Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure. HR 4645, Empowering Shareholders Act of 2023; HR 4767, Protecting American's Retirement Savings from Politics Act. SEC proposal on liquidity risk management and swing pricing. H.R. 3066, Retirement Fairness for Charities and Educational Institutions Act of 2023; H.R. 1807, Improving Disclosure for Investors Act of 2023; H.R. 2799, the Expanding Access to Capital Act.
General tax issues related to mutual funds.
Retirement and savings issues, generally.
Duration: May 1, 2009
to
present
General Issues: Financial Institutions/Investments/Securities , Taxation/Internal Revenue Code , Retirement , Homeland Security
Spending: about $3,920,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2009: U.S. Senate, House of Representatives, Securities & Exchange Commission (SEC), Treasury - Dept of, Commodity Futures Trading Commission (CFTC)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
Christopher Hatcher
Sch. C, Treasury. ; LD, Rep. Scott McInnis
Sch. C, Treasury; LD, Rep. Scott McInnis
Sch. C, Treasury; Associate Staff, House Rules Committee; LD, Rep. Scott McInnis
Joel Oswald
Professional Staff, Senate Banking Committee; LA,Sen.Enzi.
Prof. Staff, Senate Banking; LA. Sen. Enzi
Prof.Staff, Senate Banking; LA, Sen. Enzi
Prof. Staff, Senate Banking; LA, Sen. Enzi
Prof. Staff, Senate Banking; LA, Sen. Enzi.
Steve Blumenthal
Counsel, House Committee on Energy and Commerce
Steve Blumenthal continued
Dep. Director, Federal Housing Enterprise Oversight, HUD
Susan Hirschmann
COS, Rep. Can Hilleary and Majority Whip
COS, Rep. Van Hilleary and Majority Whip Tom DeLay
Frank Vlossak
LA Rep. Merrill Cook
LA, Rep. Merrill Cook
Andrew Jones
Leg Counsel, Rep. Hinojosa; LD and Counsel, Rep. Lujan
Nicholas Karellas
LA to Senator Christopher Bond; Tax Counsel, Rep Lynn Jenkins
Michael Kans
LA and Press Secretary, Rep. Charlie Gonzalez
Jenny DiJames
LA and LD, Rep. Bud Cramer
Jessica Hoppe
Law Clerk, Senate Finance Committee
Christopher Wilcox
Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings
Regional Staff Asst & Staff Asst, Sen. Moynihan;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings
Regional Staff Asst & Staff Asst, Sen. Moynihan; LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings
Mahlet Makonnen
Department of Veterans Affairs, Attorney Advisor
Marti Thomas
Assistant Secretary, U.S. Department of Treasury
Daniel Ziegler
Executive Director, Republican Study Committee; Legislative Director for Rep Doug Lamborn
Dan Ziegler
Executive Director, Republican Study Committee; Legislative Director for Rep Doug Lamborn
John McMackin
n/a
David Franasiak
n/a
David Starr
n/a
J. Steven Hart
n/a
George Baker
n/a
Melinda Maxfield
n/a
Stephen Blumenthal
n/a
Tess Illos
n/a
J.Steven Hart
n/a
Eric Robins
n/a
Jack McMackin
n/a
Jennifer Wanandi
n/a
Erin Mullen
n/a
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 18.
Original Filing: 301553416.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure. HR 4645, Empowering Shareholders Act of 2023; HR 4767, Protecting American's Retirement Savings from Politics Act. SEC proposal on liquidity risk management and swing pricing. H.R. 3066, Retirement Fairness for Charities and Educational Institutions Act of 2023; H.R. 1807, Improving Disclosure for Investors Act of 2023; H.R. 2799, the Expanding Access to Capital Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2023
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 17.
Original Filing: 301526991.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure. HR 4645, Empowering Shareholders Act of 2023; HR 4767, Protecting American's Retirement Savings from Politics Act. SEC proposal on liquidity risk management and swing pricing.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
3rd Quarter, 2023
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 17, 2023.
Original Filing: 301502363.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure. HR 4645, Empowering Shareholders Act of 2023; HR 4767, Protecting American's Retirement Savings from Politics Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2023
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 14, 2023.
Original Filing: 301476120.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
1st Quarter, 2023
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 19, 2023.
Original Filing: 301456462.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2022
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 19, 2023.
Original Filing: 301433293.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure; S.4241 (INDEX Act). HR 8521, INDEX Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals. Passthrough reform Discussion Draft legislation regarding in-kind redemptions.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act of 2021 (H.R. 2954). Retirement Security & Savings Act (S. 1770). S. 4808, the Enhancing American Retirement Now (EARN) Act, and S. 4353, the RISE and SHINE Act, Division T of the Consolidated Appropriations Act, 2023 (H.R. 2617, P.L. 117-328).
Agencies Lobbied
U.S. Senate U.S. House of Representatives
3rd Quarter, 2022
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 19, 2022.
Original Filing: 301410116.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure; S.4241 (INDEX Act). HR 8521, INDEX Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals. Passthrough reform Discussion Draft legislation regarding in-kind redemptions.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act of 2021 (H.R. 2954). Retirement Security & Savings Act (S. 1770). S. 4808, the Enhancing American Retirement Now (EARN) Act, and S. 4353, the RISE and SHINE Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2022
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 19, 2022.
Original Filing: 301386224.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure; S.4241 (INDEX Act).
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals. Passthrough reform Discussion Draft legislation regarding in-kind redemptions.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act of 2021 (H.R. 2954). Retirement Security & Savings Act (S. 1770). S. ___, the Enhancing American Retirement Now (EARN) Act, and S. 4353, the RISE and SHINE Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
1st Quarter, 2022
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 19, 2022.
Original Filing: 301361210.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals. Passthrough reform Discussion Draft legislation regarding in-kind redemptions.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act of 2021 (H.R. 2954). Retirement Security & Savings Act (S. 1770).
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2021
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 19, 2022.
Original Filing: 301327042.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals. Pass-through reform Discussion Draft legislation regarding in-kind redemptions.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act of 2021 (H.R. 2954). Retirement Security & Savings Act (S. 1770).
Agencies Lobbied
U.S. Senate U.S. House of Representatives
3rd Quarter, 2021
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 19, 2021.
Original Filing: 301304100.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals. Pass-through reform Discussion Draft legislation regarding in-kind redemptions.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act of 2021 (H.R. 2954). Retirement Security & Savings Act (S. 1770).
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2021
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 20, 2021.
Original Filing: 301286629.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act of 2021 (H.R. 2954). Retirement Security & Savings Act (S. 1770).
Agencies Lobbied
U.S. Senate U.S. House of Representatives
1st Quarter, 2021
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 19, 2021.
Original Filing: 301257349.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; securities transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Retirement and savings issues, generally; Securing a Strong Retirement Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2020
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 19, 2021.
Original Filing: 301234666.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603 and H.R. 3561, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Electronic delivery. Retirement and savings issues, generally. H.R. 8696, Securing a Strong Retirement Act of 2020; S.1431, Retirement Security and Savings Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
3rd Quarter, 2020
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 19, 2020.
Original Filing: 301214220.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603 and H.R. 3561, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Electronic delivery. Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2020
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 17, 2020.
Original Filing: 301190420.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603 and H.R. 3561, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Electronic delivery. Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
1st Quarter, 2020
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 20, 2020.
Original Filing: 301174201.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603 and H.R. 3561, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Electronic delivery. Retirement and savings issues, generally.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2019
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 17, 2020.
Original Filing: 301108676.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals. H.R. 1974 (SECURE Act). Division O of H.R. 1865.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
H.R. 1994 SECURE Act. Division O of H.R. 1865.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
3rd Quarter, 2019
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 17, 2019.
Original Filing: 301067609.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals. H.R. 1974 (SECURE Act).
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2019
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 17, 2019.
Original Filing: 301047139.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals. H.R. 1974 (SECURE Act).
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
1st Quarter, 2019
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 22, 2019.
Original Filing: 301033930.xml
Lobbying Issues
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2018
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 18, 2019.
Original Filing: 301008024.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act; electronic delivery of shareholder reports; H.R. 4061, FSOC Improvement Act; H.R. 4566, Alleviating Stress Test Burdens to Help Investors Act. Equity Market Structure; H.R. 2319 and S. 1117, Consumer Financial Choice and Capital markets Protection Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2018
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 19, 2018.
Original Filing: 300990218.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act; electronic delivery of shareholder reports; H.R. 4061, FSOC Improvement Act; H.R. 4566, Alleviating Stress Test Burdens to Help Investors Act. Equity Market Structure; H.R. 2319 and S. 1117, Consumer Financial Choice and Capital markets Protection Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2018
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 18, 2018.
Original Filing: 300967647.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act; electronic delivery of shareholder reports; H.R. 4061, FSOC Improvement Act; H.R. 4566, Alleviating Stress Test Burdens to Help Investors Act. Equity Market Structure; H.R. 2319 and S. 1117, Consumer Financial Choice and Capital markets Protection Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2018
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 20, 2018.
Original Filing: 300958255.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act; electronic delivery of shareholder reports; H.R. 4061, FSOC Improvement Act; H.R. 4566, Alleviating Stress Test Burdens to Help Investors Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2017
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 16, 2018.
Original Filing: 300924435.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act; electronic delivery of shareholder reports.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals; FIFO Cost basis - tax reform; H.R. 1, Tax Cuts and Jobs Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2017
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 16, 2017.
Original Filing: 300904424.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2017
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 17, 2017.
Original Filing: 300885557.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2017
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 13, 2017.
Original Filing: 300864922.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2016
Williams and Jensen, PLLC amended a lobbying report for representation of The Vanguard Group, Inc in Q42016 on July 27, 2017.
Original Filing: 300898635.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2016
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 17, 2017.
Original Filing: 300847018.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
3rd Quarter, 2016
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 17, 2016.
Original Filing: 300828504.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2016
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 14, 2016.
Original Filing: 300809424.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
1st Quarter, 2016
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 15, 2016.
Original Filing: 300791765.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2015
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Jan. 12, 2016.
Original Filing: 300770825.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals; Tax extenders, H.R. 2029, Division Q.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
3rd Quarter, 2015
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on Oct. 16, 2015.
Original Filing: 300754335.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2015
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on July 15, 2015.
Original Filing: 300734796.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
1st Quarter, 2015
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $60,000. The report was filed on April 14, 2015.
Original Filing: 300715345.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2014
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Jan. 16, 2015.
Original Filing: 300698036.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
3rd Quarter, 2014
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Oct. 17, 2014.
Original Filing: 300679510.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2014
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on July 18, 2014.
Original Filing: 300661155.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
1st Quarter, 2014
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on April 17, 2014.
Original Filing: 300638947.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2013
Williams and Jensen, PLLC amended a lobbying report for representation of The Vanguard Group, Inc in Q42013 on June 8, 2015.
Original Filing: 300730331.xml
Lobbying Issues
Dodd-Frank regulations-systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they related to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2013
Williams and Jensen, PLLC amended a lobbying report for representation of The Vanguard Group, Inc in Q42013 on June 8, 2015.
Original Filing: 300730332.xml
Lobbying Issues
Dodd-Frank regulations-systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they related to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2013
Williams and Jensen, PLLC amended a lobbying report for representation of The Vanguard Group, Inc in Q42013 on June 2, 2015.
Original Filing: 300730198.xml
Lobbying Issues
Dodd-Frank regulations-systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they related to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2013
Williams and Jensen, PLLC amended a lobbying report for representation of The Vanguard Group, Inc in Q42013 on May 28, 2015.
Original Filing: 300730072.xml
Lobbying Issues
Dodd-Frank regulations-systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
General tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they related to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410.
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. Senate U.S. House of Representatives
4th Quarter, 2013
Williams and Jensen, PLLC amended a lobbying report for representation of The Vanguard Group, Inc in Q42013 on Nov. 12, 2014.
Original Filing: 300691112.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2013
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Jan. 16, 2014.
Original Filing: 300616149.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
3rd Quarter, 2013
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Oct. 18, 2013.
Original Filing: 300598277.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2013
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on July 19, 2013.
Original Filing: 300578268.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
1st Quarter, 2013
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on April 22, 2013.
Original Filing: 300559494.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2012
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Jan. 18, 2013.
Original Filing: 300532729.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETF's; securities issues; market structure issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals; and H.R. 6616
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice, fiduciary definition.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
3rd Quarter, 2012
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Oct. 18, 2012.
Original Filing: 300511811.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETF's; securities issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; and Security Transaction tax proposals.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice, fiduciary definition.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2012
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on July 18, 2012.
Original Filing: 300488754.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETF's; securities issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; and Security Transaction tax proposals.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice, fiduciary definition.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
1st Quarter, 2012
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on April 20, 2012.
Original Filing: 300470528.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, Money Market Fund regulations, orderly liquidation authority, and derivatives. Mutual fund issues; ETF's; securities issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; and Security Transaction tax proposals.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice, fiduciary definition.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2011
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Jan. 20, 2012.
Original Filing: 300447137.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, Money Market Fund regulations, orderly liquidation authority, and derivatives. Mutual fund issues; securities issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; and
Security Transaction tax proposals.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice, fiduciary definition.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
3rd Quarter, 2011
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Oct. 20, 2011.
Original Filing: 300425235.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, Money Market Fund regulations, orderly liquidation authority, and derivatives. Mutual fund issues; securities issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; and
Security Transaction tax proposals.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice, fiduciary definition.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2011
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on July 20, 2011.
Original Filing: 300405878.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, SIFI Rules, Money Market Fund regulations, orderly liquidation authority, and derivatives. Mutual fund issues; securities issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; and
Security Transaction tax proposals.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice, fiduciary definition.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
1st Quarter, 2011
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on July 14, 2011.
Original Filing: 300389472.xml
Lobbying Issues
Dodd-Frank regulations - systemic risk, orderly derivatives liquidation authority, and Money Market Fund regulations. Mutual fund issues; securities issues; and financial services issues.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; and
Security Transaction tax proposals.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures and investment advice.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2010
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Jan. 20, 2011.
Original Filing: 300347915.xml
Lobbying Issues
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation.
HR. 1754, systemic risk regulation
H.R. 1349, accounting principles and standards
H.R. 1728, mortgage reform
HR 1106, bankruptcy cram down
S. 895, servicer safe harbor
S. 896, amendment #1019 to make changes in the safe harbor
S. 664, systemic risk regulation
S. 722, dividends, capital gains
H.R. 3126, Consumer Financial Protection Agency
Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010
OTC derivatives trading
H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds;
H.R. 4191, Security Transaction tax proposals; and H.R. 4337, "The Regulated Investment Company Modernization Act of 2009."
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure
H.R. 1984, 401(k) fee disclosure;
H.R. 1988, investment advice; and H.R. 2021, retirement savings.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
3rd Quarter, 2010
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on Oct. 20, 2010.
Original Filing: 300325643.xml
Lobbying Issues
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation.
HR. 1754, systemic risk regulation
H.R. 1349, accounting principles and standards
H.R. 1728, mortgage reform
HR 1106, bankruptcy cram down
S. 895, servicer safe harbor
S. 896, amendment #1019 to make changes in the safe harbor
S. 664, systemic risk regulation
S. 722, dividends, capital gains
H.R. 3126, Consumer Financial Protection Agency
Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010
OTC derivatives trading
H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds;
H.R. 4191, Security Transaction tax proposals; and H.R. 4337, "The Regulated Investment Company Modernization Act of 2009."
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure
H.R. 1984, 401(k) fee disclosure;
H.R. 1988, investment advice; and H.R. 2021, retirement savings.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2010
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $80,000. The report was filed on July 13, 2010.
Original Filing: 300285366.xml
Lobbying Issues
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation.
HR. 1754, systemic risk regulation
H.R. 1349, accounting principles and standards
H.R. 1728, mortgage reform
HR 1106, bankruptcy cram down
S. 895, servicer safe harbor
S. 896, amendment #1019 to make changes in the safe harbor
S. 664, systemic risk regulation
S. 722, dividends, capital gains
H.R. 3126, Consumer Financial Protection Agency
Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010
OTC derivatives trading
H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of Commodity Futures Trading Commission (CFTC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds
H.R. 4191, Security Transaction tax proposals
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure
H.R. 1984, 401(k) fee disclosure;
H.R. 1988, investment advice; and H.R. 2021, retirement savings.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
1st Quarter, 2010
In Q1, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $50,000. The report was filed on April 20, 2010.
Original Filing: 300267989.xml
Lobbying Issues
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation
HR. 1754, systemic risk regulation
H.R. 1349, accounting principles and standards
H.R. 1728, mortgage reform
HR 1106, bankruptcy cram down
S. 895, servicer safe harbor
S. 896, amendment #1019 to make changes in the safe harbor
S. 664, systemic risk regulation
S. 722, dividends, capital gains
H.R. 3126, Consumer Financial Protection Agency
Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010
OTC derivatives trading
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds
H.R. 4191, Security Transaction tax proposals
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure
H.R. 1984, 401(k) fee disclosure;
H.R. 1988, investment advice; and H.R. 2021, retirement savings.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
4th Quarter, 2009
In Q4, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $50,000. The report was filed on Jan. 19, 2010.
Original Filing: 300238164.xml
Lobbying Issues
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation
HR. 1754, systemic risk regulation
H.R. 1349, accounting principles and standards
H.R. 1728, mortgage reform
HR 1106, bankruptcy cram down
S. 895, servicer safe harbor
S. 896, amendment #1019 to make changes in the safe harbor
S. 664, systemic risk regulation
S. 722, dividends, capital gains
H.R. 3126, Consumer Financial Protection Agency
H.R. 4173, regulation restructuring
OTC derivatives trading
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds
H.R. 4191, Security Transaction tax proposals
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure
H.R. 1984, 401(k) fee disclosure;
H.R. 1988, investment advice; and H.R. 2021, retirement savings.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
3rd Quarter, 2009
In Q3, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $50,000. The report was filed on Oct. 20, 2009.
Original Filing: 300216121.xml
Lobbying Issues
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation
HR. 1754, systemic risk regulation
H.R. 1349, accounting principles and standards
H.R. 1728, mortgage reform
HR 1106, bankruptcy cram down
S. 895, servicer safe harbor
S. 896, amendment #1019 to make changes in the safe harbor
S. 664, systemic risk regulation
S. 722, dividends, capital gains
H.R. 3126, Consumer Financial Protection Agency
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds
H.R. 1068, excise tax on transactions
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure
H.R. 1984, 401(k) fee disclosure;
H.R. 1988, investment advice; and H.R. 2021, retirement savings.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2009
In Q2, Williams and Jensen, PLLC lobbied for The Vanguard Group, Inc , earning $30,000. The report was filed on July 20, 2009.
Original Filing: 300187437.xml
Lobbying Issues
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549- municipal bond legislation; H.R. 1669, municipal bond legislation
HR. 1754, systemic risk regulation
H.R. 1349, accounting principles and standards
H.R. 1728, mortgage reform
HR 1106, bankruptcy cram down
S. 895, servicer safe harbor
S. 896, amendment #1019 to make changes in the safe harbor
S. 664, systemic risk regulation
S. 722, dividends, capital gains
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
general tax issues related to mutual funds
H.R. 1068, excise tax on transactions
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure
H.R. 1984, 401(k) fee disclosure;
H.R. 1988, investment advice; and H.R. 2021, retirement savings.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
2nd Quarter, 2009
Williams & Jensen, PLLC. filed a lobbying registration on June 1, 2009 to represent The Vanguard Group, Inc., effective May 1, 2009.
Original Filing: 300170459.xml
Issue(s) they said they’d lobby about: Financial services, tax, retirement, and pension issues related to mutual funds and investments. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate