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Ronald L. Batory

Transportation (joined: Feb. 13, 2018)

Administrator, Federal Railroad Administration | Senior Advisor To The Secretary | Financial Disclosure »

Former Positions Outside Government

Former Compensation Sources

See more financial disclosure details ⬇

Employment Assets

Description Value Income
Consolidated Rail Corporation, Long Term Incentive Plan Award $458,843
Consolidated Rail Corporation, Long Term Incentive Plan outstanding awards $250,001 - $500,000 None (or less than $201)
Consolidated Rail Corporation, deferred compensation
Vanguard VIF Equity Index $100,001 - $250,000 None (or less than $201)
Invesco VI Global Health I $100,001 - $250,000 None (or less than $201)
Consolidated Rail Corporation $677,544
Consolidated Rail Corporation, outstanding bonus (Conrail Incentive Plan) $15,001 - $50,000 None (or less than $201)
Consolidated Rail Corporation, defined benefit plan (value not readily ascertainable) $21,412
Canadian National Railroad (DTI/GTW), Defined benefit plan for management service rendered between 1972-1987. (value not readily ascertainable) $2,466

Other Income/Assets

Description Value Income
Metlife, Whole Life $15,001 - $50,000 $201 - $1,000
Metlife, Whole Life $15,001 - $50,000 $1,001 - $2,500
Metlife, Universal Life $100,001 - $250,000 None (or less than $201)
Minnesota Life, Variable
Fidelity VIP Equity-Income Portfolio - Service Class 2 $50,001 - $100,000 $1,001 - $2,500
Ivy Funds VIP Asset Strategy $50,001 - $100,000 $1,001 - $2,500
Janus Aspen Overseas Portfolio - Service Shares $50,001 - $100,000 $1,001 - $2,500
SFT Ivy Growth Fund $50,001 - $100,000 $1,001 - $2,500
U.S. bank Account #1 (cash) $50,001 - $100,000 None (or less than $201)
Herman Miller (MLHR) $15,001 - $50,000 None (or less than $201)
Managed Account
Energy Transfer Partners LP (ETP) $1,001 - $15,000 $1,001 - $2,500
Enterprise Products Partners LP (EPD) $15,001 - $50,000 $1,001 - $2,500
IShares S&P Small Cap 600 Index (ETF) (IJR) $15,001 - $50,000 $201 - $1,000
IShares Russell Midcap Growth Idx. (ETF) (IWP) $15,001 - $50,000 $201 - $1,000
Vanguard Growth ETF (VUG) $15,001 - $50,000 $201 - $1,000
Vanguard Mid-cap ETF (VO) $15,001 - $50,000 $201 - $1,000
Vanguard 500 Index Fund (VOO) $50,001 - $100,000 $1,001 - $2,500
Vanguard Value ETF (VTV) $15,001 - $50,000 $1,001 - $2,500
Alger Spectra Fund Class Z (ASPZX) $15,001 - $50,000 $201 - $1,000
AMG Yacktman Fund Class I (YACKX) $15,001 - $50,000 $1,001 - $2,500
Harbor International Fund Institutional Class (HAINX) $15,001 - $50,000 $201 - $1,000
John Hancock Funds Disciplined Value Mid Cap Fund Class I (JVMIX) $15,001 - $50,000 $201 - $1,000
John Hancock Funds International Growth Fund Class I(GOGIX) $15,001 - $50,000 None (or less than $201)
Matthews Asian Growth and Income Fund Investor Class (MACSX) $15,001 - $50,000 $1,001 - $2,500
Oakmark International Fund Investor Class (OAKIX) $15,001 - $50,000 $201 - $1,000
T. Rowe Price Health Sciences Fund (PRHSX) $1,001 - $15,000 $201 - $1,000
T. Rowe Price Value Fund (TRVLX) $15,001 - $50,000 $201 - $1,000
Bank of America Corporation B/E 6.300%, bond $15,001 - $50,000 $201 - $1,000
Wells Fargo & Co B/E 5.875%, bond $15,001 - $50,000 $201 - $1,000
JP Morgan Chase (JPMPRF), preferred stock $15,001 - $50,000 $1,001 - $2,500
iShares Barclays Aggregate Bond Fund (AGG) $15,001 - $50,000 $201 - $1,000
Double Line Total Return Bond Fund Class I (DBLTX) $50,001 - $100,000 $2,501 - $5,000
Eaton Vance Floating-Rate & High Income Fund Class I (EIFHX) $15,001 - $50,000 $201 - $1,000
Mainstay Unconstrained Bond Fund Class I (MSDIX) $15,001 - $50,000 $1,001 - $2,500
Nuveen High Yield Municipal Bond Fund Class I (NHMRX) $15,001 - $50,000 $1,001 - $2,500
PIMCO Income Fund Class P (PONPX) $15,001 - $50,000 $1,001 - $2,500
Vanguard Intermediate-Term Bond Index Fund Admiral Shares (VBILX) $15,001 - $50,000 $201 - $1,000
Franklin Income Fund Advisor Class (FRIAX) $15,001 - $50,000 $1,001 - $2,500
American Funds The Income Fund of America® Class F-2 (AMEFX) $15,001 - $50,000 $201 - $1,000
U.S. brokerage money market account #1(cash) $1,001 - $15,000 None (or less than $201)
Self-Directed IRA Account
American Funds Fundamental Investors® Class A (ANCFX) $50,001 - $100,000 $201 - $1,000
American Funds Investment Company of America® Class A (AIVSX) $50,001 - $100,000 $201 - $1,000
American FundsNew Perspective Fund® Class A (ANWPX) $50,001 - $100,000 $201 - $1,000
Self Directed IRA Account
Norfolk Southern Corp (NSC) $500,001 - $1,000,000 $15,001 - $50,000
Union Pacific Corporation (UNP) $500,001 - $1,000,000 $15,001 - $50,000
U.S. brokerage money market account #2 (cash) $1,000,001 - $5,000,000 $201 - $1,000

Employment Agreements and Arrangements

Employer or Party City, State Status and Terms Date
Consolidated Rail Corporation Philadelphia, Pennsylvania Upon my confirmation, three Long Term Incentive Plan Awards I have with Conrail (dated 4/30/2015, 2/29/2016 and 2/7/2017) will be cancelled, and I will receive a payment of $360,163 from Conrail as payment for those awards. This amount has been fixed based on past and estimated company performance. (If I am not confirmed by 12/31/2017, the 4/30/2015 award will be paid out pursuant to its original terms, and the fixed payment from Conrail will be reduced accordingly.) Jan. 16, 2000
Consolidated Rail Corporation Philadelphia, Pennsylvania The deferred compensation value will be paid in whole during January 2018, as elected by me when I authorized earlier compensation to be deferred one year after my retirement year. Jan. 16, 2000
Consolidated Rail Corporation Philadelphia, Pennsylvania Upon my confirmation, my Conrail Incentive Plan award for performance period January 1, 2017 to December 31, 2017 will be cancelled, and I will receive a payment of $48,041 for that award. This amount has been fixed based on past company performance. If I am not confirmed by 12/31/2017, this award will not be cancelled and instead will be paid out pursuant to its original terms. March 16, 1998
Consolidated Rail Corporation Philadelphia, Pennsylvania I will continue to participate in this defined benefit plan. March 16, 1998
Canadian National Railroad (DTI/GTW) Chicago, Illinois I will continue to participate in this defined benefit plan. Oct. 16, 1972

Liabilities

Creditor Name Creditor Type Amount Rate Year Incurred
US Bank Mortgage on Personal Residence $100,001 - $250,000 4.125 2015

Do you know something about Ronald L. Batory? Send us an email at [email protected] or send a Signal message to 347-244-2134.

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