This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Timothy G. Massad departed Feb. 17, 2017
Commodity Futures Trading Commission (joined: Jan. 20, 2017)
Commissioner | Financial Disclosure »
Former Positions Outside Government
- Timothy Massad 2012 Exempt Trust trustee
- Trust for minor children Trustee
- Trust for minor children trustee
Employment Assets
| Description | Value | Income |
|---|---|---|
| 401k: PIMCO Total Return Bond Fund (PTRAX) | $1,000,001 - $5,000,000 | None (or less than $201) |
| Cravath, Swaine & Moore LLP law partnership | $500,001 - $1,000,000 | $379,270 |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| Citibank cash accounts | $15,001 - $50,000 | None (or less than $201) |
| JP Morgan Chase & Co (New York, NY) cash accounts | $100,001 - $250,000 | None (or less than $201) |
| Merrill Lynch (New York, NY) cash account | $15,001 - $50,000 | None (or less than $201) |
| Vanguard Extended Market Index Fund (VEXAX) | $100,001 - $250,000 | $2,501 - $5,000 |
| Vanguard 500 Index Fund Admiralty (VFIAX) | $500,001 - $1,000,000 | $5,001 - $15,000 |
| Vanguard Federal Money Market Fund (VMFXX) | $1,001 - $15,000 | None (or less than $201) |
| IRA: Fidelity Cash Reserves Fund (FDRXX) | $15,001 - $50,000 | None (or less than $201) |
| IRA: Oakmark Fund I (OAKMX) | $100,001 - $250,000 | None (or less than $201) |
| Utah 529 Educational Savings Plan (Our Utah 529 Savings Plan Account was invested in the following Vanguard funds: Institutional Index Fund Plus (50%); Mid-cap Index Fund (20%); Small-cap Index Fund (20%); and International Stock Fund (10%).) | $100,001 - $250,000 | None (or less than $201) |
| West Virginia 529 Savings Plan - Hartford DFA Fixed Income Fund | $50,001 - $100,000 | None (or less than $201) |
| Mass Mutual whole life insurance | $15,001 - $50,000 | None (or less than $201) |
| AXA/Equitable variable life insurance - Equitable Common Stock Index Fund | $100,001 - $250,000 | None (or less than $201) |
| Auburn S-Group Associates (This is an investment partnership that was available to partners of Cravath, Swaine & Moore, LLP and certain affiliated persons and entities, and I invested during the time I was a partner. The funds were placed with third-party private equity managers who had sole investment authority. The commitment period has expired and no new investments will be made. Cravath has provided me with the estimated value and income as well as the information as to the underlying investments and their sectors, which today consist only of a common stock holding in Prince Mineral Holding Corporation (manufacturer of iron and manganese compounds).) | $15,001 - $50,000 | $201 - $1,000 |
| Residential Property - Norwalk, CT | $1,000,001 - $5,000,000 | $50,001 - $100,000 |
| Fidelity Government Income Fund (FGOVX) | None (or less than $1,001) | None (or less than $201) |
| Artisan Global Equity Inv (ARTHX) | $50,001 - $100,000 | None (or less than $201) |
| American Funds EuroPacific Growth (AEGFX) | $250,001 - $500,000 | $2,501 - $5,000 |
| Artisan High Income (APDFX) | $250,001 - $500,000 | $15,001 - $50,000 |
| BlackRock Equity Dividend Inv A (MDDVX) | $15,001 - $50,000 | $2,501 - $5,000 |
| BlackRock Health Sciences Opps Inv A (SHSAX) | $15,001 - $50,000 | $201 - $1,000 |
| BlackRock High Yield Municipal Instl (MAYHX) | $250,001 - $500,000 | $5,001 - $15,000 |
| BlackRock Strategic Income Opps Instl (BSIIX) | $250,001 - $500,000 | $5,001 - $15,000 |
| BlackRock MuniHoldings (MHD) | $100,001 - $250,000 | $5,001 - $15,000 |
| BNY Mellon Muni Opportunities (MOTIX) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Dreyfus Strategic Muni Bond (DSM) | $50,001 - $100,000 | $2,501 - $5,000 |
| Deutsche Managed Muni Bond (SMLAX) | None (or less than $1,001) | $15,001 - $50,000 |
| Eaton Vance Atlanta Capital SMID-Cap A (EAASX) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Fidelity Spartan 500 Index Advtg (FUSVX) | $250,001 - $500,000 | $5,001 - $15,000 |
| Fidelity Spartan Extended Mkt Index Inv ( FSEMX) | $50,001 - $100,000 | $2,501 - $5,000 |
| Eaton Vance National Municipal Income A (EANAX) | $250,001 - $500,000 | $15,001 - $50,000 |
| Invesco International Growth A (AIIEX) | $250,001 - $500,000 | $2,501 - $5,000 |
| Invesco Advantage Muni Income Trust (VKI) | $100,001 - $250,000 | $5,001 - $15,000 |
| Nuveen Select Quality Muni (NQS) | None (or less than $1,001) | $2,501 - $5,000 |
| Federated Capital Reserves (FRFXX) | $15,001 - $50,000 | None (or less than $201) |
| Sun America Focused Dividend (FDSAX) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Tweedy, Browne Global Value (TBGVX) | $250,001 - $500,000 | $5,001 - $15,000 |
| Vanguard Dividend Growth Inv (VDIGX) | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| Vanguard Dividend Appreciation (VIG) | $250,001 - $500,000 | $5,001 - $15,000 |
| Vanguard 500 Index Admiral Shares (VFIAX) | $5,000,001 - $25,000,000 | $100,001 - $1,000,000 |
| Vanguard Total Stock Market Index Admiral Shares (VTSMX) | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| Vanguard Total International Stock Index Inv Fund (VGTSX) | $500,001 - $1,000,000 | $15,001 - $50,000 |
| Wells Fargo Advantage Short-Term Muni Bond (WSMAX) | $15,001 - $50,000 | $201 - $1,000 |
| D.R. Massad Descendants Trust and Timothy Massad Lifetime Trust (formerly part of A.H. Massad Descendants Trust) consisting of (My parents established two trusts, the Delores R Massad Descendants Trust and the Alex H Massad Descendants Trust, for the benefit of their children and grandchildren. I resigned as a trustee of both trusts in November 2013. The Alex H Massad Descendants Trust was divided in 2014 following my father's death into three trusts, one for each of his children (and their descendants); my interest is now only in the Timothy Massad Lifetime Trust. I have no control over the investments of either the Delores R Massad Descendants Trust or the Timothy Massad Lifetime Trust. Based on the information provided to me as a beneficiary, I have disclosed my interest in the trusts assets in items 43.1 through 43.11 plus items 71 through 73. Item 43.11 is a minority limited partnership interest in a partnership created by my parents. My mother owns a majority of the limited partnership interests in the partnership as well as the general partnership interest. She has the right to substitute other assets for the interests in the partnership held by the trusts. I have no control over the investments of the partnership. Based on the information provided to me in 2013 prior to my resignation as a trustee of the trusts, I have disclosed my interest in the trusts' interests in the investments of the partnership in items 43.11.1 through 43.11.72.) | None (or less than $201) | |
| Metropolitan West Total Return Bond Fund (MWTIX) | $1,001 - $15,000 | None (or less than $201) |
| Harbor High-Yield Bond Instl (HYFAX) | $1,001 - $15,000 | $201 - $1,000 |
| Dodge & Cox Income Fund | $1,001 - $15,000 | None (or less than $201) |
| JPMorgan Strategic Income Opportunity Select Fund (JSOSX) | $1,001 - $15,000 | $201 - $1,000 |
| JPM High-Yield Select Class Fund (OHYFX) | $1,001 - $15,000 | $201 - $1,000 |
| JPMorgan Unconstrained Debt Fund Select Class (JSISX) | $1,001 - $15,000 | $201 - $1,000 |
| Payden High Income Fund | $1,001 - $15,000 | $201 - $1,000 |
| JPM Short Intermediate Municipal Bond Fund (OSTAX) | $15,001 - $50,000 | $201 - $1,000 |
| Doubleline Total Return Bond Fund Class 1 (DBLTX) | $1,001 - $15,000 | $201 - $1,000 |
| BlackRock High Yield Bond Inv B1 (BHYDX) | $1,001 - $15,000 | $201 - $1,000 |
| JPM Global Bond Opportunities Fund (GBOSX) | $1,001 - $15,000 | None (or less than $201) |
| JPM Intermediate Tax Free Bond Fund--Instl (JITIX) | $15,001 - $50,000 | $201 - $1,000 |
| Limited Partnership Interest in DRMAHM, LTD partnership, consisting of: (This is an investment of the trusts listed in item 43. See end note to item 43.) | ||
| BARC MARKET PLUS SPX 4/9/14 (Note linked to S&P 500 Index) | $1,001 - $15,000 | None (or less than $201) |
| BBH Core Select Fund-N (BBTEX) | $15,001 - $50,000 | None (or less than $201) |
| CS Market Plus SPX 7/9/14 (Credit Suisse note linked to S&P 500 Index) | $1,001 - $15,000 | None (or less than $201) |
| FMI Large Cap Fund Large Cap FD (FMIHX) | $15,001 - $50,000 | None (or less than $201) |
| GS Market Plus SPX 1/29/14 (Goldman Sachs note linked to S&P 500 Index) | $1,001 - $15,000 | None (or less than $201) |
| MS Market Plus SPX 1/22/15 (Morgan Stanley note linked to S&P 500 Index) | $1,001 - $15,000 | None (or less than $201) |
| John Hancock III-Discpln V-1 (JVLIX) | $15,001 - $50,000 | None (or less than $201) |
| Timessquare Mid Cap Grow-PRM (TMCPX) | $15,001 - $50,000 | None (or less than $201) |
| JPM TR I Small Cap Equity Fd (VSEIX) | $50,001 - $100,000 | None (or less than $201) |
| Dodge & Cox Intl Stock fund (DODFX) | $15,001 - $50,000 | None (or less than $201) |
| Artisan Intl Value Fund (ARTKX) | $15,001 - $50,000 | None (or less than $201) |
| MFS Intl Value-1 (MINIX) | $15,001 - $50,000 | None (or less than $201) |
| DB Market Plus SX5E 3/19/14 (linked to Euro Stoxx 50) | $15,001 - $50,000 | None (or less than $201) |
| Matthews Pacific Tiger FS-IS (MIPTX) | $15,001 - $50,000 | None (or less than $201) |
| Virtus Emerging Mkts Oppor-I (HIEMX) | $15,001 - $50,000 | None (or less than $201) |
| Exxon Mobil Corp (XOM) | $50,001 - $100,000 | None (or less than $201) |
| HMLP Multi Strategy Private Investor LLC, New York, NY (Hedge Fund) | $50,001 - $100,000 | None (or less than $201) |
| JPM Access Multi-Strategy Fund RIC, New York, NY (Hedge) | $15,001 - $50,000 | None (or less than $201) |
| The Arbitrage Fund-I (ARBNX) | $15,001 - $50,000 | None (or less than $201) |
| Gateway Fund-Y (GTEYX) | $1,001 - $15,000 | None (or less than $201) |
| Eaton Vance Global Macro-I (EIGMX) | $15,001 - $50,000 | None (or less than $201) |
| JPM US Real Estate Income and Growth Domestic LP (REIT) | $15,001 - $50,000 | None (or less than $201) |
| JPM Tax Free Instl Sweep FD (cash) | $1,001 - $15,000 | None (or less than $201) |
| JPM TR I Tax Free Reserve Sweep FS Fund (cash) | $15,001 - $50,000 | None (or less than $201) |
| JP Morgan Chase (Houston, TX) cash account | $100,001 - $250,000 | None (or less than $201) |
| State of Maryland Transportation Auth Grant & Rev Antic Ref 5% 3/1/14 | $1,001 - $15,000 | None (or less than $201) |
| State of Massachusetts Cons Ln Unlimited Tax 5% 5/1/14 | $15,001 - $50,000 | None (or less than $201) |
| Florida State Dept of Transportation Right of Way Unlimited 5.25% 7/1/16 | $15,001 - $50,000 | None (or less than $201) |
| Colorado Water Resource & Power Dev Auth WasteWtr Rev Reevolving Fd 5% 9/1/14 | $1,001 - $15,000 | None (or less than $201) |
| JPM Tr II Short Term Interim Muni Bond Fd (PGUIX) | $15,001 - $50,000 | None (or less than $201) |
| Univ of Maryland System Auxiliary FAC & Tuition Rev 5% 4/1/15 | $1,001 - $15,000 | None (or less than $201) |
| City of Memphis TN Ref Gren Impt Unlimited Tax 5% 10/1/15 | $1,001 - $15,000 | None (or less than $201) |
| County of Segwick Kansas Unified Sch Dist No 259 Wichita Ref Unlimited Tax 4% 10/1/15 | $1,001 - $15,000 | None (or less than $201) |
| County of Greene Ohio Water Sys Rev Ref- Govt. Enterprise 5% 12/1/15 | $1,001 - $15,000 | None (or less than $201) |
| County of Maricopa Arizona Unified Sch Dist No 89 Dysart Sch Impt Unlimited Tax 5% 7/1/16 | $1,001 - $15,000 | None (or less than $201) |
| State of Maryland State & Local Facils Loan 2nd Ser Unlimited Tax 4.25% 8/1/21 | $1,001 - $15,000 | None (or less than $201) |
| Eagle Garfield & Routt Countys Colorado Sch Dist No. re 50J Unlimited Tax 5% 12/1/18 | $1,001 - $15,000 | None (or less than $201) |
| County of King Washington Sch Dist No 401 Highline Pub Schs 5.25% 12/1/22 | $1,001 - $15,000 | None (or less than $201) |
| State of California Fresno Uni Sch Dist Ref Unlimited Tax 5% 2/1/17 | $1,001 - $15,000 | None (or less than $201) |
| Brazosport Tx Clg Dist Univ & College Imps Limited Tax 4% 2/15/17 | $1,001 - $15,000 | None (or less than $201) |
| Oro Valley Arizona Municipal PPTY Corp Excise Tax Rev Ref 5% 7/1/17 | $1,001 - $15,000 | None (or less than $201) |
| Farmington Minnesota Independent Sch Dist No 192 Ref-Sch Bldg Unlimited Tax 5% 2/1/18 | $15,001 - $50,000 | None (or less than $201) |
| County of Weld Colorado Sch dist No Re-4 School Imps Unlimited Tax 5% 12/1/18 | $1,001 - $15,000 | None (or less than $201) |
| York County South Carolina Dis No 003 Rock Hill Unlimited Tax 5% 3/1/19 | $1,001 - $15,000 | None (or less than $201) |
| Brunswick Cnty NC Ref 4% 5/1/17 | $1,001 - $15,000 | None (or less than $201) |
| Monrovia California Unified Sch Dist Ref Unlimited 5.25% 8/1/19 | $1,001 - $15,000 | None (or less than $201) |
| Beaufort Jasper S Carolina Wtr & Swr Auth Wtrwks & Swrs Sys Rev Ref & Imp 5% 3/12/20 | $1,001 - $15,000 | None (or less than $201) |
| County of Maricopa Arizona Sch Dist No 11 Peoria Uni Sch Impt Unlimited 5% 7/1/20 | $15,001 - $50,000 | None (or less than $201) |
| Georgia State Ref Unlimited Tax 4% Ser 7/1/20 | $1,001 - $15,000 | None (or less than $201) |
| Northwest Allen Indiana Sch Bldg Corp First Mtg 5% 1/15/21 | $1,001 - $15,000 | None (or less than $201) |
| Chaska MN Indep Sch Dist #112 Ref-Sch Bldg Ser A Unlimited Tax 4% 2/1/21 | $1,001 - $15,000 | None (or less than $201) |
| Pierce Cnty WA Sch Dist #10 Tacoma Unlimited Tax 4% 6/1/21 | $1,001 - $15,000 | None (or less than $201) |
| New Mexico Finance Auth Rev Sub Lien-Pub PJ Revolving Fd-A 5% 6/15/21 | $1,001 - $15,000 | None (or less than $201) |
| Norfolk VA Ref Unlimited Tax 4% 10/1/21 | $1,001 - $15,000 | None (or less than $201) |
| Roseville MN Unlimited Tax 4% 3/1/22 | $1,001 - $15,000 | $2,501 - $5,000 |
| Fayette Cnty KY Sch Dist Fincorp 4% G 10/1/22 | $1,001 - $15,000 | None (or less than $201) |
| New Hampshire State Ref Unlimited Tax 5% A 7/1/22 | $1,001 - $15,000 | None (or less than $201) |
| DU Page Cnty IL Forest Preserve Dist Limited Tax 4% 11/1/22 | $1,001 - $15,000 | None (or less than $201) |
| City of San Antonio Texas Ref Gen Impt Limited Tax 5% 2/1/23 | $1,001 - $15,000 | None (or less than $201) |
| Montgomery Cnty TN Sch & Pub Impt Unlimited Tax 4% 4/1/23 | $1,001 - $15,000 | None (or less than $201) |
| Vermont Municipal Bond Band 5% Ser I 12/1/23 | $1,001 - $15,000 | None (or less than $201) |
| City of Joplin Missouri Sch Dist R * MO Direct Deposit Prog Unlimited Tax 5% 3/1/24 | $15,001 - $50,000 | None (or less than $201) |
| County of Wake North Carolina Bonds Limited Tax 5% Ser 6/1/25 | $1,001 - $15,000 | None (or less than $201) |
| Fort Worth TX Gen Purp Limited Tax 5% 3/1/26 | $1,001 - $15,000 | None (or less than $201) |
| Harris Cnty TX Ref Perm Imp Limited Tax 5% 10/1/27 | $1,001 - $15,000 | None (or less than $201) |
| Doubleline Total Ret Bd-I (DBLTX) | $1,001 - $15,000 | None (or less than $201) |
| PIMCO Total Return Fund-P (PTTPX) | $15,001 - $50,000 | None (or less than $201) |
| Harbor High Yield Bond-Inst (HYFAX) | $15,001 - $50,000 | None (or less than $201) |
| JPM TR I Strategic Income Opportunity Fd (JSOSX) | $15,001 - $50,000 | None (or less than $201) |
| JPM TR II High Yield Bond Fd (OHYFX) | $15,001 - $50,000 | None (or less than $201) |
| JJPM TR I Tax Aware Real Ret Td (TXRSX) | $15,001 - $50,000 | None (or less than $201) |
| Dreyfus Emg Mkt Debt Loc C (DDBIX) | $15,001 - $50,000 | None (or less than $201) |
| BlackRock Multi-Asset Income Instl (BIICX) | $250,001 - $500,000 | $15,001 - $50,000 |
| Cohen & Steers Real Estate Securities Fund I (CSDIX) | None (or less than $1,001) | $15,001 - $50,000 |
| PIMCO Income Instl (PIMIX) | None (or less than $1,001) | $5,001 - $15,000 |
| Thornburg Global Opportunities I (THOIX) | $15,001 - $50,000 | $201 - $1,000 |
| Powershares S&P500 Low Volatility Portfolio (SPLV) | $250,001 - $500,000 | $5,001 - $15,000 |
| Doubleline Core Fixed Income I (DBLFX) | $250,001 - $500,000 | $5,001 - $15,000 |
| JPMorgan Global Bond Opportunities Select (GBOSX) | $250,001 - $500,000 | $5,001 - $15,000 |
| T Rowe Price Global Allocation I (RPGAX) | $250,001 - $500,000 | $5,001 - $15,000 |
| Nuveen High Yield Municipal Bond I (NHMRX) | None (or less than $1,001) | $15,001 - $50,000 |
| Lord Abbett Bond Debenture F (LBDFX) | $50,001 - $100,000 | $2,501 - $5,000 |
| BlackRock Total Return I (MAHQX) | None (or less than $1,001) | $1,001 - $2,500 |
| Oppenheimer Emerging Markets Innovators A (EMIAX) | $1,001 - $15,000 | None (or less than $201) |
| Deutsche Real Estate Securities Fund i (RRRRX) | $250,001 - $500,000 | None (or less than $201) |
| Blackrock Strategic Municipal Opportunities Fund I (MAMTX) | $500,001 - $1,000,000 | $1,001 - $2,500 |
| Eaton Vance High-Yield Municipal Inc I (EIHYX) | $500,001 - $1,000,000 | None (or less than $201) |
| Federated Strategic Value Dividend Fund I (SVAIX) | $250,001 - $500,000 | $15,001 - $50,000 |
| First Eagle Global Income Builder Fund I (FEBIX) | $100,001 - $250,000 | $1,001 - $2,500 |
| iShares MSCI Emerging Markets ETF (EEM) | $250,001 - $500,000 | None (or less than $201) |
| Lord Abbett Growth Leaders Fund F (LGLFX) | $250,001 - $500,000 | None (or less than $201) |
| MFS Growth Fund I (MFEIX) | $500,001 - $1,000,000 | $5,001 - $15,000 |
| Nuveen Quality Municipal Fund (NAD) | $50,001 - $100,000 | $1,001 - $2,500 |
| Powershares QQQ Trust Series 1 (QQQ) | $250,001 - $500,000 | None (or less than $201) |
| Blackrock Total Emerging Markets Fund I (BEEIX) | $15,001 - $50,000 | $2,501 - $5,000 |
| iShares Core S&P Mid-Cap Fund (IJH) | $50,001 - $100,000 | $201 - $1,000 |
| iShares Edge MSCI USA Min Volatility (USMV) | $50,001 - $100,000 | $1,001 - $2,500 |
| Nuveen All-American Municipal Bond I (FAARX) | None (or less than $1,001) | $1,001 - $2,500 |
| Pershing Governemnt Account (GRFX) | $1,001 - $15,000 | None (or less than $201) |
| Vanguard Intermediate-Term Bond Investment-Grade (VBIIX) | $1,001 - $15,000 | $201 - $1,000 |
| JP Morgan Tax Aware Real Return Fund (TXRCX) | $1,001 - $15,000 | None (or less than $201) |
| BlackRock National Municipal Fund Class K (BNMLX) | $15,001 - $50,000 | $201 - $1,000 |
| Deutsche Global Infrastructure Fund I (TOLIX) | $250,001 - $500,000 | $2,501 - $5,000 |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Cravath, Swaine & Moore, LLP (I was a partner of Cravath, Swaine & Moore, LLP until May 16, 2009. Pursuant to the partnership agreement, upon withdrawing from the firm, I receive a payment in respect of prior service in quarterly installments over ten years, commencing with the quarter ending September 30, 2009.) | New York, New York | payout in respect of prior service | May 16, 2009 |
Transactions
| Description | Type | Date | Amount |
|---|---|---|---|
| Artisan High Income Fund (APDFX) | Purchase | 2016-01-29 | $250,001 - $500,000 |
| Deutsche Global Infrastructure Fund I (TOLIX) | Purchase | 2016-01-29 | $100,001 - $250,000 |
| Lord Abbett Growth Leaders Fund F (LGLFX) | Purchase | 2016-01-29 | $100,001 - $250,000 |
| Putnam Capital Spectrum Fund Y (PVYSX) | Sale | 2016-01-29 | $50,001 - $100,000 |
| Wells Fargo Advantage Growth Fund A (SGRAX) | Sale | 2016-01-29 | $250,001 - $500,000 |
| Ivy Science & Technology Fund A (WSTAX) | Sale | 2016-01-21 | $50,001 - $100,000 |
| Ivy Science & Technology Fund I (ISTIX) | Sale | 2016-01-29 | $15,001 - $50,000 |
| Matthew 25 Fund (MXXVX) | Sale | 2016-02-01 | $50,001 - $100,000 |
| Federated Strategic Value Dividend Fund I (SVAIX) | Purchase | 2016-03-21 | $250,001 - $500,000 |
| Janus Global Life Sciences I (JFNIX) | Sale | 2016-03-21 | $100,001 - $250,000 |
| Ivy Science & Technology Fund A (WSTAX) | Sale | 2016-03-21 | $100,001 - $250,000 |
| iShare MSCI USA Minimum Volatility ETF (USMV) | Purchase | 2016-05-06 | $50,001 - $100,000 |
| Touchstone Sands Capital Select Growth Y(CFSIX) | Sale | 2016-05-06 | $15,001 - $50,000 |
| Deutsche CROCI International Fund S (SCINX) | Sale | 2016-05-06 | $15,001 - $50,000 |
| Deutsche Global Infrastructure Fund I (TOLIX) | Purchase | 2016-07-07 | $50,001 - $100,000 |
| MFS Growth Fund I (MFEIX) | Purchase | 2016-07-07 | $250,001 - $500,000 |
| Touchstone Sands Capital Select Growth Y(CFSIX) | Sale | 2016-07-07 | $250,001 - $500,000 |
| Thornburg Global Opportunities Fund I (THOIX) | Sale | 2016-07-07 | $100,001 - $250,000 |
| First Eagle Global Income Builder I (FEBIX) | Purchase | 2016-09-08 | $100,001 - $250,000 |
| Putnam Capital Spectrum Y (PVSYX) | Sale | 2016-09-08 | $100,001 - $250,000 |
| Nuveen All-American Municipal Bond Fund I (FAARX) | Purchase | 2016-09-28 | $250,001 - $500,000 |
| Blackrock Strategic Municipal Opportunities Fund I (MAMTX) | Purchase | 2016-09-28 | $100,001 - $250,000 |
| Pimco Income Fund I (PIMIX) | Sale | 2016-09-28 | $250,001 - $500,000 |
| BlackRock Total Return Instl (MAHQX) | Sale | 2016-09-28 | $50,001 - $100,000 |
| BlackRock Strategic Income Opps Instl (BSIIX) | Sale | 2016-09-28 | $50,001 - $100,000 |
| MFS Growth Fund I (MFEIX) | Purchase | 2016-10-13 | $50,001 - $100,000 |
| Putnam Capital Spectrum Fund Y (PVSYX) | Sale | 2016-10-13 | $15,001 - $50,000 |
| BlackRock Health Sciences Opps Inv A (SHSAX) | Sale | 2016-10-13 | $15,001 - $50,000 |
| Blackrock Total Emerging Markets Fund (BEEIX) | Purchase | 2016-10-26 | $100,001 - $250,000 |
| Lord Abbett Growth Leaders Fund F (LGLFX) | Purchase | 2016-10-26 | $50,001 - $100,000 |
| iShares Core S&P Mid Cap ETF (IJH) | Purchase | 2016-10-26 | $50,001 - $100,000 |
| Janus Global Life Sciences I (JFNIX) | Sale | 2016-10-26 | $100,001 - $250,000 |
| Artisan Global Equity Inv (ARTFX) | Sale | 2016-10-26 | $15,001 - $50,000 |
| Vanguard Diviidend Growth Fund (VDIGX) | Sale | 2016-10-26 | $15,001 - $50,000 |
| Touchstone Small Cap Fund Y (TSFYX) | Sale | 2016-10-26 | $15,001 - $50,000 |
| DoubleLine Core Fixed Income I (DBLFX) | Sale | 2016-11-02 | $1,001 - $15,000 |
| PowerShares QQQ Trust, Series 1 (QQQ) | Purchase | $250,001 - $500,000 | |
| Blackrock Strategic Municipal Opportunities Fund i (MAMTX) | Purchase | 2016-12-21 | $250,001 - $500,000 |
| Lord Abbett Growth Leaders Fund F (LGLFX) | Purchase | 2016-12-21 | $250,001 - $500,000 |
| Deutsche Real Estate Securities Fund I (RRRRX) | Purchase | 2016-12-21 | $250,001 - $500,000 |
| Eaton Vance High Yield Muni Income Fund I (EIHYX) | Purchase | 2016-12-21 | $250,001 - $500,000 |
| iShares MSCI Emerging Markets ETF (EEM) | Purchase | 2016-12-21 | $100,001 - $250,000 |
| Nuveen All-American Municipal Bond Fund I (FAARX) | Sale | 2016-12-21 | $250,001 - $500,000 |
| Oppenheimer Emerging Markets Innovators Fund Y(EMIYX) | Sale | 2016-12-21 | $50,001 - $100,000 |
| Blackrock Total Emerging Markets Fund (BEEIX) | Sale | 2016-12-21 | $100,001 - $250,000 |
| Wells Fargo Advantage Growth Fund A (SGRAX) | Sale | 2016-12-21 | $500,001 - $1,000,000 |
| Deutsche Managed Municipal Bond Fund A (SMLAX) | Sale | 2016-12-21 | $500,001 - $1,000,000 |
| Cohen & Steers Real Estate Securities Fund I(CSDIX) | Sale | 2016-12-21 | $250,001 - $500,000 |
| Nuveen High Yield Municipal Bond I (NHMRX) | Sale | 2016-12-21 | $500,001 - $1,000,000 |
| Dreyfux Tax Exempt Cash Management Fund (DEVXX) | Sale | 2016-08-25 | $50,001 - $100,000 |
| Federated Capital Reserves (FRFXX) | Purchase | 2016-08-25 | $50,001 - $100,000 |
| Nuveen Select Quality Muni (NQS) | Exchange | 2016-09-13 | $50,001 - $100,000 |
| Nuveen Quality Municipal Income Fund (NAD) | Exchange | 2016-09-13 | $50,001 - $100,000 |
Do you know something about Timothy G. Massad? Send us an email at [email protected] or send a Signal message to 347-244-2134.
See more staffers at Commodity Futures Trading Commission »