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Sergio de la pena

Sergio de la Pena

Defense (joined: Jan. 20, 2017)

Special Assistant | Deputy Assistant Secretary of Defense (Western Hemisphere Affairs) | $171,614 | Financial Disclosure »

Bio, via Department of Defense:

Prior to joining OSD Policy, Mr. de la Peña was an independent consultant and defense contractor focused on business development in the Americas, an instructor of defense, security, and leadership courses to government officials, and a frequent commentator on Spanish-speaking national and international news media. Mr. de la Peña, a retired U.S. Army officer, served for 30 years as an Air Defense and Foreign Area officer in a variety of staff and leadership positions. In his last assignment, he served as the U.S. Northern Command J59, Chief of the International Affairs Division, responsible for developing the command’s theater engagement strategy that provided military to military guidance for training, exchanges, exercises, and sales with Canada and Mexico. As Commander, U.S. Military Observer Group-Washington, Colonel de la Peña recruited, trained, and deployed U.S. armed service personnel to U.N. observer missions in trouble spots on four continents. In Chile, he served as U.S. Army Section Chief, strengthening military ties by significantly increasing training and exchange events, as well as being instrumental in the sales of $750 million in military hardware. He also served as the U.S. Army Attaché in Venezuela, as a test officer who developed, tested, and fielded a low intensity conflict simulation project focused on the Western Hemisphere, and as the program manager who initiated the U.S.-Spanish Army staff talks. As an Air Defense officer, he served in short to high range altitude units that included Chaparral, HAWK, and Patriot systems. He earned his airborne wings and ranger tab as a cadet. Mr. de la Peña was born in Chihuahua, Chihuahua, Mexico and raised near Roswell, New Mexico. He was an ROTC graduate from the University of Iowa, where he earned a B.S. in psychology. While attending the U.S. Army Command and General Staff College he earned a Master of Military Art and Science degree. He attended the Inter-American Defense College with Class of 42 – “¡La mejor!”

Former Positions Outside Government

Former Compensation Sources

See more financial disclosure details ⬇

Employment Assets

Description Value Income
de la Pena Consulting, LLC $1,001 - $15,000 $47,166
de la Pena Consulting, LLC $47166

Other Income/Assets

Description Value Income
UTMA-DC 5; Fidelity ADV Freedom 2020-CL A $1,001 - $15,000 None (or less than $201)
UTMA-DC 4; Fidelity ADV Freedom 2015-CL A $1,001 - $15,000 $201 - $1,000
UTMA-DC 3; Fidelity ADV Freedom 2015-CL A $15,001 - $50,000 $201 - $1,000
UTMA DC 2; Fidelity ADV Freedom 2010-CL I $1,001 - $15,000 $201 - $1,000
UTMA DC 1; Fidelity ADV Freedom 2010-CL I $1,001 - $15,000 None (or less than $201)
First Command IRA $1,001 - $15,000 None (or less than $201)
AMG Yackman Fund Class I $15,001 - $50,000 $201 - $1,000
INVESCO International $1,001 - $15,000 None (or less than $201)
Artisan International Value $1,001 - $15,000 None (or less than $201)
Baird Core Plus Bond Inst Class $1,001 - $15,000 None (or less than $201)
Blackrock Global Allocation FD Inc $1,001 - $15,000 None (or less than $201)
FPA Crescent Portfolio $1,001 - $15,000 None (or less than $201)
Fidelity 500 Index Fund Institutional $15,001 - $50,000 $201 - $1,000
Fidelity Advisor New Insights Fund Class $15,001 - $50,000 None (or less than $201)
Seafarer Overseas Growth and Income $1,001 - $15,000 None (or less than $201)
The Oakmark International $1,001 - $15,000 None (or less than $201)
Loomis Sales Investment Grade $1,001 - $15,000 None (or less than $201)
Metropolitan West Total Return Bond $1,001 - $15,000 $201 - $1,000
Franklin Mutual Global Discovery $15,001 - $50,000 $201 - $1,000
Nationwide Geneva Mid Cap Growth Fund $1,001 - $15,000 None (or less than $201)
PIMCO Total Return Fund Class P $1,001 - $15,000 None (or less than $201)
Principal Diversified Real $1,001 - $15,000 None (or less than $201)
Royce Total Return Fund $1,001 - $15,000 None (or less than $201)
Scout Unconstrained Bond Fund Class I $1,001 - $15,000 None (or less than $201)
Templeton Global Bond Fund Advisor $1,001 - $15,000 $201 - $1,000
First Command Asset Management Account $1,001 - $15,000 None (or less than $201)
INVESCO International $1,001 - $15,000 None (or less than $201)
American Century High Yield $1,001 - $15,000 $201 - $1,000
Artisan Developing World Fund Advisor $1,001 - $15,000 None (or less than $201)
Baird Mid Cap Fund Institutional Class $1,001 - $15,000 None (or less than $201)
FPA Crescent Portfolio $1,001 - $15,000 None (or less than $201)
Fidelity 500 Index Fund International $1,001 - $15,000 None (or less than $201)
Fidelity Advisor Strategic Real $1,001 - $15,000 None (or less than $201)
Fidelity Advisor Municipal Fund $15,001 - $50,000 $201 - $1,000
Fidelity Advisor New Insights Fund Class $1,001 - $15,000 None (or less than $201)
John Hancock Disciplined Value $1,001 - $15,000 None (or less than $201)
Franklin Global Discovery $1,001 - $15,000 None (or less than $201)
The Osterweis Strategic Income $1,001 - $15,000 $201 - $1,000
T Rowe Price International $1,001 - $15,000 None (or less than $201)
Sterling Capital Equity Income Fund $1,001 - $15,000 None (or less than $201)
Templeton Global Bond Fund Advisor $1,001 - $15,000 $201 - $1,000
Roth IRA S; Fidelity ADV Freedom 2030-CL I $15,001 - $50,000 None (or less than $201)
Roth IRA W; Fidelity ADV Freedom 2045-CL I $15,001 - $50,000 None (or less than $201)

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