This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Robert L. Sumwalt III
National Transportation Safety Board (joined: Aug. 3, 2017)
Board Member | Financial Disclosure »
Employment Assets
| Description | Value | Income |
|---|---|---|
| IRA: Thornburg Core Growth Fund (TCGCX) | $1,001 - $15,000 | None (or less than $201) |
| IRA: Columbia Marsico Growth Fund(NMICX) | $15,001 - $50,000 | None (or less than $201) |
| IRA: Principal Equity Income (PEUCX) | $15,001 - $50,000 | None (or less than $201) |
| IRA: Janus Intech US Growth (JCGCX) | $15,001 - $50,000 | None (or less than $201) |
| IRA: MFS International Diversification C Fund (MDIGX) | $15,001 - $50,000 | $201 - $1,000 |
| IRA: Blackrock Large Cap - Previously reported as Merrill Lynch Large Cap Value C Fund (MCLVX) | $15,001 - $50,000 | None (or less than $201) |
| IRA:Virtus Mid-Cap Value (FMICX) | $1,001 - $15,000 | None (or less than $201) |
| IRA: PIMCO Commodity Real Ret Staratgy Fund (PCRCX) | $1,001 - $15,000 | $1,001 - $2,500 |
| IRA: Prudential Jennison Small Company (PSCCX_ Renaming of Jennison Sma) | $1,001 - $15,000 | None (or less than $201) |
| IRA:Thornburgh Int'l Value C Fund (THGCX) | $15,001 - $50,000 | None (or less than $201) |
| IRA: PIMCO Real Return Fund (PRTCX) | $1,001 - $15,000 | None (or less than $201) |
| IRA: Oppenheimer Small & Mid (QSCCX) | $1,001 - $15,000 | None (or less than $201) |
| IRA: VOYA Bond(IICCX) formerly ING Bond). | $15,001 - $50,000 | None (or less than $201) |
| Pension Benefit Guaranty Corporation - defined benefit pension - (value not readily ascertainable) | None (or less than $1,001) | $15,001 - $50,000 |
| IRA - US Bank Account (cash) | $50,001 - $100,000 | None (or less than $201) |
| IRA Columbia Large Cap (NFECX) | $15,001 - $50,000 | None (or less than $201) |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| "Aircraft Accident Analysis: Final Reports" McGraw Hill (value not readily ascertainable) | $201 - $1,000 | |
| AQR Managed Futures (AQMIX) | $1,001 - $15,000 | None (or less than $201) |
| AQR Style Premia (QSPIX) | $1,001 - $15,000 | None (or less than $201) |
| Blackstone Alt Multi (BXMIX) | $1,001 - $15,000 | None (or less than $201) |
| Deutsche X_trackers MSCI (DBEF) | $1,001 - $15,000 | None (or less than $201) |
| Deutsche Managed (SCMBX) | $15,001 - $50,000 | $201 - $1,000 |
| Doubleline total Return (DBLTX) | $1,001 - $15,000 | $201 - $1,000 |
| Fidelity Advisor (FBTIX) | $1,001 - $15,000 | None (or less than $201) |
| Fidelity Advisor Real (FRIRX) | $1,001 - $15,000 | None (or less than $201) |
| Fidelity Adv Muni (FMPIX) | $15,001 - $50,000 | $201 - $1,000 |
| First Trust ETFIV First (HYLS) | $1,001 - $15,000 | $201 - $1,000 |
| First Eagle (SGIIX) | $1,001 - $15,000 | None (or less than $201) |
| Goldman Sachs Rising (GSRLX) | $1,001 - $15,000 | None (or less than $201) |
| Henderson European Focus (HFEIX) | $1,001 - $15,000 | None (or less than $201) |
| Gothman Absolute Return (GARIX) | $1,001 - $15,000 | None (or less than $201) |
| JP Morgan Global (GAOSX) | $1,001 - $15,000 | None (or less than $201) |
| Select Sector SPDR TR (XLK) | $1,001 - $15,000 | None (or less than $201) |
| T Rowe Price Capital (PRWCX) | $1,001 - $15,000 | None (or less than $201) |
| Thornburg Invsmt Income (TIBIX) | $1,001 - $15,000 | None (or less than $201) |
| Vanguard Value ETF (VTV) | $1,001 - $15,000 | None (or less than $201) |
| Vangard Growth ETF (VUG) | $1,001 - $15,000 | None (or less than $201) |
| Kopernik Global ALL Cap (KGGIX) | $1,001 - $15,000 | None (or less than $201) |
| Loomis Sayles SR Float (LSFYX) | $1,001 - $15,000 | $201 - $1,000 |
| Loomis Sayles Strategic (NEZYX) | $1,001 - $15,000 | None (or less than $201) |
| Matthew Asia Dividend (MAPIX) | $1,001 - $15,000 | None (or less than $201) |
| PIMCO Income Fund CL P (PONPX) | $1,001 - $15,000 | $201 - $1,000 |
| Popular Forest Partners (IPFPX) | $1,001 - $15,000 | None (or less than $201) |
| Northwestern Mutual Life, whole life | $100,001 - $250,000 | None (or less than $201) |
| Northwestern Mutual Life, whole life | $50,001 - $100,000 | None (or less than $201) |
| New York Life, whole life | $1,001 - $15,000 | None (or less than $201) |
| AbbVie Inc. (ABBV) | $1,001 - $15,000 | None (or less than $201) |
| American Electric Power (AEP) | $1,001 - $15,000 | None (or less than $201) |
| AT&T Inc (T) | $1,001 - $15,000 | None (or less than $201) |
| Coca-Cola Co (KO) | $1,001 - $15,000 | None (or less than $201) |
| Digital Rlty Tr Inc (DLR) | $1,001 - $15,000 | None (or less than $201) |
| Dominon Res Inc New (D) | $1,001 - $15,000 | None (or less than $201) |
| Enbridge Inc. (ENB) | $1,001 - $15,000 | None (or less than $201) |
| First Trust High Yield Long/Short ETF (HYLS) | $1,001 - $15,000 | None (or less than $201) |
| General Electric Co (GE) | $1,001 - $15,000 | None (or less than $201) |
| Intel Corp (INTC) | None (or less than $1,001) | None (or less than $201) |
| Intl Business Machines Corp (IBM) | $1,001 - $15,000 | None (or less than $201) |
| JP Morgan Chase & Co (JPM) | $1,001 - $15,000 | None (or less than $201) |
| Kimberly-Clark (KMB) | None (or less than $1,001) | None (or less than $201) |
| Kinder Morgan Inc (KMI) | $1,001 - $15,000 | None (or less than $201) |
| Kraft (The) Heinz Co SHS (KHC) | $1,001 - $15,000 | None (or less than $201) |
| Lockheed Martin (LMT) | $1,001 - $15,000 | None (or less than $201) |
| McDonald's Corp (MCD) | $1,001 - $15,000 | None (or less than $201) |
| Occidental Petroleum (OXY) | None (or less than $1,001) | None (or less than $201) |
| PACCAR Inc (PCAR) | $1,001 - $15,000 | None (or less than $201) |
| Pfizer Inc (PFE) | $1,001 - $15,000 | None (or less than $201) |
| Philip Morris International (PM) | $1,001 - $15,000 | None (or less than $201) |
| PPL Corp (PPL) | $1,001 - $15,000 | None (or less than $201) |
| Procter & Gamble (PG) | $1,001 - $15,000 | None (or less than $201) |
| Tornoto Dominion Bank (TD) | $1,001 - $15,000 | None (or less than $201) |
| Ventas Inc (VTR) | $1,001 - $15,000 | None (or less than $201) |
| Verizon Communications Inc (VZ) | $1,001 - $15,000 | None (or less than $201) |
| AstraZeneca PLC ADS (AZN) | $1,001 - $15,000 | None (or less than $201) |
| Spectra Energy Corp | $1,001 - $15,000 | None (or less than $201) |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Pension Benefit Guaranty Corporation (Pension from previous employer) | Birmingham, Alabama | I will continue to participate in a defined benefit pension plan from a previous employer. | July 16, 2006 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Bank of America, Charlotte, NC | Mortgage on Personal Residence | $50,001 - $100,000 | 4.49 | 2007 |
| US Dept. of Education, Federal District Loan Program, FedLoan Servicing, Atlanta, GA | Student Loan | $15,001 - $50,000 | 7.9 | 2012 |
| US Dept. of Education, Federal District Loan Program, FedLoan Servicing, Atlanta, GA | Student Loan | $10,001 - $15,000 | 6.8 | 2012 |
| US Dept. of Education, Federal District Loan Program, FedLoan Servicing, Atlanta, GA | Student Loan | $15,001 - $50,000 | 4.2 | 2013 |
| US Dept. of Education, Federal District Loan Program, FedLoan Servicing, Atlanta, GA | Student Loan | $15,001 - $50,000 | 4.2 | 2014 |
| US Dept. of Education, Federal District Loan Program, FedLoan Servicing, Atlanta, GA | Student Loan | $10,001 - $15,000 | 6.8 | 2014 |
| NBSC, a division of Synovus Bank, Columbia, SC | Personal Loan | $15,001 - $50,000 | 5.75 | 2016 |
| US Dept. of Education, Federal District Loan Program, FedLoan Servicing, Atlanta, GA | Student Loan | $15,001 - $50,000 | 6.8 | 2015 |
| Wells Fargo Bank, NA Albuquerque, NM | Personal Loan | $10,001 - $15,000 | 12.5 | 2013 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| Talbots, Inc., Columbia, SC | salary |
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