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- H.R.578
H.R.578: Investment Adviser Regulatory Enhancement and Disclosure Act of 1993
About This Bill
- This bill was introduced in the 103rd Congress
- This bill is primarily about crime and law enforcement
- Introduced Jan. 26, 1993
- Latest Major Action May 7, 1993
Bill Sponsor
Bill Cosponsors
15 (12 Democrats, 3 Republicans)
Bill Summary
Investment Adviser Regulatory Enhancement and Disclosure Act of 1993 - Amends the Investment Advisers Act of 1940 to authorize the Securities and Exchange Commission (SEC) to collect fees to cover specified costs of regulating investment advisers and their activities. Sets forth a sliding scale fee schedule. Authorizes the SEC to suspend the registration of any investment adviser for failure to pay the requisite fees. Directs the SEC to: (1)...
(Source: Library of Congress)
Bill Actions
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Sponsor introductory remarks on measure.
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Referred to the House Committee on Energy and Commerce.
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Referred to the Subcommittee on Telecommunications and Finance.
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Subcommittee Hearings Held.
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Subcommittee Consideration and Mark-up Session Held.
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Forwarded by Subcommittee to Full Committee (Amended) by Voice Vote.
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Committee Consideration and Mark-up Session Held.
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Ordered to be Reported (Amended) by Voice Vote.
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Reported (Amended) by the Committee on Energy and Commerce. H. Rept. 103-75.
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Placed on the Union Calendar, Calendar No. 33.
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Mr. Markey moved to suspend the rules and pass the bill, as amended.
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Considered under suspension of the rules.
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DEBATE - The House proceeded with forty minutes of debate.
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On motion to suspend the rules and pass the bill, as amended Agreed to by voice vote.
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Motion to reconsider laid on the table Agreed to without objection.
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Received in the Senate.
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Read twice and referred to the Committee on Banking.
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Jan. 26, 1993 |
Introduced in the House by Rick Boucher (D-Va.) |