This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Thomas-Ulrich Brechbuhl
State (joined: May 1, 2018)
Counselor, Office of the Secretary | Financial Disclosure »
Bio, via US Department of State:
Prior to joining the Department, Mr. Brechbuhl was president of Appenzeller Point, LLC, a family investing and consulting business. He also served as the executive chairman of Avadyne Health and on the board of five other healthcare and financial services businesses. Mr. Brechbuhl graduated from the United States Military Academy at West Point in 1986 and served as a cavalry officer with the Second Armored Cavalry Regiment patrolling the Iron Curtain before its fall. He also served with the 1st Squadron, 7th Cavalry in the U.S. Army’s First Calvary Division during the Persian Gulf War. After leaving active duty, Mr. Brechbuhl graduated from Harvard Business School, receiving his Master of Business Administration in 1994. Since then he worked with Bain and Company, Inc., and has served as the CFO and CEO of multiple companies, both private equity owned and publicly traded. Born in Switzerland, Mr. Brechbuhl grew up in Garden City, New York, and speaks French, German, and Swiss-German.
Former Compensation Sources
Employment Assets
| Description | Value | Income |
|---|---|---|
| RXBenefits | ||
| Stira Alcentra Global Credit Fund | ||
| Avadyne 401 (k) | ||
| Vanguard Target Retirement 2030 | $50,001 $100,000 | |
| Avadyne Health, Inc Stock Options 926 shrs @ $1000 per shr (value is not readily ascertainable) 8 | ||
| Qualifacts System, Inc stock options, (value not readily ascertainable) 3,799.51 shrs @$100.00 | ||
| RxBenefits, stock options (value not readily ascertainable) (14,827 shr @ $10.00) Expiring 8/19/26 | ||
| Qualifacts Systems, Inc deferrred compensation: cash receivable | $100,001 $250,000 | |
| Alcentra Corporation | ||
| Avadyne includes | ||
| Qualifacts |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| Morgan Stanley Investment Account | ||
| Cash | $50,001 $100,000 | |
| Corning Inc | $15,001 $50,000 | |
| Broadcom LTD SHS | $1,001 $15,000 | |
| Intel | $15,001 $50,000 | |
| Qualcomm | $1,001 $15,000 | |
| Taiwan Semicon Manufacturing | $15,001 $50,000 | |
| AT & T | $15,001 $50,000 | |
| BCE | $15,001 $50,000 | |
| NIPPON Teleg & Tel Corp SPONS | $15,001 $50,000 | |
| Nextera Energy | $50,001 $100,000 | |
| HCP INC REIT | $15,001 $50,000 | |
| Welltower | $15,001 $50,000 | |
| Booking Holdings | $15,001 $50,000 | |
| Doubleline Total Return Bond (DBLTX) | $250,001 $500,000 | |
| PIMCO Income Class P (PONPX) | $500,001 $1,000,000 | |
| Structured Note RTY SPX SE5E DC | $100,001 $250,000 | |
| Structured Note WORSTOF RTY SPS SX | $250,001 $500,000 | |
| National | $15,001 $50,000 | |
| Chevron Corp | $50,001 $100,000 | |
| Exxon Mobil Corp | $15,001 $50,000 | |
| Royal Dutch Shell A | $1,001 $15,000 | |
| Royal Dutch Shell PLC SPON ADR | $50,001 $100,000 | |
| CONOCOPHILLIPS | $50,001 $100,000 | |
| BASF SE ADR | $1,001 $15,000 | |
| Dow DuPont Inc | $15,001 $50,000 | |
| Boeing Co | $50,001 $100,000 | |
| Northrup Grumman Corp | $15,001 $50,000 | |
| RAYTHEON | $50,001 $100,000 | |
| Johnson Controls | $15,001 $50,000 | |
| ABB LTD Zurich | $15,001 $50,000 | |
| Emerson Electric Co | $1,001 $15,000 | |
| 3 M Co | $15,001 $50,000 | |
| Siemens AG SPON ADR | $15,001 $50,000 | |
| Illinois Tools Wks Inc | $15,001 $50,000 | |
| AERCAP Holding N.V. | $1,001 $15,000 | |
| Ryanair Holdings PLC ADR | $15,001 $50,000 | |
| Adient PLC | $1,001 $15,000 | |
| McDonald's Corp | $1,001 $15,000 | |
| Starbucks Corp | $1,001 $15,000 | |
| TAL Education Group | $1,001 $15,000 | |
| Comcast Corporation CL A | $15,001 $50,000 | |
| Genuine Parts | $15,001 $50,000 | |
| Target Corp | $1,001 $15,000 | |
| CVS Health Corp | $1,001 $15,000 | |
| Altria Group | $15,001 $50,000 | |
| British Amern TOB PLC ADR | $1,001 $15,000 | |
| Phillip Morris International INc | $1,001 $15,000 | |
| Kimberly Clark Corp | $1,001 $15,000 | |
| Unilever N V SHR | $50,001 $100,000 | |
| Danaher Corp | $1,001 $15,000 | |
| Cigna Corporation | $15,001 $50,000 | |
| Astrazeneca PLC SPON ADR | $15,001 $50,000 | |
| Eli Lilly | $15,001 $50,000 | |
| Johnson and Johnson | $15,001 $50,000 | |
| Merck and Co | $50,001 $100,000 | |
| Novartis AG ADR | $15,001 $50,000 | |
| Pfizer | $50,001 $100,000 | |
| Banco Bilbao Vizcaya ARGE | $15,001 $50,000 | |
| HSBC Holdings PLC ADR | $15,001 $50,000 | |
| JP Morgan Chase And Company | $50,001 $100,000 | |
| Wells Fargo Company | $50,001 $100,000 | |
| Suntrust Bank | $15,001 $50,000 | |
| Ameriprise FI | $15,001 $50,000 | |
| Northern Trust Corporation | $1,001 $15,000 | |
| Credit Suisse Group Zuerich ADR | $1,001 $15,000 | |
| UBS Group AG SHS | $15,001 $50,000 | |
| Brighthouse FINL Inc | $1,001 $15,000 | |
| METLIFE Inc | $15,001 $50,000 | |
| Chubb LTD | $1,001 $15,000 | |
| Travelers COS Inc | $50,001 $100,000 | |
| Alphabet Inc CL A | $15,001 $50,000 | |
| Netease Com Inc | $1,001 $15,000 | |
| Tencent Hldgs LTD Unspon ADR | $15,001 $50,000 | |
| Mastercard Inc CL A | $15,001 $50,000 | |
| Microsoft | $15,001 $50,000 | |
| VMWare Inc CL A | $15,001 $50,000 | |
| Nintendo LTD Unsponsored ADR | $15,001 $50,000 | |
| Cisco Systems Inc | $50,001 $100,000 | |
| Apple | $15,001 $50,000 | |
| Logitech International SA APP | $1,001 $15,000 | |
| MS CIAUTO 12% ON INDU SPX SX5E | $100,001 $250,000 | |
| Energy MLP Income Fund, LP | $250,001 $50 | |
| Carlye GMS Finance Inc | $500,001 $1,000,000 | |
| PE Premier Carlyle Energy Credit Opportunities II ONSH FDR LP | $100,001 $250,000 | |
| Fulcrum Equity Partners II | $250,001 $500,000 | |
| Fulcrum Equity Partners III | $100,001 $250,000 | |
| Hycroft Advisors Specialty Bank New York, NY | $100,001 $250,000 | |
| Stockhorn LLC Medical Equipment Indianapolis, IN | $100,001 $250,000 | |
| REIT Funding | $1,000,001 $5,000,000 | |
| Cash From US Brokerage Account | $1,001 $15,000 | |
| Personal Loan to Mr. Tatum (Cloudland Loan) | $100,001 $250,000 | |
| Marabou Steamboat Springs, CO | $500,001 $1, | |
| GA 529 Plan Path2College (Moderately Conservative Track) | $15,001 $50,000 | |
| Vanguard Money Market Fund | $500,001 $1,000,000 | |
| USAA Money Market | $1,001 $15,000 | |
| Cash Account | $100,001 $250,000 | US Bank |
| Charles Schwab ROTH IRA | ||
| Charels Schwab US REIT | $1,001 $15,000 | |
| Schwab Fundamental Emerging Markets Large COM | $1,001 $15,000 | |
| Sierra Strategic Income | $15,001 $50,000 | |
| DFA Intl Core Eqty Port Instl | $1,001 $15,000 | |
| DFA US Large Cap Value Port Instl | $1,001 $15,000 | |
| DFA US Micro Cap Port Instl | $15,001 $50,000 | |
| Vanguard 500 Index Fund Admiral Shrs | $50,001 $100,000 | |
| Charles Schwab IRA | ||
| CVS HEALTH CORP BOND 2.25 Due 12/05/18 | $15,001 $50,000 | |
| WALGREENS BOOTS A 2.7% 19 DUE 11/18/19 | $15,001 $50,000 | |
| BROADRIDGE FINAL CORP BOND 3.95% 20 DUE 9/01/2020 | $15,001 $50,000 | |
| KELLOGG COMPANY 3.25% 26 DUE 4/01/2026 | $15,001 $50,000 | |
| Alcentra Cap Corp | $50,001 $100,000 | |
| Xtrackers Russell 1000 | $15,001 $50,000 | |
| AQR Intl Momentum Style | $1,001 $15,000 | |
| AQR Large Cap Momentum Style I | $1,001 $15,000 | |
| Cohen and Steers Global Infrastructure I | $1,001 $15,000 | |
| DFA Emerging Markets Core Eqty Port Instl | $15,001 $50,000 | |
| DFA Intl Core Equity Instl | $50,001 $100,000 | |
| DFA Real Estate Securities Port Instl | $1,001 $15,000 | |
| DFA US Large Cap Value Port Instl | $15,001 $50,000 | |
| DFA US Micro Cap Por | $15,001 $50,000 | |
| SCHWAB Fundamental US Large Co Index | $50,001 $100,000 | |
| Vanguard 500 INdex Fund Admiral Shrs | $15,001 $50,000 | |
| Appenzeller Point LLC Residential Real Estate | $5,000,001 $25,000,000 | |
| Famlity Trusts #1,2, 3 Appenzeller Point, LLC ( Full value of Appenzeller Point, LLC is reflected on Line 16.) |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| New York, NY, USA | Resignation: I will resign from my Board Membership and receive a prorated payment for services rendered. | May 16, 2014 | |
| San Diego, CA, USA | Stock Option: Right to buy 926 Shares of Avadyne Healt stock at $1,000 a share. | Aug. 16, 2016 | |
| San Diego, CA, USA | Continuing participation in Employee Benefit Plan: I will continue to participate in Avadyne Health's 401(k) benefit plan. No further contributions will be made by Avadyne or myself. | April 16, 2016 | |
| San Diego , CA, USA | Medical Insurance: I may elect to continue medical coverage for up to 1 year per company policy. | April 16, 2016 | |
| San Diego, CA, USA | Employee Agreement: Serve as the Executive Chairman. I will resign my position and receive a prorated payment for services rendered. | June 16, 2016 | |
| NASHVILLE , TN, USA | Resignation: I will resign from my position with Qualifacts System. | ||
| Nashville, TN, USA | Cash Recieveable: Will receive $225,000 payment that is due to me for services rendered whenever the privately company is sold. | Jan. 16, 2018 | |
| Nashville, TN, USA | Stock Option: Right to purchase 3,799.51 shares of QSI stock at $100 per share per the consulting agreement signed 7/2015 and amended 8/2015. | July 16, 2015 | |
| Nashville, TN, USA | Consulting Agreement: I will terminate agreement to provid Qualifacts Systems Inc. | July 16, 2015 | |
| Birmingham, AL, USA | Stock Option: Right to buy 14,827 shares at $10.00 a share pursuant to the agreement to provide consulting services | Aug. 16, 2016 | |
| Birmingham, AL, USA | Consulting Agreement: I will terminate agreement to provide consulting services to RxBenefits. | July 16, 2016 | |
| Birmingham, AL, USA | Resignation: I will resign from my position and receive a prorated payment for services rendered. | Aug. 16, 2016 | |
| Irvine, CA, USA | Resignation: I will resign from my position with Stira Alcentra Global Credit Fund. | Jan. 16, 2017 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Morgan Stanley Bank, NA | $1,000,001 - $5,000,000 |
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