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Norman Edward Sharpless

Health and Human Services (joined: Oct. 17, 2017)

Director, National Cancer Institute | Financial Disclosure »

Former Positions Outside Government

Former Compensation Sources

See more financial disclosure details ⬇

Employment Assets

Description Value Income
The University of North Carolina School of Medicine $605,000
G1 Therapeutics, stock options $1,000,001 - $5,000,000 None (or less than $201)
G1 Therapeutics $123,750
G1 Therapeutics $5,000,001 - $25,000,000 None (or less than $201)
HealthSpan Diagnostics $15,001 - $50,000 None (or less than $201)
St Jude Children's Research Hospital $2,500
Thomas Jefferson University Cancer Center $1,000
MD Anderson Cancer Center $3,000
Wake Forest Comprehensive Cancer Center $3,000
American Society of Clinical Investigation $5,999
Harvard Medical School - 2/5 to 2/12 2016 $500
Damon Runyon Cancer Research Foundation $2,000
University of North Carolina None (or less than $1,001) $2,501 - $5,000
Unity Biotechnology $15,001 - $50,000 None (or less than $201)
Memorial Sloan Kettering - 5/14/2017 $300
Pfizer - Boston Meeting - 4/19/2016 $4,000
University of Pittsburgh - 5/23/2016 $1,000
University of Texas Southwestern - 2/10/2016 $500
Aspen Cancer Conference - 7/16/2016 $1,000
Dana Farber Cancer Institute - 2/23/2016 $1,000
Emory School of Medicine - 1/31/2017 $1,000
Traditional IRA
JP Morgan Chase Alerian MLP Index ETN $15,001 - $50,000 $1,001 - $2,500
iShares S&P 500 ETF (IVV) $1,001 - $15,000 None (or less than $201)
SEP-IRA
JP Morgan Chase Alerian MLP Index ETN (AMJ) $1,001 - $15,000 None (or less than $201)
iShares MSCI Frontier 100 ETF (FM) $15,001 - $50,000 $201 - $1,000
Vanguard Short-Term Inflation Protected Securities ETF (VTIP) $1,001 - $15,000 None (or less than $201)
University of North Carolina, Chapel Hill 403(b)
Vanguard Total International Stock Index Fund Institutional (VTSNX) $1,001 - $15,000 $201 - $1,000
Vanguard Extended Market Index Fund Institutional Plus (VEMPX) $1,001 - $15,000 None (or less than $201)
Cohen & Steers Realty Fund (CSRSX) $1,001 - $15,000 None (or less than $201)
Vanguard Institutional Index Plus (VIIIX) $15,001 - $50,000 $201 - $1,000
Vanguard Total Bond Market Institutional (VBTIX) $1,001 - $15,000 $201 - $1,000
Vanguard Short Term Bond Index Institutional (VBITX) $1,001 - $15,000 None (or less than $201)
DFA US Large Cap Value Fund (DFLVX) $100,001 - $250,000 $5,001 - $15,000
Gateway Fund (GTEYX) $100,001 - $250,000 $1,001 - $2,500
Vanguard Short Term Investment Grade (VFSUX) $15,001 - $50,000 $201 - $1,000
University of North Carolina Faculty & Physicians 403(b)
Cohen and Steers Realty Shares (CSRSX) None (or less than $1,001) None (or less than $201)
DFA Emerging Markets Core Equity Fund (DFCEX) $15,001 - $50,000 $201 - $1,000
DFA Five-Year Global Fixed Income (DFGBX) $50,001 - $100,000 $1,001 - $2,500
DFA US Large Cap Value (DFLVX) $50,001 - $100,000 $1,001 - $2,500
Vanguard 500 Index Admiral (VFIAX) $1,001 - $15,000 None (or less than $201)
Vanguard Extended Market Index Admiral (VEXAX) $1,001 - $15,000 None (or less than $201)
Vanguard Short-Term Bond Index Admiral (VBIRX) $1,001 - $15,000 None (or less than $201)
Vanguard Total Bond Market Index Admiral (VBTLX) $1,001 - $15,000 None (or less than $201)
Vanguard Total International Stock Index Admiral (VTIAX) $1,001 - $15,000 None (or less than $201)
University of North Carolina Faculty & Physicians 457(b)
Cohen & Steers Realty Shares (CSRSX) $1,001 - $15,000 None (or less than $201)
DFA US Large Cap Value (DFLVX) $50,001 - $100,000 $2,501 - $5,000
Vanguard 500 Index Admiral (VFIAX) $15,001 - $50,000 $201 - $1,000
Vanguard Extended Market Index Admiral (VEXAX) $1,001 - $15,000 None (or less than $201)
Vanguard Short-Term Bond Index Admiral (VBIRX) $1,001 - $15,000 None (or less than $201)
Vanguard Total Bond Market Index Admiral (VBTLX) $1,001 - $15,000 $201 - $1,000
Vanguard Total International Stock Index Admiral (VTIAX) $1,001 - $15,000 $201 - $1,000
University of North Carolina Optional Retirement Plan
Cohen & Steers Realty Shares (CSRSX) $1,001 - $15,000 None (or less than $201)
DFA Global Real Estate Securities Portfolio (DFGEX) $100,001 - $250,000 $5,001 - $15,000
DFA US Large Cap Value (DFLVX) $50,001 - $100,000 $2,501 - $5,000
Gateway (GTEYX) $15,001 - $50,000 $201 - $1,000
Vanguard Extended Market Index Institutional Plus (VEMPX) $100,001 - $250,000 $1,001 - $2,500
Vanguard Institutional Index Institutional Plus (VIIIX) $100,001 - $250,000 $1,001 - $2,500
Vanguard Short-Term Bond Index Institutional (VBITX) $15,001 - $50,000 $201 - $1,000
Vanguard Total Bond Market Institutional (VBTIX) $15,001 - $50,000 $201 - $1,000
Vanguard Total International Stock Index Institutional (VTSNX) $15,001 - $50,000 $201 - $1,000
Vanguard Extended Market Index Institutional (VIEIX) None (or less than $1,001) $1,001 - $2,500
Vanguard Institutional Index (VINIX) None (or less than $1,001) $1,001 - $2,500
University of North Carolina at Chapel Hill Physicians and Associates 457 - Valic
Valic Core Equity Fund $1,001 - $15,000 $1,001 - $2,500
Valic Growth Fund $1,001 - $15,000 $201 - $1,000
Valic Stock Index Fund $1,001 - $15,000 $201 - $1,000
Vanguard Windsor II Fund $1,001 - $15,000 $201 - $1,000
Valic Mid Cap Value Fund $1,001 - $15,000 $201 - $1,000
Valic Small Cap Fund $1,001 - $15,000 $201 - $1,000
Valic Small Cap Special Value Fund $1,001 - $15,000 $201 - $1,000
Valic Foreign Value $1,001 - $15,000 $201 - $1,000
Valic Capital Conservation $1,001 - $15,000 None (or less than $201)

Other Income/Assets

Description Value Income
Gateway (GTEYX) $15,001 - $50,000 $201 - $1,000
Wells Fargo Checking Account $15,001 - $50,000 None (or less than $201)
Wells Fargo Savings Account $15,001 - $50,000 None (or less than $201)
EE Bonds $15,001 - $50,000 None (or less than $201)
529 Account (1) (NC 529 plan; Aggressive Track) $50,001 - $100,000 $2,501 - $5,000
529 Account (2) (NC 529 plan, Aggressive Track) $100,001 - $250,000 $2,501 - $5,000
Phoenix Life Insurance Plan (Whole) $50,001 - $100,000 None (or less than $201)
Joint Brokerage: Fidelity Limited Term Municipal Income (FSTFX) $1,001 - $15,000 $201 - $1,000
Joint Brokerage Account (Fidelity)
DFA International Core Equity (DFIEX) $15,001 - $50,000 $201 - $1,000
Fidelity 500 Index Premium (FUSVX) $50,001 - $100,000 $1,001 - $2,500
Fidelity Government Cash Reserves (FDRXX) $1,001 - $15,000 None (or less than $201)

Employment Agreements and Arrangements

Employer or Party City, State Status and Terms Date
The University of North Carolina School of Medicine Chapel Hill, North Carolina I will resign from UNC upon starting at NCI. The employer will not make retirement contributions when I leave Sept. 16, 2002
G1 Therapeutics Durham, North Carolina I will exercise vested options and liquidate these shares. I will forfeit unvested options. These changes will occur upon my resignation Jan. 16, 2011
Unity Biotechnology Brisbane, California I will exercise vested options and liquidate these shares. I will forfeit the unvested options open resignation. Jan. 16, 2017
University of North Carolina 403b Chapel Hill, North Carolina No contributions will be made after separation from UNC. Sept. 16, 2002
University of North Carolina Faculty and Physicians 403b Chapel Hill, North Carolina No contributions will be made after separation from UNC. Sept. 16, 2002
University of North Carolina Faculty and Physicians 457(b) Chapel Hill, North Carolina No contributions will be made after separation from UNC. Sept. 16, 2002
University of North Carolina Optional Retirement Plan (401a) Chapel Hill, North Carolina I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation. Sept. 16, 2002
HealthSpan Diagnostics Durham, North Carolina I will liquidate my equity open resignation. The company has repaid to me the balance of an outstanding personal loan from me to the company ($12,400) July 16, 2014

Spouse's Employment Assets

Description Value Income Type Income Amount
The University of North Carolina School of Medicine salary
TIAA Traditional Retirement Annuity $15,001 - $50,000 Interest $1,001 - $2,500
Individual Retirement Account (Fidelity)
iShares MSCI Frontier 100 ETF (FM) $15,001 - $50,000 $201 - $1,000
JP Morgan Alerian MLP ETN (AMJ) $50,001 - $100,000 $5,001 - $15,000
Osterweis Strategic Income (OSTIX) $15,001 - $50,000 $1,001 - $2,500
Vanguard Short-Term Inflation-Protected Securities ETF (VTIP) $1,001 - $15,000 None (or less than $201)
University of North Carolina 403b
Cohen & Steers Realty Shares (CSRSX) $1,001 - $15,000 None (or less than $201)
DFA International Core Equity (DFIEX) $100,001 - $250,000 $5,001 - $15,000
Osterweis Strategic Income (OSTIX) $15,001 - $50,000 $1,001 - $2,500
Vanguard Extended Market Index InstlPlus (VEMPX) $1,001 - $15,000 None (or less than $201)
Vanguard Institutional Index Pl (VIIIX) $15,001 - $50,000 $201 - $1,000
Vanguard Short Term Bond Index I (VBITX) $1,001 - $15,000 None (or less than $201)
Vanguard Short-Term Infl-Prot Sec Idx Adm (VTAPX) $15,001 - $50,000 $201 - $1,000
Vanguard Total Bond Market Index (VBTIX) $1,001 - $15,000 $201 - $1,000
Vanguard Total Intl Stock Index (VTSNX) $1,001 - $15,000 $201 - $1,000
DFA International Small Cap Value (DISVX) $50,001 - $100,000 $2,501 - $5,000
University of North Carolina Faculty & Physicians 403b (Founder's equity awarded in 2014 when company established; not received as compensation for Board service.)
Cohen & Steers Realty Shares (CSRSX) None (or less than $1,001) None (or less than $201)
DFA Emerging Markets Core Equity (DFCEX) $50,001 - $100,000 $1,001 - $2,500
Vanguard 500 Index Admiral (VFIAX) $1,001 - $15,000 None (or less than $201)
Vanguard Extended Market Index Admiral (VEXAX) $1,001 - $15,000 None (or less than $201)
Vanguard Short-Term Bond Index (VBIRX) None (or less than $1,001) None (or less than $201)
Vanguard Total Bond Market Index Adm (VBTLX) $1,001 - $15,000 None (or less than $201)
Vanguard Total Intl Stock Index Adm (VTIAX) $1,001 - $15,000 None (or less than $201)
University of North Carolina Faculty & Physicians 457b
Cohen & Steers Realty Shares (CSRSX) $1,001 - $15,000 None (or less than $201)
Vanguard 500 Index Adm (VFIAX) $1,001 - $15,000 $201 - $1,000
Vanguard Extended Market Index (VEXAX) $1,001 - $15,000 None (or less than $201)
Vanguard Short-Term Bond Index (VBIRX) $1,001 - $15,000 None (or less than $201)
Vanguard Short-Term Investment Grade (VFSUX) $100,001 - $250,000 $2,501 - $5,000
Vanguard Small Cap Value Index (VSIAX) $100,001 - $250,000 $2,501 - $5,000
Vanguard Total Bond Market Index (VBLTX) $1,001 - $15,000 $201 - $1,000
Vanguard Total International Stock Index (VTIAX) $1,001 - $15,000 $201 - $1,000
University of North Carolina Optional Retirement Plan
Cohen & Steers Realty Shares (CSRSX) $1,001 - $15,000 None (or less than $201)
DFA Global Real Estate Securities (DFGEX) $1,001 - $15,000 $201 - $1,000
DFA US Large Cap Value (DFLVX) $50,001 - $100,000 $2,501 - $5,000
Vanguard Extended Market Index InstlPlus (VEMPX) $1,001 - $15,000 $201 - $1,000
Vanguard Institutional Index Instl Pl (VIIIX) $100,001 - $250,000 $2,501 - $5,000
Vanguard Short-Term Bond Index (VBITX) $1,001 - $15,000 None (or less than $201)
Vanguard Total Bond Market Index (VBTIX) $1,001 - $15,000 $201 - $1,000
Vanguard Total Intl Stock Index (VTSNX) $1,001 - $15,000 $201 - $1,000

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