This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Robert Duke Buchan III
State (joined: Nov. 2, 2017)
Ambassador, Spain & Andorra | Financial Disclosure »
Former Positions Outside Government
- 22 Briarcliff LLC - Uncompensated Sole Member
- Angler Advisors LLC, name changed to HGI DB Fund I LLC on 3/24/2015 - Uncompensated Manager
- Buchan Holdings LLC - Uncompensated Sole Member
- Buchan Livestock LLC - Uncompensated Sole Member
- CSB Revocable Trust - Uncompensated Grantor & Trustee
- Flournoy Development Company, LLC - Uncompensated Business Advisory Committee Member
- HGI DB Fund I LLC, F/K/A Angler Advisors LLC - Uncompensated Manager
- HGI DB Fund II LLC - Uncompensated Manager
- HGI Opportunities Fund L.P. - Uncompensated Manager
- HGI Opportunities GP LLC - Uncompensated Manager
- Hunter Advisors LLC - Uncompensated Managing Member
- Hunter Global Associates LLC - Uncompensated Senior Managing Member
- Hunter Global Capital Management LLC - Uncompensated Manager
- Hunter Global Investors Fund I L.P. - Uncompensated Senior Managing Member of General Partner
- Hunter Global Investors L.P. - Uncompensated CEO & Manager
- Hunter Global Investors LLC - Uncompensated Member
- JFB Revocable Trust - Uncompensated Grantor & Trustee
- Longfield Farm Florida LLC - Uncompensated Sole Member
- Longfield Farm Produce LLC - Uncompensated Managing Member
- R. Duke Buchan III Revocable Trust - Uncompensated Grantor & Trustee
- RDB IV Revocable Trust - Uncompensated Grantor & Trustee
- South Forty Property Owners' Association, Inc. - Uncompensated President
- The Buchan Foundation - Uncompensated Trustee
- The University of North Carolina's Arts & Sciences Foundation - Uncompensated Vice Chair
Employment Assets
| Description | Value | Income |
|---|---|---|
| IRA Account | ||
| US Bank Account #32 (Cash) | $250,001 - $500,000 | None (or less than $201) |
| KeyBank (KEY PRI) | $100,001 - $250,000 | $5,001 - $15,000 |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| HFB Clearwater LLC - Spouse | ||
| US Cash Brokerage Account #1 | $1,000,001 - $5,000,000 | $201 - $1,000 |
| CHS Inc. Class B Cumulative Preferred Stock | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| Citi Group Inc. 5.9 % Preferred Stock | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Goldman Sachs Group Inc. Preferred Stock | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Iberiabank Corp. 6.625% Preferred Stock | $500,001 - $1,000,000 | $50,001 - $100,000 |
| Morgan Stanley Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Ares Dynamic Credit Allocation Fund | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| US Cash Brokerage Account #2 | None (or less than $1,001) | None (or less than $201) |
| Aveta Inc. - Company provides medicare plans and physician practice services | $1,000,001 - $5,000,000 | None (or less than $201) |
| Innovacare Inc. - Company provides medicare plans and physician practice services | $5,000,001 - $25,000,000 | None (or less than $201) |
| Sutherland Asset Management Corp. | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| National General Holdings Corp. | None (or less than $1,001) | $50,001 - $100,000 |
| US Bank Account #1 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| Century Communities Inc. | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| MedEquities Reality Trust Inc. - Company invests in healthcare facilities. | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Navios Maritime Holdings Inc. Preferred Stock | $250,001 - $500,000 | $15,001 - $50,000 |
| Reverse Mortgage Investment Trust - Company acquires, services, invests in and manages reverse mortgage loans | $1,000,001 - $5,000,000 | None (or less than $201) |
| SNAP Inc. Class A Preferred Stock | $1,001 - $15,000 | None (or less than $201) |
| Morgan Stanley 5.45% Fixed Preferred Stock | $100,001 - $250,000 | $5,001 - $15,000 |
| Zions Bancorporation 5.8% Fixed Preferred Stock | $500,001 - $1,000,000 | $50,001 - $100,000 |
| Federated Muni Obligations Fund | $1,001 - $15,000 | None (or less than $201) |
| Costamare Inc. Preferred Stock | None (or less than $1,001) | $15,001 - $50,000 |
| Customers Bancorp Inc. Preferred Stock | None (or less than $1,001) | $50,001 - $100,000 |
| Tsakos EGY NAV Ltd Preferred Stock | None (or less than $1,001) | $15,001 - $50,000 |
| Quantenna Communications Inc. | None (or less than $1,001) | None (or less than $201) |
| Trivago | None (or less than $1,001) | None (or less than $201) |
| US Cash Brokerage Account #3 | $500,001 - $1,000,000 | None (or less than $201) |
| Royal Bank of Scotland ADR Preferred Stock | None (or less than $1,001) | $50,001 - $100,000 |
| US Cash Brokerage Account #4 | $15,001 - $50,000 | None (or less than $201) |
| Citi Group Inc. VAR RT Perpetual Maturity Preferred Stock | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Twilio Inc. A | None (or less than $1,001) | $1,001 - $2,500 |
| Bank of America Corp | None (or less than $1,001) | None (or less than $201) |
| JPMorgan Chase & Co | None (or less than $1,001) | $5,001 - $15,000 |
| Hunter Global Investors LP - 99% of assets owned by filer and spouse and 1% owned by Hunter Global Capital Management LLC | ||
| US Bank Account #2 (Cash) | $500,001 - $1,000,000 | None (or less than $201) |
| West Palm Beach, FL Rental Residential Property (West Palm Beach, FL real estate property that is 100% owned by Hunter Global Investors LP.) | $1,000,001 - $5,000,000 | $54,000 |
| US Bank Account #3 (Cash) | $15,001 - $50,000 | None (or less than $201) |
| Hunter Global Capital Management LLC - 100 % of assets owned by filer and spouse | ||
| US Bank Account #4 (Cash) | None (or less than $1,001) | None (or less than $201) |
| Hunter Global Associates LLC US Cash Checking Account #5 | $1,001 - $15,000 | None (or less than $201) |
| Longfield Farm Produce LLC, Amenia, NY Farm, Managing Member, Income from sales of crops and horse stalls leased | $250,001 - $500,000 | $13,050 |
| Longfield Farm Florida LLC, Wellington, FL Farm, Managing Member, Commercial rental of horse stalls and groom's quarters | $1,000,001 - $5,000,000 | $35,500 |
| Buchan Livestock LLC | ||
| US Bank Account #10 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| Coral Lane LLC | ||
| US Bank Account #11 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| FL Rental Residential Property - Sold 2016 | None (or less than $1,001) | $100,001 - $1,000,000 |
| B12 Trust (B12 Trust is a defective grantor trust of which Mr. Buchan, Mrs. Buchan and their minor children are beneficiaries. Prior to 2017, this trust held HGI DB Fund I LLC. As of 1/1/2017 the entity structure was modified so that RDBF Trust merged with B12 Trust. The trust has a corporate trustee, and distributions to beneficiaries are at the discretion of the corporate trustee. To date, no distributions have been made. The assets are reported as if they are owned outright by Mr. Buchan.) | ||
| RDBF Trust (RDBF Trust is a defective grantor trust of which Mr. Buchan, Mrs. Buchan and their minor children are beneficiaries. The trust has a corporate trustee, and distributions made to the beneficiaries are at the discretion of the corporate trustee. Prior to 2017, this trust held HGI DB Fund II LLC, HGI Opportunities GP LLC and HGI Opportunities Fund LP. As of 1/1/17, the RDBF Trust merged all its assets into the B12 Trust. The assets are reported as if they are owned outright by Mr. Buchan.) | ||
| US Cash Brokerage Account #5 | $50,001 - $100,000 | None (or less than $201) |
| HGI DB Fund I LLC, F/K/A Angler Advisors LLC - 100% Owned by B12 Trust | ||
| US Cash Brokerage Account #6 | $500,001 - $1,000,000 | None (or less than $201) |
| Innovacare Inc. - Company provides medicare plans and physician practice services | None (or less than $1,001) | $15,001 - $50,000 |
| Reverse Mortgage Investment Trust - Company acquires, services, invests in and manages reverse mortgage loans | None (or less than $1,001) | $100,001 - $1,000,000 |
| US Bank Account #12 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| US Cash Brokerage Account #7 | $100,001 - $250,000 | None (or less than $201) |
| Cobank ACB Preferred 6.2% Preferred Stock | $500,001 - $1,000,000 | $50,001 - $100,000 |
| PR Commonwealth Series A Unlimited Tax 8.0% Muni Bond | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| JPMorgan Chase & Co | None (or less than $1,001) | $15,001 - $50,000 |
| US Cash Brokerage Account #8 | $1,000,001 - $5,000,000 | None (or less than $201) |
| Royal Bank Scotland ADR Preferred Stock | None (or less than $1,001) | $100,001 - $1,000,000 |
| State National Companies Inc. | None (or less than $1,001) | $100,001 - $1,000,000 |
| Bank of America Corp Non-Cum Series W 6.625% Preferred Stock | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Citi Group Inc. Fixed-Flt Series J Non-Cum 7.125% Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Iberiabank Corp - Fix-Flt Non-Cum PFD 6.625% Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Morgan Stanley - Fix-Flt Stk Ser F 6.875% Non-Cum Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Teekay Offshore Partners LP - Series B Cum Preferred Stock | $500,001 - $1,000,000 | $50,001 - $100,000 |
| NY Community Bancorp Inc. Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Canada Goose Holdings Inc. | None (or less than $1,001) | $2,501 - $5,000 |
| Audentes Therapeutics Inc. | None (or less than $1,001) | $1,001 - $2,500 |
| CHS Inc. Class B Cum Preferred Stock | None (or less than $1,001) | None (or less than $201) |
| MedEquities Realty Trust Inc. (MRT) | None (or less than $1,001) | $5,001 - $15,000 |
| National General Holdings Corp | None (or less than $1,001) | $2,501 - $5,000 |
| Century Communities Inc. (CCS) | $250,001 - $500,000 | $100,001 - $1,000,000 |
| MedEquities Realty Trust Inc. (MRT) | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| National General Holdings Corp | $1,000,001 - $5,000,000 | $100,001 - $1,000,000 |
| Customers Bancorp Inc. 6.45% E Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Customers Bancorp Inc. 7% C Preferred Stock | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Gaslog LTD 8.75% A Preferred Stock | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Teekay Offshore Partners LP 8.5% B Preferred Stock | $100,001 - $250,000 | $15,001 - $50,000 |
| Cobank ACB 6.25% Fxd-Flt Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| E*Trade Financial Corp. 5.875% Fxd-Flt Preferred Stock | $100,001 - $250,000 | $5,001 - $15,000 |
| US Cash Brokerage Account #9 | $50,001 - $100,000 | None (or less than $201) |
| Digital Bridge US Tower Holdings LLC (Digital Bridge US Tower Holdings LLC is a privately held partnership. Its underlying asset is Vertical Bridge Holdings LLC. Vertical Bridge Holdings LLC operates wireless communication towers within the United States. Filer is a passive investor in the organization.) | $1,000,001 - $5,000,000 | None (or less than $201) |
| Digital Bridge Small Cell Holdings LLC (Digital Bridge Small Cell Holdings LLC is a privately held partnership. Its underlying asset is Extenet Holdings Inc. Extenet Holdings Inc. is a small cell network company operating within the United States. Filer is a passive investor in the organization.) | $1,000,001 - $5,000,000 | None (or less than $201) |
| Artwork Held For Investment | $250,001 - $500,000 | None (or less than $201) |
| HGI DB Fund II LLC - owned 100% by HGI DB Fund I | ||
| US Bank Account #13 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| Digital Bridge Mexico Holdco LLC (Digital Bridge Mexico Holdco LLC is a privately held partnership. Its underlying asset is Mexico Tower Partners LLC. Mexico Tower Partners LLC operates wireless communication towers in Mexico. Filer is a passive investor in the organization.) | $1,000,001 - $5,000,000 | None (or less than $201) |
| Steamboat Ventures V, LP - Underlying assets are not ascertainable | $1,000,001 - $5,000,000 | None (or less than $201) |
| Steamboat Ventures VI, LP - Underlying assets are not ascertainable | $500,001 - $1,000,000 | $100,001 - $1,000,000 |
| US Cash Brokerage Account #12 | $1,001 - $15,000 | None (or less than $201) |
| Sydney Harbour Marine Investments LLC (Sydney Harbour Marine Investments LLC is a privately held partnership. Its underlying asset is a marina in Old Saybrook, CT. Filer is a passive investor in the entity.) | $100,001 - $250,000 | $2,265 |
| HGI Opportunities GP LLC | $250,001 - $500,000 | $100,001 - $1,000,000 |
| HGI Opportunites Fund LP (HGI Opportunities Fund LP is owned 96.67% by HGI DB Fund II LLC and 3.33% by HGI Opportunities Fund GP LLC. HGI Opportunities Fund GP LLC's sole investment is its 3.33% interest in HGI Opportunities Fund L.P. and is owned 99% by HGI DB Fund II LLC and 1% by Mrs. Buchan. The amount reported on this row reflects the value and income for 100% of HGI Opportunities Fund LP.) | ||
| Sutherland Asset Mgmt MD Com | None (or less than $1,001) | $5,001 - $15,000 |
| MedEquities Realty Trust Inc. - Company invests in healthcare facilities | None (or less than $1,001) | $1,001 - $2,500 |
| US Cash Brokerage Account #10 | $15,001 - $50,000 | None (or less than $201) |
| Innovacare Inc. - Company provides medicare plans and physician practice services | $1,000,001 - $5,000,000 | None (or less than $201) |
| Reverse Mortgage Investment Trust - Company acquires, services, invests in and manages reverse mortgage loans | $1,000,001 - $5,000,000 | None (or less than $201) |
| US Bank Account #14 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| US Bank Account #15 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| US Bank Account #16 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| National General Holdings Corp. | $250,001 - $500,000 | $1,001 - $2,500 |
| ACACIA Communications | None (or less than $1,001) | $1,001 - $2,500 |
| American Renal Assocs Hldgs Inc. | None (or less than $1,001) | $1,001 - $2,500 |
| At Home Group Inc. | None (or less than $1,001) | $201 - $1,000 |
| Apptio Inc. Cl A | None (or less than $1,001) | $1,001 - $2,500 |
| BATS Global Markets Inc. | None (or less than $1,001) | $201 - $1,000 |
| First Hawaiian Inc. | None (or less than $1,001) | $201 - $1,000 |
| MGM Growth Pptys LLC | None (or less than $1,001) | $2,501 - $5,000 |
| Wildhorse Resource Dvlp | None (or less than $1,001) | $1,001 - $2,500 |
| US Foods Holding Corp. | None (or less than $1,001) | $201 - $1,000 |
| Valvoline Inc. | None (or less than $1,001) | $1,001 - $2,500 |
| J Jill Inc. | None (or less than $1,001) | None (or less than $201) |
| Mulesoft Inc. | None (or less than $1,001) | $2,501 - $5,000 |
| US Cash Brokerage Account #11 | $15,001 - $50,000 | $201 - $1,000 |
| Century Communities Inc. (CCS) | $100,001 - $250,000 | $15,001 - $50,000 |
| MedEquities Realty Trust Inc. (MRT) | $50,001 - $100,000 | $2,501 - $5,000 |
| Sutherland Asset Mgmt Corp. MD (SLD) | $100,001 - $250,000 | $15,001 - $50,000 |
| SPDR S&P 500 ETF Trust (SPY) | $100,001 - $250,000 | $2,501 - $5,000 |
| BATS Global Markets Inc. | None (or less than $1,001) | $1,001 - $2,500 |
| Yirendai Ltd | None (or less than $1,001) | $5,001 - $15,000 |
| Jewelry Held for Investment | $1,000,001 - $5,000,000 | None (or less than $201) |
| American Farmland | $100,001 - $250,000 | $2,501 - $5,000 |
| CMB Heirs LLC (CMB Heirs LLC is a LLC formed to hold the residual assets of the estate of Mr. Buchan's grandmother, of which he is one of the beneficiaries. The entity owns a quarry in North Carolina. The quarry receives royalties.) | $15,001 - $50,000 | $2,501 - $5,000 |
| RCP Fund II AI, LP (RCP Fund II AI, LP is comprised of the following underlying holdings: Classic Brands, LLC which is a manufacturer of wild bird feeding products; RIE Coatings, LLC which is an applicator of engineered coatings; DPIS Engineering, LLC which is a provider of sales and marketing services to retail vendors; Portu-Sunberg, LLC which provides engineering and inspections for residential builders; and Creative Learning Systems, LLC which provides turnkey STEM programs for K-12 schools.) | $250,001 - $500,000 | $57,817 |
| Keen Onyx Fund, LP (Keen Onyx Fund LP is comprised of the following underlying holdings: PRADA S.P.A., AMAZON.COM INC, BANK OF AMERICA CORP, CHIPOTLE MEXICAN GRILL INC, DYCOM INDUSTRIES INC, GOLDMAN SACHS GROUP INC, INVITATION HOMES INC, LAS VEGAS SANDS CORP, MGM RESORTS INTERNATIONAL, MOHAWK INDUSTRIES INC, MACQUARIE INFRASTRUCTURE COR, MARTIN MARIETTA MATERIALS, VAIL RESORTS INC, NETFLIX INC, RAYMOND JAMES FINANCIAL INC, HERMES INTERNATIONAL, HOSTESS BRANDS INC, UNITED CONTINENTAL HOLDINGS, ULTA BEAUTY INC, XPO LOGISTICS INC, AGNC INVESTMENT CORP, MONSTER BEVERAGE CORP, ANNALY CAPITAL MANAGEMENT IN, POWERSHARES QQQ TRUST SERIES, STARBUCKS CORP, SPDR S&P 500 ETF TRUST, TRACTOR SUPPLY COMPANY, and UNIVERSAL CORP/VA. Underlying fair market values and income for each holding was not provided to the filer. Estimate is a good faith estimate.) | $250,001 - $500,000 | $15,001 - $50,000 |
| Note Receivable from Mr. Kennan - To Be Repaid In 2017 | $15,001 - $50,000 | $1,001 - $2,500 |
| Mashomack Partners LP (Mashomack Partners, LP is a privately held limited partnership. It holds recreational real estate in Pine Plains, NY. Filer is a passive investor in the organization.) | $15,001 - $50,000 | $201 - $1,000 |
| Wine Held for Investment | $1,000,001 - $5,000,000 | None (or less than $201) |
| Artwork Held for Investment | $1,000,001 - $5,000,000 | None (or less than $201) |
| Blackrock Liquidity Fed Fund | $1,001 - $15,000 | None (or less than $201) |
| US Bank Account #17 (Cash) | $15,001 - $50,000 | None (or less than $201) |
| US Bank Account #18 (Cash) | $50,001 - $100,000 | $1,001 - $2,500 |
| US Cash Brokerage Account #13 | $15,001 - $50,000 | None (or less than $201) |
| 22 Briarcliff LLC | ||
| Pine Plains, NY, Rental Residential Property (Not Currently Rented) | $100,001 - $250,000 | None (or less than $201) |
| Pine Plains, NY, Rental Residential Property | $100,001 - $250,000 | $6,000 |
| Pine Plains, NY, Rental Residential Property (Not Currently Rented) | $50,001 - $100,000 | None (or less than $201) |
| Amenia, NY, Rental Residential Property (Not Currently Rented) | $25,000,001 - $50,000,000 | None (or less than $201) |
| US Bank Account #19 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| US Cash Brokerage Account #14 | None (or less than $1,001) | None (or less than $201) |
| New York NY City Muni WTR FIN Auth Bond | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Metropolitan Transns Auth NY Bond | $15,001 - $50,000 | $2,501 - $5,000 |
| Metropolitan Transns Auth NY Bond | $100,001 - $250,000 | $5,001 - $15,000 |
| New York St Dorm Auth Bond | $100,001 - $250,000 | $2,501 - $5,000 |
| New York St Dorm Auth Bond | $250,001 - $500,000 | $15,001 - $50,000 |
| New York St Dorm Auth Bond | $100,001 - $250,000 | $5,001 - $15,000 |
| New York St HSSG Fin Bond | $50,001 - $100,000 | $2,501 - $5,000 |
| New York NY City Transitional Fin Bond | $100,001 - $250,000 | $5,001 - $15,000 |
| New York City NY Indl Dev Agy Bond | $100,001 - $250,000 | $5,001 - $15,000 |
| MTA Hudson Rail Yds Tr Obligs Bond | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Charles Schwab Corp Preferred Stock | $100,001 - $250,000 | $5,001 - $15,000 |
| US Cash Brokerage Account #15 | $1,001 - $15,000 | None (or less than $201) |
| US Cash Brokerage Account #16 | None (or less than $1,001) | None (or less than $201) |
| Innovacare Inc - Company provides medicare plans and physican practice services | $250,001 - $500,000 | None (or less than $201) |
| US Bank Account #20 (Cash) | $50,001 - $100,000 | None (or less than $201) |
| US Bank Account #21 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| US Cash Brokerage Account #17 | $100,001 - $250,000 | None (or less than $201) |
| Altice N.V. | $50,001 - $100,000 | None (or less than $201) |
| Crown Castle REIT Inc. | $15,001 - $50,000 | $201 - $1,000 |
| IAC Interactive Corp | $15,001 - $50,000 | $201 - $1,000 |
| Level 3 Communications Inc | $1,001 - $15,000 | None (or less than $201) |
| Zayo Group Hldgs Inc | $15,001 - $50,000 | $5,001 - $15,000 |
| US Cash Brokerage Account #18 | Over $1,000,000 | $2,501 - $5,000 |
| Citigroup Inc Corporate Bond | $250,001 - $500,000 | $15,001 - $50,000 |
| Citigroup Inc Corporate Bond | $100,001 - $250,000 | $5,001 - $15,000 |
| General Electric Co Corporate Bond | $250,001 - $500,000 | $15,001 - $50,000 |
| Royal Bank of Scotland Preferred Stock | None (or less than $1,001) | $2,501 - $5,000 |
| New York Fiscal Bond | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Bank of America Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| CHS Inc. Cl B Reset Preferred Stock | $50,001 - $100,000 | $2,501 - $5,000 |
| CHS Inc. Cl B CUM Preferred Stock | $250,001 - $500,000 | $15,001 - $50,000 |
| Citigroup Inc. Preferred Stock | $100,001 - $250,000 | $5,001 - $15,000 |
| Goldman Sachs Group Inc Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Goldman Sachs Group Inc Preferred Stock | $100,001 - $250,000 | $5,001 - $15,000 |
| Morgan Stanley Preferred Stock | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Morgan Stanley Preferred Stock | $100,001 - $250,000 | $5,001 - $15,000 |
| Level 3 Communications Inc (Lvlt) | $15,001 - $50,000 | None (or less than $201) |
| Ares Dynamic Credit Allocation Fund | $250,001 - $500,000 | $15,001 - $50,000 |
| Hunter Asset Management LP | ||
| US Bank Account #22 (Cash) | $250,001 - $500,000 | $1,001 - $2,500 |
| Viking Global Investors LP | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Jericho Capital Partners LP | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Highfields Capital II, LP - Underlying assets are not ascertainable | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| Sage Rock Capital Fund LP - Underlying assets are not ascertainable | $250,001 - $500,000 | $5,001 - $15,000 |
| Tekne Partners LP (The fund manager would not provide filer with any information regarding the underlying assets of the fund, nor with a letter stating the same. The holding has been liquidated.) | None (or less than $1,001) | None (or less than $201) |
| Drawbridge Special Opportunities LP | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Impala Fund LP - Underlying assets are not ascertainable | $500,001 - $1,000,000 | $5,001 - $15,000 |
| Digital Bridge Mexico Holdco LLC (Digital Bridge Mexico Holdco LLC is a privately held partnership. Its underlying asset is Mexico Tower Partners LLC. Mexico Tower Partners LLC operates wireless communication towers in Mexico. Filer is a passive investor in the organization.) | $500,001 - $1,000,000 | None (or less than $201) |
| Proshares Short Euro | $15,001 - $50,000 | $2,501 - $5,000 |
| Golden Seeds Flixmaster LLC | ||
| Operating Business - Rapt Media (Golden Seeds Flixmaster LLC operates under the business name Rapt Media. Rapt Media is in the technology sector. It specifically focuses on building the future of video for enterprise customers. Mrs. Buchan is a passive investor in the organization.) | $15,001 - $50,000 | $201 - $1,000 |
| Golden Seeds Oculogica LLC | ||
| Operating Business - Oculagica LLC (Golden Seeds Oculogica LLC is a company within the health care sector. It specifically focuses on brain concussion diagnostics and testing. Mrs. Buchan is a passive investor in the organization.) | $15,001 - $50,000 | None (or less than $201) |
| Golden Seeds Tempo Automation LLC | ||
| Operating Business - Tempo Automation LLC (Golden Seeds Tempo Automation LLC is a company within the technology sector. It specifically produces small chipsets. Mrs. Buchan is a passive investor in the organization.) | $1,001 - $15,000 | None (or less than $201) |
| US Bank Account #34 (Cash) | $15,001 - $50,000 | None (or less than $201) |
| US Cash Brokerage Account #19 - UTMA | None (or less than $1,001) | None (or less than $201) |
| Mid-America Apartment Communities Inc. REIT | $15,001 - $50,000 | $201 - $1,000 |
| ME (Next Gen) College Savings Plan | ||
| FRNKTEM Age 9-12 Years | $100,001 - $250,000 | None (or less than $201) |
| CSB Revocable Trust - US Cash Brokerage Account #20 | $15,001 - $50,000 | None (or less than $201) |
| US Cash Brokerage Account #21 - UTMA | $1,001 - $15,000 | None (or less than $201) |
| VA (College America) College Savings Plan | ||
| EuroPacific Growth Fund 529A (CEUAX) | $1,001 - $15,000 | None (or less than $201) |
| The Growth Fund of America 529A (CGFAX) | $15,001 - $50,000 | None (or less than $201) |
| The Income Fund of America 529A (CIMAX) | $15,001 - $50,000 | $201 - $1,000 |
| Washington Mutual Investors Fund 529A (CWMAX) | $15,001 - $50,000 | $201 - $1,000 |
| Capital World Growth and Income 529A (CWIAX) | $1,001 - $15,000 | $201 - $1,000 |
| VA (College America) College Savings Plan | ||
| EuroPacific Growth Fund 529A (CEUAX) | $1,001 - $15,000 | None (or less than $201) |
| The Growth Fund of America 529A (CGFAX) | $15,001 - $50,000 | None (or less than $201) |
| The Income Fund of America 529A (CIMAX) | $15,001 - $50,000 | $201 - $1,000 |
| Washington Mutual Investors Fund 529A (CWMAX) | $15,001 - $50,000 | $201 - $1,000 |
| Capital World Growth and Income 529A (CWIAX) | $1,001 - $15,000 | $201 - $1,000 |
| VA (College America) College Savings Plan | ||
| EuroPacific Growth Fund 529A (CEUAX) | $1,001 - $15,000 | None (or less than $201) |
| The Growth Fund of America 529A (CGFAX) | $15,001 - $50,000 | None (or less than $201) |
| The Income Fund of America 529A (CIMAX) | $15,001 - $50,000 | $201 - $1,000 |
| Washington Mutual Investors Fund 529A (CWMAX) | $15,001 - $50,000 | $201 - $1,000 |
| Capital World Growth and Income 529A (CWIAX) | $1,001 - $15,000 | $201 - $1,000 |
| US Cash Brokerage Account #22 - UTMA | None (or less than $1,001) | None (or less than $201) |
| Mid-America Apartment Communities Inc. REIT | $15,001 - $50,000 | $201 - $1,000 |
| ME (Next Gen) College Savings Plan | ||
| FRNKTEM Age 9-12 Years | $100,001 - $250,000 | None (or less than $201) |
| RDB IV Revocable Trust - US Cash Brokerage Account #23 | $15,001 - $50,000 | None (or less than $201) |
| US Cash Brokerage Account #24 - UTMA | $1,001 - $15,000 | None (or less than $201) |
| US Cash Brokerage Account #25 - UTMA | None (or less than $1,001) | None (or less than $201) |
| Mid-America Apartment Communities Inc. REIT | $15,001 - $50,000 | $201 - $1,000 |
| ME (Next Gen) College Savings Plan | ||
| FRNKTEM Age 0-8 Years | $15,001 - $50,000 | None (or less than $201) |
| JFB Revocable Trust - US Cash Brokerage Account #26 | $15,001 - $50,000 | None (or less than $201) |
| US Cash Brokerage Account #27 - UTMA | $1,001 - $15,000 | None (or less than $201) |
| BF Trust (BF Trust is for the benefit of the filer's minor children. An unrelated party is the trustee. Assets are listed as if owned outright by Mr. Buchan.) | ||
| US Cash Brokerage Account #28 | $15,001 - $50,000 | None (or less than $201) |
| Sutherland Asset Management Corp | $250,001 - $500,000 | $15,001 - $50,000 |
| US Cash Brokerage Account #29 | $500,001 - $1,000,000 | None (or less than $201) |
| Century Communications | None (or less than $1,001) | $1,001 - $2,500 |
| Flint Hill LLC | ||
| Amenia, NY, Rental Commercial Property | $1,000,001 - $5,000,000 | $1 |
| US Cash Brokerage Account #30 | $50,001 - $100,000 | None (or less than $201) |
| Hunter Asset Management LP (Hunter Asset Management LP is owned by Mrs. Buchan and the BF Trust. See below for breakdown.) | ||
| US Cash Brokerage Account # 31 | $250,001 - $500,000 | |
| Viking Global Investors LP | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Jericho Capital Partners LP | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Highfields Capital II, LP - Underlying assets are not ascertainable | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| Sage Rock Capital Fund LP - Underlying assets are not ascertainable | $250,001 - $500,000 | $15,001 - $50,000 |
| Tekne Partners LP (The fund manager would not provide filer with any information regarding the underlying assets of the fund, nor with a letter stating the same. The holding has been liquidated.) | $250,001 - $500,000 | None (or less than $201) |
| Drawbridge Special Opportunities LP | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Impala Fund LP - Underlying assets are not ascertainable | $500,001 - $1,000,000 | $5,001 - $15,000 |
| Coral Lane LLC (BF Trust owned 25% of Coral Lane LLC (also reported on line 40). The property listed below was sold during 2016.) | ||
| FL Rental Residential Property - Sold in 2016 | None (or less than $1,001) | $100,001 - $1,000,000 |
| US Bank Account #23 (Cash) | $1,001 - $15,000 | None (or less than $201) |
| Steamboat Ventures VI, LP (Fund manager will not disclose assets to investor. Letter will be provided.) | $100,001 - $250,000 | $50,001 - $100,000 |
| Steamboat Ventures V, LP (Fund manager will not disclose assets to investor. Letter will be provided.) | $500,001 - $1,000,000 | None (or less than $201) |
| Digital Bridge Small Cell Holdings LLC - Dependent (Digital Bridge Small Cell Holdings LLC is a privately held partnership. Its underlying asset is Extenet Holdings Inc. Extenet Holdings Inc. is a small cell network company operating within the United States. Filer is a passive investor in the organization.) | $250,001 - $500,000 | None (or less than $201) |
| Novus Partners, Inc. Series Pre (Novus Partners, Inc. Series B Preferred is privately held company in the technology sector. The company utilizes its proprietary software to analyze the market portfolios of its clients to personalized analytics relating to the portfolio. Filer is a passive investor in the organization.) | $100,001 - $250,000 | None (or less than $201) |
| Digital Bridge US Data Center Holdings, LLC - Spouse (Digital Bridge US Data Center Holdings, LLC is a privately held partnership. It's underlying asset is Data Bank Limited. Data Bank Limited is a leading provider of customized colocation solutions and services that are designed to help organizations manage their risk and improve business performance. Mrs. Buchan is a passive investor in this organization.) | $250,001 - $500,000 | None (or less than $201) |
| FDC Clearwater Investor, LLC (FDC Clearwater Investor, LLC is the sole investment of HFB Clearwater LLC. It holds land in Clearwater, FL, on which it is currently constructing a multi-family rental residential complex.) | $500,001 - $1,000,000 | None (or less than $201) |
| Digital Bridge US Tower Holdings LLC - Spouse (Digital Bridge US Tower Holdings LLC is a privately held partnership. Its underlying asset is Vertical Bridge Holdings LLC. Vertical Bridge Holdings LLC operates wireless communication towers within the United States. Mrs. Buchan is a passive investor in the organization.) | $500,001 - $1,000,000 | None (or less than $201) |
| Digital Bridge Small Cell Holdings LLC - Spouse (Digital Bridge Small Cell Holdings LLC is a privately held partnership. Its underlying asset is Extenet Holdings Inc. Extenet Holdings Inc. is a small cell network company operating within the United States. Mrs. Buchan is a passive investor in the organization.) | $250,001 - $500,000 | None (or less than $201) |
| Note Receivable from Millbrook Golf & Tennis Club - To Be Fully Repaid in 2020 - Spouse | $1,001 - $15,000 | $1,001 - $2,500 |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Hunter Global Investors Fund I L. P. | Palm Beach, Florida | Hunter Global Investors Fund I L.P. is inactive and will remain dormant during my appointment. | Jan. 16, 2012 |
| Hunter Global Investors LLC | Palm Beach, Florida | Hunter Global Investors LLC is inactive and will remain dormant during my appointment. | Jan. 16, 2012 |
| Hunter Advisors LLC | Palm Beach, Florida | Hunter Advisors LLC is inactive and will remain dormant during my appointment. | Jan. 16, 2012 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Merrill Lynch (Libor + 1.25%) | Line of Credit | $5,000,001 - $25,000,000 | Variable - See Endnote | 2010 |
| Morgan Stanley | Line of Credit | $1,000,001 - $5,000,000 | 1.883% | 2012 |
| JPMorgan (Libor + 1.5%) | Line of Credit | $500,001 - $1,000,000 | Variable - See Endnote | 2012 |
| Merrill Lynch (Bank Lending Rate "BLR" adjustment for account debit balance.) | Line of Credit | $1,000,001 - $5,000,000 | Variable - See Endnote | 2012 |
| Morgan Stanley (Bank Lending Rate "BLR" adjustment for account debit balance.) | Line of Credit | $1,000,001 - $5,000,000 | Variable - See Endnote | 2012 |
| Morgan Stanley - Paid Off In March 2017 (Bank Lending Rate "BLR" adjustment for account debit balance.) | Line of Credit | $50,001 - $100,000 | Variable - See Endnote | 2012 |
| Merrill Lynch (Libor + 1.25%) | Line of Credit | $500,001 - $1,000,000 | Variable - See Endnote | 2011 |
| Steamboat Ventures V, LP - BF Trust | Outstanding Capital Commitment | $100,001 - $250,000 | 0 | 2012 |
| Steamboat Ventures V, LP - HGI DB Fund II LLC | Outstanding Capital Commitment | $500,001 - $1,000,000 | 0 | 2012 |
| Steamboat Ventures VI, LP - BF Trust | Outstanding Capital Commitment | $500,001 - $1,000,000 | 0 | 2016 |
| Steamboat Ventures VI, LP - HGI DB Fund II LLC | Outstanding Capital Commitment | $1,000,001 - $5,000,000 | 0 | 2016 |
| RCP Fund II AI, LP | Outstanding Capital Commitment | $250,001 - $500,000 | 0 | 2011 |
| Digital Bridge US Data Center Holdings, LLC - Spouse | Outstanding Capital Commitment | $100,001 - $250,000 | 0 | 2017 |
| Digital Bridge Small Cell Holdings LLC - Spouse | Outstanding Capital Commitment | $100,001 - $250,000 | 0 | 2015 |
| Digital Bridge Small Cell Holdings LLC - HGI DB Fund I LLC | Outstanding Capital Commitment | $1,000,001 - $5,000,000 | 0 | 2015 |
| Digital Bridge Small Cell Holdings LLC - BF Trust | Outstanding Capital Commitment | $100,001 - $250,000 | 0 | 2015 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| Flournoy Development Company, LLC - Real Estate Development | Salary | ||
| Sotheby's International Realty | Commission | ||
| IRA Account | |||
| BlackRock Global (MCLOX) | $15,001 - $50,000 | $201 - $1,000 | |
| First Eagle (FESGX) | $15,001 - $50,000 | $201 - $1,000 | |
| Ivy Asset Strategy (WASCX) | $15,001 - $50,000 | $201 - $1,000 | |
| Ishares Core S&P Mid-Cap | $1,001 - $15,000 | $201 - $1,000 | |
| Ishares Core S&P Small | $1,001 - $15,000 | $201 - $1,000 | |
| Ishares Core S&P 500 ETF | $1,001 - $15,000 | $201 - $1,000 | |
| Ishares TR Russell 2000 | $1,001 - $15,000 | $201 - $1,000 | |
| SPDR S&P 500 ETF Trust | $1,001 - $15,000 | $201 - $1,000 | |
| SPDR US Dvdnd Aristocrat | $1,001 - $15,000 | $201 - $1,000 | |
| Vanguard Value ETF | $1,001 - $15,000 | $201 - $1,000 | |
| Vanguard 500 Index Fund | $15,001 - $50,000 | $201 - $1,000 | |
| US Bank Account #33 (Cash) | None (or less than $1,001) | Interest | None (or less than $201) |
| Flournoy Development Company, LLC - 401K Profit Sharing | |||
| Guaranteed Income Fund | None (or less than $1,001) | None (or less than $201) | |
| Loomis Sayles Inv Grade Bond A | None (or less than $1,001) | None (or less than $201) | |
| American Funds American Mutual R3 | None (or less than $1,001) | None (or less than $201) | |
| JP Morgan Large Cap Growth | None (or less than $1,001) | None (or less than $201) | |
| Victory Established Value | None (or less than $1,001) | None (or less than $201) | |
| Victory Mund Midcap Cor Growth | None (or less than $1,001) | None (or less than $201) | |
| American Funds EuroPac Gr R3 | None (or less than $1,001) | None (or less than $201) |
Do you know something about Robert Duke Buchan III? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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