This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
William Francis Hagerty IV
State (joined: July 13, 2017)
Ambassador, Japan | Financial Disclosure »
Former Positions Outside Government
- Avondale Partners LLC (Boutique investment and advisory firm) Advisory Board/Non Compensated and Non- Fiduciary
- Boy Scouts of America Director - Noncompensat ed
- Hagerty Consulting Proprietor
- Hagerty, Peterson, LLC Managing Director (inactive) (Hagerty Peterson is a limited liability company that, in the past, has made and held equity investments. It has been inactive since 2010. If I am confirmed, it will remain inactive during the entire period of my federal government service.)
- Hall Capital Advisor/Non- compensated
- Main Street Management President/Sole Owner/No Salary
- Nashville MLS Organizing Committee Co-founder, Non- compensated
- Pinnacle Financial Partners Director
- R.J. O'Brien & Associates, LLC Director
- RenaissanceRe Holdings Ltd. Director
- Rogers Group, Inc. Director
- Roundstone Ventures, LLC President/ Majority (95%) Owner/No Salary
- Ryman Hospitality Properties, Inc. Director
- State of Tennessee Cabinet Member, Commissioner of Economic and Community Development
- William F. Hagerty Revocable Living Trust Trustee
Former Compensation Sources
- Hagerty Consulting Sole proprietor of business used for director fees.
- Pinnacle Financial Partners Board Member
- RJ O'Brien & Associates, LLC Board Member
- RenaissanceRe Holdings, Ltd. Board Member
- Rogers Group, Inc Board Member
- Ryman Hospitality Properties, Inc. Board Member
Employment Assets
| Description | Value | Income |
|---|---|---|
| SEP IRA | ||
| Rollover IRA | ||
| T Rowe Price New Horizons Fund | $50,001 - $100,000 | None (or less than $201) |
| American Funds American Mutual Fund CI F- 2 | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds AMCAP Fund CI F-2 | $50,001 - $100,000 | $201 - $1,000 |
| American Funds EuroPacific Growth Funds CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds New World CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds Developing World Growth and Income Fund CI 529-A | $15,001 - $50,000 | $201 - $1,000 |
| American Funds American High-Income Trust CI F-2 | $15,001 - $50,000 | $1,001 - $2,500 |
| U.S. Bank Deposit Sweep (Cash) | $1,001 - $15,000 | $2,501 - $5,000 |
| American Funds AMCAP Fund CI 529-A | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds American Mutual Fund CI 529-A | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds New Perspective CI 529-A | $15,001 - $50,000 | $201 - $1,000 |
| American Funds EuroPacific Growth Fund CI-529-A | $15,001 - $50,000 | $201 - $1,000 |
| American Funds New World CI 5290A | $15,001 - $50,000 | $201 - $1,000 |
| American Funds Developing World Growth and Income Fund CI 529-A | $15,001 - $50,000 | $201 - $1,000 |
| American Funds American Mutual Fund CI F- 2 | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds EuroPacific Growth Funds CI F-2 | $50,001 - $100,000 | $201 - $1,000 |
| American Funds New World CI F-2 | $50,001 - $100,000 | $201 - $1,000 |
| T Rowe Price Real Estate Fund | $50,001 - $100,000 | $1,001 - $2,500 |
| U.S. Bank Deposit Sweep (cash) | $1,001 - $15,000 | $2,501 - $5,000 |
| RenaissanceRe, restricted stock | $250,001 - $500,000 | None (or less than $201) |
| Ryman Hospitality, restricted stock | $100,001 - $250,000 | None (or less than $201) |
| Hagerty Consulting | ||
| RenaissanceRe | $137,124 | |
| Pinnacle Financial Partners | $74,125 | |
| Rogers Group | $61,450 | |
| RJ O'Brien | $100,000 | |
| Ryman Hospitality | $50,000 | |
| [RenaissanceRe] - director fees receivable | $15,001 - $50,000 | None (or less than $201) |
| [Pinnacle Financial Partners] – director fees receivable | $15,001 - $50,000 | None (or less than $201) |
| [Rogers Group] – director fees receivable | $1,001 - $15,000 | None (or less than $201) |
| [RJ O'Brien] - director fees receivable | $15,001 - $50,000 | None (or less than $201) |
| [Ryman Hospitality] – director fees receivable | $15,001 - $50,000 | None (or less than $201) |
| Pinnacle Financial Partners Restricted Stock | $100,001 - $250,000 | None (or less than $201) |
| Hagerty Peterson, LLC: U.S. bank account (cash) | $1,001 - $15,000 | None (or less than $201) |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| DC1 Irrev. Trust | ||
| American Funds Fundamental Investors CI F-2 | $50,001 - $100,000 | $2,501 - $5,000 |
| American Funds AMCAP Fund CI F-2 | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds EuroPacific Growth Funds CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds New Perspective CI F-2 | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds New World CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds Developing World Growth and Income Fund CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| Black Rock Global Allocation Funds, Inc Inst. Shares | $15,001 - $50,000 | $201 - $1,000 |
| T. Rowe Price Real Estate Fund | $15,001 - $50,000 | $201 - $1,000 |
| Signature Bank (stock) | $15,001 - $50,000 | None (or less than $201) |
| U.S. Bank Deposit Sweep (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #9 (cash): | None (or less than $1,001) | None (or less than $201) |
| Carey Watermark Investors 2 Incorporated (real estate investment trust) | $15,001 - $50,000 | $201 - $1,000 |
| Aspire (Community based palliative heath care. Nashville, TN)) | $500,001 - $1,000,000 | None (or less than $201) |
| DC2 Irrev Trust | ||
| American Funds Fundamental Investors CI F-2 | $50,001 - $100,000 | $2,501 - $5,000 |
| American Funds AMCAP CI F-2 | $50,001 - $100,000 | $2,501 - $5,000 |
| American Funds New Perspectives CI F-2 | $15,001 - $50,000 | $1,001 - $2,500 |
| American Funds EuroPacific Growth Funds CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds New World CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds Developing World Growth and Income Funds CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| Black Rock Global Allocation Funds Inc Inst. Shares | $15,001 - $50,000 | $201 - $1,000 |
| T. Rowe Price Real Estate Fund | $15,001 - $50,000 | $201 - $1,000 |
| Signature Bank (stock) | $15,001 - $50,000 | None (or less than $201) |
| U.S. Bank Deposit Sweep (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #10 (cash) | None (or less than $1,001) | None (or less than $201) |
| Carey Watermark Investors 2 Incorporated (real estate investment trust) | $15,001 - $50,000 | $201 - $1,000 |
| Aspire (Community based palliative healthcare. Nashville, TN) | $500,001 - $1,000,000 | None (or less than $201) |
| DC3 Irrev Trust | ||
| American Funds AMCAP Fund CI F-1 | None (or less than $1,001) | $1,001 - $2,500 |
| American Funds Fundamental Investors CI F-2 | $50,001 - $100,000 | $2,501 - $5,000 |
| American Funds AMCAP Fund CI F-2 | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds New Perspective CI F-2 | $15,001 - $50,000 | $1,001 - $2,500 |
| American Funds EuroPacific Growth Funds CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds New World CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| American Funds Developing World Growth and Income Fund CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| BlackRock Global Allocation Fund Inc Inst Shares | $15,001 - $50,000 | $201 - $1,000 |
| T. Rowe Price Real Estate Fund | $15,001 - $50,000 | $201 - $1,000 |
| Signature Bank (stock) | $15,001 - $50,000 | None (or less than $201) |
| U.S. Bank Deposit Sweep (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #11 (cash) | None (or less than $1,001) | None (or less than $201) |
| Carey Watermark Investors 2 Incorporated (real estate investment trust) | $15,001 - $50,000 | $201 - $1,000 |
| Aspire (Community based palliative healthcare. Nashville, TN) | $500,001 - $1,000,000 | None (or less than $201) |
| DC4 Irrev Trust | ||
| American Funds Developing World Growth and Income Fund CI F-2 | $15,001 - $50,000 | $201 - $1,000 |
| U.S. Bank Deposit Sweep (cash) | None (or less than $1,001) | None (or less than $201) |
| U.S. Bank account #12 (cash) | None (or less than $1,001) | None (or less than $201) |
| Aspire (Community based palliative healthcare. Nashville, TN) | $500,001 - $1,000,000 | None (or less than $201) |
| U.S. Bank account #13 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #14 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #15 (cash) | $100,001 - $250,000 | None (or less than $201) |
| U.S. Bank account #16 (cash) | None (or less than $1,001) | None (or less than $201) |
| U.S. Bank account #17 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #18 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #19 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #20 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #21 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #22 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. Bank account #23 (cash) | $1,001 - $15,000 | None (or less than $201) |
| Tennessee Community Ventures, LLC (An inactive venture capital fund based in Nashville, TN that made investments in TN based companies) | ||
| Cyber Physical Systems (Rollover detector that fits in cigarette lighter of car, based in Nashville, TN) | $100,001 - $250,000 | None (or less than $201) |
| American Home Media (On-line recipies for cooks based in Nashville, TN) | $50,001 - $100,000 | None (or less than $201) |
| NuSirt (Drug compound in Phase 3 clinical discovery focused on enhancing the efficacy of certain drugs based in Nashville, TN) | $50,001 - $100,000 | None (or less than $201) |
| Panopto (Automated capture of lecture content at institutions of higher education, US based) | $50,001 - $100,000 | None (or less than $201) |
| Salvest (Online provider of alternative investment services for investors that wish to use retirement account funds for alternative investments) | $50,001 - $100,000 | None (or less than $201) |
| Virginia College Savings Plan/College American Fund FBO DC #4 | ||
| AMCAP Fund-529A | $50,001 - $100,000 | None (or less than $201) |
| American Fund Mutual Fund 529--A | $50,001 - $100,000 | None (or less than $201) |
| American Fund Developing World Growth and Income 529-A | $50,001 - $100,000 | None (or less than $201) |
| American Funds EuroPacific Growth Fund 529A | $15,001 - $50,000 | None (or less than $201) |
| American Fund New Perspective Fund 529-A | $15,001 - $50,000 | None (or less than $201) |
| American Fund New World Fund 529-A | $15,001 - $50,000 | None (or less than $201) |
| Northwestern Mutual Life Insurance (Whole) | $250,001 - $500,000 | $5,001 - $15,000 |
| UNUM Life Insurance (Whole) | $15,001 - $50,000 | $201 - $1,000 |
| Capital Group of Nashville (Women's Investment Club) | ||
| U.S. Investment Account (cash) | $1,001 - $15,000 | None (or less than $201) |
| Amazon Com Incorp (AMZN) | $1,001 - $15,000 | None (or less than $201) |
| Apple Incorp (AAPL) | $1,001 - $15,000 | None (or less than $201) |
| Pinnacle Finl Partners Inc (PNFP) | $1,001 - $15,000 | None (or less than $201) |
| NuSirt (Developer of drugs for use by patients suffering from non-alcoholic liver disease and Type 2 diabetes) | $100,001 - $250,000 | None (or less than $201) |
| NEWAsurion (provider of consumer product protection programs) | $1,000,001 - $5,000,000 | None (or less than $201) |
| Cyber Physical Systems (Maker of portable automobile device used for automatic crash detection and response) | $100,001 - $250,000 | None (or less than $201) |
| Roundstone Ventures, LLC (Pass-through entity for assets listed below. The value and income amount for this asset reflect the 5% ownership stake of Main Street Mangement. See line 27 of Part 6.) | ||
| US Cash account #1 | $500,001 - $1,000,000 | None (or less than $201) |
| Ishares Core S&P Small Cap ETF (IJR), open short position: 3800 shares at $138 | None (or less than $201) | |
| Vanguard Mid Cap ETF (VO), open short position: 1249 shares at $134 | None (or less than $201) | |
| Ishares Core S&P Mid Cap ETF (IJR), closed short | None (or less than $1,001) | None (or less than $201) |
| SPDR S&P 500 ETF (SPY) | $1,000,001 - $5,000,000 | None (or less than $201) |
| US Cash Account #2 | $500,001 - $1,000,000 | None (or less than $201) |
| Anheuser-Busch INBE (BUD), open position for written call option: 600 shares, strike $140, exp. 1/2017 | None (or less than $201) | |
| Apple Inc (AAPL), open position for written call option: 400 shares, strike $120, exp. 4/2017 | None (or less than $201) | |
| Apple Inc (AAPL), open position for written call option: 600 shares, strike $110, exp. 1/2017 | None (or less than $201) | |
| Berkshire Hathaway (BRKB), open position for written call option: 300 shares, strike $150, exp. 1/2017 | None (or less than $201) | |
| Boeing Co (BA), open position for written call option: 500 shares, strike $135, exp. 1/2017 | None (or less than $201) | |
| Chevron Corporation (CVX), open position for written call option: 200 shares, strike $100, exp.1/2017 | None (or less than $201) | |
| Cisco Systems Inc (CSCO), open position for written call option: 1700 shares, strike $30, exp. 1/2017 | None (or less than $201) | |
| CSX Corp (CSX), open position for written call option: 900 shares, strike $25, exp. 1/2017 | None (or less than $201) | |
| Du Pont Ei De Nemou (DD), open position for written call option: 1000 shares, strike $67.5, exp. 1/2017 | None (or less than $201) | |
| Exxon Mobil Corp (XOM), open position for written call option: 1000 shares, strike $85, exp. 1/2017 | None (or less than $201) | |
| Fedex Corporation (FDX), open position for written call option: 300 shares, strike $140, exp. 1/2017 | None (or less than $201) | |
| General Mills Inc (GIS), open position for written call option: 1000 shares, strike $60, exp. 1/2017 | None (or less than $201) | |
| Intel Corp (INTC), open position for written call option: 2200 shares, strike $36, exp. 4/2017 | None (or less than $201) | |
| JP Morgan Chase & Co (JPM), open position for written call option: 1100 shares, strike $62.5, exp. 1/2017 | None (or less than $201) | |
| Mastercard Inc (MA), open position for written call option: 500 shares, strike $92.5, exp. 1/2017 | None (or less than $201) | |
| Microsoft Corp (MSFT), open position for written call option: 800 shares, strike $60, exp. 4/2017 | None (or less than $201) | |
| Ishares Russell 2000 ETF (IWM), closed short | None (or less than $1,001) | None (or less than $201) |
| Norfolk Southern Co (NSC), open position for written call option: 500 shares, strike $95, exp. 1/2017 | None (or less than $201) | |
| Phillips 66 (PSX), open position for written call option: 300 shares, strike $90, exp. 1/2017 | None (or less than $201) | |
| Phillips 66 (PSX), open position for written call option: 600 shares, strike $80, exp. 1/2017 | None (or less than $201) | |
| PNC Financial Srvcs (PNC), open position for written call option: 600 shares, strike $90, exp. 2/2017 | None (or less than $201) | |
| Procter & Gamble (PG), open position for written call option: 300 shares, strike $85, exp. 1/2017 | None (or less than $201) | |
| Tiffany & Co (TIF), open position for written call option: 600 shares, strike $85, exp. 1/2017 | None (or less than $201) | |
| Walt Disney Co (DIS), open position for written call option: 500 shares, strike $100, exp. 1/2017 | None (or less than $201) | |
| Alphabet Inc. Class C (GOOG), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| Apple Inc (AAPL), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Bank of America Corp (BAC), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Berkshire Hathaway (BRKB), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Boeing Co (BA), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| Chevron Corporation (CVX), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| CSX Corp (CSX), closed position for written call option | None (or less than $1,001) | None (or less than $201) |
| Du Pont Ei De Nemour (DD), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Exxon Mobil Corp (XOM), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| General Mills Inc (GIS), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Goldman Sachs Group (GS), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| Goldman Sachs Group (GS), closed position for written call option | None (or less than $1,001) | None (or less than $201) |
| Intel Corp (INTC), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| Johnson & Johnson (JNJ), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Mastercard Inc Class A (MA), closed position for written call option | None (or less than $1,001) | $201 - $1,000 |
| Procter & Gamble (PG), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Southern Company (SO), closed position for written call option | None (or less than $1,001) | $1,001 - $2,500 |
| Wal-Mart Stores Inc (WMT), closed position for written call option | None (or less than $1,001) | None (or less than $201) |
| Wal-Mart Stores Inc (WMT), closed position for written call option | None (or less than $1,001) | $201 - $1,000 |
| Wal-Mart Stores Inc (WMT), closed position for written call option | None (or less than $1,001) | None (or less than $201) |
| Alphabet Inc. Class C (GOOG) | None (or less than $1,001) | $5,001 - $15,000 |
| Bank of America Corp (BAC) | None (or less than $1,001) | None (or less than $201) |
| Berkshire Hathaway B New Class B (BRKB) | $50,001 - $100,000 | $5,001 - $15,000 |
| The Chemours Company (CC) | None (or less than $1,001) | None (or less than $201) |
| Cisco Systems Inc (CSCO) | $50,001 - $100,000 | $1,001 - $2,500 |
| CSX Corp (CSX) | $15,001 - $50,000 | $2,501 - $5,000 |
| Chevron Corporation (CVX) | $15,001 - $50,000 | $2,501 - $5,000 |
| Du Pont Ei De Nemours and Co (DD) | $50,001 - $100,000 | $1,001 - $2,500 |
| Walt Disney Co (DIS) | $50,001 - $100,000 | $201 - $1,000 |
| Fedex Corporation (FDX) | $50,001 - $100,000 | $201 - $1,000 |
| Intercontinental Exchange, Inc (ICE) | $15,001 - $50,000 | $201 - $1,000 |
| Johnson & Johnson (JNJ) | $100,001 - $250,000 | $2,501 - $5,000 |
| JP Morgan Chase & Co (JPM) | $100,001 - $250,000 | $1,001 - $2,500 |
| Kellogg Company (K) | None (or less than $1,001) | $5,001 - $15,000 |
| Mastercard Inc Class A (MA) | $50,001 - $100,000 | $1,001 - $2,500 |
| Microsoft Corp (MSFT) | $15,001 - $50,000 | $201 - $1,000 |
| Norfolk Southern Co (NSC) | $50,001 - $100,000 | $1,001 - $2,500 |
| Procter & Gamble (PG) | $15,001 - $50,000 | $5,001 - $15,000 |
| PNC Financial Services (PNC) | $50,001 - $100,000 | $201 - $1,000 |
| Siemens A G (SIEGY) | $50,001 - $100,000 | $1,001 - $2,500 |
| Southern Company (SO) | $1,001 - $15,000 | $5,001 - $15,000 |
| Target Corporation (TGT) | None (or less than $1,001) | None (or less than $201) |
| Tiffany & Co (TIF) | $15,001 - $50,000 | $1,001 - $2,500 |
| Exxon Mobil Corp (XOM) | $50,001 - $100,000 | $2,501 - $5,000 |
| IBM Corp (IBM) | None (or less than $1,001) | None (or less than $201) |
| Goldman Sachs Group (GS) | None (or less than $1,001) | None (or less than $201) |
| Dow Chemical Company (DOW) | None (or less than $1,001) | $5,001 - $15,000 |
| Wal-Mart Stores Inc (WMT) | None (or less than $1,001) | None (or less than $201) |
| Proshares Ultrashort Euro ETF (EUO) | $100,001 - $250,000 | None (or less than $201) |
| Guggenheim CurrencyShares British Pound Sterling ETF (FXB) | $15,001 - $50,000 | None (or less than $201) |
| Guggenheim CurrencyShares Swiss Franc ETF (FXF) | $50,001 - $100,000 | None (or less than $201) |
| US Cash Account #3 | $500,001 - $1,000,000 | None (or less than $201) |
| Ishares Russell 1000 ETF( IWB), open short position: 8291 shares at $127 | None (or less than $201) | |
| Ishares Russell 3000 ETF (IWV), closed short position | None (or less than $1,001) | None (or less than $201) |
| Vanguard Total Stock Market ETF (VTI), closed short position | None (or less than $1,001) | None (or less than $201) |
| 3M Company (MMM) | $50,001 - $100,000 | $1,001 - $2,500 |
| Alphabet Inc. Class C (GOOG) | $50,001 - $100,000 | None (or less than $201) |
| Anheuser-Busch InBev SA/NV (BUD) | $15,001 - $50,000 | $1,001 - $2,500 |
| Berkshire Hathaway B New Class B (BRKB) | $100,001 - $250,000 | None (or less than $201) |
| CSX Corp (CSX) | $50,001 - $100,000 | $1,001 - $2,500 |
| Darden Restaurants (DRI) | $50,001 - $100,000 | $1,001 - $2,500 |
| Dentsply Sirona Inc (XRAY) | $50,001 - $100,000 | $201 - $1,000 |
| Dow Chemical Company (DOW) | $50,001 - $100,000 | $1,001 - $2,500 |
| Dr Pepper Snapple Gp (DPS) | $15,001 - $50,000 | $201 - $1,000 |
| Du Pont Ei De Nemours and Co (DD) | $50,001 - $100,000 | $1,001 - $2,500 |
| General Electric Co (GE) | $50,001 - $100,000 | $1,001 - $2,500 |
| General Mills Inc (GIS) | $50,001 - $100,000 | $201 - $1,000 |
| Intel Corp (INTC) | $100,001 - $250,000 | $2,501 - $5,000 |
| JP Morgan Chase & Co (JPM) | $100,001 - $250,000 | $1,001 - $2,500 |
| Microsoft Corp (MSFT) | $100,001 - $250,000 | $2,501 - $5,000 |
| Mondelez Intl Class A (MDLZ) | $50,001 - $100,000 | $1,001 - $2,500 |
| Nestle S.A. (NSRGY) | $15,001 - $50,000 | $201 - $1,000 |
| Norfolk Southern Co (NSC) | $15,001 - $50,000 | $201 - $1,000 |
| Pepsico Incorporated (PEP) | $50,001 - $100,000 | $1,001 - $2,500 |
| PNC Financial Services (PNC) | $50,001 - $100,000 | $1,001 - $2,500 |
| Procter & Gamble (PG) | $50,001 - $100,000 | $1,001 - $2,500 |
| Siemens A G (SIEGY) | $50,001 - $100,000 | $1,001 - $2,500 |
| Southern Company (SO) | $50,001 - $100,000 | $2,501 - $5,000 |
| Target Corporation (TGT) | None (or less than $1,001) | $1,001 - $2,500 |
| The J. M. Smucker Company (SJM) | None (or less than $1,001) | $5,001 - $15,000 |
| Four Corners Properties Trust, Inc (FCPT) | None (or less than $1,001) | $1,001 - $2,500 |
| US Cash Account #4 | $500,001 - $1,000,000 | None (or less than $201) |
| Pinnacle Financial Partners, Inc (PNFP) | $100,001 - $250,000 | $201 - $1,000 |
| JP Morgan Chase Alerian MLP ETN (AMJ) | $50,001 - $100,000 | $2,501 - $5,000 |
| Ryman Hospitality Properties, Inc (RHP) | $100,001 - $250,000 | $2,501 - $5,000 |
| Caldwell & Orkin Market Opportunity Fund (COAGX) | None (or less than $1,001) | None (or less than $201) |
| Eaton Vance Richard Bernstein All Asset Strategy I Fund (EIRAX) | None (or less than $1,001) | None (or less than $201) |
| Goldman Sachs Multi-Manager Alternative Instl Fund (GSMMX) | None (or less than $1,001) | None (or less than $201) |
| US Cash Account #5 | $250,001 - $500,000 | None (or less than $201) |
| On Deck Cap Inc (ONDK) | $15,001 - $50,000 | None (or less than $201) |
| State of Michigan, bonds | $250,001 - $500,000 | $5,001 - $15,000 |
| West St Paul - Mendota Heights, MN, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| State of New Hampshire, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| Illinois Municipal Electric Agency, bonds | $100,001 - $250,000 | $2,501 - $5,000 |
| New York City Transitional Finance Authority, NY, bonds | $100,001 - $250,000 | $5,001 - $15,000 |
| Vanguard Short-Term Treasury Admiral Shares (VFIRX) | $1,000,001 - $5,000,000 | $15,001 - $50,000 |
| US Cash Account #6 | $250,001 - $500,000 | None (or less than $201) |
| Crestwood Equity Partners LP (CEQP) | $1,001 - $15,000 | $201 - $1,000 |
| Energy Transfer Equity LP (ETE) | $250,001 - $500,000 | $15,001 - $50,000 |
| Energy Transfer Partners LP (ETP) | $100,001 - $250,000 | $5,001 - $15,000 |
| Enterprise Products LP (EPD) | $250,001 - $500,000 | $15,001 - $50,000 |
| Las Vegas Sands Corp (LVS) | $15,001 - $50,000 | $1,001 - $2,500 |
| Nustar Group Holdings LLC (NSH) | $100,001 - $250,000 | $5,001 - $15,000 |
| Plains All American LP (PAA) | $50,001 - $100,000 | $5,001 - $15,000 |
| Suburban Propane Partners LP (SPH) | $1,001 - $15,000 | $201 - $1,000 |
| Vanguard Short-term Investment Grade Fund (VFSTX) | $15,001 - $50,000 | $201 - $1,000 |
| US Cash Account #7 | $1,001 - $15,000 | None (or less than $201) |
| Alliance Holdings GP, LP (AHGP) | $100,001 - $250,000 | $5,001 - $15,000 |
| Blueknight Energy Partners LP (BKEP) | $15,001 - $50,000 | $2,501 - $5,000 |
| Cedar Fair, LP (FUN) | $100,001 - $250,000 | $5,001 - $15,000 |
| Crestwood Equity Partners LP (CEQP) | None (or less than $1,001) | None (or less than $201) |
| Energy Transfer Equity LP (ETE) | $250,001 - $500,000 | $15,001 - $50,000 |
| Energy Transfer Partners LP (ETP) | $100,001 - $250,000 | $15,001 - $50,000 |
| Enterprise Products LP (EPD) | $100,001 - $250,000 | $5,001 - $15,000 |
| EQT Midstream Partners LP (EQM) | $50,001 - $100,000 | $1,001 - $2,500 |
| Nustar Group Holdings LLC (NSH) | $50,001 - $100,000 | $2,501 - $5,000 |
| Oneok, Inc (OKE) | $50,001 - $100,000 | $5,001 - $15,000 |
| Spectra Energy Partners LP (SEP) | $100,001 - $250,000 | $5,001 - $15,000 |
| Spectra Energy Partners LP (SEP) | None (or less than $1,001) | None (or less than $201) |
| Teekay LNG Partners LP (TGP) | $50,001 - $100,000 | None (or less than $201) |
| Western Gas Partners LP (WES) | $100,001 - $250,000 | $5,001 - $15,000 |
| US Cash Account #8 | $15,001 - $50,000 | None (or less than $201) |
| Brinker International Inc, bonds | $15,001 - $50,000 | $1,001 - $2,500 |
| Charles Schwab Corp, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| Discover Financial Services, bond | $15,001 - $50,000 | $2,501 - $5,000 |
| General Electric Co, bonds | $15,001 - $50,000 | None (or less than $201) |
| Graham Holdings Co, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| Humana Inc, bonds | $15,001 - $50,000 | $1,001 - $2,500 |
| JP Morgan Chase & Co, bonds | $15,001 - $50,000 | None (or less than $201) |
| Juniper Networks Inc, bonds | $50,001 - $100,000 | $1,001 - $2,500 |
| L Brands Inc, bonds | $50,001 - $100,000 | $5,001 - $15,000 |
| Lear Corp, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| NASDAQ OMX Group, bonds | $15,001 - $50,000 | $5,001 - $15,000 |
| Pfizer Inc, bonds | $15,001 - $50,000 | $1,001 - $2,500 |
| Pitney Bowes Inc, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| PNC Financial Services, bonds | $15,001 - $50,000 | $2,501 - $5,000 |
| Qwest Corp, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| Southern California Edison Co, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| Stanley Black & Decker Inc, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| Wells Fargo & Co, bonds | $15,001 - $50,000 | None (or less than $201) |
| Ares Capital Corp (ARCC) | $15,001 - $50,000 | $201 - $1,000 |
| Apollo Invt Corp Com (AINV) | None (or less than $1,001) | None (or less than $201) |
| Aegon N.V. 8% Preferred (AEK) | None (or less than $1,001) | $2,501 - $5,000 |
| Aspen Insurance Holding Limited 5.95% Preferred (AHL.C) | $15,001 - $50,000 | $201 - $1,000 |
| Citigroup Inc. 6.875% Preferred K (C.K) | $50,001 - $100,000 | $2,501 - $5,000 |
| Entergy Louisiana LLC 4.875% (ELC) | None (or less than $1,001) | None (or less than $201) |
| Qwest Corp 7.375% Preferred (CTQ) | None (or less than $1,001) | $201 - $1,000 |
| U.S. Bancorp Preferred (USB.PRM) | $15,001 - $50,000 | $1,001 - $2,500 |
| Wells Fargo & Co (WFC) | $50,001 - $100,000 | $2,501 - $5,000 |
| US Cash Account #9 | $50,001 - $100,000 | None (or less than $201) |
| Agilent Technologies (A) | $15,001 - $50,000 | $201 - $1,000 |
| American Midstream Partners LP (AMID) | $15,001 - $50,000 | $1,001 - $2,500 |
| Apple Inc (AAPL) | $15,001 - $50,000 | $201 - $1,000 |
| Arista Networks (ANET) | $15,001 - $50,000 | None (or less than $201) |
| Booz Allen Hamilton Holding Corporation (BAH) | $15,001 - $50,000 | $1,001 - $2,500 |
| BP Plc (BP) | None (or less than $1,001) | None (or less than $201) |
| CF Industries Holdings, Inc (CF) | $15,001 - $50,000 | $201 - $1,000 |
| eBay Inc (EBAY) | None (or less than $1,001) | $1,001 - $2,500 |
| Energy Transfer Equity LP (ETE) | $15,001 - $50,000 | $201 - $1,000 |
| Enterprise Products LP (EPD) | $15,001 - $50,000 | $1,001 - $2,500 |
| Equity Commonwealth Cumulative Preferred (EQC) | $15,001 - $50,000 | $1,001 - $2,500 |
| Fedex Corporation (FDX) | $15,001 - $50,000 | $201 - $1,000 |
| General Electric Co (GE) | $50,001 - $100,000 | $1,001 - $2,500 |
| Gilead Sciences Inc (GILD) | $15,001 - $50,000 | $201 - $1,000 |
| Goldman Sachs Group (GS) | $15,001 - $50,000 | None (or less than $201) |
| Keysight Technologies Inc (KEYS) | None (or less than $1,001) | None (or less than $201) |
| LKQ Corp (LKQ) | $1,001 - $15,000 | None (or less than $201) |
| LKQ Corp (LKQX) | $15,001 - $50,000 | None (or less than $201) |
| Lyondellbasell Industries N.V. (LYB) | $15,001 - $50,000 | $201 - $1,000 |
| Mondelez Intl Class A (MDLZ) | $15,001 - $50,000 | $201 - $1,000 |
| Natera Inc (NTRA) | $1,001 - $15,000 | None (or less than $201) |
| Newlink Genetics Corp (NLNK) | None (or less than $1,001) | None (or less than $201) |
| Nimble Storage (NMBL) | $15,001 - $50,000 | None (or less than $201) |
| Nuance Communications Inc (NUAN) | None (or less than $1,001) | None (or less than $201) |
| Parker-Hannifin Corp (PH) | $15,001 - $50,000 | $201 - $1,000 |
| Paypal Holdings Inc (PYPL) | $15,001 - $50,000 | None (or less than $201) |
| Roche Holding AG (RHHBY) | $15,001 - $50,000 | $201 - $1,000 |
| Tenet Healthcare Corp (THC) | None (or less than $1,001) | None (or less than $201) |
| Wells Fargo & Co (WFC) | $15,001 - $50,000 | $1,001 - $2,500 |
| Chatham Lodging Trust REIT (CLDT) | $15,001 - $50,000 | $1,001 - $2,500 |
| Weyerhaeuser Co REIT (WY) | $15,001 - $50,000 | $1,001 - $2,500 |
| Citigroup Inc. 6.875% - K Preferred (C.K) | $15,001 - $50,000 | $201 - $1,000 |
| Endurance Specialty Holdings 7.5% (g3039) Preferred Stock | None (or less than $1,001) | $201 - $1,000 |
| Equity Commonwealth Preferred 7.25% Cumulative (EQC) | None (or less than $1,001) | $1,001 - $2,500 |
| HSBC Holdings Plc 8% Preferred (HSEB) | None (or less than $1,001) | $201 - $1,000 |
| Qwest Corp 7% Preferred (CTAA) | $15,001 - $50,000 | $201 - $1,000 |
| Qwest Corp 7.5% Preferred (CTW) | None (or less than $1,001) | None (or less than $201) |
| US Cash Account #10 | $50,001 - $100,000 | $1,001 - $2,500 |
| Coca-Cola European Partners Plc (CCE) | $15,001 - $50,000 | $5,001 - $15,000 |
| Dow Chemical Company (DOW) | $50,001 - $100,000 | $1,001 - $2,500 |
| Eaton Corporation Plc (ETN) | $15,001 - $50,000 | $1,001 - $2,500 |
| Exxon Mobile Corp (XOM) | $15,001 - $50,000 | $1,001 - $2,500 |
| Qualcomm Inc (QCOM) | $15,001 - $50,000 | $1,001 - $2,500 |
| Princeton Fund LLC | $500,001 - $1,000,000 | None (or less than $201) |
| Goldman Sachs High Yield Floating Rate Fund (GSFRX) | $250,001 - $500,000 | $5,001 - $15,000 |
| GS Artisan International Fund Inv Mutual Fund Class I | $500,001 - $1,000,000 | None (or less than $201) |
| Silverpeak Legacy Fund II, L.P. | $15,001 - $50,000 | $15,001 - $50,000 |
| Silverpeak Legacy Fund III, L.P. | $50,001 - $100,000 | $1,001 - $2,500 |
| Goldman Sachs Distressed Managers IV LP (2016 income for this holding has not yet been reported to the filer; the income reported above is a good faith estimate based on the most recent capital analysis received from the fund manager.) | $250,001 - $500,000 | None (or less than $201) |
| Goldman Sachs Capital Partners VI Parallel/Whitehall Street Global Real Estate 2007 Access LP (2016 income for this holding has not yet been reported to the filer; the income reported above is a good faith estimate based on the most recent capital analysis received from the fund manager.) | $250,001 - $500,000 | None (or less than $201) |
| Goldman Sachs Liquidity Partners III/Mezzanine Partners V Access LP (2016 income for this holding has not yet been reported to the filer; the income reported above is a good faith estimate based on the most recent capital analysis received from the fund manager.) | $50,001 - $100,000 | None (or less than $201) |
| Distillery (Online advertising solution based on social graph data.) | ||
| CSX Corp (CSX), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| Dow Chemical Company (DOW), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| IBM Corp (IBM), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| Kellogg Company (K), closed position for written call option | None (or less than $1,001) | $2,501 - $5,000 |
| Apple Inc (AAPL) | $100,001 - $250,000 | $1,001 - $2,500 |
| Anheuser-Busch InBev SA/NV (BUD) | $50,001 - $100,000 | $1,001 - $2,500 |
| Boeing Co (BA) | $50,001 - $100,000 | $1,001 - $2,500 |
| General Mills Inc (GIS) | $50,001 - $100,000 | $1,001 - $2,500 |
| Intel Corp (INTC) | $50,001 - $100,000 | $1,001 - $2,500 |
| Nestle S.A. (NSRGY) | $50,001 - $100,000 | $1,001 - $2,500 |
| Phillips 66 (PSX) | $50,001 - $100,000 | $1,001 - $2,500 |
| Apple Inc (AAPL) | $100,001 - $250,000 | $1,001 - $2,500 |
| Boeing Co (BA) | $50,001 - $100,000 | $2,501 - $5,000 |
| Chevron Corporation (CVX) | $1,001 - $15,000 | $2,501 - $5,000 |
| Cisco Systems Inc (CSCO) | $50,001 - $100,000 | $2,501 - $5,000 |
| Coca Cola Company (KO) | $50,001 - $100,000 | $1,001 - $2,500 |
| Exxon Mobil Corp (XOM) | $50,001 - $100,000 | $2,501 - $5,000 |
| Johnson & Johnson (JNJ) | $50,001 - $100,000 | $2,501 - $5,000 |
| Mc Donalds Corp (MCD) | $50,001 - $100,000 | $1,001 - $2,500 |
| Molson Coors Brewing Class B (TAP) | $100,001 - $250,000 | $1,001 - $2,500 |
| Proshares Ultrashort Euro ETF (EUO) | $50,001 - $100,000 | $1,001 - $2,500 |
| Wal-Mart Stores Inc (WMT) | $50,001 - $100,000 | $1,001 - $2,500 |
| RenaissanceRe Holdings LTD ( RNR) | $250,001 - $500,000 | $1,001 - $2,500 |
| Dover, NH, bonds | $100,001 - $250,000 | $2,501 - $5,000 |
| Schwab GNMA Fund (SWGSX) | $100,001 - $250,000 | $2,501 - $5,000 |
| Kinder Morgan Inc (KMI) | $100,001 - $250,000 | $2,501 - $5,000 |
| Blueknight Energy Partners LP Preferred A Shares (BKEPP) | $15,001 - $50,000 | $2,501 - $5,000 |
| Expedia Inc, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| IAC/InterActive Corp, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| JP Morgan Chase & Co, bonds | $50,001 - $100,000 | $1,001 - $2,500 |
| Prudential Financial Inc, bonds | $15,001 - $50,000 | $2,501 - $5,000 |
| VeriSign Inc, bonds | $50,001 - $100,000 | $2,501 - $5,000 |
| Blueknight Energy Partners LP (BKEP) | $15,001 - $50,000 | $2,501 - $5,000 |
| Cisco Systems Inc (CSCO) | $15,001 - $50,000 | $2,501 - $5,000 |
| Energy Transfer Partners LP (ETP) | $15,001 - $50,000 | $2,501 - $5,000 |
| Johnson & Johnson (JNJ) | $15,001 - $50,000 | $1,001 - $2,500 |
| Microsoft Corp (MSFT) | $15,001 - $50,000 | $1,001 - $2,500 |
| Two Harbors Investment Corp REIT (TWO) | $15,001 - $50,000 | $2,501 - $5,000 |
| Ford Motor Company (F) | $15,001 - $50,000 | $1,001 - $2,500 |
| SPDR Euro Stoxx 50 ETF (FEZ) | $50,001 - $100,000 | $2,501 - $5,000 |
| SPDR S&P 500 ETF (SPY) | $100,001 - $250,000 | $2,501 - $5,000 |
| Contour Opportunity Fund, LP (2016 income for this holding has not yet been reported to the filer; the income reported above is a good faith estimate based on the most recently available Schedule K-1.) | $50,001 - $100,000 | None (or less than $201) |
| Bench Accounting (Accounting Software) | ||
| Bounce Exchange (Software and Services providing a solution for reducing site abandonment.)) | ||
| Contently (Software and services helping brands and media companies start, maintain and add efficiency to content creation programs.) | ||
| Datadog (cloud-based monitoring service) | ||
| ShopKeep (Software and services. Point of sale system that gives merchants the power to operate and manage their business more easily and inexpensively.) | ||
| Contour Venture Partners III, LP (2016 income for this holding has not yet been reported to the filer; the income reported above is a good faith estimate based on the most recently available Schedule K-1.) | $15,001 - $50,000 | None (or less than $201) |
| Calendre Co. (mobile application for live events) | ||
| Ellevate Financial, Inc (Online wealth management company focused on financial services from a woman's perspective.) | ||
| Fanbank, Inc (marketing platform) | ||
| Financial Insight Tech., Inc (personal finance advice) | ||
| HowGood, Inc (online product ratings) | ||
| LeagueApps, Inc (Software and Services/Applied Technology. Provides a solution to easliy set-up and manage a sports league for a community sport activity.) | ||
| MyPizza Tech (Online E-Commerce. Provides E-commerce fulfillment strategies for independent pizza shops across USA.) | ||
| Octane Lending, Inc (Software and Services. Offers software that allows Powersport Equipment Dealers to apply for financing from more lenders.) | ||
| Pathgather, Inc (Software and Services. Provides a social learning platform for employees in enterprises.) | ||
| Source3, Inc (Software and Services. Provides Enterprise Rights Managements platform for licensing and distribution intellectual property.) | ||
| Contour Venture Partners II, LP (2016 income for this holding has not yet been reported to the filer; the income reported above is a good faith estimate based on the most recently available Schedule K-1) | $250,001 - $500,000 | $1,001 - $2,500 |
| Scratch Music (Music and technology. Nationwide network of DJ's which is utilized for weddings event, tours and music festivals.) | ||
| Zeta Interactive (Content website focusing on the science, health and wellness of beauty.) | ||
| TiqIQ (Software and Services/Digital Media. Provides next generation social tools and analytics to the secondary market.) | ||
| Fin Tech Innovation Lab (mentorship program for startup companies) | ||
| Simplifi Holdings (Online advertising platform offering an innovative solution for search retargeting.) | ||
| NYC SeedStart (startup accelerator) | ||
| Voxy (Mobile and web education platform that helps users learn second languages.) | ||
| Movable Ink (Provides real time content management for email.) | ||
| Broadstreet Analytics (data analytics software) | ||
| Eachscape (Development platform for designing and managing mobile applications.) | ||
| ShopKeep ((Software and services. Point of sale system that gives merchants the power to operate and manage their business more easily and inexpensively.) | ||
| Zipmark (mobile payments transaction platform) | ||
| Contently (Software and services helping brands and media companies start, maintain and add efficiency to content creation programs.) | ||
| Routehappy (Software and service to aggregate a broad and deep set of data in the air travel industry.) | ||
| Estimize (open financial estimates platform) | ||
| FieldLens (Software services and applied technology to provide a mobil based construction management solution to the construction industry.) | ||
| Bench Accounting (Accounting Software) | ||
| Compare Networks (online media for science and healthcare manufacturers) | ||
| Bounce Exchange (Software and Services providing a solution for reducing site abandonment.) | ||
| Everyscreen (Distillery) (Online advertising solution based on social graph data.) | ||
| Pendo (platform for software usage and feedback) | ||
| Yhat (data science) | ||
| Emergent Properties (software for building maintenance) | ||
| Pathgather (Software and Services. Provides a social learning platform for employees in enterprises.) | ||
| Octane Lending, Inc. (Software and Services. Offers software that allows Powersport Equipment Dealers to apply for financing from more lenders.) | ||
| Source3, Inc ((Software and Services. Provides Enterprise Rights Management platform for licensing and distribution intellectual property.) | ||
| Radius Networks (mobile proximity beacons and services) | ||
| Calendre Co. (mobile application for live events) | ||
| Contour Venture Partners, LP (2016 income for this holding has not yet been reported to the filer; the income reported above is a good faith estimate based on the most recently available Schedule K-1) | $250,001 - $500,000 | $5,001 - $15,000 |
| Punchbowl Software (Provides a web application for comprehensive end-to-end event and party planning needs.) | ||
| Pandora (Recommendation service powered by the Music Genome Project.) | ||
| Scratch Music (Music and technology. Nationwide network of DJ's which is utilized for weddings event, tours and music festivals.) | ||
| Zeta Interactive (Content website focusing on the science, health and wellness of beauty.) | ||
| Collective Meida/Oggifinogi (digital advertising) | ||
| TiqIQ ((Software and Services/Digital Media. Provides next generation social tools and analytics to the secondary market.) | ||
| DataDog (cloud-based monitoring service) | ||
| Simplifi Holdings (Online advertising platform offering an innovative solution for search retargeting.) | ||
| Moveable Ink (Provides real time content management for email.) | ||
| Linguabyte (online English instruction) | ||
| Broad Street Analytics (data analytics software) | ||
| Berkshire Hathaway (BRKB), open position for written call option: 200 shares, strike $155, exp. 6/2017 | None (or less than $201) | |
| TriStar License Group, LLC (wireless telecom spectrum license holder for rural US markets.) | $50,001 - $100,000 | None (or less than $201) |
| Main Street Management | ||
| US Bank Account #11 | $1,001 - $15,000 | None (or less than $201) |
| Roundstone Ventures, LLC (5% ownership interest) (The value and income amounts of this asset are incorporated in the Roundstone Ventures, LLC assets beginning on line 26 of part 6.) | ||
| Loan receivable from DC1 Irrev Trust | $15,001 - $50,000 | None (or less than $201) |
| Agent Hero (Equity Investment. Online real estate services - US only) | $15,001 - $50,000 | None (or less than $201) |
| Eakin Partners, LLC (Local real estate investments in Nashville, TN market) | $250,001 - $500,000 | $5,001 - $15,000 |
| Burton 6, LLC (Office building in Nashville, TN) | ||
| 4th and Commerce, LLC (Commercial Real Estate in Nashville, TN) | ||
| EP Grassmere, LLC (Commercial Real Estate in Nashville, TN) | ||
| DataCo Solutions (data-based analytical marketing services) | $50,001 - $100,000 | $2,501 - $5,000 |
| HCP JAC Investors, LP | $250,001 - $500,000 | None (or less than $201) |
| JAC (MI manufacturer of vehicle roof racks | ||
| Loan receivable from DC2 Irrev Trust | $15,001 - $50,000 | None (or less than $201) |
| Loan receivable from DC3 Irrev Trust | $15,001 - $50,000 | None (or less than $201) |
| Loan receivable from DC4 Irrev Trust | $15,001 - $50,000 | None (or less than $201) |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Pinnacle Financial Partners | Nashville, Tennessee | Pursuant to company policy, Pinnacle Financial Partners expects to accelerate the vesting of my unvested restricted stock at its next board meeting, on April 14, 2017. At that time, I will receive shares of Pinnacle Financial Partners stock. Upon my appointment, however, I will forfeit any restricted stock that is unvested as of the date of my appointment. | July 16, 2015 |
| RenaissanceRe Holdings Ltd. | Hamilton, Bermuda, Outside U.S. | Pursuant to the terms of the company's Long-Term Incentive Plan and my Restricted Stock Agreement with the company, my unvested restricted stock will vest upon separation from service on the Board. At that time, I will receive share of RenaissanceRe Holding, Ltd. stock. | May 16, 2015 |
| Ryman Hospitality Properties, Inc. | Nashville, Tennessee | Pursuant to the policy of Ryman Hospitality Properties, my unvested restricted stock will vest upon separation from service on the Board. At that time, I will receive share of Ryman Hospitality Properties stock. | Feb. 15, 2016 |
| Hagerty Consulting | Nashville, Tennessee | Sole proprietorship will go into inactive status. | Jan. 16, 2002 |
| Hagerty Peterson, LLC | Barrington, Illinois | Hagerty Peterson is a limited liability company that, in the past, has made and held equity investments. It has been inactive since 2010. If I am confirmed, it will remain inactive during the entire period of my federal government service. | Jan. 16, 2015 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Contour Opportunity Fund, LP | Capital Commitment | $100,001 - $250,000 | N/A | 2015 |
| Contour Venture Partners II, LP | Capital Commitment | $50,001 - $100,000 | N/A | 2010 |
| Contour Venture Partners III, LP | Capital Commitment | $100,001 - $250,000 | N/A | 2014 |
| Bank of America Mortgage | Mortgage on Personal Residence | $500,001 - $1,000,000 | Floating | 2003 |
| Goldman Sachs Distressed Managers IV LP | Capital commitment | $250,001 - $500,000 | N/A | 2007 |
| Goldman Sachs Capital Partners VI Parallel/Whitehall Street Global Real Estate 2007 Access LP | Capital Commitment | $50,001 - $100,000 | N/A | 2007 |
| Goldman Sachs Liquidity Partners III/Mezzanine Partners V Access LP | Capital commitment | $100,001 - $250,000 | N/A | 2007 |
Do you know something about William Francis Hagerty IV? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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