Based on observation, interview, and record review, the facility failed to ensure, in the psychiatric hospital emergency treatment services (ETS):
1. Adequate numbers of psychiatric physicians/providers were available to provide initial assessments and treatment plans for seven patients who were admitted into the locked area of the ETS (Patients 18, 5, 20, 21, 22, 23, and 24) without a determination of the level of monitoring required; and,
2. Adequate numbers of staff were available to monitor minor patients. Monitors were responsible for watching/monitoring the patients in the minor room, as well as taking them to the bathroom and monitoring them there.
These failed practices resulted in Patient 18, prior to being seen by a physician, going into the bathroom in ETS, locking the door, wrapping her shirt around her neck and attempting to strangle herself, becoming hypoxic (lack of oxygen to the brain) and having a seizure when she was located by the staff. In addition, these failed practices resulted in the potential for harm or death for other patients in the ETS area.
Findings:
1 a. The record for Patient 18 was reviewed. Patient 18, a [AGE] year old female, was admitted involuntarily to the psychiatric ETS unit on March 19, 2016, after two recent attempts to hang herself.
The ETS triage risk assessment, dated March 19, 2016, at 6:19 p.m., indicated Patient 18 was brought to the facility because she was a danger to herself, she had a history of suicide attempts, and she had attempted to hurt herself in the past 24 hours, with a note by the nurse that indicated, "kill self and plan." According to the record, Patient 18 met the triage criteria for level two, requiring a very urgent mental health response.
There was no evidence Patient 18 was seen by a psychiatrist after triage. There was no evidence of a treatment plan to prevent the patient from injuring herself.
The ETS nursing assessment, completed at 7:45 p.m. (one hour and 26 minutes after the triage assessment was completed), indicated Patient 18 was there because, "I tried to hang myself but I'm OK now." The assessment indicated the patient suffered from auditory hallucinations (hearing voices) and was taking antipsychotic medications. According to the record, Patient 18 had no desire to hurt others, but had attempted to commit suicide. The nurse's notes indicated Patient 18 was being, "monitored with other minors."
There was no evidence Patient 18 was seen by a psychiatrist after the ETS nursing assessment. There was no evidence of a treatment plan to prevent the patient from injuring herself.
The next medical record entry, ETS progress notes written by the ETS registered nurse (RN) at 8:50 p.m., indicated at 8:30 p.m. (two hours and 11 minutes after arrival), Patient 18 went to the bathroom and was found unconscious on the floor with her shirt tied around her neck. She was hypoxic (lacking oxygen) and started seizing. 911 was called, and she was taken by ambulance to a local emergency department for medical treatment.
There was no evidence Patient 18 was seen by a psychiatrist prior to her suicide attempt (the second in 24 hours and the third attempt in a week).
According to the record, the psychiatrist first had contact with Patient 18 after she attempted to strangle herself in the bathroom (two hours and 11 minutes after she arrived at the ETS unit meeting criteria for a very urgent mental health response).
b. The record for Patient 5 was reviewed. Patient 5, presented to the facility's ETS area, on February 9, 2016, at 6:35 p.m., with complaints that he was insane and, "I can't function anymore."
The ETS nursing triage assessment, completed on February 9, 2016, at 6:40 p.m., indicated Patient 5's legal status was voluntary and the patient was placed in ETS.
There was no evidence Patient 5 was seen by a psychiatrist until 7:40 p.m., when the psychiatrist documented the patient was, "unable to function," and was a voluntary patient. There was no documentation of examination findings, physician's orders, or treatment plan, at this time.
According to the record, the psychiatrist completed the psychiatric evaluation on February 10, 2016, at 1 a.m., (six hours and 20 minutes after Patient 5 arrived). The psychiatrist documented Patient 5 was a, "danger to self," and gravely disabled, and required inpatient hospitalization .
Patient 5's discharge summary indicated on admission, Patient 5 was severely depressed and was hearing demonic voices. Patient 5 remained hospitalized an additional nineteen days.
c. The record for Patient 20 was reviewed. Patient 20, a [AGE] year old female, was admitted involuntarily to the psychiatric ETS unit on March 21, 2016, after attempting to choke herself.
The ETS nursing assessment, completed March 22, 2016, at 55 minutes after midnight, indicated Patient 20 was there because she was found trying to choke herself and refusing to take her antipsychotic medications. The patient was uncooperative and refused to be interviewed. The record indicated she was placed on minor monitoring in the ETS unit.
There was no evidence Patient 20 was seen by a psychiatrist after the ETS nursing assessment. There was no evidence of a treatment plan to prevent the patient from injuring herself.
According to the record, the psychiatrist's first contact with Patient 20 was at 5:30 a.m. (five hours and 31 minutes after she arrived), and completed the psychiatric evaluation at 6 a.m.
d. The record for Patient 21 was reviewed. Patient 21, a nine year old male, was admitted involuntarily to the psychiatric ETS unit on March 22, 2016, after threatening to kill himself.
The ETS nursing assessment, completed at 5 a.m. (two hours and 13 minutes after arrival), indicated the child was there because he was a danger to himself and a danger to others. According to the record, he was placed on minor monitoring in the ETS unit.
There was no evidence Patient 21 was seen by a psychiatrist after the ETS nursing assessment. There was no evidence of a treatment plan to prevent the patient from injuring himself or others.
According to the record, the psychiatrist's first contact with Patient 21 (completed the psychiatric evaluation) was at 10:10 a.m. (seven hours and 23 minutes after he arrived).
e. The record for Patient 22 was reviewed. Patient 22, a [AGE] year old male, arrived at the ETS unit involuntarily on March 28, 2016, at 3:58 a.m., after demonstrating behavior that made him a danger to himself and to others.
The triage assessment, completed on arrival, indicated Patient 22 was a moderate risk for danger to himself or others, and was sent into the locked area of the ETS unit.
There was no evidence Patient 22 was seen by a psychiatrist after the triage assessment. There was no evidence of a treatment plan to prevent the patient from injuring himself or others.
According to the record, the psychiatrist's first contact with Patient 22 was at 6:30 a.m. (two hours and 32 minutes after he arrived), and completed the psychiatric evaluation.
f. The record for Patient 23 was reviewed. Patient 23, a [AGE] year old male, arrived at the ETS unit involuntarily on March 27, 2016, at 3:15 p.m., after demonstrating behavior that made him a danger to others.
The triage assessment, completed on arrival, indicated Patient 23 was a high risk for danger to himself or others, and was sent into the locked area of the ETS unit.
There was no evidence Patient 23 was seen by a psychiatrist after the triage assessment. There was no evidence of a treatment plan to prevent the patient from injuring himself or others.
According to the record, the psychiatrist's first contact with Patient 23 was at 6:50 p.m. (three hours and 35 minutes after he arrived), and completed the psychiatric evaluation.
g. The record for Patient 24 was reviewed. Patient 24, a [AGE] year old male, arrived at the ETS unit involuntarily on March 28, 2016, at 3:10 a.m. Patient 24, with no psychiatric history, was verbalizing fears of wanting to kill himself.
The triage assessment, completed on arrival, indicated Patient 24 was a high risk for danger to himself, and he was sent into the locked area of the ETS unit.
There was no evidence Patient 24 was seen by a psychiatrist after the triage assessment. There was no evidence of a treatment plan to prevent the patient from injuring himself.
According to the record, the psychiatrist's first contact with Patient 24 was at 5:45 a.m. (two hours and 35 minutes after he arrived), and completed the psychiatric evaluation.
During a concurrent interview at the psychiatric hospital with the Manager of Quality and Education (MQE), the Associate Medical Director of the Adolescent Inpatient Unit (AMD 1), the Associate Medical Director of ETS (AMD 2), the Associate Chief Nursing Officer (ACNO), and the Inpatient Unit Nurse Managers (NM 1 and 2), they stated quality indicators were in place to determine the time it took for a patient to receive an evaluation by a psychiatrist/provider. The ACNO stated the, "door to physician times," for patients going into the locked area of ETS were, "long." They stated patients who came to the psychiatric facility voluntarily seeking assistance were seen by the triage nurse, and a physician/provider was called to see them, "immediately." They stated patients who came involuntarily or agreed to go into the ETS locked area waited longer to see a physician/provider. They stated they were aware of the delays, and were working on increasing the physician staffing to improve the times, but they had not yet accomplished the improvement.
During an interview with Psychiatrist 1 on March 28, 2016, at 3 p.m., the psychiatrist stated patients in the ETS unit should be seen within one hour. He stated that was not always possible, depending on the physician staffing. According to the psychiatrist, he was the only one scheduled for that evening and night, and he would be responsible for all of the new patients who came in needing an initial psychiatric evaluation (voluntary and involuntary - usually about 15 to 17 patients), responding to all, "codes," (patients who needed intervention for behaviors), and all inpatient needs in all of the inpatient units (Units A, B, C, and D). He stated there was no way he would be able to complete initial psychiatric evaluations on all new patients within one hour.
The quality data was reviewed with the Quality Management Nurse (QMN) on March 29, 2016. According to the data, the goal for the door to evaluation time for a patient in ETS was 27 minutes. The actual times were reported as follows:
- First quarter 2015 - 103 minutes;
- Second quarter 2015 - 235 minutes;
- Third quarter 2015 - 98 minutes; and,
- Fourth quarter 2015 - 102 minutes.
During a concurrent interview, the QMN stated she attended the quality management meetings for the entire organization, and reported the psychiatric hospital data quarterly. She stated the quality management committee was aware of the data and the delays.
2. During a tour of the ETS unit on March 22, 2016, at 10 a.m., the minor room was observed with two children sitting inside on recliners. A staff member was seated at the doorway, and had a clipboard with a paper for each child where he was documenting their location and demeanor/behavior every 15 minutes.
During an interview with the minor monitor, a certified nursing assistant (CNA), on March 22, 2016, at 10:05 a.m., the CNA stated he was assigned to monitor the patients in the, "minor room." He stated he was responsible for making sure their needs were met, and keeping them safe from the adult patients in the ETS unit. The monitor stated he did not know anything about why the minors were there, he did not know if they were at risk for being a danger to themselves or to others, and the nurses did not give him any kind of a report on the patients when they put a new one in there. He stated he was just told to, "watch them."
The monitor stated if one of the minors had to go to the bathroom, he would walk them across the hall (observed to be approximately eight feet) and let them go into the bathroom. He stated he did not go in with them, and he allowed them to lock the door. The monitor stated while the minor was in the bathroom, he waited for them to come out, but it was, "kind of hard," because he was still responsible for the minors in the minor room at the same time. The monitor stated he was never told how often to check on the minors when they were in the bathroom, but if they were in there, "for a long time," he would knock on the door to see if they were alright. The monitor defined, "a long time," as comparing it to the length of time it took for him to go to the bathroom. He stated if it took longer than he normally took, he would check on them.
The monitor stated at times the minor room had up to nine juveniles. He stated at times, they would move to a different room (further away from the bathroom) so they could hold more patients. According to the monitor, no matter how many minors were in the room being monitored, there was always one staff member to monitor them and take them to the bathroom.