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Wilbur L. Ross

Commerce (joined: Feb. 27, 2017)

Secretary of Commerce | $153,800-$210,700 | Financial Disclosure »

Former Positions Outside Government

Former Compensation Sources

  • ArcelorMittal Independent Director on the Board of Directors.
  • Invesco, Ltd. CEO of Private Equity Groups division with company. Receives his salary and bonus from Invesco Group Services.

See more financial disclosure details ⬇

Employment Assets

Description Value Income
Invesco (2 books: "New York, New York"; "Palm Beach People")
Invesco Group Services $2,000,000
Invesco Group Services $2,244,000
Invesco 401k Plan None (or less than $201)
Invesco Developing Markets R6 None (or less than $1,001)
Invesco Core Plus Fixed Income $15,001 - $50,000
SSgA U.S. Bond Index Non-Lending Series Fund Class C $15,001 - $50,000
SSgA Inflation Protected Bond Index Fund $15,001 - $50,000
Invesco Ltd. stock $5,000,001 - $25,000,000 $100,001 - $1,000,000
Invesco Ltd. restricted stock (unvested) $5,000,001 - $25,000,000 None (or less than $201)
Invesco Group Services, anticipated bonus $1,000,001 - $5,000,000 None (or less than $201)
ArcelorMittal $107,567
Air Lease Corporation $250,001 - $500,000 $1,001 - $2,500
BankUnited, Inc. $1,001 - $15,000 None (or less than $201)
Exco (vested shares) $15,001 - $50,000 None (or less than $201)
Exco (unvested shares) $100,001 - $250,000 None (or less than $201)
Ocwen Financial Corporation $1,001 - $15,000 None (or less than $201)
Sun Bancorp, Inc. $1,001 - $15,000 None (or less than $201)
El Vedado, LLC
WL Ross Group, L.P.
WL Ross Group, L.P.
WLR Recovery Associates IV LLC $5,000,001 - $25,000,000 $100,001 - $1,000,000
WLR Recovery Fund IV, L.P. -- Carried Interest $5,000,001 - $25,000,000 None (or less than $201)
WLR Recovery Fund IV, L.P.
International Textile Group (textiles) (no longer held)
WLR - Greenbrier Rail Inc. (railroads) (no longer held)
Sun Bancorp. Inc.
Cascade Bancorp
Amalgamated Bank (banking)
WLR Recovery Fund IV XCO Feeder I, L.P.
WLR Recovery Fund IV XCO AIV I, L.P.
EXCO Resources, Inc.
WLR Recovery Fund IV XCO Feeder II, L.P.
WLR Recovery Fund IV XCO AIV II, L.P.
EXCO Resources, Inc.
WLR Recovery Fund IV XCO Feeder III, L.P.
WLR Recovery Fund IV XCO AIV III, L.P.
EXCO Resources, Inc.
WLR IV RRH AIV, L.P.
Cantor Commercial Real Estate Company (real estate financing)
WLR IV RRH Blocked AIV, L.P.
Cantor Commercial Real Estate Company (real estate financing)
WLR IV PPIP AIV, L.P.
Invesco Mortgage Recovery Master Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
WLR IV PPIP AIV Feeder, L.P.
WLR IV PPIP AIV, L.P.
WLR IV Loans AIV Feeder, L.P. (Delaware)
WLR IV Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
WLR LeFrak Northwest LLC (real estate loans)
IMRF Hotel Fifth Street Member LLC (real estate loans)
Park Place Apollo Investor LLC (real estate loans)
Market Square Member LLC (real estate loans)
Indiana Retail Member LLC (real estate loans)
Colfin Milestone North Funding LLC (commercial real estate loans)
IMRF Hotel Member LLC (real estate loans)
IMRF Watchtower Member LLC (real estate loans)
Shackelford Crossings Member LLC (real estate loans)
IMRF Industrial Member LLC (real estate loans)
WLR IV Loans AIV Feeder, (Cayman) L.P.
WLR IV Loans AIV, L.P.
WLR IV Loans AIV, L.P.
WLR Mezzanine Associates, LLC $100,001 - $250,000 None (or less than $201)
WLR Mezzanine Splitter, L.P. (Cayman)
WLR Cardinal Associates Ltd.
WLR Cardinal Mezzanine Fund L.P. (Cayman)
Dwyer Nolan: Elmfield Property Holdings, Ltd. Tranche A (real estate loans)
Hennebry, O'Toole, Exmonde Partnership (real estate loans)
Henciti Limited (real estate loans)
Genesis Homes (Mungret) Limited (real estate loans)
Charlemont Regene (real estate loans)
Chirita Limited (real estate loans)
Kitty Developments Limited (real estate loans)
Newpark Developments Limited (real estate loans)
RGRE Ballsbridge Devco No. 3 (real estate loans)
Chalon Finance DAC (real estate loans)
WLR Cardinal Mezzanine Fund L.P. (Cayman) -- Carried Interest (value not readily ascertainable) None (or less than $201)
Absolute Recovery Capital Partners LLC $250,001 - $500,000 $5,001 - $15,000
Absolute Recovery Hedge Fund Ltd. (Cayman)
Absolute Recovery Master Fund Ltd.
Absolute Recovery Hedge Fund L.P.
WLR Recovery Associates LLC (cash) $500,001 - $1,000,000 None (or less than $201)
WL Ross Sponsor LLC $5,000,001 - $25,000,000 None (or less than $201)
Nexeo Solutions, stock
WLR Conduit MM LLC $500,001 - $1,000,000 $100,001 - $1,000,000
WLR-SC Financing Conduit LLC
Resolution Recovery Partners LP (real estate)
Transportation Recovery Fund, L.P.
WLR/TRF Shipping GP Ltd.
WLR/TRF Shipping LP (Cayman)
WLR/TRF Shipping S.a r.l.
WLR/TRF Shipping LP (Cayman)
WLR/TRF Shipping II GP Ltd.
WLR/TRF Shipping II LP (Cayman)
WLR/TRF Shipping II S.a r.l.
WLR/TRF Shipping II LP (Cayman)
American Energy - Permian Basin LLC, bonds
Comstock Resources, Inc., warrants
Energen Corp.
Laredo Petroleum Inc.
Northern Oil and Gas Inc.
New Penn Financial LLC (mortgage financing)
QEP Resources Inc.
Breitburn Energy Partners, bonds
Rex Energy Corp.
WPX Energy Inc.
Comstock Resources, equity
Shellpoint Partners LLC (mortgage lending)
Cantor Commercial Real Estate Company (real estate financing)
Situs Holdings, LLC (commercial mortgage servicing)
Approach Resources, Inc., bonds
Lightstream Resources, bonds
WLR Conduit MM LLC -- Carried interest $500,001 - $1,000,000 None (or less than $201)
WLR Recovery Associates V LLC $1,000,001 - $5,000,000 $1,000,001 - $5,000,000
WLR V RRH Blocked AIV, L.P.
Cantor Commercial Real Estate Company (real estate financing)
WLR V RRH AIV, L.P.
Cantor Commercial Real Estate Company (real estate financing)
WLR V RRH Feeder AIV LLC
WLR V RRH Blocked AIV, L.P.
Cantor Commercial Real Estate Company (real estate financing)
WLR Recovery Fund V Mezzanine AIV Blocker, L.P.
WLR Recovery Fund V Mezzanine AIV, L.P.
WLR Recovery Fund V Mezzanine Holdings LLC
WLR Cardinal Associates Ltd.
WLR Cardinal Mezzanine Fund L.P. (Cayman)
WLR Cardinal Mezzanine Fund L.P. (Cayman)
WLR Recovery Fund V Mezzanine AIV, L.P.
WLR Recovery Fund V Mezzanine Holdings LLC
WLR Recovery Fund V, L.P. -- Carried Interest (value not readily ascertainable) None (or less than $201)
WLR V RRH Blocked AIV, L.P. -- Carried Interest (value not readily ascertainable) None (or less than $201)
WLR V RRH AIV, L.P. -- Carried Interest (value not readily ascertainable) None (or less than $201)
WLR Recovery Fund V, L.P.
Virgin Money (banking) (no longer held)
Amalgamated Bank (banking)
NBNK Investments PLC (investments) (no longer held)
CCRE/Berkeley Point Financial LLC (real estate)
Bank of Cyprus (banking)
PB Materials Holdings, Inc. (construction)
Carbures Inc. (nano carbon fiber manufacturing)
DSS Holdings, L.P. (transoceanic shipping)
American Energy - Permian Basin LLC, bonds
Approach Resources, Inc., bonds
Breitburn Energy Partners, bonds
Comstock Resources Inc., warrants
Lightstream Resources, bonds
WLR Eurobank Investment, L.P.
Eurobank Ergasias SA (banking)
WLR Select Associates LLC $15,001 - $50,000 $201 - $1,000
WLR Select Co-Investment XCO AIV, L.P.
Exco Resources, Inc.
WLR Select Co-Investment XCO AIV, L.P. -- Carried Interest (value not readily ascertainable) None (or less than $201)
WL Ross Group (Cayman), Ltd.
WLR China Energy CV, L.P.
WLR China Energy Associates, Ltd.
WLR China Energy Infrastructure Fund, L.P. - - Carried Interest (value not readily ascertainable) None (or less than $201)
WLR China Energy Infrastructure Fund, L.P. None (or less than $201)
Longmen Group Limited (natural gas) $1,001 - $15,000
Organica Water Inc. (wastewater infrastructure) $1,001 - $15,000
Phononic Devices, Inc. (consumer products manufacturing) $15,001 - $50,000
SinoTech Power Group Holding (solar power) $15,001 - $50,000
Huaneng Renewables Corp., Ltd. (energy) $15,001 - $50,000
ChargePoint, Inc. (electric vehicle charging) $1,001 - $15,000
WLR Recovery Associates II, LLC
WLR Recovery Fund II, L.P. -- Carried Interest $250,001 - $500,000 None (or less than $201)
WLR Recovery Associates III, LLC None (or less than $201)
WLR Recovery Fund III, L.P. -- Carried Interest (value not readily ascertainable) None (or less than $201)
Invesco Legacy Securities Master Fund, L.P.
WLR IMRF II Associates LLC $1,001 - $15,000 None (or less than $201)
Invesco Mortgage Recovery Master Associates II, LLC
Invesco Mortgage Recovery Fund II, L.P.
Invesco Mortgage Recovery Fund II U.S. HoldCo, L.P.
Invesco Mortgage Recovery Fund II ITAL HoldCo, L.P.
ITAL SCSP (Luxembourg)
Spiga (real estate loans)
Generator (real estate loans)
Ames Hotel (real estate loans)
Bayside Square (real estate loans)
Luhrs City Center (real estate loans)
Crown Heights (real estate loans)
5801 Christie Avenue (real estate loans)
Sareb Loan Portfolio (real estate loans)
Invesco Mortgage Recovery Fund II U.S. HoldCo, L.P.
Invesco Mortgage Recovery Fund II ESC, L.P.
Invesco Mortgage Recovery Fund II U.S. HoldCo, L.P.
IMRF II HoldCo S.a r.l. (Luxembourg)
102 Champs-Elysees (real estate loans)
Frascati (real estate loans)
Gregorio Benetiz (real estate loans)
Invesco Mortgage Recovery Fund II Co- Invest ITAL, L.P.
Invesco Mortgage Recovery Fund II ITAL HoldCo, L.P.
Invesco Mortgage Recovery Fund II Feeder, LLC
Invesco Mortgage Recovery Fund II, L.P. -- carried interest (value not readily ascertainable) None (or less than $201)
Invesco Mortgage Recovery Fund II Co- Invest ITAL, L.P. -- carried interest (value not readily ascertainable) None (or less than $201)
WLR Master Co-Investment SLP Associates L.P. (Cayman)
WLR/GS Master Co-Investment L.P. (Cayman) -- Carried Interest (value not readily ascertainable) None (or less than $201)
WLR Recovery Associates IV DSS AIV, L.P. (value not readily ascertainable) None (or less than $201)
WLR Recovery Fund IV DSS AIV, L.P. (Cayman)
DSS Holdings LP Class A (transoceanic shipping)
DSS Holdings LP Class B (transoceanic shipping)
Navigator Holdings Ltd. (transoceanic shipping)
DSS Holdings GP Ltd. (transoceanic shipping)
WLR Recovery Associates V DSS AIV, L.P. $1,000,001 - $5,000,000 $100,001 - $1,000,000
WLR Recovery Fund V DSS AIV, L.P.
WLR/TRF Shipping LP (Cayman)
WLR/TRF Shipping II LP (Cayman)
Navigator Holdings Ltd. (transoceanic shipping)
DSS Holdings, L.P. (transoceanic shipping)
WLR Select Associates DSS, L.P. $50,001 - $100,000 $1,001 - $2,500
WLR Recovery Associates V DSS AIV GP, Ltd.
WLR Recovery Associates V DSS AIV, L.P.
WLR Recovery Fund V DSS AIV, L.P. -- Carried Interest (value not readily ascertainable) None (or less than $201)
WLR/IVZ Mortgage Recovery Associates LLC $500,001 - $1,000,000 $100,001 - $1,000,000
Invesco Mortgage Recovery Master Associates LLC
Invesco Mortgage Recovery Offshore Feeder Fund, L.P.
Invesco Mortgage Recovery Feeder Fund, L.P.
Invesco Mortgage Recovery Master Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
Invesco Mortgage Recovery Feeder Fund, L.P.
Invesco Mortgage Recovery Master Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
Invesco Legacy Securities Offshore Feeder Fund, L.P.
Invesco Legacy Securities Feeder Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
Invesco Mortgage Recovery Master Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
Invesco Legacy Securities Feeder Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
Invesco Recovery Loans Feeder Fund, L.P. (DE)
Invesco Mortgage Recovery Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
Invesco Mortgage Recovery Loans Feeder Fund, L.P. (Cayman)
Invesco Mortgage Recovery Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
Invesco Mortgage Recovery Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
WLR IV PPIP Co-Invest Offshore Feeder Fund, L.P.
WLR IV PPIP Co-Invest, L.P.
Invesco Mortgage Recovery Master Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
WLR IV PPIP Co-Invest, L.P.
Invesco Mortgage Recovery Master Fund, L.P.
Invesco Legacy Securities Master Fund, L.P.
WLR IV PPIP Coinvest Loans Feeder Fund, L.P. (DE)
WLR IV PPIP Co-Invest Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
WLR IV PPIP Coinvest Loans Feeder Fund (Cayman), L.P.
WLR IV PPIP Co-Invest Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
WLR Whole Loan Fund, L.P.
WLR LeFrak (Northwest) LLC (real estate loans)
Market Square Member LLC (real estate loans)
Indiana Retail Member LLC (real estate loans)
Shackleford Crossings Member LLC (real estate loan)
Colfin Milestone North Funding LLC (real estate loan)
IMRF Hotel Member LLC (real estate loan)
Park Place Apollo Investor LLC (real estate loan)
IMRF Watchtower Member LLC (real estate loan)
IMRF Industrial Member LLC (real estate loan)
WLR IV PPIP Co-Invest Loans AIV, L.P.
Invesco Mortgage Recovery Master Loans AIV, L.P.
WLR/IVZ Mortgage Recovery Associates LLC -- Carried Interest $1,000,001 - $5,000,000 None (or less than $201)
Starboard GP Ltd. $50,001 - $100,000 $50,001 - $100,000
Starboard Recovery Associates, L.P.
WLR Navig8 Co-Investment, L.P.
WLR/TRF Shipping S.a. r.l.
Transportation Recovery Fund, L.P. -- Carried Interest (value not readily ascertainable) None (or less than $201)
IRA - Traditional
WLR Recovery Associates, II LLC $250,001 - $500,000 $100,001 - $1,000,000
WLR Recovery Fund II, L.P.
International Textile Group (textiles) (no longer held)
WLR Cone Mills Surplus Assets LLC (textiles) (no longer held)
Ohizumi Mfg Co Ltd. (electronics, Japan) (no longer held)
Nano-Tex LLC (textiles) (no longer held)
IAC Group North America LLC (automotive parts)
IAC Group Brazil LLC (automotive parts)
WLR Recovery Associates III, LLC $500,001 - $1,000,000 $5,001 - $15,000
WLR Recovery Fund III, L.P.
International Textile Group (textiles) (no longer held)
IAC Group North America LLC (automotive parts)
IAC Group Brazil LLC (automotive parts)
OCM India Limited (textiles) (no longer held)
WLR Recovery Associates IV, LLC $50,001 - $100,000 None (or less than $201)
U.S. brokerage/investment account (cash) $100,001 - $250,000 None (or less than $201)
WLR Recovery Associates IV DSS AIV GP, Ltd. (Cayman) $50,001 - $100,000 None (or less than $201)
WLR Recovery Associates IV DSS AIV, L.P.
UBS AG Deposit Account (cash) $500,001 - $1,000,000 None (or less than $201)
IRA - Roth $5,001 - $15,000
Aperam NY Reg. $100,001 - $250,000
ArcelorMittal SA NY Reg. $250,001 - $500,000
U.S. brokerage/investment account (cash) $100,001 - $250,000
UBS AG Deposit Account $1,000,001 - $5,000,000
India Asset Recovery Associates LLC $100,001 - $250,000 $201 - $1,000
India Asset Recovery GP Ltd. (Cayman)
India Asset Recovery Fund LP -- Carried Interest (value not readily ascertainable) None (or less than $201)
India Asset Recovery Fund LP
India Asset Recovery Fund Limited
OCM India Limited (textiles)
Ross CG GP LLC
Ross CG Associates, LP $1,000,001 - $5,000,000 Over $5,000,000
Taiyo Pearl GP, L.P.
Taiyo Pearl Delaware Fund, L.P.
Taiyo Pearl Master Fund, L.P.
Nifco Inc. (plastics)
J Trust Co. Ltd. (financial services; real estate)
Matsui Securities Co. Ltd. (financial services)
Topcon Corp. (positioning instruments)
Ulvac Inc. (machinery)
Disco Corp. (precision tools)
Horiba Ltd. (precision instruments)
Peptidream Inc. (pharmaceuticals, Japan)
Nissha Printing Co. Ltd. (Manufacturing, electronics, and medical devices, Japan)
Miraca Holdings Inc. (healthcare)
CyberAgent, Inc. (internet business)
Taiyo Pearl Fund, L.P.
Taiyo Pearl Master Fund, L.P.
Taiyo Pearl Fund, Ltd.
Taiyo Pearl Master Fund, L.P.
Taiyo Pearl Master Fund, L.P.
Ross CG Associates, LP - Carried Interest $1,000,001 - $5,000,000 None (or less than $201)
Ross CG Cypress Associates, LLC $50,001 - $100,000 $15,001 - $50,000
Ross CG Cypress Associates, LP
Ross CG Cypress Associates, LP -- Carried Interest $100,001 - $250,000 None (or less than $201)
Ross CG Pearl Associates, LLC
Ross CG Pearl Associates, LP -- carried interest $100,001 - $250,000 None (or less than $201)
WL Ross GP LLC
Asia Recovery Associates L.P. -- Carried Interest $1,000,001 - $5,000,000 None (or less than $201)
Asia Recovery Associates L.P.
Asia Recovery Co-Invest Partners, L.P. $1,001 - $15,000 None (or less than $201)
Ohizumi Mfg Co Ltd. (electronics, Japan) (no longer held)
WLR Recovery Associates IV DSS AIV GP, Ltd. (Cayman)
WLR Recovery Associates IV DSS AIV, L.P. $1,000,001 - $5,000,000 None (or less than $201)
WLR Recovery Fund IV DSS AIV, L.P.
WLR Recovery Fund IV DSS AIV, L.P. -- Carried Interest $1,000,001 - $5,000,000 None (or less than $201)
Starboard WLR Associates L.P. $5,000,001 - $25,000,000 None (or less than $201)
Starboard Recovery Associates, L.P.
Ross Expansion GP, LLC
Ross Expansion FLP, LP -- carried interest $5,000,001 - $25,000,000 None (or less than $201)
Ross Expansion FLP, LP $100,001 - $250,000 None (or less than $201)
Ross Expansion Associates, L.P.
WLR Euro Wagon Management Limited (Jersey)
IPE Euro Wagon L.P. (Jersey)
Euro Wagon, LP
Euro Wagon II, LP
NKK Corporation $1,000
Rothschild Profit Sharing Plan (underlying assets are not ascertainable) $2,062
WLR Select Associates DSS GP Ltd. (Cayman)
WLR Select Associates DSS, L.P.
WLR Select Co-Investment Mezzanine AIV, L.P. (Cayman)
WLR Cardinal Mezzanine Fund L.P. (Cayman)
WLR Select Co-Investment, L.P. (Cayman) -- Carried Interest (value not readily ascertainable) None (or less than $201)
WLR Select Co-Investment Mezzanine AIV, L.P. (Cayman)
WLR Mezzanine Splitter, L.P. (Cayman)
WLR Cardinal Mezzanine Fund L.P. (Cayman)
WLR Select Co-Investment, L.P. (Cayman)
WLR IV VM II LLC
Navigator Holdings Ltd. (transoceanic shipping)
PB Materials Holdings Inc. (construction)
DSS Holdings, L.P. (shipping)
WLR Select Co-Investment Mezzanine AIV Blocker, L.P. (Cayman)
WLR Select Co-Investment Mezzanine AIV, L.P. (Cayman) (value not readily ascertainable)
WLR Nanotechnology GP LLC $1,001 - $15,000 None (or less than $201)
Masters Capital Nanotechnology Fund, LP. -- Carried Interest (not readily ascertainable) None (or less than $201)
Masters Capital Nanotechnology, LLC
Masters Capital Nanotechnology Fund, LP.
Daylight Solutions, Inc.
Nanosys, Inc.
WLR Nanotechnology LP LLC $500,001 - $1,000,000 None (or less than $201)
Masters Capital Nanotechnology Fund, LP.

Other Income/Assets

Description Value Income
U.S. Brokerage Account #1
Cash Over $50,000,000 $5,001 - $15,000
Pound Sterling (cash account in overseas JP Morgan account) $100,001 - $250,000 None (or less than $201)
U.S. Treasury 8.75% 5/15/17 912810-DY-1 NR/AAA $5,000,001 - $25,000,000 $100,001 - $1,000,000
Bear Stearns Co. Inc. 6.4% Oct 2, 2017 DTD 10/02/2007 073902-PR-3 A1/A3 $5,000,001 - $25,000,000 $100,001 - $1,000,000
Bear Stearns Co. Inc. 7 1/4% Feb 1, 2018 DTD 02/01/2008 073902-RU-4 A-/A3 $5,000,001 - $25,000,000 $100,001 - $1,000,000
Anheuser Busch INBEV WOR 7 3/4% Jan 15, 2019 DTD 01/15/2011 03523-BE-7 A/NR None (or less than $1,001) $100,001 - $1,000,000
Caterpillar Financial SE Medium Term Note 7.15% Feb 15, 2019 DTD 02/12/2009 14912L-4E-8 A/A2 None (or less than $1,001) $100,001 - $1,000,000
Goldman Sachs Group Inc. SR Notes 7 1/2% Feb 15, 2019 DTD 02/15/2009 38141E-A2-5 A-/BAA None (or less than $1,001) $100,001 - $1,000,000
MetLife Inc. Notes 7.717% Feb 15, 2019 DTD 02/15/2009 59156R-AT-5 A-/A3 None (or less than $1,001) $100,001 - $1,000,000
Morgan Stanley 7.3% May 13, 2019 DTD 05/13/2009 61747Y-CG-8 A-/BAA None (or less than $1,001) $100,001 - $1,000,000
Dow Chemicals Co., The Notes 8.55% May 15, 2019 DTD 05/13/2009 260543-BX-0 BBB/BAA None (or less than $1,001) $100,001 - $1,000,000
Citigroup Inc. SR Notes 8 1/2% May 22, 2009 DTD 05/22/2009 172967-EV-9 A-/BAA None (or less than $1,001) $100,001 - $1,000,000
Bank of America Corp SR Notes 7 5/8% Jun 01, 2019 DTD 06/02/2009 06051G-DZ-9 A- /BAA None (or less than $1,001) $100,001 - $1,000,000
General Elec Cap Corp 6% Aug 07, 2019 DTD 08/07/2009 36962G-4D-3 AA+/A1 None (or less than $1,001) $100,001 - $1,000,000
XTO Energy Corp 61/2% Dec 15, 2018 DTD 08/07/2008 98385X-AT-3 AAA/AAA None (or less than $1,001) $50,001 - $100,000
U.S. Brokerage Account #2
Cash account 1 $250,001 - $500,000 $201 - $1,000
Cash account 2 Over $50,000,000 $15,001 - $50,000
UBS Select Prime Institutional Fund None (or less than $1,001) $201 - $1,000
Tennessee Gas Pipeline NTS B/E 8.000% Matures 02/01/2016 CUSIP 880451AY5 None (or less than $1,001) $100,001 - $1,000,000
Metlife Inc NTS B/E 6.750% Matures 06/01/2016 CUSIP 59156RAU2 None (or less than $1,001) $50,001 - $100,000
Natl Rural Util Coop Fin 10.375% Matures 11/01/2016 CUSIP 637432LR4 None (or less than $1,001) $100,001 - $1,000,000
Baker Hughes Inc. NTS 7.500% Matures 11/15/2018 CUSIP 057224AY3 None (or less than $1,001) $50,001 - $100,000
Goldman Sachs Group NTS 7.500% Matures 02/19/2019 CUSIP 38141EA25 None (or less than $1,001) $50,001 - $100,000
Dow Chemical Co NTS 8.550% Matures 05/15/2019 CUSIP 260543BX0 None (or less than $1,001) $50,001 - $100,000
Bank of Amer Corp NTS OBP B/E 7.625% Matures 06/01/2019 CUSIP 06051GDZ9 None (or less than $1,001) $100,001 - $1,000,000
Republic of Korea NTS Foreign Security 7.125% Matures 04/16/2019 ISIN US50064FAJ30 None (or less than $1,001) $100,001 - $1,000,000
UBS Select TX FR Capital None (or less than $1,001) None (or less than $201)
U.S. Brokerage Account #3
Southwestern Public Service Co. NTS ISIN CUSIP 845743BM45 8.7500% Matures 12/01/2018 $5,000,001 - $25,000,000 $100,001 - $1,000,000
Cash $5,000,001 - $25,000,000 None (or less than $201)
U.S. Brokerage Account #4
Southwestern Public Service Co. NTS ISIN CUSIP 845743BM45 8.7500% Matures 12/01/2018 None (or less than $1,001) $1,000,001 - $5,000,000
United States Treasury BDS 9.250% NTS ISIN CUSIP 912810DV7 Matures 02/15/2016 None (or less than $1,001) $1,000,001 - $5,000,000
XTO Energy Inc. SR NTS 6.500% NTS ISIN CUSIP 98385XAT3 Matures 12/15/18 None (or less than $1,001) $100,001 - $1,000,000
U.S. Brokerage Account #5 (cash) (Held as an account for the benefit of First Republic Bank) $100,001 - $250,000 $201 - $1,000
U.S. Brokerage Account #6 (cash) $1,000,001 - $5,000,000 None (or less than $201)
U.S. Bank Account #1 (cash) $500,001 - $1,000,000 $2,501 - $5,000
U.S. Money Market Account #1 (cash) $50,001 - $100,000 None (or less than $201)
U.S. Money Market Account #2 (cash) $1,000,001 - $5,000,000 $15,001 - $50,000
U.S. Brokerage Account #7 (cash) (No longer held, so value shown as zero) None (or less than $1,001) $1,001 - $2,500
U.S. Brokerage Account #8
Aperam NY Reg Shares (steel) $500,001 - $1,000,000 $5,001 - $15,000
Federated Govt Obl; II $15,001 - $50,000 None (or less than $201)
Arcelor Mittal SA $500,001 - $1,000,000 $50,001 - $100,000
Nexeo Solutions stock $25,000,001 - $50,000,000 None (or less than $201)
Art Collection Over $50,000,000 None (or less than $201)
U.S. Brokerage Account #9
Cash deposit account $100,001 - $250,000 None (or less than $201)
UBS Select Govt Capital $250,001 - $500,000 $201 - $1,000
UBS Select Prime Capital None (or less than $1,001) $1,001 - $2,500
U.S. Bank Account #2 (cash) $100,001 - $250,000 None (or less than $201)
Intercontinental Exchange, Inc. $250,001 - $500,000 $15,001 - $50,000
YG Partners Fund, LP $1,000,001 - $5,000,000 None (or less than $201)
Formation8 Partners Entrepreneur Fund II $50,001 - $100,000 None (or less than $201)
Formation8 Partners Fund I $500,001 - $1,000,000 None (or less than $201)
8 Partners VC Fund I, L.P. $50,001 - $100,000 None (or less than $201)
WLR Recovery Associates III LLC (Holdings previously disclosed in Part 2 line 10.11. Value is reflected of combined holdings of filer and spouse.) $100,001 - $250,000 $5,001 - $15,000
WLR Recovery Associates II LLC (Assets previously disclosed at Part 2 line 10.10. Value is reflected of combined holdings of filer and spouse.) $100,001 - $250,000 $100,001 - $1,000,000
U.S. Brokerage Account #10
Spouse - Trust: Under Will No. 1
Dreyfus Government Cash Mgmt Admin $50,001 - $100,000 None (or less than $201)
Amphenol Copr CL A $100,001 - $250,000 $1,001 - $2,500
Boeing Co. $100,001 - $250,000 $15,001 - $50,000
CDW Corp Com USD0.01 $250,001 - $500,000 $1,001 - $2,500
CME Group Inc. $100,001 - $250,000 $2,501 - $5,000
MSCI Inc Com $100,001 - $250,000 $1,001 - $2,500
Neustar Inc. CL A $100,001 - $250,000 None (or less than $201)
SVB Finl Group $50,001 - $100,000 None (or less than $201)
Verisk Analytics Inc. Com $100,001 - $250,000 None (or less than $201)
Wex Inc Com $100,001 - $250,000 None (or less than $201)
Zoetis Inc Com USD0.01 CL A $100,001 - $250,000 $1,001 - $2,500
SPDR S&P 500 ETF Trust Unit SER 1 S&P Over $1,000,000 $15,001 - $50,000
Spouse - Trust: Under Agreement
Dreyfus Government Cash Mgmt Admin $250,001 - $500,000 None (or less than $201)
Boeing Co. $250,001 - $500,000 $5,001 - $15,000
Chevron Corp New Com $250,001 - $500,000 $15,001 - $50,000
CME Group Inc. $500,001 - $1,000,000 $5,001 - $15,000
Merck & Co. Inc New Com $100,001 - $250,000 $5,001 - $15,000
Moodys Corp $250,001 - $500,000 $5,001 - $15,000
MSCI Inc Com $100,001 - $250,000 $2,501 - $5,000
Neustar Inc CL A $250,001 - $500,000 None (or less than $201)
SVB Finl Group $250,001 - $500,000 None (or less than $201)
Verisk Analytics Inc Com $250,001 - $500,000 None (or less than $201)
Wex Inc Com $250,001 - $500,000 None (or less than $201)
Zoetis Inc Com USD0.01 CL A $250,001 - $500,000 $2,501 - $5,000
SPDR S&P 500 ETF Trust Unit SER 1 S&P Over $1,000,000 $15,001 - $50,000
Spouse - Trust: Under Will No. 2
Fireeye Inc Com $100,001 - $250,000 None (or less than $201)
New Jersey St Tran Corp Grant Antic Ntw $250,001 - $500,000 $15,001 - $50,000
El Paso Cnty Facs Corp Colo Ctfs Partn $250,001 - $500,000 $15,001 - $50,000
North Tex Twy Auth Rev Ref Bds Ser $250,001 - $500,000 $15,001 - $50,000
Leander Tx Indpt Sch Dist Ult Tax Ref $250,001 - $500,000 $5,001 - $15,000
Illinois Fin Auth Rev Rev Bds Trinity $100,001 - $250,000 $5,001 - $15,000
Atlanta Ga Dev Auth Rev Rev Bds Georgia $250,001 - $500,000 $5,001 - $15,000
Gainesville & Hall Cnty Ga Hos P Auth $100,001 - $250,000 $5,001 - $15,000
Chicago Ill Tran Auth Cap Grnt Rcpts $250,001 - $500,000 $15,001 - $50,000
Fort Myers Fla Cap Impt Rev Cap Impt $100,001 - $250,000 $5,001 - $15,000
New Jersey St Higher Ed Assistance Auth $250,001 - $500,000 $15,001 - $50,000
Houston Tex Cmnty College Sys Rev $250,001 - $500,000 $15,001 - $50,000
Key West Fla Util Brd Elec Rev Elec $100,001 - $250,000 $5,001 - $15,000
Buffalo & Ft Erie N Y Pub Brog Auth Toll $100,001 - $250,000 $15,001 - $50,000
Lee Cnty Fla Sch Brd Cifs Partn Cops $250,001 - $500,000 $15,001 - $50,000
Texas St Pub Fin Auth Rev Financing $250,001 - $500,000 $15,001 - $50,000
New Orleans La Go Ref Bds Ser 2015 $250,001 - $500,000 $5,001 - $15,000
Reedy Creek Impt Dist Fla Ad Valorim $250,001 - $500,000 $15,001 - $50,000
Northern Ind Commuter Transn Dist $250,001 - $500,000 $15,001 - $50,000
Indiana St Fin Auth Wastewater Util Rev $250,001 - $500,000 $15,001 - $50,000
Alamo Tex Cmnty College Dist Ltd Tax $250,001 - $500,000 $5,001 - $15,000
New York Liberty Dev Corp Liberty Rev $250,001 - $500,000 $15,001 - $50,000
HSBC Hldgs Plc Perp Sub Cap Secs Secs $100,001 - $250,000 $5,001 - $15,000
State St Instl Liquid Resvs Fd Shs Ben Int $100,001 - $250,000 $201 - $1,000
Birmingham Ala Go Refunding Warrants Series $250,001 - $500,000 $15,001 - $50,000
New Prairie UTD Sch Bldg Corp. $250,001 - $500,000 $5,001 - $15,000
Dreyfus Government Cash Mgmt Admin $250,001 - $500,000 None (or less than $201)
Amphenol Copr CL A Over $1,000,000 $15,001 - $50,000
Apple Inc. $500,001 - $1,000,000 $15,001 - $50,000
Atara Biotherapeutics Inc Com $100,001 - $250,000 None (or less than $201)
Boeing Co. Over $1,000,000 $50,001 - $100,000
CDW Corp Com USD0.01 Over $1,000,000 $15,001 - $50,000
CME Group Inc. Over $1,000,000 $100,001 - $1,000,000
Moodys Corp Over $1,000,000 $50,001 - $100,000
MSCI Inc Com $500,001 - $1,000,000 $15,001 - $50,000
Neustar Inc CL A $500,001 - $1,000,000 None (or less than $201)
SVB Finl Group Over $1,000,000 None (or less than $201)
Verisk Analytics Inc Com Over $1,000,000 None (or less than $201)
Wex Inc Com Over $1,000,000 None (or less than $201)
Zoetis Inc Com USD0.01 CL A Over $1,000,000 $15,001 - $50,000
Citigroup Inc Bond Perpetual 6.25000% $500,001 - $1,000,000 $15,001 - $50,000
Edinburg Tex Cons Indpt Sch Dist Ultd $250,001 - $500,000 $15,001 - $50,000
Houston Tex Hotel Occupancy Tax & SPL $100,001 - $250,000 $15,001 - $50,000
Atlanta GA Dev Auth Rev Rev 8DS Georgia $100,001 - $250,000 $15,001 - $50,000
Wyanootee Cnty Kans City Kans Uni Govt $250,001 - $500,000 $15,001 - $50,000
North Tex Twy Auth Rev Ref Bds Ser. A $100,001 - $250,000 $5,001 - $15,000
Greenville Tex 8 0 Ref Bos Ser. 2008 $100,001 - $250,000 $15,001 - $50,000
Houston Tex Cmmty College Sys Rev $100,001 - $250,000 $5,001 - $15,000
Key West FLA Util Brd Elec Rev Elec $100,001 - $250,000 $5,001 - $15,000
New Jersey St Higher Ed Assistance Auth Ref BDS 1A $100,001 - $250,000 $5,001 - $15,000
Kansas City Mo Spl Oblig Spl Dblig Sds $100,001 - $250,000 $5,001 - $15,000
Pennsylvania St Tpk Commn TpkRev Rev $100,001 - $250,000 $5,001 - $15,000
Indiana St Fin Auth Wastewaster Util Rev $100,001 - $250,000 $5,001 - $15,000
St Charles Cnty Mo Pub Wtr Supply Dist $100,001 - $250,000 $5,001 - $15,000
Michigan Fin Auth Rev Rev Ref $250,001 - $500,000 None (or less than $201)
Cumulus Media Inc-CL A None (or less than $1,001) None (or less than $201)
United Parcel SVC Inc CL B None (or less than $1,001) $100,001 - $1,000,000
Port Seattle Wash Rev. None (or less than $1,001) $15,001 - $50,000
Miami-Dade Cnty Fla Sch Brd None (or less than $1,001) $5,001 - $15,000
Chicago Ill Tran Auth Sales None (or less than $1,001) $5,001 - $15,000
New Jersey St Higher Ed Assistance Auth None (or less than $1,001) $15,001 - $50,000
State St Instl Liquid Resvs FD SHS Ben Int None (or less than $1,001) $5,001 - $15,000
Colorado Health Facs Auth Rev Catholic Health- Ser A None (or less than $1,001) $15,001 - $50,000
Marysville Ohio Wastewater Tre Ref None (or less than $1,001) $5,001 - $15,000
Redford Brownfield Charter Twp Tax Increment Bds Series None (or less than $1,001) $5,001 - $15,000
8VC Angel Fund I, L.P. $15,001 - $50,000 None (or less than $201)
Ross FOF, LLC (Value is based on 2014 K-1. A 2015 K-1 was not available. Income is through 12/31/15.) $1,000,001 - $5,000,000 $100,001 - $1,000,000
Pan Multi Strategy, L.P.
AmeriGas Partners, L.P. (liquefied natural gas distribution)
Buckeye Partners, L.P.
Kinder Morgan Energy Partners, L.P.
Plains All American Pipeline, L.P.
Rhino Energy Holdings, LLC (coal mining)
Pipeline Partners, L.P. (energy distribution)
Magellan Midstream Partners, L.P.
U.S. Brokerage Account #11
U.S. Deposit Account (cash) $100,001 - $250,000 None (or less than $201)
UBS AG Deposit Account (cash) Over $50,000,000 $1,001 - $2,500

Employment Agreements and Arrangements

Employer or Party City, State Status and Terms Date
Invesco, Ltd. Atlanta, Georgia I received restricted shares of stock as part of my compensation at Invesco. Generally, those restricted shares vest in equal tranches over a four-year period after the date on which they were granted, but Invesco has a policy of vesting all outstanding unvested shares upon a friendly termination. My termination is considered friendly, so my outstanding unvested shares will vest once I resign from Invesco. Feb. 15, 2013
WLR Recovery Associates II, LLC New York, New York I am Managing Member of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. March 16, 2002
WLR Recovery Associates III, LLC New York, New York WL Ross Group LP serves as Managing Member of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Aug. 16, 2005
WLR Recovery Associates IV, LLC New York, New York WL Ross Group LP serves as Managing Member of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Nov. 15, 2007
Exco Resources, Inc. Dallas, Texas Restricted stock arrangement for Directors in which restricted shares vest on the one-year anniversary after the date on which they were granted. Approximately half of my outstanding unvested Exco shares vested in late December 2016 and the rest will vest at the end of 2017. Dec. 16, 2015
WLR Recovery Associates V, LLC New York, New York WL Ross Group LP serves as Managing Member of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Feb. 15, 2011
Starboard GP Ltd. New York, New York I serve as Director of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Oct. 16, 2013
WLR Select Associates LLC New York, New York WL Ross Group serves as Managing Member of this entity, which serves as General Partner of an underlying fund. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Dec. 16, 2010
WLR/IVZ Mortgage Recovery Associates LLC New York, New York WL Ross Group LP serves as Managing Member of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Oct. 16, 2009
WLR Mezzanine Associates, LLC New York, New York WL Ross Group serves as Managing Member of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. May 16, 2015
India Asset Recovery Associates LLC New York, New York I serve as the managing member of this entity, which holds an interest in India Asset Recovery GP, Ltd. That entity holds a carried interest in the India Asset Recovery Fund as its general partner. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Feb. 15, 2006
Asia Recovery Associates, L.P. New York, New York WL Ross Group LP serves as sole member of WL Ross GP LLC, which serves as General Partner of Asia Recovery Associates LP. The General Partner is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. April 16, 2005
WLR China Energy Infrastructure Fund, L.P. New York, New York WL Ross Group LP is a shareholder in WL Ross Group (Cayman) Ltd, which indirectly holds an interest in the general partner of WLR China Energy Infrastructure Fund, L.P.. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Feb. 15, 2008
WLR Conduit MM LLC New York, New York I have different arrangements for the various underlying assets. For the Shellpoint investment, I receive an 8% preferential return, plus a 10% carried interest. For the Subsequent Platform Company asset, I receive s 20% carried interest. For the energy bonds, I receive an index amount, plus a 15% carried interest. Jan. 16, 2010
Rothschild Profit Sharing Plan (Month is not ascertainable.) New York, New York I receive approximately $1,000 per year in distributions from this plan. Within 90 days of confirmation, I will irrevocably assign the rights to these payments to a public charity prior to my assuming the duties of the position of Secretary.
Ross CG Associates, LP New York, New York Ross CG GP LLC serves as General Partner of this entity, which in turn serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. March 16, 2005
Ross CG Cypress Associates, LP New York, New York Ross CG GP LLC serves as General Partner of this entity, which in turn serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. April 16, 2008
Ross CG Pearl Associates, LP New York, New York Ross CG GP LLC serves as General Partner of this entity, which in turn serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Aug. 16, 2007
Ross Expansion FLP L.P. New York, New York I serve as General Partner of this entity, which in turn serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Dec. 16, 2005
WLR Nanotechnology GP LLC New York, New York I serve as Managing Member of this entity, which in turn serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Jan. 16, 2006
WLR Recovery Associates LLC New York, New York WL Ross Group LLP serves as Managing Member of this entity, which serves as General Partner ("GP") of various underlying funds. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Oct. 16, 1997
WLR Recovery Associates IV DSS LP (Cayman) , Outside U.S. I am a shareholder in the General Partner of this entity, which in turn serves as a General Partner of a fund. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Nov. 15, 2011
WLR Recovery Associates V DSS LP (Cayman) , Outside U.S. I am a shareholder in the General Partner of this entity, which in turn serves as a General Partner of a fund. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Feb. 15, 2011
WLR Select Associates DSS, L.P. (Cayman) , Outside U.S. I am a shareholder in the General Partner of this entity, which in turn serves as a General Partner of a fund. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. Dec. 16, 2010
WLR Master Co-Investment SLP GP Ltd. (Cayman) , Outside U.S. This entity is the General Partner of a partnership holding a carried interest in the WLR/GS Master Co- Investment L.P. fund. Aug. 16, 2011
Invesco, Ltd. Atlanta, Georgia I will receive a discretionary performance-based bonus for services rendered in 2016. This bonus will be paid prior to my assuming the duties of the position of Secretary. Oct. 16, 2006
Invesco Ltd. Atlanta, Georgia I participate in Invesco's 401k plan. I will cash out of this plan within 90 days of my confirmation. Oct. 16, 2006
Invesco Mortgage Recovery Master Associates II New York, New York I serve as the managing member of WLR IMRF II Associates LLC, which invests in Invesco Mortgage Recovery Associates II LLC. Invesco Mortgage Recovery Associates II LLC serves as General Partner ("GP") of Invesco Mortgage Recovery Fund II, L.P. and Invesco Mortgage Recovery Fund II Co-Invest ITAL, L.P. The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. April 16, 2016
WLR Master Co-Investment SLP Associates, L.P. (Cayman) , Outside U.S. WL Ross Group LP is an investor in WLR Master Co- Investment SLP Associates, L.P. (Cayman), which is the general partner of WLR/GS Master Co-Investment L.P. (Cayman). The GP is entitled to a carried interest. After investors recoup their principal plus an 8% return, the General Partner receives 2% as a carried interest. Any profit above that is divided 80% to investors, 20% to the General Partner. April 16, 2011

Liabilities

Creditor Name Creditor Type Amount Rate Year Incurred
JP Morgan Guarantee of Loan to Social Club $500,001 - $1,000,000 N/A 2016
Formation8 Partners Entrepreneurs Fund II Capital Commitment $15,001 - $50,000 N/A 2014
8VC Angel Fund I, L.P. Capital Commitment $15,001 - $50,000 N/A 2016
India Asset Recovery Associates LLC Capital commitment $1,000,001 - $5,000,000 N/A 2006
Starboard GP LTD Capital Commitment $10,001 - $15,000 N/A 2013
Starboard WLR Associates, L.P. Capital Commitment $1,000,001 - $5,000,000 N/A 2013
WLR Conduit MM LLC Capital Commitment $500,001 - $1,000,000 N/A 2013
WLR Mezzanine Associates LLC Capital Commitment $100,001 - $250,000 N/A 2015
WLR Nanotechnology Capital Commitment $500,001 - $1,000,000 N/A 2007
WLR Recovery Associates IV LLC Capital Commitment $5,000,001 - $25,000,000 N/A 2007
WLR Recovery Associates V LLC Capital Commitment $1,000,001 - $5,000,000 N/A 2010
WLR/IVZ Mortgage Recovery Associates LLC Capital Commitment $250,001 - $500,000 N/A 2009
IMRF II Associates LLC Capital Commitment $250,001 - $500,000 N/A 2016

Spouse's Employment Assets

Description Value Income Type Income Amount
Powerhouse Cultural Entertainment (value not readily ascertainable) Rent or Royalties $1,001 - $2,500
Dreyfus Government Cash Mgmt Admin Over $1,000,000 None (or less than $201)
Amphenol Corp CL A $250,001 - $500,000 Dividends $2,501 - $5,000
Atara Biotherapeutics Inc Com $15,001 - $50,000 None (or less than $201)
Boeing Co. $250,001 - $500,000 Dividends $5,001 - $15,000
CDW Corp Com USD0.01 $250,001 - $500,000 Dividends $2,501 - $5,000
CME Group Inc. $250,001 - $500,000 Dividends $5,001 - $15,000
Moodys Corp $250,001 - $500,000 Dividends $5,001 - $15,000
MSCI Inc Com (Value and income are fully attributable to interests in W.L. Ross Group, L.P.) $250,001 - $500,000 Dividends $2,501 - $5,000
Neustar Inc. CL A (The value and income are fully attributable at lower tiers.) $100,001 - $250,000 None (or less than $201)
SVB Finl Group $250,001 - $500,000 None (or less than $201)
Verisk Analytics Inc. Com (Value represents capital account.) $250,001 - $500,000 None (or less than $201)
Wex Inc Com (Value reflects capital account.) $250,001 - $500,000 None (or less than $201)
Zoetis Inc Com USD0.01 CL A $250,001 - $500,000 Dividends $1,001 - $2,500
HSBC HLDGS PLC PERP SUB CAP SECS $250,001 - $500,000 Dividends $15,001 - $50,000
Wells Fargo & Co New Dep SHS REPSTG (Value reflects capital account.) $100,001 - $250,000 Dividends $5,001 - $15,000

Do you know something about Wilbur L. Ross? Send us an email at [email protected] or send a Signal message to 347-244-2134.

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