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- H.R.5712
H.R.5712: Securities and Exchange Commission Authority Restoration Act of 2006
About This Bill
- This bill was introduced in the 109th Congress
- This bill is primarily about law
- Introduced June 29, 2006
- Latest Major Action July 18, 2006
- See the one similar bills introduced in other congresses.
Bill Sponsor
Bill Cosponsors
3 (All Democrats)
Bill Summary
Securities and Exchange Commission Authority Restoration Act of 2006 - Amends the Investment Advisers Act of 1940 with respect to the exemption from the requirement of registration for any investment adviser: (1) who has had fewer than fifteen clients during the course of the preceding twelve months; and (2) who neither holds himself out generally to the public as an investment adviser, nor acts an an investment adviser to any registered...
(Source: Library of Congress)
Bill Actions
| Date | Description |
|---|---|
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Referred to the House Committee on Financial Services.
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|
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Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises.
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| June 29, 2006 |
Introduced in the House by Barney Frank (D-Mass.) |