This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Ronald L. Batory
Transportation (joined: Feb. 13, 2018)
Administrator, Federal Railroad Administration | Senior Advisor To The Secretary | Financial Disclosure »
Former Positions Outside Government
- Adrian College Board of Trustee
- Consolidated Rail Corporation Corporate Officer
- J.W. Barriger III National Railroad Library Board of Trustee
- Las Vegas Railway Express Board of Directors
- On Track North America Board of Director
- University of Denver, Transportation Institute Board of Directors
Former Compensation Sources
- Consolidated Rail Corporation President and Chief Operating Officer
Employment Assets
| Description | Value | Income |
|---|---|---|
| Consolidated Rail Corporation, Long Term Incentive Plan Award | $458,843 | |
| Consolidated Rail Corporation, Long Term Incentive Plan outstanding awards | $250,001 - $500,000 | None (or less than $201) |
| Consolidated Rail Corporation, deferred compensation | ||
| Vanguard VIF Equity Index | $100,001 - $250,000 | None (or less than $201) |
| Invesco VI Global Health I | $100,001 - $250,000 | None (or less than $201) |
| Consolidated Rail Corporation | $677,544 | |
| Consolidated Rail Corporation, outstanding bonus (Conrail Incentive Plan) | $15,001 - $50,000 | None (or less than $201) |
| Consolidated Rail Corporation, defined benefit plan (value not readily ascertainable) | $21,412 | |
| Canadian National Railroad (DTI/GTW), Defined benefit plan for management service rendered between 1972-1987. (value not readily ascertainable) | $2,466 |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| Metlife, Whole Life | $15,001 - $50,000 | $201 - $1,000 |
| Metlife, Whole Life | $15,001 - $50,000 | $1,001 - $2,500 |
| Metlife, Universal Life | $100,001 - $250,000 | None (or less than $201) |
| Minnesota Life, Variable | ||
| Fidelity VIP Equity-Income Portfolio - Service Class 2 | $50,001 - $100,000 | $1,001 - $2,500 |
| Ivy Funds VIP Asset Strategy | $50,001 - $100,000 | $1,001 - $2,500 |
| Janus Aspen Overseas Portfolio - Service Shares | $50,001 - $100,000 | $1,001 - $2,500 |
| SFT Ivy Growth Fund | $50,001 - $100,000 | $1,001 - $2,500 |
| U.S. bank Account #1 (cash) | $50,001 - $100,000 | None (or less than $201) |
| Herman Miller (MLHR) | $15,001 - $50,000 | None (or less than $201) |
| Managed Account | ||
| Energy Transfer Partners LP (ETP) | $1,001 - $15,000 | $1,001 - $2,500 |
| Enterprise Products Partners LP (EPD) | $15,001 - $50,000 | $1,001 - $2,500 |
| IShares S&P Small Cap 600 Index (ETF) (IJR) | $15,001 - $50,000 | $201 - $1,000 |
| IShares Russell Midcap Growth Idx. (ETF) (IWP) | $15,001 - $50,000 | $201 - $1,000 |
| Vanguard Growth ETF (VUG) | $15,001 - $50,000 | $201 - $1,000 |
| Vanguard Mid-cap ETF (VO) | $15,001 - $50,000 | $201 - $1,000 |
| Vanguard 500 Index Fund (VOO) | $50,001 - $100,000 | $1,001 - $2,500 |
| Vanguard Value ETF (VTV) | $15,001 - $50,000 | $1,001 - $2,500 |
| Alger Spectra Fund Class Z (ASPZX) | $15,001 - $50,000 | $201 - $1,000 |
| AMG Yacktman Fund Class I (YACKX) | $15,001 - $50,000 | $1,001 - $2,500 |
| Harbor International Fund Institutional Class (HAINX) | $15,001 - $50,000 | $201 - $1,000 |
| John Hancock Funds Disciplined Value Mid Cap Fund Class I (JVMIX) | $15,001 - $50,000 | $201 - $1,000 |
| John Hancock Funds International Growth Fund Class I(GOGIX) | $15,001 - $50,000 | None (or less than $201) |
| Matthews Asian Growth and Income Fund Investor Class (MACSX) | $15,001 - $50,000 | $1,001 - $2,500 |
| Oakmark International Fund Investor Class (OAKIX) | $15,001 - $50,000 | $201 - $1,000 |
| T. Rowe Price Health Sciences Fund (PRHSX) | $1,001 - $15,000 | $201 - $1,000 |
| T. Rowe Price Value Fund (TRVLX) | $15,001 - $50,000 | $201 - $1,000 |
| Bank of America Corporation B/E 6.300%, bond | $15,001 - $50,000 | $201 - $1,000 |
| Wells Fargo & Co B/E 5.875%, bond | $15,001 - $50,000 | $201 - $1,000 |
| JP Morgan Chase (JPMPRF), preferred stock | $15,001 - $50,000 | $1,001 - $2,500 |
| iShares Barclays Aggregate Bond Fund (AGG) | $15,001 - $50,000 | $201 - $1,000 |
| Double Line Total Return Bond Fund Class I (DBLTX) | $50,001 - $100,000 | $2,501 - $5,000 |
| Eaton Vance Floating-Rate & High Income Fund Class I (EIFHX) | $15,001 - $50,000 | $201 - $1,000 |
| Mainstay Unconstrained Bond Fund Class I (MSDIX) | $15,001 - $50,000 | $1,001 - $2,500 |
| Nuveen High Yield Municipal Bond Fund Class I (NHMRX) | $15,001 - $50,000 | $1,001 - $2,500 |
| PIMCO Income Fund Class P (PONPX) | $15,001 - $50,000 | $1,001 - $2,500 |
| Vanguard Intermediate-Term Bond Index Fund Admiral Shares (VBILX) | $15,001 - $50,000 | $201 - $1,000 |
| Franklin Income Fund Advisor Class (FRIAX) | $15,001 - $50,000 | $1,001 - $2,500 |
| American Funds The Income Fund of America® Class F-2 (AMEFX) | $15,001 - $50,000 | $201 - $1,000 |
| U.S. brokerage money market account #1(cash) | $1,001 - $15,000 | None (or less than $201) |
| Self-Directed IRA Account | ||
| American Funds Fundamental Investors® Class A (ANCFX) | $50,001 - $100,000 | $201 - $1,000 |
| American Funds Investment Company of America® Class A (AIVSX) | $50,001 - $100,000 | $201 - $1,000 |
| American FundsNew Perspective Fund® Class A (ANWPX) | $50,001 - $100,000 | $201 - $1,000 |
| Self Directed IRA Account | ||
| Norfolk Southern Corp (NSC) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Union Pacific Corporation (UNP) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| U.S. brokerage money market account #2 (cash) | $1,000,001 - $5,000,000 | $201 - $1,000 |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Consolidated Rail Corporation | Philadelphia, Pennsylvania | Upon my confirmation, three Long Term Incentive Plan Awards I have with Conrail (dated 4/30/2015, 2/29/2016 and 2/7/2017) will be cancelled, and I will receive a payment of $360,163 from Conrail as payment for those awards. This amount has been fixed based on past and estimated company performance. (If I am not confirmed by 12/31/2017, the 4/30/2015 award will be paid out pursuant to its original terms, and the fixed payment from Conrail will be reduced accordingly.) | Jan. 16, 2000 |
| Consolidated Rail Corporation | Philadelphia, Pennsylvania | The deferred compensation value will be paid in whole during January 2018, as elected by me when I authorized earlier compensation to be deferred one year after my retirement year. | Jan. 16, 2000 |
| Consolidated Rail Corporation | Philadelphia, Pennsylvania | Upon my confirmation, my Conrail Incentive Plan award for performance period January 1, 2017 to December 31, 2017 will be cancelled, and I will receive a payment of $48,041 for that award. This amount has been fixed based on past company performance. If I am not confirmed by 12/31/2017, this award will not be cancelled and instead will be paid out pursuant to its original terms. | March 16, 1998 |
| Consolidated Rail Corporation | Philadelphia, Pennsylvania | I will continue to participate in this defined benefit plan. | March 16, 1998 |
| Canadian National Railroad (DTI/GTW) | Chicago, Illinois | I will continue to participate in this defined benefit plan. | Oct. 16, 1972 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| US Bank | Mortgage on Personal Residence | $100,001 - $250,000 | 4.125 | 2015 |
Do you know something about Ronald L. Batory? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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