc (Diversified Financial Services)
Jacuzzi Brands Inc (Building Products)
KeyPoint Government Solutions Inc (Aerospace & Defense)
Louisiana Public Facilities Authority (Bonds for Wood Pellet Manufacturing)
Marshall Retail Group LLC (Specialty Retail)
MAST Industries Inc (Textiles, Apparel & Luxury Goods)
MCS AMS Sub-Holdings LLC (Diversified Financial Services)
OAG Holdings LLC (Oil, Gas & Consumable Fuels)
Pacific Union Financial LLC (Consumer Finance)
Petroplex Acidizing Inc (Energy Equipment & Services)
Sportsman's Warehouse Inc (Sporting Goods)
Things Remembered Inc (Personalized Gift Retail)
Waste Pro USA Inc (Waste Collection)
Willbros Group Inc (Energy Equipment & Services)
Z Gallerie LLC (Interior Design Retail)
KKR Mezzanine Partners I Feeder LP (Values for underlying assets not available) $100,001 - $250,000 $15,001 - $50,000
Algeco Scotsman Global Sarl (Homebuilding)
BSN Medical GmbH & Co KG (Health Care Supplies)
Excelitas Technologies Corp (Electronic Equpment & Instruments)
Genesys Telecommunications Laboratories Inc (Communications Equipment)
Gruppo Argenta SpA (Vending Machines, Food Distributors)
Hilding Anders (Home Furnishings)
Nine West Holdings (FKA Jones Group Inc) (Apparel, Accessories & Luxury Goods)
Keystone Australia Holdings Pty Limited (Restaurants)
Mast Industries Inc (Apparel, Accessories & Luxury Goods)
OpenLink Financial Inc (Application Software)
Orchard Marine Limited (Ship owner and operator)
Selecta Group HoldCo (Food Retail)
TIBCO Software Inc (Application Software)
Uralita SA (Building Products)
WorldPay Ltd (Data Processing & Outsourced Service)
KKR Natural Resources SBS QP LP (Income estimates by underlying fund were not available) None (or less than $201)
KKR Natural Resource Holdings LP $250,001 - $500,000
West Texas Oil and Mississippi Gas (Oil & Gas Development) None (or less than $201)
Wyoming CO2 Flood Assets (Oil & Gas Development)
KKR Natural Resource Trinity Holdings LLC $15,001 - $50,000
Trinity River Energy Co. (Drilling)
KKR Special Situations (Domestic) Feeder II LP $50,001 - $100,000 $1,001 - $2,500
Cortland Investors S.a.r.l
Abengoa SA (Construction & Engineering)
Alvogen Pharma US Inc (Pharmaceuticals)
BARTEC Top Holding GmbH (Oil & Gas Equipment & Services)
Jack Wolfskin GmbH & Co KG (Apparel, Accessories & Luxury Goods)
KKR Dublin Property Investments SARL (LuxCo) (Residential Real Estate Developer Financing - Dublin, Ireland)
Proserv Acquisition LLC (Oil & Gas Equipment & Services)
Prosil Acquisition SA (Oil & Gas Equipment & Services)
Team Tankers International Ltd (Chemical Tankers)
Powell Investors L.P.
Cengage Learning, Inc (Digital Learning, Educational Digital Products, etc.)
Embarcadero Maritime III LLC (Fleet of Containerships and Dry Cargo Vessels)
JC Penney Corp Inc (Department Stores)
Longview Power LLC (Independent Power Producers & Energy Traders)
Quorum Health Corp (Health Care Facilities)
Telepizza SAU (Restaurants)
Walter Energy Inc (Diversified Metals & Mining)
Spruce Investors Limited
Abengoa SA (Construction & Engineering)
Arch Coal Inc (Coal & Consumable Fuels)
Chembulk Group (Marine Tankers)
CHS/Community Health Systems, Inc. (Health Care Facilities)
Expro (Oil & Gas Equipment & Services)
Gibson Brands Inc. (Music Instruments)
KAG Europe SCS
Pillarstone Europe LLP (Asset Manager)
KAG Holdco Limited
Pillarstone Europe LLP (Asset Manager)
KKR EnerGas Aggregator L.P. (Electric Utilities)
KKR Jupiter Aggregator LP (Manufacturer of Polyester Products)
Longview Power LLC (Independent Power Producers & Energy Traders)
Millennium Health LLC (Health Care Services)
Nesco (Kitchen Appliances)
Nine West Holdings (Apparel, Accessories & Luxury Goods)
Novo Banco, S.A. (Diversified Banks)
Oro Negro Drilling Pte Ltd (Oil & Gas Drilling)
OVH GROUPE (Technology Hardware, Storage & Peripherals)
Quorum Health Corp (Health Care Facilities)
Savers Inc (Specialty Stores)
SunEdison Inc (Global Renewable Energy)
Telepizza SAU (Restaurants)
Valeant Pharmaceuticals International Inc (Pharmaceuticals)
Walter Energy Inc (Diversified Metals & Mining)
Weight Watchers International Inc (Specialized Consumer Services)
EUR foreign currency exchange forward contracts (open/closed positions) with the following counterparties: Bank of America, Barclays, Goldman Sachs, JPMorgan, Morgan Stanley, and Wells Fargo
AUD foreign currency exchange forward contracts (open/closed positions) with the following counterparty: JPMorgan
CNY foreign currency exchange option contracts (open/closed positions) with the following counterparties: Goldman Sachs and Wells Fargo.
INR foreign currency exchange option contracts (open/closed positions) with the following counterparty: Deutsche Bank
Paramax Productions Inc. (Per the fund, Paramax does not have any holdings currently) $1,001 - $15,000 None (or less than $201)
Blueprint Ventures I Liquidating Trust (Values for underlying assets not available) $1,001 - $15,000 $201 - $1,000
Mojo Networks (WiFi Provider)
WiSpry (Network Provider)
GTI Capital Group Limited (Values for underlying assets not available) $100,001 - $250,000 None (or less than $201)
Future Supply Chain Solutions Limited (Logistics)
Sandhar Technologies Limited (Auto Component Suppliers)
Air Works India (Engineering) Pvt Ltd (Aviation Services)
National Stock Exchange of India (Stock Exchange)
SAMHI Hotels Private Limited (Hotel Assets)
Webklipper Technologies Private Limited (Business Software)
BioVentures, Inc (Laboratory Tools Manufacturer) $1,001 - $15,000 None (or less than $201)
Groxis (Technology/Software) $50,001 - $100,000 None (or less than $201)
Artwork Held for Investment $5,000,001 - $25,000,000 None (or less than $201)
American EPAY (Human Resources Technology) $50,001 - $100,000 $1,001 - $2,500
Northwestern Mutual (Insurance) (Universal life insurance cash value) $15,001 - $50,000 $1,001 - $2,500
Survivor Trust (Intentionally Defective Grantor Trust)
Axa Equitable (Insurance) (Whole life insurance cash value) $500,001 - $1,000,000 $15,001 - $50,000
Axa Equitable (Insurance) (Whole life insurance cash value) $100,001 - $250,000 $15,001 - $50,000
Guardian (Insurance) (Whole life insurance cash value) $500,001 - $1,000,000 $15,001 - $50,000
Axa Equitable (Insurance) (Whole life insurance cash value) $15,001 - $50,000 $201 - $1,000

Employment Agreements and Arrangements

Employer or Party City, State Status and Terms Date
Kohlberg Kravis Roberts & Co. LP ("KKR Associates Holdings, LP" - Per KKR 2016 10-K: The timing of receipt of carried interest is only after all of the following are met: (i) a realization event has occurred, (ii) the vehicle has achieved positive overall investment returns since its inception, in excess of performance hurdles where applicable, and (iii) with respect to investments with a fair value below cost, cost has been returned to fund investors in an amount sufficient to reduce remaining cost to the investments' fair value.) New York, New York Per KKR, each private equity fund's general partner is entitled to carried interest. See footnote for further detail. Feb. 15, 2009
Kohlberg Kravis Roberts & Co. LP ("KKR Associates Reserve LLC" - Per KKR 2016 10-K: The timing of receipt of carried interest is only after all of the following are met: (i) a realization event has occurred, (ii) the vehicle has achieved positive overall investment returns since its inception, in excess of performance hurdles where applicable, and (iii) with respect to investments with a fair value below cost, cost has been returned to fund investors in an amount sufficient to reduce remaining cost to the investments' fair value.) New York, New York Per KKR, each private equity fund's general partner is entitled to carried interest. See footnote for further detail. Feb. 15, 2009
Kohlberg Kravis Roberts & Co. LP New York, New York Pursuant to the company's compensation plan, the units of KKR common stock vest in April 2017 and April 2018. At that time, shares of KKR common stock will be received. Vesting will be accelerated. Feb. 15, 2009

Liabilities

Creditor Name Creditor Type Amount Rate Year Incurred
Goldman Sachs Bank Line of Credit (Partially Exercised) $1,000,001 - $5,000,000 4.03% 2015
Goldman Sachs Bank Mortgage (investment/ren tal property) $1,000,001 - $5,000,000 3.25% 2015
Goldman Sachs Bank Mortgage on Personal Residence $5,000,001 - $25,000,000 2.875% 2013
Goldman Sachs Bank Mortgage on Personal Residence $1,000,001 - $5,000,000 2.875% 2013
Bank of America Mortgage on Personal Residence $1,000,001 - $5,000,000 3.00% 2013
JP Morgan Margin $500,001 - $1,000,000 3.12% 2016

Do you know something about Lewis Eisenberg? Send us an email at [email protected] or send a Signal message to 347-244-2134.

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