This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Sergio de la Pena
Defense (joined: Jan. 20, 2017)
Special Assistant | Deputy Assistant Secretary of Defense (Western Hemisphere Affairs) | $171,614 | Financial Disclosure »
Bio, via Department of Defense:
Prior to joining OSD Policy, Mr. de la Peña was an independent consultant and defense contractor focused on business development in the Americas, an instructor of defense, security, and leadership courses to government officials, and a frequent commentator on Spanish-speaking national and international news media. Mr. de la Peña, a retired U.S. Army officer, served for 30 years as an Air Defense and Foreign Area officer in a variety of staff and leadership positions. In his last assignment, he served as the U.S. Northern Command J59, Chief of the International Affairs Division, responsible for developing the command’s theater engagement strategy that provided military to military guidance for training, exchanges, exercises, and sales with Canada and Mexico. As Commander, U.S. Military Observer Group-Washington, Colonel de la Peña recruited, trained, and deployed U.S. armed service personnel to U.N. observer missions in trouble spots on four continents. In Chile, he served as U.S. Army Section Chief, strengthening military ties by significantly increasing training and exchange events, as well as being instrumental in the sales of $750 million in military hardware. He also served as the U.S. Army Attaché in Venezuela, as a test officer who developed, tested, and fielded a low intensity conflict simulation project focused on the Western Hemisphere, and as the program manager who initiated the U.S.-Spanish Army staff talks. As an Air Defense officer, he served in short to high range altitude units that included Chaparral, HAWK, and Patriot systems. He earned his airborne wings and ranger tab as a cadet. Mr. de la Peña was born in Chihuahua, Chihuahua, Mexico and raised near Roswell, New Mexico. He was an ROTC graduate from the University of Iowa, where he earned a B.S. in psychology. While attending the U.S. Army Command and General Staff College he earned a Master of Military Art and Science degree. He attended the Inter-American Defense College with Class of 42 – “¡La mejor!”
Former Positions Outside Government
- Inter-American Defense College Foundation Treasurer
- de la Pena Consulting, LLC Director
Former Compensation Sources
- IEC Infrared Systems contracted under my firm, de la Pena Consul ting - business development
- Orion Management LLC contracted as an Instructor via de la Pena Consulting, LLC
- Precision Remotes provided business development service via d e la Pena Consulting, LLC
Employment Assets
Description | Value | Income |
---|---|---|
de la Pena Consulting, LLC | $1,001 - $15,000 | $47,166 |
de la Pena Consulting, LLC | $47166 |
Other Income/Assets
Description | Value | Income |
---|---|---|
UTMA-DC 5; Fidelity ADV Freedom 2020-CL A | $1,001 - $15,000 | None (or less than $201) |
UTMA-DC 4; Fidelity ADV Freedom 2015-CL A | $1,001 - $15,000 | $201 - $1,000 |
UTMA-DC 3; Fidelity ADV Freedom 2015-CL A | $15,001 - $50,000 | $201 - $1,000 |
UTMA DC 2; Fidelity ADV Freedom 2010-CL I | $1,001 - $15,000 | $201 - $1,000 |
UTMA DC 1; Fidelity ADV Freedom 2010-CL I | $1,001 - $15,000 | None (or less than $201) |
First Command IRA | $1,001 - $15,000 | None (or less than $201) |
AMG Yackman Fund Class I | $15,001 - $50,000 | $201 - $1,000 |
INVESCO International | $1,001 - $15,000 | None (or less than $201) |
Artisan International Value | $1,001 - $15,000 | None (or less than $201) |
Baird Core Plus Bond Inst Class | $1,001 - $15,000 | None (or less than $201) |
Blackrock Global Allocation FD Inc | $1,001 - $15,000 | None (or less than $201) |
FPA Crescent Portfolio | $1,001 - $15,000 | None (or less than $201) |
Fidelity 500 Index Fund Institutional | $15,001 - $50,000 | $201 - $1,000 |
Fidelity Advisor New Insights Fund Class | $15,001 - $50,000 | None (or less than $201) |
Seafarer Overseas Growth and Income | $1,001 - $15,000 | None (or less than $201) |
The Oakmark International | $1,001 - $15,000 | None (or less than $201) |
Loomis Sales Investment Grade | $1,001 - $15,000 | None (or less than $201) |
Metropolitan West Total Return Bond | $1,001 - $15,000 | $201 - $1,000 |
Franklin Mutual Global Discovery | $15,001 - $50,000 | $201 - $1,000 |
Nationwide Geneva Mid Cap Growth Fund | $1,001 - $15,000 | None (or less than $201) |
PIMCO Total Return Fund Class P | $1,001 - $15,000 | None (or less than $201) |
Principal Diversified Real | $1,001 - $15,000 | None (or less than $201) |
Royce Total Return Fund | $1,001 - $15,000 | None (or less than $201) |
Scout Unconstrained Bond Fund Class I | $1,001 - $15,000 | None (or less than $201) |
Templeton Global Bond Fund Advisor | $1,001 - $15,000 | $201 - $1,000 |
First Command Asset Management Account | $1,001 - $15,000 | None (or less than $201) |
INVESCO International | $1,001 - $15,000 | None (or less than $201) |
American Century High Yield | $1,001 - $15,000 | $201 - $1,000 |
Artisan Developing World Fund Advisor | $1,001 - $15,000 | None (or less than $201) |
Baird Mid Cap Fund Institutional Class | $1,001 - $15,000 | None (or less than $201) |
FPA Crescent Portfolio | $1,001 - $15,000 | None (or less than $201) |
Fidelity 500 Index Fund International | $1,001 - $15,000 | None (or less than $201) |
Fidelity Advisor Strategic Real | $1,001 - $15,000 | None (or less than $201) |
Fidelity Advisor Municipal Fund | $15,001 - $50,000 | $201 - $1,000 |
Fidelity Advisor New Insights Fund Class | $1,001 - $15,000 | None (or less than $201) |
John Hancock Disciplined Value | $1,001 - $15,000 | None (or less than $201) |
Franklin Global Discovery | $1,001 - $15,000 | None (or less than $201) |
The Osterweis Strategic Income | $1,001 - $15,000 | $201 - $1,000 |
T Rowe Price International | $1,001 - $15,000 | None (or less than $201) |
Sterling Capital Equity Income Fund | $1,001 - $15,000 | None (or less than $201) |
Templeton Global Bond Fund Advisor | $1,001 - $15,000 | $201 - $1,000 |
Roth IRA S; Fidelity ADV Freedom 2030-CL I | $15,001 - $50,000 | None (or less than $201) |
Roth IRA W; Fidelity ADV Freedom 2045-CL I | $15,001 - $50,000 | None (or less than $201) |
Do you know something about Sergio de la Pena? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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