This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Ray Washburne
Overseas Private Investment Corporation (joined: Aug. 3, 2017)
President and CEO | Financial Disclosure » | Resume »
Former Positions Outside Government
- Baylor Health Care System Foundation Board member
- CHarter 2709 Berry LP Managing Partner
- CHarter FL 2 LP Managing Partner
- Charter 2700 Fairmount GP Inc president
- Charter 2700 Fairmount LP Managing Partner
- Charter 2709 Berry GP, Inc. President
- Charter 2904 Oak Lawn GP Inc. President
- Charter 2904 Oak Lawn LP Managing Partner
- Charter ADL LP Managing Partner
- Charter ADS Media LP Managing Partner
- Charter Aeroplaza GP Inc President
- Charter Aeroplaza LP Managing Partner
- Charter Asset Management LP managing partner
- Charter Cleburne GP Inc President
- Charter Cleburne LP Managing Partner
- Charter FL 2 GP INc President
- Charter FL GP Inc President
- Charter FL LP Managing Partner
- Charter Freeport Investments Inc President
- Charter Freeport Partners LP Managing Partner
- Charter Hampton GP Inc President
- Charter Hampton LP managing partner
- Charter Holdings Inc President
- Charter Hoyle GP, INc President
- Charter Hoyle LP Managing Partner
- Charter Private Equity GP Inc President
- Charter Private Equity LP Managing Partner
- Charter Santa Anna Investments INc President
- Charter Santa Anna Partners LP Managing Partner
- Charter Vapor GP Inc President
- Charter Vapor LP Managing Partner
- Charter Venture Partners GP Inc President
- Charter Ventures GP Inc President
- Gillon Irrevocable Trust Child 1 Trustee
- Gillon Irrevocable Trust Child 2 Trustee
- Gillon Irrevocable Trust Child 3 Trustee
- Highland Park Village Partners LP President
- Huron Cascade Investments Inc President
- Huron Cascade Partners LP managing partner
- MCrowd Restaurant Group Director
- Mockingbird Interests LP Partner (Partnership formed to incur the initial “chase costs” of investments that would be transferred out to single asset partnerships once deals were closed. Partnership also advises family office on real estate projects and shopping center management.)
- Parker PBM 46 GP Inc. President
- Parker PBM 46 LP managing partner
- Petrosmith Equipment LP Director
- Presidential Transition Team - Commerce Dept Agency Action Leader
- The Incline Trust Trustee
- Veritex Community Bank Director
- Veritex Holdings, Inc Director
- Washburne Brother's Family Trust Trustee
- Washburne Family Trust Trustee
- Washburne MCrowd Trust Trustee
Former Compensation Sources
- MCrowd Restaurant Group Serves on the board of directors of a privately held restaurant group.
- Mockingbird Interests LP provides real estate advisory and investment services (See Part 2 Line 1 Endnote)
- Veritex Community Bank Serves as a director on the board of the bank and the board of the bank’s parent company, Veritex Holdings, Inc.
- Washburne Brother's Family Trust Trustee
Employment Assets
| Description | Value | Income |
|---|---|---|
| Southwestern Energy | ||
| Square Inc | ||
| Stamps.com | ||
| Mockingbird Interests LP-provides real estate advisory and investment services | $15,001 - $50,000 | $661,896 |
| MCrowd Restaurant Group (Owns group of restaurants) | $52,500 | |
| Veritex Community Bank (Director) | $28,750 | |
| Washburne 401K Profit Sharing Plan | ||
| U.S. bank account (cash) | $100,001 - $250,000 | None (or less than $201) |
| GPE-PHC LP | $1,000,001 - $5,000,000 | $5,001 - $15,000 |
| 208,512 units in Preston Hollow Capital, LLC which provides loans to buy houses in sub- par condition | ||
| CFAM ResCap Loan Fund IV - (underlying assets are not ascertainable) | $100,001 - $250,000 | $15,001 - $50,000 |
| Maple Leaf Offshore Ltd | $1,001 - $15,000 | None (or less than $201) |
| Shares of TraceSecurity, LLC - provides IT governance, risk and compliance (GRC) management service and software | ||
| Precept Fund | $250,001 - $500,000 | None (or less than $201) |
| A10 Networks, Inc. | ||
| Abraxas Petroleum Corporation | ||
| Alphabet Inc | ||
| Amazon Com | ||
| Apple Inc. - Common Stock | ||
| APplied Optoelectronics Inc | ||
| Approach Resources Inc. - Common Stock | ||
| Barclays PLC - Barclays Inverse US Treasury Composite ETN | ||
| Cadence Design System Inc | ||
| Centennial Resource Development Inc | ||
| Century Communities Inc | ||
| Corecivic Inc | ||
| Crown Castle International | ||
| Cutera Inc | ||
| Firsthand Tech Value Fund Inc | ||
| Geo Group Inc | ||
| Gigamon Inc | ||
| Glu Mobile Inc. - Common Stock | ||
| Grand Canyon Education, Inc. - Common Stock | ||
| GIT Satellite Communications Inc | ||
| The Hackett Group, Inc. - Common Stock | ||
| Ishares TR-Russell 2000 ETF | ||
| LGI Homes, Inc. - Common Stock | ||
| Lonestar Resources US Inc | ||
| M/A-COM Technology Solutions Holdings, Inc | ||
| Matador Resources Co | ||
| Microsoft Corp | ||
| Net 1 UEPS Technologies, Inc. - Common Stock (NASDAQ: UEPS) | ||
| Nevro Corp | ||
| Oclaro | ||
| On Semiconductor COrp | ||
| Owens Realty Mortgage Inc-Common Stock | ||
| Powershares QQQ Trust | ||
| PDF Solutions, Inc. - Common Stock | ||
| Primo Water Corporation Inc. | ||
| Primoris Services Corporation - Common Stock | ||
| QEP Resources | ||
| Sharpspring | ||
| Tower Semiconductor Ltd. - Ordinary Shares | ||
| Tyler Technologies Inc | ||
| Upland Software, Inc. - Common Stock | ||
| USA Compression Partners LP | ||
| Zynga Inc. - Class A Common Stock | ||
| RSLJ Holdings - The Cedars LP | ||
| Vacant land in Dallas Texas | $100,001 - $250,000 | None (or less than $201) |
| Veritex Holdings, Inc. - Common Stock | $1,000,001 - $5,000,000 | None (or less than $201) |
| Washburne Brother's Family Trust (Trustee) | $9,000 | |
| Veritex Holdings, Inc., vested incentive options | $50,001 - $100,000 | None (or less than $201) |
| Veritex Holdings, Inc. unvested restricted stock units | $50,001 - $100,000 | None (or less than $201) |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| Galatyn Real Estate Fund LP | ||
| apartment complex in Austin TX | ||
| high rise apartment complex in Houston TX | ||
| apartment complex in Dallas TX | ||
| apartment complex in Houston TX | ||
| high rise apartment complex in Dallas, TX | ||
| highrise apartment complex in Dallas TX | ||
| apartment complex in Fort Worth TX | ||
| apartment complex in Houston TX | ||
| apartment complex in Austin TX | ||
| apartment complex in Frisco TX | ||
| apartment complex in Dallas TX | ||
| apartment complex in Frisco TX | ||
| apartment complex in Dallas, TX | ||
| Raw land in Richardson TX | ||
| Walmart building in Pryor OK | ||
| Walmart building in Salem IL | ||
| Galatyn Caddis Longview LP-assisted living center in Longview TX | ||
| Washburne Family Trust -Irrevocable Trust | ||
| Katy Trail Ice House (Restaurant in Dallas TX) | $1,000,001 - $5,000,000 | $225,000 |
| Cru LP (Restaurant in Dallas TX) | $15,001 - $50,000 | $2,500 |
| Cru Denver LP(Restaurant in Denver, CO) | $15,001 - $50,000 | $2,400 |
| Cru Austin LP (Restaurant in Austin Tx) | $15,001 - $50,000 | $1,000 |
| Cru Woodlands LP (Restaurant in THe Woodlands Tx) | $15,001 - $50,000 | $3,000 |
| Cru Domain LP (Restaurant in Austin Tx) | $15,001 - $50,000 | $4,300 |
| Cru West Ave LP (Restaurant in Houston, TX) | $15,001 - $50,000 | $700 |
| Cru Avalon LP (Restaurant in Avalon, Georgia) | $15,001 - $50,000 | $13,000 |
| 1 Mico 12 LLC -Mexican Restaurant in Dallas, TX) | $1,001 - $15,000 | $4,500 |
| Dybou LLC. (Restaurant in Dallas, TX) | $50,001 - $100,000 | $14,000 |
| Norlands LP | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| US bank account (cash) | ||
| Charles Schwab Brokerage account | ||
| Allergan PLC-common stock | ||
| American Airlines Group, Inc. - Common Stock | ||
| Apple Inc. - Common Stock | ||
| Boeing Co common stock | ||
| Bristol-Myers Squibb | ||
| Chipotle Mexican Grill Inc | ||
| CVS Caremark Corp. | ||
| Delta Air Lines | ||
| Facebook, Inc. - Class A Common Stock | ||
| Foot Locker Inc | ||
| General Motors Company | ||
| Gilead Sciences, Inc. - Common Stock | ||
| The Goodyear Tire & Rubber Company - Common Stock | ||
| Illumina, Inc. - Common Stock | ||
| Lyondell Besell Industries | ||
| Marriott International - Class A Common Stock | ||
| MGM Resorts International | ||
| Nike Inc | ||
| Pfizer INcorporated | ||
| SVB Financial Group - Common Stock | ||
| Veritex Holdings, Inc. - Common Stock | ||
| Walt Disney Company | ||
| The Williams Companies Inc | ||
| Boardwalk Pipeline Partners LP-a publicly traded partnership | ||
| Kern Medical VI LLC- Holds interest in Cohera Medical Inc which manufactures surgical sealants and adhesives | ||
| Recover Life Brands LLC-soft drink company | ||
| A G Hill Oil Services LP | ||
| Petrosmith Equipment LP - oil tank manufacturer | ||
| Argyle LP-apartment complex in Dallas TX | ||
| BDR Realty - owns restaurant buildings in Tarrant County, TX | ||
| Charter FL LP-owns raw commercial land in Frisco TX | ||
| Charter FL 2 LP-owns developed single family lots in Frisco, TX | ||
| Charter Hampton LP-commercial shopping center in Dallas Tx | ||
| CSW Partners LP-owns shares of Capital Southwest COrp | ||
| Fitzhugh at Central LP-commercial buildings in Dallas Tx | ||
| Galatyn Caddis Arlington LP-assisted living center in Arlington TX | ||
| Galatyn Caddis Peoria LP -assisted living center in Peoria IL | ||
| Galatyn Clearfork MF LP-apartments in Fort Worth, TX | ||
| Galatyn WI Plano CY LP-Courtyard Marriot in Plano Tx | ||
| Galatyn WI PLano RI LP-Residence Inn in PLano Tx | ||
| Huron Cascade Partners-owns 50% of a commercial building in Colorado Springs CO | ||
| PGH Bennett LP - apartment complex, Dallas, TX | ||
| PGH Bronze LP | ||
| multifamily apartments in Dallas, TX | ||
| River Oaks Dunhill-restaurant holdings company in Houston, TX | ||
| Taverna - restaurant in Houston TX | ||
| Toulouse -restaurant in Houston TX | ||
| Bistro - restaurant in Houston TX | ||
| TRS Crossroads-Holland Holdings LP | ||
| raw land in Tarrant County TX | ||
| KT5C HPV GP-owns restaurant in Dallas Tx | ||
| MCrowd Restaurant Group - stock | ||
| Mi Cocina Ltd | ||
| Mi Cocina Preston Forest - mexican restaurant in Dallas Tx | ||
| Mi Cocina Highland Park - restaurant in Highland Park Tx | ||
| Mi Cocina Bent Tree - restaurant in Dallas TX | ||
| Mi Cocina Lake Highlands - restaurant in Dallas TX | ||
| Mi Cocina Sundance Square - restaurant in Fort Worth Tx | ||
| Mi Cocina Galleria - restaurant in Dallas TX | ||
| Mi Cocina Lennox - restaurant in Richardson TX | ||
| Mi Cocina Southlake - retaurant in Southlake TX | ||
| Mi Cocina Chapel Hill - restaurant in Fort Worth TX | ||
| Mi Cocina Lakeside - restaurant in Plano TX | ||
| Mi Cocina Las Colinas - restaurant in Las Colinas TX | ||
| Mi Cocina Legacy - restaurant in Plano TX | ||
| Mi Cocina West Village, restaurant in Dallas TX | ||
| Mi Cocina Watters Creek - restaurant in Allen TX | ||
| Mi Cocina Highlands Ranch- restaurant in Flower Mound , TX | ||
| Mi COcina Rockwall - restaurant in Rockwall TX | ||
| Mi Cocina Woodlands-restaurant in The Woodlands TX | ||
| Mi Cocina Alliance - retaurant in Fort Worth TX | ||
| Mi Cocina Lakewood-restaurant in Dallas TX | ||
| Mi Cocina Colony - restaurant in The Colony | ||
| Taco Diner Preston Center- restaurant in Dallas, TX | ||
| Taco Diner West Village-restaurant in Dallas, TX | ||
| Taco Diner 114-restaurant in Irving TX | ||
| Taco Diner Legacy - restaurant in Plano TX | ||
| Taco Diner Southlake - restaurant in Southlake TX | ||
| Taco Diner Addison - restaurant in Addison, TX | ||
| Taco Diner Sundance-restaurant in Fort Worth TX | ||
| Taco Diner Richardson LLC | ||
| Taco Diner City Line - restaurant in Richardson TX | ||
| Taco Diner Waterside LLC | ||
| Taco Diner Waterside - restaurant in Fort Worth TX | ||
| Mi Cocina LLC | ||
| Mi Cocina Tulsa- restaurant in Tulsa OK | ||
| Mi Cocina LLC - Delaware | ||
| Mi Cocina Atlanta - restaurant in Atlanta GA | ||
| Mi Cocina Coppell, LLC | ||
| Mi CocinaCoppell - restaurant in Coppell, TX | ||
| MCrowd Investments Inc | ||
| Princi Italia Atlanta LLC, GA | ||
| Princi Italia - restaurant in Atlanta GA | ||
| Mi Cocina Frisco LLC | ||
| Mi Cocina Frisco - restaurant in Frisco TX | ||
| MMW Investments LLC | ||
| Tacos Mariachi LLC- restaurant in Dallas, TX | ||
| Newstarter Worldwide LLC -Christian film production company) | $15,001 - $50,000 | None (or less than $201) |
| Vortex Corporate Development Fund LP | $15,001 - $50,000 | None (or less than $201) |
| RealFoundations Inc -Dallas TX-provides management services for commercial real estate firms | ||
| U.S. bank account (cash) | $100,001 - $250,000 | None (or less than $201) |
| The Incline Trust (Grantor Trust) (Ray Washburne is the trustee and Ray Washburne, his wife and their descendants are the beneficiaries of this Irrevocable Trust) | ||
| Residential Lot in Baker's Bay Bahamas | $5,000,001 - $25,000,000 | None (or less than $201) |
| Veritex Holdings, Inc. - Common Stock | $100,001 - $250,000 | None (or less than $201) |
| Katy Trail Ice House LP (Restaurant in Dallas, Tx) | $500,001 - $1,000,000 | $180,000 |
| UP Plaza Amigos LLC (Mexican restaurant in Dallas, TX) | $100,001 - $250,000 | $50,001 - $100,000 |
| EH Growth Fund LP-owns sandwhich shops in Dallas, TX | $50,001 - $100,000 | None (or less than $201) |
| East Hampton Inwood LP- restaurant in Dallas Tx | ||
| East Hampton Southlake LLC-restaurant in Southlake TX | ||
| East Hampton Uptown LLC-restaurant in Dallas TX | ||
| East Hampton Star LLC -restaurant in Frisco TX | ||
| Travis Hospitality LLC (Restaurant in Dallas TX) | $15,001 - $50,000 | None (or less than $201) |
| Norlands LP (See 1.11 for list of assets) | $5,000,001 - $25,000,000 | $797,922 |
| Katy Trail Outpost LP (restaurant in Plano Tx) | $100,001 - $250,000 | $67,325 |
| DD Dunhill Investors LLC | ||
| Design showroom and restaurant in Dallas TX) | $250,001 - $500,000 | $51,000 |
| The Catherine - sale proceeds of apartments in Austin TX | None (or less than $1,001) | $326,400 |
| Founder's Park proceeds of raw Land Sale in Frisco, Tx | None (or less than $1,001) | $1,087,500 |
| Galatyn HC Henderson LP - (represents value of capital) | $500,001 - $1,000,000 | None (or less than $201) |
| apartments in Fort Worth Tx | ||
| Galatyn HC Henderson LP- profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Ridgeline LP | ||
| Office building in Hurst Tx | $50,001 - $100,000 | $83,000 |
| Residential Lot in Baker's Bay, Bahamas | None (or less than $1,001) | $1,000,000 |
| Galatyn Real Estate Fund LP- - (represents value of capital) | $1,000,001 - $5,000,000 | None (or less than $201) |
| Galatyn Real Estate Fund LP -profits interest in real estate deals (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Montrose apartments Houston TX | ||
| Presidio apartments in Austin TX | ||
| Uptown Plaza apartments in Dallas TX | ||
| Bryan Place Apartments in Dallas TX | ||
| Azalea Court II apartments in Houston Tx | ||
| apartment complex in Dallas TX | ||
| GREF Kingwood LP | ||
| senior living center- Kingwood TX | ||
| GREF Kingwood LP - profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Azalea Midlane apartments in Houston TX | ||
| SLR Cotton Gin Land LP | ||
| Amenities center for residential development in Frisco Tx | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn Caddis Clearlake LP | ||
| Assisted living center in Clearlake Tx | $100,001 - $250,000 | None (or less than $201) |
| RSF Partners IV LP | $15,001 - $50,000 | $42,000 |
| Corona - investment in Centex Homes (home builders) | ||
| Galatyn Caddis Clearlake LP- profits interest in assisted living center in Clearlake TX - (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Caddis SA LP | ||
| Assisted living facility in San Antonio TX | $100,001 - $250,000 | None (or less than $201) |
| Galatyn Caddis SA LP- profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Frisco LP | ||
| office building in Plano Tx | $250,001 - $500,000 | None (or less than $201) |
| Galatyn Frisco LP - profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Frisco Retail LP | ||
| Retail shopping center development in PLano TX | $50,001 - $100,000 | None (or less than $201) |
| Galatyn Frisco Retail LP-, profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn WI Houston LP | ||
| Hotel in Houston TX | $250,001 - $500,000 | None (or less than $201) |
| Galatyn WI Houston LP- profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn WI Houston Courtyard LP | ||
| Hotel in Houston TX | $250,001 - $500,000 | None (or less than $201) |
| Galatyn WI Houston CY LP- profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| RSLJ Holdings - The Cedars LP | ||
| Raw land in Dallas TX | $100,001 - $250,000 | None (or less than $201) |
| RSTJ Holdings - DuWest Broadway LP | ||
| commercial buildings in San Antonio TX | $100,001 - $250,000 | None (or less than $201) |
| RSTJ Holdings - DuWest DeZavala LP | ||
| ground lease in San Antonio TX | $100,001 - $250,000 | None (or less than $201) |
| RSTJ Holdings -Loop 820 LP | ||
| commercial buiilding in Fort WOrth TX | $100,001 - $250,000 | None (or less than $201) |
| RSTJ Holdings - Rowlett LP | ||
| Single Family lot development in Rowlett, TX | $500,001 - $1,000,000 | None (or less than $201) |
| RSTJ Holdings GP-empty partnership | None (or less than $1,001) | None (or less than $201) |
| SLR Cotton Gin Land | ||
| Mulitfamily apartment complex in Frisco Tx | $5,000,001 - $25,000,000 | None (or less than $201) |
| Galatyn Caddis Waco LP | ||
| assisted living center in Waco TX | $100,001 - $250,000 | None (or less than $201) |
| Galatyn Caddis Waco- profits interest in assisted living center in Waco Tx- (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Fortress Mezz Investors LP -provides mezzanine financing | None (or less than $1,001) | $14,700 |
| U.S. bank account (cash) #1 | $15,001 - $50,000 | None (or less than $201) |
| U.S. bank account (cash) #2 | $100,001 - $250,000 | None (or less than $201) |
| SLR Harvard LP | $100,001 - $250,000 | None (or less than $201) |
| Apartments being developed in Dallas TX | ||
| Expedition Co-investment Partners 1 LP (See Lines 31.5.8.1-3 for underlying holdings) | $100,001 - $250,000 | None (or less than $201) |
| C-III Capital partners- invests in special loan servicing portfolios | ||
| Galatyn Properties LTD | $500,001 - $1,000,000 | $3,800,000 |
| Galatyn Caddis Arlington LP - profits interest in a assisted living center in Arlington, TX -(value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Clearfork Retail LP- profits interest in retail shopping center in Fort Worth, Tx (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Clearfork MF LP-profits interest in apartment complex in Fort Worth, TX (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Caddis Peoria LP - profits interest in assisted living development in Peoria IL (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn Caddis Longview LP-profits interest in assisted living center in Longview TX - (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn WI PLano RI LP-profits interest in Residence Inn hotel in Plano TX (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Galatyn WI Plano CY LP - profits interest in Courtyard hotel in Plano, TX (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| A G Hill Oil Services LP - profits interest in oil tank manufacturing company -(value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| U.S. bank account (cash) #1 | $100,001 - $250,000 | None (or less than $201) |
| U.S. bank account (cash) #2 | $15,001 - $50,000 | None (or less than $201) |
| Charles Schwab Brokerage Account | ||
| Atlantic Capital Bank-common stock | $100,001 - $250,000 | $1,001 - $2,500 |
| Simmons First National Corporation - Common Stock | $50,001 - $100,000 | $1,001 - $2,500 |
| TriState Capital Holdings, Inc. - Common Stock | $100,001 - $250,000 | $1,001 - $2,500 |
| Veritex Holdings, Inc. - Common Stock | $50,001 - $100,000 | $201 - $1,000 |
| Charter 2709 Berry LP-proceeds of sale of commercial building in Ft Worth, TX | None (or less than $1,001) | $100,001 - $1,000,000 |
| Charter Dividend, LP -proceeds of sale of warehouse in Dallas, TX | None (or less than $1,001) | $50,001 - $100,000 |
| G B Value Partners I, LLC | $250,001 - $500,000 | $15,800 |
| Apartment complex in Colorado Springs CO | ||
| Commercial land and buildings in Colorado Springs, CO | ||
| Office buildings in Greenwood VIllage CO | ||
| Retail shopping center in Colorado SPrings CO | ||
| Griffis Premium Apartment Fund | $500,001 - $1,000,000 | $133,000 |
| Apartment Complex in Denver, CO | ||
| Apartment Complex in Broomfield CO | ||
| Apartment Complex in Westminster CO | ||
| Apartment Complex in Henderson NV | ||
| Apartment complex in Northglenn CO | ||
| Apartment Complex in Las Vegas, NV | ||
| Apartment Complex in Aurora CO | ||
| Griffis Value Added Fund | $100,001 - $250,000 | $134,000 |
| Apartment complex in Denver CO | ||
| Apartment complex in Denver CO | ||
| Parker PBM 46 LP 6.6% interest in oil & gas lease in Parker County Texas -(Devon Energy Corporation lessee) | $15,001 - $50,000 | $24,500 |
| RSF Prescott Lakes LP | $100,001 - $250,000 | $4,300 |
| Residential lot development in Prescott AZ | ||
| RSF/SNF LP - manages and leases nursing home facilities in Sherman, N Richland HIlls, Mesquite & Cleburne TX and Independence, St Peters, Des Peres & Fredricksburg MO | $50,001 - $100,000 | $5,200 |
| Savoya--investment in partnership that provides private limo services | $50,001 - $100,000 | $44,400 |
| Service Equity Partners LP | $50,001 - $100,000 | $32,000 |
| Flagship Community Bank - Clearwater, FL | ||
| Southwest Bank - Ft Worth, TX | ||
| Citizens First Bank - Bowling Green, KY | ||
| Charter Private Equity LP-owns .0038% investment in oil & gas lease in Hobbs, New Mexico (Apache Corporation and Occidental Petroleum Corporation lessees) | $15,001 - $50,000 | None (or less than $201) |
| BankCap Partners Fund I LP | $250,001 - $500,000 | None (or less than $201) |
| Atlantic Capital Bancshares Inc. | ||
| Xenith Bankshares, Inc. | ||
| Sovereign Bank - Common Stock | $15,001 - $50,000 | None (or less than $201) |
| Charter Freeport Partners LP | ||
| office building in Irving Tx | $5,000,001 - $25,000,000 | $100,001 - $1,000,000 |
| Charter Santa Anna Partners LP | ||
| raw land in Irving Tx | $50,001 - $100,000 | None (or less than $201) |
| Charter Aeroplaza LP | ||
| raw land in Colorado Springs, CO | $500,001 - $1,000,000 | None (or less than $201) |
| Charter Vapor LP | ||
| Raw land in Colorado Springs, CO | $250,001 - $500,000 | None (or less than $201) |
| Charter 2904 Oak Lawn LP | ||
| frozen food warehouse in Fort Worth, TX | $5,000,001 - $25,000,000 | $100,001 - $1,000,000 |
| Freestone Metals Partners LP | $50,001 - $100,000 | None (or less than $201) |
| holds interest in Performance Alloy LLC a producer of metal alloy components | ||
| Galatyn Private Equity Holdings V LP - (represents value of capital) | $250,001 - $500,000 | None (or less than $201) |
| Galatyn Private Equity V LP-profits interest (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Kosse Partners I LLC - does repair work on telephone equipment | ||
| KW Discovery LLC -investment in electronic staffing company | $50,001 - $100,000 | None (or less than $201) |
| GPALS Investors LP-holds 98,404 shares of Series A-1 Preferred Stock in Goop International Holdings, Inc., a lifestyle brand company | $15,001 - $50,000 | None (or less than $201) |
| Lacuna Venture Fund | $15,001 - $50,000 | None (or less than $201) |
| Concept3D-produces 3D maps and wayfinding imaging | ||
| Knowledge Factor-develops and provides a learning software | ||
| Firsthand Technology Value Fund, Inc. - Common Stock | ||
| IntraOp Medical Corporation- manufactures a portable electron-based Intraoperative Radiation Therapy | ||
| Staunton Investments | Over $1,000,000 | None (or less than $201) |
| HP -DJ Retail LP-investment is Draper James store in Dallas Tx | ||
| KT5C HPV LP- investment in restaurant in Dallas TX | ||
| PGH Bennett LLC - | ||
| Apartment complex in Dallas Tx | ||
| PGH Bennett Land LLC | ||
| Commercial raw land in Dallas, TX | ||
| Trinity Pointe Trust | ||
| Trinity Pointe Energy LP | ||
| Exxon Mobil Corp common stock | Over $1,000,000 | Over $1,000,000 |
| U.S. bank account (cash) | $500,001 - $1,000,000 | None (or less than $201) |
| Trinity Pointe Holdings LP | Over $1,000,000 | Over $1,000,000 |
| U.S. bank account (cash) | ||
| Note Receivable from Heritage Trust | ||
| Note receivable from Legacy Trust | ||
| Note receivable -Galatyn Real Estate Fund LP | ||
| Note Receivable - HP-DJ Retail LLC | ||
| AG Hill Oil & Gas LP- no remaining underlying assets other than cash. | ||
| Galatyn Minerals LP-holds royalty interests in over 1500 parcels of land located in Texas and Oklahoma (The following is a list of all lessees as of filing date:- Arrowhead Exporation & Production Co, American Mineral Partners, LLC, An-Son Corporation, Apache Corporation, Arbuckle Resources, LLC, Arkla Exploration , ompany, Armer & Quillen, LLC, Armor and Wilde, Inc, Arrowhead Exploration & Production Co, Arrowhead Resources, Inc , B&W Operating, LLC, Baker Petroleum & Investments, Barton Land Consultants, Bearcat Land, Inc, Bellwether, Ltd, Blackrock Resources, LLC, Blair Oil Company, Bogo Energy Corporation, Bonray Energy , orporation, Bracken Exploration Company, Bradmar Petroleum Corporation, BRG Petroleum, Inc, Brigham Oil and Gas, LP, Buel H. Neece, Calvin Energy, LLC, Carrera Eenrgy, LLC ,Centennial Land Company, Chalfant, Magee & Clifton, Inc, Charlene & Company, Cher Oil Company, Ltd, Chesapeake Exploration, LLC ,Cimarex Energy, Co Coastal Exploration LLC, Conquest Land Company, LLC, Continental Resources, Inc, Cope Oil and Gas Properties, Inc., Coquina Oil Corporation, Cotton Petroleum Corporation , Crews/Dudley & Associates, D.E. Davis, Inc, D.S. Lampkin, Dale Folks, David S. Thompson & Associates, Inc, DCF Land, Inc, Devon Energy Production Company, LP , Dominion Energy Services, Inc, Don Fuhrman, "Double Eagle Energy Oklahoma , dba DEE Oklahoma LLC", Echo Energy, LLC, Energy Asset Account, LLC, Energy Land Services, Inc, Energy Management Company, Enron Oil & Gas Company, EOG Resources, Inc., Ford Exploration, Inc., Forest Oil Corporation , FourPoint Energy, LLC, French Energy, Inc, G. B. Nathan, Geo. Aycock, GHK/Potato Hills, LP , Green River Exploration Company H.W. Collier, Hal C. Smith & Associates, Inc. , Harvey E. White Enterprises, Inc, HBOP, Ltd, Hellen Reasoner, Highland Oil & Gas, LLC, J. Cooper West, J. L. Armes, J. Walter Duncan, Jr, Jess Harris III, Inc, JMA Energy Company, LLC, John Briggs, John R. Oler, Inc, Jones & Lyons, Joseph K. Caskey, Kerr-McGee Corporation, Keystone Energy Partner, LLC, L. Spinner Platt, Laredo Petroleum, Inc, Leede Exploration, LeNorman Operating, LLC, Liberty Leasing Company, M. Fay Osmus, Magness Petroleum Company, Malouf Abraham , McCullock Oil Corporation, Mewbourne Oil Company, Midconex Energy Management, Inc., Midstates Petroleum Company, LLC, Mike Freeman , MM Resources, Inc, Mountain Front Resources, LLC, Mustang Fuel Corporation , Newfield Exploration Mid-Continent, Inc, Okland Energy, L.L.C. , Okland Oil Company, Paul Walters, Penn Virginia MC Energy, LLC, Petro Ven, Inc, Petroleum Strategies Unlimited, Inc., Questar Exploration and Production Company, R. Michael Lortz, R.D. Davis & Associates, Inc., R.K. Pinson & Association, LLC, Ralph Plotner Leasing Corporation, Red Hawk Resources, Inc., Redland Resources, Inc. ,Robert W. Moore, Sam B. Rose Oil & Gas, Samson Resources Company, Sandollar Exploratoin Company, LLC, SandRidge Energy, Inc. , SandRidge Exploration and Production, LLC, Sanguine Gas Exploration, LLC, Sequoia Natural Resources, LLC, Sohio Petroleum Company, St. Mary Land & Exploration Company ,Stamps Brothers Oil and Gas, LLC, Stephens Production Company, Summit Land Company, T.S. Dudley Land Company, Inc., Texakoma Operating, LP ,Texas Oil & Gas Corp, The Ohio Oil Company, The Texas Company TODCO Properties, Inc ,Trail Ridge Energy Partners, LLC, TXO Production Corp. , Unit Drilling and Exploration Company, Unit Petroleum Company, United Land Company, LLC, Universal Resources Corporation, Valero Producing Company, Van Vacter Petroleum, Inc, Vernon L. Smith & Associates, Inc, Viking Resources, LLC W.G. Mouser, Ward Petroleum Corporation, Western Oil and Gas Development Corp. Wm. Doug Ford, Zephyr Operting Co, LLC, Bearcat Land, Inc., Charter Oak Production Co, LLC, Conquest Land Company, LLC, Daniel K. Waring, Jones & Pellow Oil Company, , K. S. Oil Company, Inc., Newfield Exploration Mid-Continent, Inc.,) | ||
| Yellowstone 828 LLC-residential rental property in Bozeman, MT (Vacation home that is rented out at various times throughout the year) | Over $1,000,000 | $50,001 - $100,000 |
| Trinity Pointe Investments LP | ||
| Note Receivable A G Hill Oil & Gas LP | $250,001 - $500,000 | $5,001 - $15,000 |
| Note Receivable Incline Trust LP | Over $1,000,000 | $5,001 - $15,000 |
| Note Receivable Kosse Partners LP | Over $1,000,000 | $5,001 - $15,000 |
| Note Receivable Legacy Trust | $500,001 - $1,000,000 | $5,001 - $15,000 |
| UBS brokerage account | Over $1,000,000 | $50,001 - $100,000 |
| Energy Transfer Equity LP | ||
| Energy Transfer Partners LP | ||
| Energy Products Partners LP | ||
| Sandridge Permian Trust LP | ||
| Apple Inc. - Common Stock | ||
| The Williams Companies Inc | ||
| A G Hill Oil Services LP | Over $1,000,000 | None (or less than $201) |
| Petrosmith Equipment LP - oil tank manufacturer | ||
| CSW Partners LP-owns shares of Capital Southwest COrp | Over $1,000,000 | $5,001 - $15,000 |
| Expedition Co-Investment Partners I LP | Over $1,000,000 | None (or less than $201) |
| Senior living center in Chicago IL | ||
| Hotel in Sea-Tac Washington | ||
| Senior Living Center in Bedford Texas | ||
| Galatyn CAD Ventures LP- partnership set up to cover startup costs for all projects related to assisted living investments | $250,001 - $500,000 | None (or less than $201) |
| Galatyn Caddis Arlington LP-assisted living center in Arlington TX | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn Caddis Clearlake LP-assisted living center in Clearlake Tx | $250,001 - $500,000 | None (or less than $201) |
| Galatyn Caddis Longview LP-assisted living center in Longview Tx | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn Caddis Peoria LP -assisted living center in Peoria IL | Over $1,000,000 | None (or less than $201) |
| Galatyn Caddis SA LP-assisted living center in San Antonio TX | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn Caddis Waco - assisted living center in Waco Tx | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn Clearfork MF LP-apartments in Ft Worth TX | Over $1,000,000 | None (or less than $201) |
| Galatyn Clearfork Retail LP-retail shopping center in Ft Worth TX | Over $1,000,000 | None (or less than $201) |
| Galatyn Frisco LP- raw land in Frisco TX | Over $1,000,000 | None (or less than $201) |
| Galatyn Frisco Retail LP-retail center in Frisco TX | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn Real Estate Fund LP (See 31.2.8 for complete listing of underlying assets) | Over $1,000,000 | None (or less than $201) |
| Galatyn Private Equity Holdings LP | Over $1,000,000 | None (or less than $201) |
| Energy Spectrum Partners VII LP | ||
| Bluewing Midstream LLC-an energy logistics company formed to acquire, operate, and optimize terminaling, storage, and transportation facilities on the U.S. Gulf Coast | ||
| Santa Fe Midstream LLC- a privately held oil and gas midstream company | ||
| Tristate Midstream III LLC- does acquisition and construction of gathering systems and processing facilities | ||
| BlueJack Energy Solutions LLC-provides strategic waste stream solutions for oil & gas producers | ||
| Caliche Development Partners LLC- does acquisition, development, construction, ownership, and operation of subsurface hydrocarbon storage assets | ||
| Stonehenge IIB LLC- provides midstream services for oil & gas producers | ||
| Caprock Midstream LLC- provides crude oil, NGL, natural gas & water midstream infrastructure | ||
| Galatyn Private Equity Holdings II LP | Over $50,000,000 | None (or less than $201) |
| Royalty Opportunities S.AR.L - acquires healthcare royalty streams and provides structured debt capital to healthcare companies | ||
| Strattice Inc. - royalties from surgical mesh | ||
| OmniGuide, Inc. -develops advanced energy surgical products for minimally invasive surgery, laparoscopy, and robotic-assisted surgery applications | ||
| Natera Inc. - a genetic testing company | ||
| Cimzia - (royalty) - receives royalties from the prescription drug Cimzia dru | ||
| Global Consolidated Aesthetics Limited, - is engaged in the innovation, development, manufacture, and commercialization of silicone breast implants | ||
| HLS Therapeutics Inc. - acquires and markets branded pharmaceutical drugs | ||
| Oracea Royalty (royalties from prescription medicine) | ||
| Rapid Pathogen Screening, Inc. -developer, manufacturer, and marketer of rapid point- of-care diagnostic tests for infectious diseases and inflammatory conditions | ||
| Xtant Medical Holdings,Inc.-design and manufacture a portfolio of proprietary biologic products for orthopedic and spine applications | ||
| Unilife Corporation - Common Stock | ||
| Galatyn Private Equity Holdings III LP | Over $1,000,000 | None (or less than $201) |
| Chambers Energy Capital II LP | ||
| Second Lien Loans to Mountaineer Keystone Energy LLC, Rubicon OIl & Gas LP, Pyote Water Solitions OPCP. These companies provide midstream services for the oil & gas industry | ||
| Triangle USA Petroleum Corporation Bonds- company is an oil & gas producer based in Denver CO | ||
| Inflection Energy LLC-offers exploration and development services for natural gas opportunities in the Appalachian region in the United States | ||
| Laredo Energy VI, LP- a privately held company engaged in the acquisition, exploration and development of natural gas and oil reserves in Texas | ||
| Black Ridge Holding Company LLC- develops oil & gas properties in North Dakota and Montana | ||
| Rubicon Oil & Gas II LLP - provides midstream oil & gas services | ||
| Sabine Oil & Gas Corporation- an independent oil and natural gas company engaged in the acquisition, development, exploitation and exploration of oil and natural gas properties onshore in the United States | ||
| Galatyn Private Equity Holdings IV LP | Over $1,000,000 | None (or less than $201) |
| MSD Sports Partners LP | ||
| Zuffa Parent LLC -owns Ultimate Fighting Championship | ||
| Yahoo! Inc. - Common Stock | ||
| Galatyn Private Equity Holdings V LP | Over $1,000,000 | None (or less than $201) |
| Kosse Partners I LLC does repair work on telephone equipment | ||
| GPE Fortress Mezz LP-provides financing for Fortress Solutions LP the second largest telecom equipment repair supplier in the world | Over $1,000,000 | None (or less than $201) |
| GPE Equipment Finance LP-provides financing for the Kosse Partners I LLC, a telecommunications repair company | Over $1,000,000 | None (or less than $201) |
| Galatyn Technology Holdings LP | $500,001 - $1,000,000 | None (or less than $201) |
| J P Morgan Digital Growth Fund I LP | ||
| Galatyn WI Houston LP-hotel in Houston TX | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn WI Houston CY LP- hotel in Houston Tx | $500,001 - $1,000,000 | None (or less than $201) |
| Galatyn WI PLano CY LP-hotel in Plano TX | Over $1,000,000 | None (or less than $201) |
| Galatyn WI PLano RI LP-hotel in PLano Tx | Over $1,000,000 | None (or less than $201) |
| GPE Four Corners LP- owns share of Redbird FCP LLC | Over $1,000,000 | None (or less than $201) |
| Redbird FCP LLC | ||
| Four Corners Petroleum II LLC owns and operates the North Ward Estes field, an oil & Gas producing field in the Permian Basin of Texas | ||
| GPE Modo Labs LP-owns share of EGP Modo Investment LLC an education software firm | Over $1,000,000 | None (or less than $201) |
| GPE PHC LP | Over $1,000,000 | $50,001 - $100,000 |
| 208,512 units in Preston Hollow Capital, LLC which provides loans to buy houses in sub- par condition | ||
| GPE SHD III LP | $500,001 - $1,000,000 | None (or less than $201) |
| Scientific Health Development Fund III Ltd | ||
| Algomedica Inc.- a medical imaging software company, | ||
| Mindera Corporation- develops micro- needle technology for skin biopsies | ||
| Podimetrics Inc.-develops remote temperature monitoring systems for the prevention of diabetic foot ulcers | ||
| Procyrion Corporation- manufactures catheter deployed heart pumps | ||
| GPE Snappy LP owns share of a restaurant chain based in Dallas TX | $500,001 - $1,000,000 | None (or less than $201) |
| GREF Kingwood-apartment complex in Kingwood Tx | Over $1,000,000 | None (or less than $201) |
| SHD Sidecar Fund LP | $500,001 - $1,000,000 | None (or less than $201) |
| Walmart building Salisbury, NC | ||
| Azavan Pharmaceuticals Inc.- a clinical stage, small molecule drug development company developing novel therapeutics to treat disorders of stress, mood, and behavior | ||
| Channel Medsystems, Inc.-developeed a physician office-based therapy for heavy menstrual bleeding | ||
| Complexa, Inc.- researches and develops highly selective endogenous and nitro and keto fatty-acid (NFAs and KFAs) cell signaling agents that mediate the body’s main inflammatory and fibrosis pathways | ||
| Algomedica, Inc.-a medical imaging software company | ||
| Trademark Co Investment LP-Owns share of Trademark Co-Investment Fund I LP | $500,001 - $1,000,000 | None (or less than $201) |
| Trademark Co-Investment Fund I LP | ||
| a mixed use retail development in Baton Rouge LA | ||
| shopping center in Cedar Hill TX | ||
| mixed use shopping center development in Fort Worth TX | ||
| Washburne Spouse 1999 GC Trust | ||
| Seven Falls Company - privately owned nature park in Colorado Springs CO | Over $1,000,000 | $100,001 - $1,000,000 |
| The Hill Grandchildren's Trust - Spouse | $250,001 - $500,000 | $15,001 - $50,000 |
| The Williams Companies Inc common stock | ||
| Energy Transfer Partners LP - publicly traded partnership | ||
| Enterprise LP - common stock | ||
| XTO Energy Oil & Gas lease, exploration and production | ||
| Washburne Spouse 2006 Trust | $250,001 - $500,000 | $15,001 - $50,000 |
| Apple Inc. - Common Stock | ||
| Williams Cos Inc Common Stock | ||
| Energy Transfer Equity (publically traded partnership) | ||
| Energy Transfer Partners (publically traded partnership) | ||
| Enterprise LP common stock | ||
| Exxon Mobil Corp-common stock | Over $1,000,000 | $100,001 - $1,000,000 |
| Twitter-common stock | $100,001 - $250,000 | None (or less than $201) |
| 3632 Haynie -owns share of a residence in Dallas Tx | $250,001 - $500,000 | None (or less than $201) |
| 3817 Gillon property- lot with pool house in Dallas TX | $500,001 - $1,000,000 | None (or less than $201) |
| 3080 Treeline View-vacant lot in Colorado Springs, CO | $500,001 - $1,000,000 | None (or less than $201) |
| Skodam Films - investment in Christian filmmaking company | None (or less than $1,001) | None (or less than $201) |
| The Daily Caller-investment in news publication company | $100,001 - $250,000 | None (or less than $201) |
| Galatyn Private Equity Holdings LP | $100,001 - $250,000 | None (or less than $201) |
| Energy Spectrum Partners VII LLC (See Part 6, line 31.5.21.1 for listing of assets held by Energy Spectrum) | ||
| Galatyn Resources-administrative partnership used to process payrolls | $15,001 - $50,000 | None (or less than $201) |
| Galatyn Technology Holdings LP | $100,001 - $250,000 | None (or less than $201) |
| J P Morgan Digital Growth Fund I LP | ||
| GPALS Investors LP-holds 98,404 shares of Series A-1 Preferred Stock in Goop International Holdings, Inc., a lifestyle brand company founded by Gweneth Paltrow | $50,001 - $100,000 | None (or less than $201) |
| Huron Holdings, Inc | $1,001 - $15,000 | None (or less than $201) |
| US bank account (cash) | ||
| Gillon Irrevocable Trust Child 1 | $500,001 - $1,000,000 | $25,000 |
| CFAM ResCap Secured Loan IV - (underlying assets are not ascertainable) | ||
| Charter Freeport Partners LP | ||
| office building in Irving Tx | ||
| Fountain Mathes I LP | ||
| Walmart building in Alice TX | ||
| Walmart building in Baytown, TX | ||
| Walmart building in Brewton AL | ||
| Walmart building in Cortez CO | ||
| Walmart building in Dillon SC | ||
| Walmart building in Enid OK | ||
| Walmart building in Evan Mills NY | ||
| Walmart building in Lubbock TX | ||
| Walmart building in Malvern AR | ||
| Walmart building in Marion IL | ||
| Walmart building in Oak Grove KY | ||
| Walmart building in Selma AL | ||
| Walmart building in Uvalde TX | ||
| Norlands LP (See Part 6, line 1.11 for asset listing) | ||
| PGH Bennett LLC | ||
| apartment complex in Dallas, TX | ||
| PGH Bennett Land LLC | ||
| Commercial raw land in Dallas, TX | ||
| U.S. bank account (cash) | ||
| Gillon Irrevocable Trust Child 2 | $500,001 - $1,000,000 | $25,000 |
| CFAM ResCap Secured Loan IV - (underlying assets are not ascertainable) | ||
| Fountain Mathes I LP (Individual assets are listed under Part 6 Line 48.3) | ||
| Norlands LP (See 1.11 for asset listing) | ||
| PGH Bennett LLC | ||
| Apartment complex in Dallas TX | ||
| PGH Bennett Land LLC | ||
| Commercial raw land in Dallas, TX | ||
| U.S. bank account (cash) | ||
| Gillon Irrevocable Trust Child 3 | $500,001 - $1,000,000 | $25,000 |
| CFAM ResCap Secured Loan Fund IV - (underlying assets are not ascertainable) | ||
| Fountain Mathes I LP (See Part 6, line 48.3 for list of holdings) | ||
| Norlands LP (See 1.11 for asset listing) | ||
| PGH Bennett LLC | ||
| Apartment complex in Dallas TX | ||
| PGH Bennett Land LLC | ||
| Commercial raw land in Dallas, TX | ||
| U.S. bank account (cash) | ||
| Washburne MCrowd Trust | $1,000,001 - $5,000,000 | $325,000 |
| 4710 Lake LLC | ||
| Multifamly apartment in Dallas, TX | ||
| Fountain Mathes I LP (See Part 6, line 48.3 for list of holdings) | ||
| GB Willow Run LLC- owns an apartment complex in Broomfield CO | ||
| Humbolt Peak Partners-owns home on Humboldt Peak Mountain in CO | ||
| Ranch house on Humboldt Peak in Colorado | ||
| Norlands LP (See 1.11 for asset listing) | ||
| PGH Bennett LLC | ||
| Apartment complex in Dallas TX | ||
| PGH Bennett Land LLC | ||
| Commercial raw land in Dallas, TX | ||
| U.S. bank account (cash) | ||
| Charter 2700 Fairmount LP | $1,001 - $15,000 | None (or less than $201) |
| Fanprint Inc.- custom tshirt printing | ||
| Validic Inc. - provides API connections for Healthcare Apps | ||
| Yoolotto Inc. - lottery result app for cell phones | ||
| Siftery Inc. provides a subscription-based service that helps business professionals to discover, buy, and use workplace-related software and services | ||
| Groupraise Inc. - group fundraising software app | ||
| SocialGlimpz, Inc. - provides consumer engagement platform that enables a client to gather consumer insights, solicit content, run interactive campaigns | ||
| Hedgechatter Inc - Provider of Social Media Stock Analysis | ||
| ScribeSence Inc. - electronic grading for teachers | ||
| Talentize Inc. provides an electronic platform to help talented people get discovered | ||
| Device Magic Inc - Creates documents and forms for mobile divices | ||
| Koupon Inc - developed a mobile offer platform and redemption network | ||
| Nimbix Inc. -an HPC & Cloud Supercomputing platform enabling engineers, scientists & developers, to build, compute, analyze, and scale simulations in the cloud | ||
| DD Dunhill Land Investors, LLC | ||
| Commercial land in Dallas, TX | $15,001 - $50,000 | None (or less than $201) |
| Grandmother's Trust Estate - Washburne Spouse Trust | Over $1,000,000 | $100,001 - $1,000,000 |
| Exxon Mobil Corp common stock held at J P Morgan | ||
| Exxon Mobile Corp common stock held at UBS | ||
| M Crowd GP LLC - GP of Mercury Grill, Ltd. | ||
| Mercury Grill Ltd | ||
| The Mercury - restaurant in Dallas TX | ||
| Legacy Trust (Filer's wife is trustee of this trust. The dependent children are the beneficiaries.) | Over $1,000,000 | $2,501 - $5,000 |
| US Bank Account (cash) | ||
| Galatyn Fund Holdings | ||
| Brenham Capital Fund LP | ||
| US Silica Holdings Inc | ||
| Parsley Energy Inc. | ||
| Diamondback Energy, Inc. - Commmon Stock | ||
| RSP Permian Inc | ||
| RPC Inc. | ||
| Fairmount Santrol Holdings Inc | ||
| Resolute Energy Corp | ||
| Concho Resources Inc. | ||
| Rice Energy Inc. | ||
| Energen Corp | ||
| Basic Energy Services Inc. | ||
| Centennial Resource Development Inc. | ||
| Callon Petroleum Co Delaware | ||
| Continental Resources | ||
| Newfield Exploration Co | ||
| Pioneer Natural Resources Co | ||
| Silver Run Acquisition Corp | ||
| Children's Investment Fund LP | ||
| Goldcrest Capital QP LP | ||
| Sourcegraph Inc-develops an online platform to search codes, documents, and examples written in Python, JavaScript, Ruby, and Go libraries | ||
| Yourpeople Inc-owns and operates a digital human resources management platform for small and medium businesses | ||
| Roam Analytics Inc - develops a collaborative platform that collects and provides data for pharmaceutical and medical device companies to make commercial decisions | ||
| Mode Analytics Inc - a collaborative analytics platform | ||
| Sidewire Inc - provides an online platform that connects newsmakers with readers | ||
| Dealpath Inc. - provides a cloud-based collaboration and workflow platform for commercial property investment professionals | ||
| Clutter Inc - operates as a full-service storage company in Los Angeles | ||
| Bland Labs Inc - Electronic and Electromechanical contract manufacturer | ||
| GoConvoy Inc - designs and develops a web based document transfer application | ||
| Lystable Inc - designs and develops software solutions that offer enterprise tools that allow organizations to manage their partners, suppliers, and freelancers | ||
| Message.io Inc - maker of "chatbots" that work on all platforms | ||
| StrideSpark Inc. - Connects marketers with existing marketing systems, exposing patterns ts | ||
| Visual Supply Co - an art and technology company, provides an ecosystem of digital tools, services, and community for modern creatives | ||
| Appitimize Inc - designs A/B Testing Software for Mobile Apps | ||
| Go Maps Inc - Application Computer Software business | ||
| Piazza Technologies Inc - develops and operates an online collaboration and social learning network platform for students and teachers to communicate about problems in real time | ||
| Space Exploration Technologies Corp - manufactures and launches advanced rockets and spacecraft | ||
| Pacific Psychotherapy Technologies Inc. - provides psychotherapy services to adults and children | ||
| Greenlight Capital Gold LP | ||
| General Motors Company | ||
| Apple Inc. - Common Stock | ||
| Aercap Holdings NV | ||
| Mylan Inc. - Common Stock | ||
| Time Warner Inc | ||
| CONSOL Energy Inc | ||
| Greenbrick Partners Inc | ||
| Voya Financials Inc | ||
| Chemours Co | ||
| Rite Aid Co | ||
| Vaneck Vectors ETF Trust (GDX) | ||
| Yahoo! Inc. - Common Stock | ||
| Calpine Corp | ||
| Dillards | ||
| CNX Coal Resources LP | ||
| Liberty Global plc - Class A Ordinary Shares | ||
| Amerco - Common Stock | ||
| Sygenta AG | ||
| IAC Interactive Corp | ||
| Avangrid Inc. | ||
| Cigna Corporation | ||
| Amaya Inc. | ||
| PVH Corp | ||
| DSW Inc | ||
| Monsanto Co. | ||
| FMC Corp | ||
| Liberty Global plc - Class A Ordinary Shares | ||
| Alcoa Corp | ||
| Yelp Inc. | ||
| Freds Inc. | ||
| Tri Pointe Group | ||
| HEC Onshore Fund LP | ||
| Eagle Pharmaceuticals, Inc. - Common Stock | ||
| Cabot Microelectronics Corp | ||
| CIT Group Inc | ||
| Atricure Inc. | ||
| Tenet Healthcare Corp | ||
| Kate Spade & Co | ||
| Magellan Health, Inc. - Common Stock | ||
| Comerica Inc (MI) | ||
| Cambrex Corp | ||
| JH Lane Partners Fund - underlying assets are not fully ascertainable | ||
| Tensar Corporation - specializes in solutions for common site development problems such as grade changes requiring retaining walls and poor soil conditions | ||
| Blackhawk Mining LLC - coal mining company | ||
| Fieldwood Energy LLC - does exploration and development of oil and gas assets in the Gulf of Mexico and Gulf Coast | ||
| North American Lifting Holdings Inc - Provides specialized lifting services in North America | ||
| Westmoreland Coal Company - corporate bonds | ||
| MHC Mutual Conversion Fund LP | ||
| Bank Mutual Corporation - Common Stock | ||
| Southwest Bancorp, Inc. - Common Stock | ||
| United Financial Bancorp, Inc. - Common Stock | ||
| Bank Financial Corp | ||
| Independent Bank Corp. - Common Stock | ||
| Western New England Bancorp | ||
| Capital Southwest Corp | ||
| Pacific Mercantile Bancorp - Common Stock | ||
| First Connecticut Bancorp, Inc. - Common Stock | ||
| Astoria Financial Corp | ||
| Malvern Bancorp, Inc. - Common Stock | ||
| Financial Institutions, Inc. - Common Stock | ||
| Oritani Financial Corp. - Common Stock | ||
| BSB Bancorp, Inc. - Common Stock | ||
| SI Financial Group, Inc. - Common Stock | ||
| Territorial Bancorp Inc. - Common Stock | ||
| Investors Bancorp, Inc. - Common Stock | ||
| Univest Corporation of Pennsylvania - Common Stock | ||
| Green Brick Partners, Inc. - Common Stock | ||
| CSW Industrials Inc | ||
| Millennium USA LP | ||
| MSD Credit Opportunity Funds LP | ||
| Yahoo! Inc. - Common Stock | ||
| Northstar Asset Management Group Inc | ||
| MacQuarie Infrastructure Corp | ||
| Nexstar Broadcasting Group, Inc. - Class A Common Stock | ||
| Coty Inc | ||
| Cedar Fair LP | ||
| SS&C Technologies Holdings Inc | ||
| Restaurant Brands International Inc | ||
| HRG Group Inc | ||
| Ring Energy Inc | ||
| National General Holdings Corp - Common Stock | ||
| Tribune Media Com | ||
| Blueknight Energy Partners L.P., L.L.C. - Series A Preferred Units | ||
| Novagold Resources Inc | ||
| ZIOPHARM Oncology Inc - Common Stock | ||
| E W Scripps Company | ||
| StealthGas, Inc. - common stock | ||
| Interpublic Group Cos | ||
| EZCORP, Inc. - Class A Non-Voting Common Stock | ||
| BMC Stock Holdings Inc | ||
| Halozyme Therapeutics, Inc. - Common Stock | ||
| Marten Transport, Ltd. - Common Stock | ||
| JP Morgan Chase & Co | ||
| Citigroup Inc | ||
| Synthetic Biologics Inc | ||
| Trivago NV Ads | ||
| Fibrocell Science Inc - Common Stock | ||
| Media General Inc. | ||
| Oragenics Inc | ||
| United Bankshares, Inc. - Common Stock | ||
| Cadiz, Inc. - Common Stock | ||
| Ampliphi Biosciences COrp | ||
| SPDR S&P 500 EFT Trust | ||
| Old Farm Partners Master Fund -Underlying assets are not ascertainable | ||
| Pershing Square | ||
| Restaurant Brands International | ||
| Chipotle Mexican Grill Inc. | ||
| Mondelez International, Inc. - Class A Common Stock | ||
| Air Products & Chemicals Inc | ||
| Howard Hughes Corp. | ||
| Platform Specialty Products Corp | ||
| Nomad Holdings Ltd | ||
| Valeant Pharmaceuticals International | ||
| Senvest Partners LP | ||
| Suvretta Partners LP | ||
| Charter Communications, Inc. - Class A Common Stock | ||
| Adobe Systems Incorporated - Common Stock | ||
| Constellation Brands Inc A | ||
| Walt Disney Co | ||
| Restaurant Brands International Inc | ||
| JP Morgan Chase & Co | ||
| Marathon Petroleum Corp. | ||
| Fleetcore Technologies Inc. | ||
| Comcast Corporation - Class A Common Stock | ||
| Goldman Sachs Group Inc | ||
| Morgan Stanley | ||
| Home Depot Inc | ||
| SPDR Series Trust XBI | ||
| Honeywell Intl Inc | ||
| Dover Corp | ||
| AutoZone Inc | ||
| Mohawk Industries | ||
| Sherwin-Williams Co | ||
| JD.Com | ||
| PPG Industries | ||
| Unitedhealth Group Inc | ||
| HD Supply Holdings, Inc. - Common Stock | ||
| Coca Cola European Partners | ||
| US Foods Holdings Corp | ||
| Cigna Corporation | ||
| Altria Group Inc | ||
| Salesforce.com Inc | ||
| Foot Locker | ||
| Anthem Inc | ||
| lululemon athletica inc. - Common Stock | ||
| Synchrony Financial Company | ||
| Citigroup Inc | ||
| The Michaels Companies, Inc. - Common Stock | ||
| Ulta Salon Cosmetics and Fragrance Inc | ||
| Kar Auction Services inc | ||
| CIT Group | ||
| Mobileye N V Amstelveen | ||
| Capital One Financial | ||
| Aetna Inc | ||
| SPDR S&P 500 ETF TRUST (SPY) | ||
| Apple Inc. - Common Stock | ||
| Allergan Inc | ||
| Amazon.com, Inc. - Common Stock | ||
| Aramark | ||
| Canadian Pacific Railway Ltd | ||
| CSX Corporation | ||
| General Electric Co | ||
| Hilton Worldwide Holdings Inc | ||
| International Paper | ||
| Merck & Co. Inc. | ||
| Newell Brands Inc. | ||
| Orbital ATK Inc | ||
| Shire PLC | ||
| Valvoline Inc. | ||
| Wendy's Company | ||
| Westrock Co | ||
| Galatyn Minerals LP- holds approx 1500 mineral rights on land in Texas and Oklahoma (See 31.2.7 Endnote for list of lessees) | ||
| Galatyn Real Estate Fund LP | ||
| apartment complex in Austin Tx | ||
| SLR Ventures - a construction and management company | ||
| HP Village Investors LP a shopping center in Dallas TX | ||
| LT 2016 LLC | ||
| US Bank ACcount (cash) | ||
| Wells Fargo Strategic Municipal Bond Fund | ||
| A G Hill Oil & Gas LP- no remaining underlying assets other than cash (U.S. bank account) | ||
| Charter Holdings Inc (Partnership used to provide earnest money for new real estate investments. Once the deal is closed, it is moved to a separate partnership.) | $15,001 - $50,000 | $60,000 |
| US bank account (cash) | ||
| Charter Cleburne LP- (No underlying holdings -cash only) (U.S. bank account) | $15,001 - $50,000 | None (or less than $201) |
| Charter Hoyle LP- (no underlying holdings - cash only) (U.S. bank account) | $15,001 - $50,000 | None (or less than $201) |
| Galatyn Minerals LP - profits interest mineral rights owned in Texas and Oklahoma (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| GPE ES Equity LP-profits interest in Dimension Energy Services, a pipeline and facilities construction and maintenance company (value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| GPE ES Mezz LP - profits interest in partnership that lends money to GPE ES Equity LP -see line 60 for description -(value not readily ascertainable) (Profits interest is determined by a pre-agreed percentage per the LP agreement. After Equity Partners receive their capital back along with an 8.5% return, filer will receive his stated percentage of any profits remaining. This will be paid by the partnership.”) | None (or less than $201) | |
| Huron Cascade Partners LP | $1,000,001 - $5,000,000 | $50,000 |
| Comercial office building in Colorado Springs CO |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Ray W Washburne (401k) Profit Sharing Plan -Sponsored through the receipt of 1099 income | Dallas, Texas | I will continue to participate in this profit sharing defined contribution plan. The plan sponsor will not make further contributions after my resignation. | Dec. 16, 2015 |
| Veritex Holdings, Inc. | Dallas, Texas | I will retain my vested stock options | Jan. 16, 2011 |
| Veritex Holdings, Inc. unvested restricted stock units | Dallas, Texas | Pursuant to the company’s restricted stock unit agreement, I will forfeit my unvested restricted stock units if not received prior to assumption of my duties as President of OPIC. | Oct. 16, 2014 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Plains Capital Line of Credit | Exercised Line of Credit | $500,001 - $1,000,000 | 5% | 2016 |
| Veritex Line of Credit | Exercised Line of Credit | $500,001 - $1,000,000 | 4% | 2015 |
| Simmons First National Bank | Exercised Line of Credit | $500,001 - $1,000,000 | 3.5% | 2014 |
| Veritex - Katy Trail | Personal Loan | $100,001 - $250,000 | 5% | 2016 |
| A G Hill Consolidated | Personal Loan | $5,000,001 - $25,000,000 | 2% | 2014 |
| Citimortgage - 3908 Gillon | Mortgage on Personal Residence | $1,000,001 - $5,000,000 | 3.125% | 2014 |
| Galatyn Real Estate Fund LP | Capital commitment | $100,001 - $250,000 | N/A | 2017 |
| A G Hill Oil Services LP | Capital commitment | $15,001 - $50,000 | N/A | 2012 |
| GPE ES Mezz LP | Capital commitment | $15,001 - $50,000 | N/A | 2015 |
| GPE Four Corners LP | Capital commitment | $15,001 - $50,000 | N/A | 2017 |
| GPE Snappy LP | Capital commitment | $250,001 - $500,000 | N/A | 2017 |
| GPE PHC LP | Capital commitment | $1,000,001 - $5,000,000 | N/A | 2017 |
| GPE-Compass LP | Capital commitment | $500,001 - $1,000,000 | N/A | 2017 |
| Wells Fargo | Mortgage (investment/ren tal property) | Over $1,000,000 | 2.75 | 2015 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| A G Hill Partners LLC - a family office with diversified investments in private equity, energy, real estate, marketable securities and alternative investments (Partnership formed to incur the initial “chase costs” of investments that would be transferred out to single asset partnerships once deals were closed. Partnership also advises family office on real estate projects and shopping center management.) | salary | ||
| Washburne Spouse IRA | |||
| AbbVie Inc. | None (or less than $1,001) | Capital Gains | $2,501 - $5,000 |
| Alphabet | $1,001 - $15,000 | None (or less than $201) | |
| American Airlines Group, Inc. - Common Stock | $1,001 - $15,000 | Capital Gains | $2,501 - $5,000 |
| Apple Inc. - Common Stock | $15,001 - $50,000 | None (or less than $201) | |
| Bank of America Corp | $15,001 - $50,000 | Capital Gains | $5,001 - $15,000 |
| Bristol-Myers Squibb | $15,001 - $50,000 | None (or less than $201) | |
| Costco Wholesale Corporation - Common Stock | $15,001 - $50,000 | None (or less than $201) | |
| CVS Health Corp | $15,001 - $50,000 | None (or less than $201) | |
| Delta Air Lines | $1,001 - $15,000 | Capital Gains | $5,001 - $15,000 |
| Dick's Sporting GOods | $15,001 - $50,000 | None (or less than $201) | |
| Facebook Inc | $15,001 - $50,000 | None (or less than $201) | |
| FedEx Corp | $1,001 - $15,000 | None (or less than $201) | |
| General Motors Company | $1,001 - $15,000 | None (or less than $201) | |
| Halliburton Co | $15,001 - $50,000 | None (or less than $201) | |
| Honeywell Intl Inc | $1,001 - $15,000 | None (or less than $201) | |
| Ingersoll-Rand Plc | $15,001 - $50,000 | None (or less than $201) | |
| Johnson & Johnson | $15,001 - $50,000 | None (or less than $201) | |
| Kinder Morgan Inc | $15,001 - $50,000 | None (or less than $201) | |
| Microsoft Corporation - Common Stock | $15,001 - $50,000 | None (or less than $201) | |
| Newell Brands Inc. | $15,001 - $50,000 | None (or less than $201) | |
| Marriott International - Class A Common Stock | None (or less than $1,001) | Dividends | $1,001 - $2,500 |
| T Rowe Price | $15,001 - $50,000 | None (or less than $201) | |
| Sealed Air Corp | $15,001 - $50,000 | None (or less than $201) | |
| Synchrony FInancial | $1,001 - $15,000 | None (or less than $201) | |
| VISA Inc | $15,001 - $50,000 | None (or less than $201) | |
| Texas Instruments Inc | $15,001 - $50,000 | None (or less than $201) | |
| Walt Disney Co | $15,001 - $50,000 | Capital Gains | $2,501 - $5,000 |
| Energy Transfer Partners LP | $15,001 - $50,000 | None (or less than $201) | |
| Energy Transfer Equity | $15,001 - $50,000 | None (or less than $201) | |
| JHancock Multimanager Lifestyle Growth Fund I (Filer also serves as a director for the bank’s parent company, Veritex Holdings, Inc., but receives compensation only from Veritex Community bank for his service on both boards) | $250,001 - $500,000 | $5,001 - $15,000 |
Do you know something about Ray Washburne? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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